SLR Investment · filed 2023-11-07
Total Fair Value
$7.33B
174 holdings
Unrealized P/L
-$604.30M
-7.61% vs cost
W. Avg Spread
+6.36%
debt, FV-weighted
W. Avg Coupon
11.51%
debt, FV-weighted
% First Lien
57.5%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$7.33B
Total Fair Value
- Unclassified53.4%
- Investments & Cash Equivalents 254.1%13.4%
- Net Assets 100.0%13.4%
- Diversified Financial Services5.6%
- Government4.5%
- Multi-Sector Holdings3.7%
- Equipment Financing (continued) —3.6%
- Asset Management0.4%
- Commercial Services & Supplies0.2%
- Internet & Catalog Retail0.2%
- Other industries1.4%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
174 of 174
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
Cash Equivalents 33.7% | Investments & Cash Equivalents 254.1% | Common Equity/Equity Interests/Warrants | $2.50B | $2.54B | -$33.56M | — | — | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans | — | First Lien Life Science Senior Secured Loans | $1.30B | $1.29B | $8.14M | — | — | — |
Cash Equivalents 33.7% | Net Assets 100.0% | Common Equity/Equity Interests/Warrants | $985.38M | — | — | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans | — | First Lien Bank Debt/Senior Secured Loans | $928.47M | $921.02M | $7.44M | — | — | — |
Cash Equivalents 33.7% | U.S. Treasury Bill | Government | Common Equity/Equity Interests/Warrants | $332.56M | $332.56M | $0.00 | — | — | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |Total First Lien Life Science Senior Secured Loans | — | First Lien Life Science Senior Secured Loans | $326.24M | $321.43M | $4.80M | — | — | — |
Common Equity Equity Interests Warrants | SLR Credit Solutions | Diversified Financial Services | Common Equity/Equity Interests/Warrants | $281.00M | $280.74M | $263.0K | — | — | — |
Equipment Financing | Equipment Financing (continued) — | First Lien Life Science Senior Secured Loans | $265.31M | $290.69M | -$25.38M | — | — | — |
Common Equity Equity Interests Warrants | KBH Topco LLC (Kingsbridge) | Multi-Sector Holdings | Common Equity/Equity Interests/Warrants | $146.00M | $136.60M | $9.40M | — | — | — |
SLR Equipment Finance Equity Interests | Multi-Sector Holdings | Equipment Financing | $120.82M | $145.00M | -$24.18M | — | — | — |
Common Equity Equity Interests Warrants | SLR Business Credit | Diversified Financial Services | Common Equity/Equity Interests/Warrants | $90.37M | $81.58M | $8.79M | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Kingsbridge Holdings, LLC |Multi-Sector Holdings |S+700 |1.00 % |1.00 % |12/21/2018 |12/21/2024 | — | First Lien Bank Debt/Senior Secured Loans | $80.00M | $79.87M | $128.0K | 12.40% | +7.00% | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |Arcutis Biotherapeutics Inc |Pharamceuticals |S+745 |0.10 % |12.88 % |12/22/2021 |1/1/2027 | — | First Lien Life Science Senior Secured Loans | $68.02M | $67.89M | $126.0K | 12.88% | +7.45% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |World Insurance Associates, LLC | Insurance |S+575 |1.00 % |11.14 % |4/1/2022 |4/1/2026 | — | First Lien Bank Debt/Senior Secured Loans | $48.25M | $48.14M | $109.0K | 11.14% | +5.75% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Enhanced Permanent Capital, LLC |Capital Markets |S+700 |S+700 |12.26 % |12/29/2020 |12/29/2025 | — | First Lien Bank Debt/Senior Secured Loans | $42.52M | $41.79M | $731.0K | 12.26% | +7.00% | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |BridgeBio Pharma Inc |Biotechnology |9.00 % |11/17/2021 |11/17/2026 | — | First Lien Life Science Senior Secured Loans | $40.85M | $40.49M | $367.0K | 9.00% | — | — |
Senior Secured Loans 132.0% |Second Lien Asset-Based Senior Secured Loans | — | Second Lien Asset-Based Senior Secured Loans | $38.13M | $37.47M | $661.0K | — | — | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans Vapotherm Inc |Health Care Equipment and Supplies |S+930 |1.00 % |14.73 % |2/18/2022 |2/1/2027 | — | First Lien Life Science Senior Secured Loans | $37.38M | $37.09M | $292.0K | 14.73% | +9.30% | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |Alimera Sciences Inc|Pharmaceuticals|S+515|4.60%|10.48 %|12/31/2019|5/1/2028 | — | First Lien Life Science Senior Secured Loans | $37.19M | $34.86M | $2.33M | 10.48% | +5.15% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |CC SAG Holdings Corp. (Spectrum Automotive) |Diversified Consumer Services |S+575 |0.75 % |11.18 % |6/29/2021 |6/29/2028 | — | First Lien Bank Debt/Senior Secured Loans | $36.59M | $36.02M | $568.0K | 11.18% | +5.75% | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans Outset Medical Inc |Health Care Equipment and Supplies |S+515 |2.75 % |10.48 % |11/3/2022 |11/1/2027 | — | First Lien Life Science Senior Secured Loans | $35.17M | $35.16M | $9.0K | 10.48% | +5.15% | — |
Common Equity Equity Interests Warrants | SLR Healthcare ABL | Diversified Financial Services | Common Equity/Equity Interests/Warrants | $34.85M | $34.34M | $515.0K | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |iCIMS, Inc. |Software |S+725 |0.75 % |12.14 % |8/18/2022 |8/18/2028 | — | First Lien Bank Debt/Senior Secured Loans | $30.76M | $30.33M | $435.0K | 12.14% | +7.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Luxury Asset Capital, LLC |Thrifts & Mortgage Finance |S+675 |1.00 % |12.19 % |7/15/2022 |7/15/2027 | — | First Lien Bank Debt/Senior Secured Loans | $30.50M | $30.00M | $495.0K | 12.19% | +6.75% | — |
Senior Secured Loans 132.0% |Second Lien Asset-Based Senior Secured Loans |ACRES Commercial Mortgage, LLC |Diversified Financial Services |S+705 |1.00 % |12.49 % |12/24/2021 |8/21/2028 | — | Second Lien Asset-Based Senior Secured Loans | $29.93M | $29.45M | $470.0K | 12.49% | +7.05% | — |
Common Equity Equity Interests Warrants | Asset Management | SLR Senior Lending Program LLC | $29.28M | $28.75M | $527.0K | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Higginbotham Insurance Agency, Inc.(16) |Insurance |S+550 |1.00 % |10.92 % |4/1/2022 |11/15/2028 | — | First Lien Bank Debt/Senior Secured Loans | $28.86M | $28.86M | $0.00 | 10.92% | +5.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Foundation Consumer Brands, LLC | Personal Products |S+625 |1.00 % |11.77 %|2/12/2021 |2/12/2027 | — | First Lien Bank Debt/Senior Secured Loans | $27.56M | $26.96M | $597.0K | 11.77% | +6.25% | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |Cerapedics Inc |Biotechnology |S+620 |2.75 % |11.53 % |12/27/2022 |1/1/2028 | — | First Lien Life Science Senior Secured Loans | $27.01M | $27.00M | $7.0K | 11.53% | +6.20% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Pinnacle Treatment Centers, Inc. |Health Care Providers & Services |S+675 |1.00 % |12.10 % |1/22/2020 |1/2/2026 | — | First Lien Bank Debt/Senior Secured Loans | $25.24M | $24.90M | $340.0K | 12.10% | +6.75% | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |OmniGuide Holdings Inc |Health Care Equipment and Supplies |S+580 |5.31 % |11.23 % |7/30/2018 |11/1/2025 | — | First Lien Life Science Senior Secured Loans | $24.56M | $24.59M | -$29.0K | 11.23% | +5.80% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Kaseya, Inc. |Software |S+625 |0.75 % |11.58 % |6/22/2022 |6/22/2022 | — | First Lien Bank Debt/Senior Secured Loans | $24.36M | $24.05M | $315.0K | 11.58% | +6.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Maxor Acquisition, Inc. |Health Care Providers & Services |S+675 |1.00 % |12.48 % |3/1/2023 |3/1/2029 | — | First Lien Bank Debt/Senior Secured Loans | $23.78M | $23.12M | $665.0K | 12.48% | +6.75% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |RQM+ Corp. |Life Sciences Tools & Services |S+575 |1.00 % |11.40 % |8/20/2021 |8/12/2026 | — | First Lien Bank Debt/Senior Secured Loans | $23.70M | $23.36M | $335.0K | 11.40% | +5.75% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |KORE Wireless Group, Inc. |Logix Holding Company, LLC |S+550 | |10.99 % |12/21/2018 |12/21/2024 | — | First Lien Bank Debt/Senior Secured Loans | $23.40M | $23.11M | $296.0K | 10.99% | +5.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Fertility (ITC) Investment Holdco, LLC |Health Care Providers & Services |S+650 |1.00 % |11.63 % |1/4/2023 |1/3/2029 | — | First Lien Bank Debt/Senior Secured Loans | $22.65M | $22.03M | $619.0K | 11.63% | +6.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Kid Distro Holdings, LLC (Distro Kid) |Software |S+550 |1.00 % |11.04 % |9/24/2021 |10/1/2027 | — | First Lien Bank Debt/Senior Secured Loans | $20.26M | $19.97M | $290.0K | 11.04% | +5.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Accession Risk Management Group, Inc. (f/k/a RSC Acquisition, Inc.) |Insurance |S+550 |0.75% |11.02% |4/1/2022 |11/1/2026 | — | First Lien Bank Debt/Senior Secured Loans | $20.22M | $20.07M | $150.0K | 11.02% | +5.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Human Interest Inc. |Internet Software & Services |S+785 |1.00 % |13.18 % |6/30/2022 |7/1/2027 | — | First Lien Bank Debt/Senior Secured Loans | $20.10M | $19.90M | $201.0K | 13.18% | +7.85% | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |Neuronetics Inc |Health Care Equipment & Supplies |S+565 |3.95 % |10.98 % |3/2/2020 |3/29/2028 | — | First Lien Life Science Senior Secured Loans | $19.40M | $19.26M | $140.0K | 10.98% | +5.65% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Bayside Opco, LLC |Healthcare Providers & Services |S+725 |1.00 % |12.79 %|5/31/2023 |5/31/2026 | — | First Lien Bank Debt/Senior Secured Loans | $18.81M | $18.81M | $0.00 | 12.79% | +7.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |CVAUSA Management, LLC |Health Care Providers & Services |S+650 |1.00 % |11.59 % |5/22/2023 |5/22/2029 | — | First Lien Bank Debt/Senior Secured Loans | $18.29M | $18.31M | -$19.0K | 11.59% | +6.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |ONS MSO, LLC |Health Care Providers & Services |S+625 |1.00 % |11.62 % |2/10/2023 |7/8/2025 | — | First Lien Bank Debt/Senior Secured Loans | $17.19M | $16.80M | $394.0K | 11.62% | +6.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Plastics Management, LLC |Health Care Providers & Services|S+500 |1.00 % |10.44 %|4/1/2022 |8/18/2027 | — | First Lien Bank Debt/Senior Secured Loans | $17.18M | $16.49M | $691.0K | 10.44% | +5.00% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Peter C. Foy & Associates Insurance Services, LLC |Insurance |S+600 |0.75 % |11.43 % |4/1/2022 |11/1/2028 | — | First Lien Bank Debt/Senior Secured Loans | $16.58M | $16.67M | -$87.0K | 11.43% | +6.00% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Atria Wealth Solutions, Inc. |Diversified Financial Services |S+650 |1.00 % |12.15 % |9/14/2018 |2/29/2024 | — | First Lien Bank Debt/Senior Secured Loans | $16.29M | $16.17M | $118.0K | 12.15% | +6.50% | — |
Common Equity Equity Interests Warrants | SLR-AMI Topco Blocker, LLC | Internet & Catalog Retail | Common Equity/Equity Interests/Warrants | $15.10M | $19.88M | -$4.78M | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |UVP Management, LLC |Health Care Providers & Services |S+625 |1.00 % |11.79 % |9/18/2023 |9/15/2025 | — | First Lien Bank Debt/Senior Secured Loans | $15.06M | $15.06M | -$5.0K | 11.79% | +6.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |SunMed Group Holdings, LLC |Health Care Equipment & Supplies |S+550 |0.75 % |10.99 % |6/16/2021|6/16/2028 | — | First Lien Bank Debt/Senior Secured Loans | $15.02M | $14.70M | $320.0K | 10.99% | +5.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Ultimate Baked Goods Midco LLC (Rise Baking) |Packaged Foods & Meats |S+625 |1.00 % |11.67 % |8/12/2021 |8/13/2027 | — | First Lien Bank Debt/Senior Secured Loans | $14.86M | $14.40M | $461.0K | 11.67% | +6.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Apex Services Partners, LLC |Diversified Consumer Services |S+525 |1.00 % |10.67 % |8/31/2022 |7/31/2025 | — | First Lien Bank Debt/Senior Secured Loans | $13.92M | $13.64M | $275.0K | 10.67% | +5.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Logix Holding Company, LLC |Communications Equipment |L+575 |1.00 % |11.48 % |9/14/2018 |12/22/2024 | — | First Lien Bank Debt/Senior Secured Loans | $13.73M | $13.52M | $213.0K | 11.48% | +5.75% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Aegis Toxicology Sciences Corporation |Health Care Providers & Services |S+550 |1.00 % |11.13 % |5/7/2018 |5/9/2025 | — | First Lien Bank Debt/Senior Secured Loans | $13.42M | $13.22M | $202.0K | 11.13% | +5.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |United Digestive MSO Parent, LLC |Health Care Providers & Services |S+675 | 1.00 % |12.29 % |3/30/2023 |3/30/2029 | — | First Lien Bank Debt/Senior Secured Loans | $13.26M | $12.88M | $375.0K | 12.29% | +6.75% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |West-NR Parent, Inc. |Insurance |S+625 |1.00 % |11.72 % |8/1/2023 |12/27/2027 | — | First Lien Bank Debt/Senior Secured Loans | $12.94M | $12.95M | -$8.0K | 11.72% | +6.25% | — |
Equipment Financing 26.9% | Signet Marine Corporation | Transportation Infrastructure | First Lien Life Science Senior Secured Loans | $12.71M | $12.75M | -$41.0K | 8.50% | — | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |Glooko Inc |Health Care Technology |S+790 |0.10 % |13.33 % |9/30/2021 |10/1/2026 | — | First Lien Life Science Senior Secured Loans | $12.15M | $11.98M | $166.0K | 13.33% | +7.90% | — |
Equipment Financing 26.9% | Lux Credit Consultants LLC | Road & Rail | 8.28-12.09% | 12/1/2024-12/1/2026 | First Lien Life Science Senior Secured Loans | $12.14M | $12.14M | $0.00 | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Enverus Holdings, Inc. (fka Drilling Info Holdings) |IT Services |S+450 | |9.92 % |4/1/2022 |7/30/2025 | — | First Lien Bank Debt/Senior Secured Loans | $11.28M | $10.95M | $327.0K | 9.92% | +4.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Southern Orthodontic Partners Management, LLC |Health Care Providers & Services |S+625 |1.00 % |11.89 % |6/3/2022 |1/27/2026 | — | First Lien Bank Debt/Senior Secured Loans | $11.27M | $11.32M | -$45.0K | 11.89% | +6.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Composite Technology Acquisition Corp. |Building Products |S+450 |1.00 % |10.04 % |4/1/2022 |2/1/2025 | — | First Lien Bank Debt/Senior Secured Loans | $11.03M | $10.77M | $263.0K | 10.04% | +4.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |GSM Acquisition Corp. |Leisure Equipment & Products |S+500 |1.00 % |10.65 % |4/1/2022 |11/16/2026 | — | First Lien Bank Debt/Senior Secured Loans | $10.94M | $10.58M | $361.0K | 10.65% | +5.00% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Stryten Resources LLC |Stryten Resources LLC |S+800 |1.00 % |13.43 % |8/11/2021 |10/12/2026 | — | First Lien Bank Debt/Senior Secured Loans | $10.59M | $10.58M | $5.0K | 13.43% | +8.00% | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |Ardelyx Inc |Pharmaceuticals |S+795 |1.00 % |13.30 % |2/23/2022 |3/1/2027 | — | First Lien Life Science Senior Secured Loans | $10.50M | $9.53M | $977.0K | 13.30% | +7.95% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |The Townsend Company, LLC |Commercial Services & Supplies |S+625 |1.00 % |11.57 % |8/17/2023 |8/15/2029 | — | First Lien Bank Debt/Senior Secured Loans | $9.82M | $9.82M | -$4.0K | 11.57% | +6.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |SCP Eye Care, LLC |Health Care Providers & Services |S+575 |1.00 % |11.17 % |10/6/2022 |10/6/2022 | — | First Lien Bank Debt/Senior Secured Loans | $9.56M | $9.28M | $281.0K | 11.17% | +5.75% | — |
Equipment Financing 26.9% | Waste Pro of Florida Inc & Waste Pro USA Inc | Commercial Services & Supplies | First Lien Life Science Senior Secured Loans | $9.33M | $9.48M | -$155.0K | 9.17% | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |RxSense Holdings LLC |Diversified Consumer Services |S+500 |1.00 % |10.47 % |4/1/2022 |3/13/2026 | — | First Lien Bank Debt/Senior Secured Loans | $8.68M | $8.37M | $308.0K | 10.47% | +5.00% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Erie Construction Mid-west, LLC |Building Products |S+475 |1.00 % |10.34 % |4/1/2022 |7/30/2027 | — | First Lien Bank Debt/Senior Secured Loans | $8.57M | $8.30M | $276.0K | 10.34% | +4.75% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |PhyNet Dermatology LLC |Health Care Providers & Services |S+625 |1.00 % |11.45 % |9/5/2018 |8/16/2024 | — | First Lien Bank Debt/Senior Secured Loans | $8.37M | $8.36M | $13.0K | 11.45% | +6.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |BayMark Health Services, Inc. |Health Care Providers & Services |S+500 |1.00 % |10.65 % |4/1/2022 |6/11/2027 | — | First Lien Bank Debt/Senior Secured Loans | $8.29M | $8.02M | $265.0K | 10.65% | +5.00% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Alkeme Intermediary Holdings, LLC |Insurance |S+650 |1.00 % |11.92 % |9/20/2023 |10/28/2026 | — | First Lien Bank Debt/Senior Secured Loans | $8.27M | $8.27M | -$2.0K | 11.92% | +6.50% | — |
Senior Secured Loans 132.0% |Second Lien Asset-Based Senior Secured Loans |FGI Worldwide LLC |Diversified Financial Services |S+650 |1.00 % |11.82 % |4/17/2023 |4/17/2028 | — | Second Lien Asset-Based Senior Secured Loans | $8.21M | $8.02M | $191.0K | 11.82% | +6.50% | — |
Senior Secured Loans 132.0% |Second Lien Bank Debt/Senior Secured Loans |RD Holdco Inc |Diversified Consumer Services |S+975 |1.00% |12/23/2013 |10/12/2026 | — | Second Lien Bank Debt/Senior Secured Loans | $7.53M | $12.30M | -$4.76M | — | +9.75% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Maurices, Incorporated |Specialty Retail |S+675 |1.00 % |9.94 % |8/27/2021 |6/1/2024 | — | First Lien Bank Debt/Senior Secured Loans | $7.39M | $7.35M | $49.0K | 9.94% | +6.75% | — |
Equipment Financing 26.9% | Loyer Capital LLC | Multi-Sector Holdings | 8.73-11.52% | 5/16/2024-9/25/2024 | First Lien Life Science Senior Secured Loans | $7.36M | $7.50M | -$139.0K | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Urology Management Holdings, Inc. |Health Care Providers & Services |S+625 |1.00 % |11.79 % |2/7/2023 |6/15/2026 | — | First Lien Bank Debt/Senior Secured Loans | $7.07M | $6.96M | $107.0K | 11.79% | +6.25% | — |
Equipment Financing 26.9% | Clubcorp Holdings Inc | Hotels Restaurants & Leisure | 9.36-13.01% | 4/1/2025-5/1/2028 | First Lien Life Science Senior Secured Loans | $6.88M | $6.88M | $0.00 | — | — | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |Vertos Medical Inc |Health Care Equipment and Supplies |S+515 |4.75 % |10.48 % |6/14/2023 |7/1/2028 | — | First Lien Life Science Senior Secured Loans | $6.57M | $6.59M | -$20.0K | 10.48% | +5.15% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |TAUC Management, LLC |Health Care Providers & Services |L+525 |1.00 % |10.59 % |4/1/2022 |2/12/2027 | — | First Lien Bank Debt/Senior Secured Loans | $6.41M | $6.63M | -$219.0K | 10.59% | +5.25% | — |
Equipment Financing 26.9% |C Port or Stone LLC |Oil Gas and Consumable Fuels |8.54% |10/7/2022 |11/1/2027 | — | First Lien Life Science Senior Secured Loans | $6.17M | $6.21M | -$31.0K | 8.54% | — | — |
Equipment Financing 26.9% | Smiley Lifting Solutions LLC | Commercial Services & Supplies | 7.82-8.61% | 9/15/2026-6/27/2030 | First Lien Life Science Senior Secured Loans | $6.12M | $6.12M | $0.00 | — | — | — |
Equipment Financing 26.9% | First National Capital LLC | Diversified Financial Services | First Lien Life Science Senior Secured Loans | $5.74M | $5.74M | $0.00 | 9.00% | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Orthopedic Care Partners Management, LLC |Health Care Providers & Services |S+650 |1.00 % |11.96 % |8/17/2022 |5/16/2024 | — | First Lien Bank Debt/Senior Secured Loans | $5.42M | $5.47M | -$53.0K | 11.96% | +6.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |SHO Holding I Corporation (Shoes for Crews) |Footwear |S+523 |1.00 % |10.86 % |4/1/2022 |4/27/2024 | — | First Lien Bank Debt/Senior Secured Loans | $5.38M | $5.50M | -$129.0K | 10.86% | +5.23% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |BDG Media, Inc | Media |P+525 |5.50 % |13.75 % |7/18/2022 |7/31/2025 | — | First Lien Bank Debt/Senior Secured Loans | $5.35M | $5.35M | $0.00 | 13.75% | +5.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Bayside Parent, LLC |Healthcare Providers & Services |S+1000 |1.00 % |15.54 % |5/31/2023 |5/31/2026 | — | First Lien Bank Debt/Senior Secured Loans | $4.96M | $4.96M | $0.00 | 15.54% | +10.00% | — |
Equipment Financing 26.9% | Environmental Protection & Improvement Company LLC | Road & Rail | First Lien Life Science Senior Secured Loans | $4.75M | $4.77M | -$23.0K | 8.25% | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |ENS Holdings III Corp. & ES Opco USA LLC (Bluefin) |Trading Companies & Distributors |S+475 |1.00 % |10.24 % |4/1/2022 |12/31/2025 | — | First Lien Bank Debt/Senior Secured Loans | $4.63M | $4.51M | $123.0K | 10.24% | +4.75% | — |
Equipment Financing 26.9% | International Automotive Components Group North America Inc | Auto Components | First Lien Life Science Senior Secured Loans | $4.29M | $4.39M | -$106.0K | 7.95% | — | — |
Equipment Financing 26.9% | GMT Corporation | Machinery | First Lien Life Science Senior Secured Loans | $4.07M | $4.07M | -$3.0K | 10.71% | — | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |Apeel Technology Inc |Biotechnology |S+625 |1.00 % |8.75 % |6/29/2022 |6/1/2027 | — | First Lien Life Science Senior Secured Loans | $4.06M | $3.64M | $421.0K | 8.75% | +6.25% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Tilley Distribution, Inc. |Trading Companies & Distributors |S+600 |1.00 % |11.54 % |4/1/2022 |12/31/2026 | — | First Lien Bank Debt/Senior Secured Loans | $3.85M | $3.69M | $156.0K | 11.54% | +6.00% | — |
Common Equity Equity Interests Warrants | Bayside Parent LLC | Health Care Providers & Services | Common Equity/Equity Interests/Warrants | $3.82M | $11.41M | -$7.59M | — | — | — |
SOINT LLC | Aerospace & Defense | Preferred Equity | $3.80M | $5.11M | -$1.31M | 5.00% | — | — |
Equipment Financing 26.9% | Carolinas Contracting LLC | Diversified Consumer Services | 8.40-8.72% | 3/7/2028-5/18/2028 | First Lien Life Science Senior Secured Loans | $3.69M | $3.72M | -$35.0K | — | — | — |
Equipment Financing 26.9% | Equipment Operating Leases LLC | Multi-Sector Holdings | First Lien Life Science Senior Secured Loans | $3.41M | $3.50M | -$87.0K | 8.37% | — | — |
Senior Secured Loans 132.0% |First Lien Life Science Senior Secured Loans |Meditrina Inc |Health Care Equipment & Supplies |S+550 |3.45 % |10.83 % |12/20/2022 |12/1/2027 | — | First Lien Life Science Senior Secured Loans | $3.38M | $3.37M | $19.0K | 10.83% | +5.50% | — |
Equipment Financing 26.9% |Air Methods Corporation |Airlines |7.08-7.13% |11/3/2021 |11/3/2026-11/23/2026 | — | First Lien Life Science Senior Secured Loans | $3.23M | $3.27M | -$44.0K | — | — | — |
Equipment Financing 26.9% | Worldwide Flight Services Inc | Transportation Infrastructure | 8.32-9.93% | 9/23/2027-8/16/2028 | First Lien Life Science Senior Secured Loans | $3.19M | $3.24M | -$48.0K | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |High Street Buyer, Inc. |Insurance |S+600 |0.75 % |11.54 % |4/1/2022 |4/16/2028 | — | First Lien Bank Debt/Senior Secured Loans | $3.19M | $3.03M | $157.0K | 11.54% | +6.00% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Pediatric Home Respiratory Services, LLC |Health Care Providers & Services |S+625 |1.00 % |11.67 % |8/19/2022 |12/4/2024 | — | First Lien Bank Debt/Senior Secured Loans | $3.12M | $3.08M | $36.0K | 11.67% | +6.25% | — |
Equipment Financing 26.9% | CKD Holdings Inc | Road & Rail | 8.10-8.60% | 6/22/2026-9/22/2027 | First Lien Life Science Senior Secured Loans | $3.08M | $3.08M | $0.00 | — | — | — |
Equipment Financing 26.9% |Boart Longyear Company |Metals and Mining |8.31-10.44% |5/28/2020 |7/1/2024-10/7/2026 | — | First Lien Life Science Senior Secured Loans | $2.87M | $2.87M | $0.00 | — | — | — |
Equipment Financing 26.9% | U S Crane & Rigging LLC | Commercial Services & Supplies | 8.73%-10.92% | 3/1/2027-9/1/2028 | First Lien Life Science Senior Secured Loans | $2.72M | $2.72M | $0.00 | — | — | — |
Equipment Financing 26.9% | Superior Transportation Inc | Road & Rail | 10.22-10.63% | First Lien Life Science Senior Secured Loans | $2.59M | $2.59M | $0.00 | — | — | — |
Equipment Financing 26.9% | SLR Equipment Finance | Multi-Sector Holdings | First Lien Life Science Senior Secured Loans | $2.50M | $2.50M | $0.00 | 8.50% | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Vessco Midco Holdings, LLC |Water Utilities |S+450 |1.00 % |9.92 % |4/1/2022 |11/2/2026 | — | First Lien Bank Debt/Senior Secured Loans | $2.47M | $2.41M | $58.0K | 9.92% | +4.50% | — |
Equipment Financing 26.9% | First American Commercial Bancorp Inc | Diversified Financial Services | 7.50-9.02% | 10/1/2026-3/1/2027 | First Lien Life Science Senior Secured Loans | $2.45M | $2.45M | -$2.0K | — | — | — |
Equipment Financing 26.9% | PCX Aerostructures LLC | Aerospace & Defense | First Lien Life Science Senior Secured Loans | $2.40M | $2.40M | $0.00 | 9.32% | — | — |
Equipment Financing 26.9% | Star Coaches Inc | Road & Rail | First Lien Life Science Senior Secured Loans | $2.22M | $2.47M | -$254.0K | 8.42% | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |NSPC Intermediate Corp. (National Spine) |Health Care Providers & Services |S+850 |1.00 % |13.20 % |4/1/2022 |2/13/2026 | — | First Lien Bank Debt/Senior Secured Loans | $2.22M | $2.14M | $80.0K | 13.20% | +8.50% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |All States Ag Parts, LLC|Trading Companies & Distributors |S+600 |1.00 % |11.60 % |4/1/2022 |9/1/2026 | — | First Lien Bank Debt/Senior Secured Loans | $2.18M | $2.15M | $29.0K | 11.60% | +6.00% | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Basic Fun, Inc.|Specialty Retail |S+650 |1.00 % |12.17 % |10/30/2020 |7/2/2024 | — | First Lien Bank Debt/Senior Secured Loans | $2.15M | $2.15M | $1.0K | 12.17% | +6.50% | — |
Equipment Financing 26.9% |Bazzini LLC|Food and Staples Retailing |10.46% |12/23/2022 |1/1/2028 | — | First Lien Life Science Senior Secured Loans | $2.08M | $2.15M | -$62.0K | 10.46% | — | — |
Equipment Financing 26.9% | Drillers Choice Inc | Commercial Services & Supplies | 8.00-10.08% | 11/1/2027-6/1/2029 | First Lien Life Science Senior Secured Loans | $1.96M | $1.97M | -$3.0K | — | — | — |
Equipment Financing 26.9% | Complete Equipment Rentals LLC | Commercial Services & Supplies | 6.75-7.15% | 4/1/2028-6/1/2028 | First Lien Life Science Senior Secured Loans | $1.89M | $1.90M | -$2.0K | — | — | — |
Equipment Financing 26.9% | Ozzies Inc | Commercial Services & Supplies | First Lien Life Science Senior Secured Loans | $1.73M | $1.78M | -$52.0K | 10.72% | — | — |
Equipment Financing 26.9% |Capital City Jet Center Inc |Airlines |10.00% |4/4/2018 |10/4/2023-6/22/2026 | — | First Lien Life Science Senior Secured Loans | $1.53M | $1.54M | -$8.0K | 10.00% | — | — |
Equipment Financing 26.9% |Aero Operating LLC | Commercial Services & Supplies |8.47-9.64% |2/12/2021 | | — | First Lien Life Science Senior Secured Loans | $1.49M | $1.49M | -$1.0K | — | — | — |
Equipment Financing 26.9% | The Smedley Company & Smedley Services Inc | Commercial Services & Supplies | First Lien Life Science Senior Secured Loans | $1.48M | $1.48M | $0.00 | 4.07% | — | — |
Equipment Financing 26.9% | Dongwon Autopart Technology Inc | Auto Components | First Lien Life Science Senior Secured Loans | $1.41M | $1.42M | -$13.0K | 7.96% | — | — |
Equipment Financing 26.9% | Trinity Equipment Inc | Commercial Services & Supplies | 8.78-8.93% | 5/4/2028-5/19/2028 | First Lien Life Science Senior Secured Loans | $1.41M | $1.41M | $0.00 | — | — | — |
Equipment Financing 26.9% | Rutt Services LLC | Commercial Services & Supplies | First Lien Life Science Senior Secured Loans | $1.20M | $1.20M | $0.00 | 8.95% | — | — |
Equipment Financing 26.9% |AFG Dallas III LLC |Diversified Consumer Services |10.00-11.29% |8/11/2022 |8/11/2026-3/1/2027 | — | First Lien Life Science Senior Secured Loans | $1.18M | $1.18M | $0.00 | — | — | — |
Equipment Financing 26.9% | Energy Drilling Services LLC | Diversified Consumer Services | 6.58-9.16% | 11/9/2025-9/1/2027 | First Lien Life Science Senior Secured Loans | $1.14M | $1.14M | $0.00 | — | — | — |
Equipment Financing 26.9% | ST Coaches LLC | Road & Rail | 8.50-8.58% | 10/1/2023-1/25/2025 | First Lien Life Science Senior Secured Loans | $1.07M | $1.11M | -$36.0K | — | — | — |
Equipment Financing 26.9% | Nimble Crane LLC | Commercial Services & Supplies | First Lien Life Science Senior Secured Loans | $975.0K | $975.0K | $0.00 | 9.18% | — | — |
Equipment Financing 26.9% | Extreme Steel Crane & Rigging LLC | Commercial Services & Supplies | First Lien Life Science Senior Secured Loans | $902.0K | $910.0K | -$8.0K | 9.52% | — | — |
Equipment Financing 26.9% | Lux Vending LLC | Consumer Finance | 12.46-13.26% | 7/20/2024-10/1/2024 | First Lien Life Science Senior Secured Loans | $895.0K | $903.0K | -$8.0K | — | — | — |
Equipment Financing 26.9% | Miranda Logistics Enterprise Inc | Construction & Engineering | First Lien Life Science Senior Secured Loans | $824.0K | $824.0K | $0.00 | 7.69% | — | — |
Equipment Financing 26.9% | Hawkeye Contracting Company LLC | Construction & Engineering | First Lien Life Science Senior Secured Loans | $769.0K | $769.0K | $0.00 | 10.50% | — | — |
Equipment Financing 26.9% | Rayzors Edge LLC | Diversified Consumer Services | 7.69-8.27% | 5/18/2030-6/30/2030 | First Lien Life Science Senior Secured Loans | $732.0K | $732.0K | $0.00 | — | — | — |
Equipment Financing 26.9% | Rango Inc | Commercial Services & Supplies | 9.33-9.77% | 10/1/2023-11/1/2024 | First Lien Life Science Senior Secured Loans | $717.0K | $742.0K | -$25.0K | — | — | — |
Equipment Financing 26.9% | Loc Performance Products LLC | Machinery | First Lien Life Science Senior Secured Loans | $673.0K | $673.0K | $0.00 | 10.50% | — | — |
Equipment Financing 26.9% | Zamborelli Enterprises Pacific Souther Foundation | Diversified Consumer Services | First Lien Life Science Senior Secured Loans | $606.0K | $611.0K | -$5.0K | 8.91% | — | — |
Equipment Financing 26.9% |AmeraMex International Inc|Commercial Services and Supplies |10.00% |3/29/2019 |4/15/2025 | — | First Lien Life Science Senior Secured Loans | $569.0K | $563.0K | $6.0K | 10.00% | — | — |
Equipment Financing 26.9% | Trinity Equipment Rentals Inc | Commercial Services & Supplies | 7.94-8.75% | 11/1/2024-12/1/2026 | First Lien Life Science Senior Secured Loans | $416.0K | $416.0K | $0.00 | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Bayside Opco, LLC |Healthcare Providers & Services |S+700 |1.00 % |12.54 % |5/31/2023 |5/31/2026 | — | First Lien Bank Debt/Senior Secured Loans | $402.0K | $402.0K | $0.00 | 12.54% | +7.00% | — |
Equipment Financing 26.9% | Wind River Environmental LLC | Diversified Consumer Services | 8.43-10.00% | 8/1/2024-10/5/2025 | First Lien Life Science Senior Secured Loans | $387.0K | $387.0K | $0.00 | — | — | — |
Common Equity Equity Interests Warrants | Health Care Technology | Essence Group Holdings Corporation (Lumeris) Warrants | $342.0K | $129.0K | $213.0K | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Oldco AI, LLC(f/k/a Amerimark) |Internet & Catalog Retail |P+475 |1.00 % |13.25 % |6/16/2023 |10/31/2023 | — | First Lien Bank Debt/Senior Secured Loans | $321.0K | $321.0K | $0.00 | 13.25% | +4.75% | — |
Equipment Financing 26.9% | Freightsol LLC | Road & Rail | 12.51-12.89% | First Lien Life Science Senior Secured Loans | $289.0K | $289.0K | $0.00 | — | — | — |
Common Equity Equity Interests Warrants | Senseonics Holdings, Inc | Health Care Equipment & Supplies | Common Equity/Equity Interests/Warrants | $283.0K | $235.0K | $48.0K | — | — | — |
Equipment Financing 26.9% | Mountain Air Helicopters Inc | Commercial Services & Supplies | First Lien Life Science Senior Secured Loans | $279.0K | $278.0K | $1.0K | 10.00% | — | — |
Common Equity Equity Interests Warrants | NSPC Holdings, LLC (National Spine) | Health Care Providers & Services | Common Equity/Equity Interests/Warrants | $273.0K | $657.0K | -$384.0K | — | — | — |
Equipment Financing 26.9% | Up Trucking Services LLC | Road & Rail | First Lien Life Science Senior Secured Loans | $256.0K | $258.0K | -$2.0K | 11.21% | — | — |
Equipment Financing 26.9% | Womble Company Inc | Energy Equipment & Services | First Lien Life Science Senior Secured Loans | $246.0K | $256.0K | -$10.0K | 9.11% | — | — |
Equipment Financing 26.9% | Royal Express Inc | Road & Rail | First Lien Life Science Senior Secured Loans | $220.0K | $221.0K | -$1.0K | 9.53% | — | — |
Equipment Financing 26.9% | Rotten Rock Hardscaping & Tree Service | Diversified Consumer Services | First Lien Life Science Senior Secured Loans | $214.0K | $214.0K | $0.00 | 8.21% | — | — |
Equipment Financing 26.9% | HTI Logistics Corporation | Commercial Services & Supplies | 9.69-9.94% | 5/1/2024-9/1/2025 | First Lien Life Science Senior Secured Loans | $184.0K | $189.0K | -$5.0K | — | — | — |
Equipment Financing 26.9% | Georgia Jet Inc | Airlines | First Lien Life Science Senior Secured Loans | $128.0K | $128.0K | $0.00 | 8.00% | — | — |
Equipment Financing 26.9% | No Limit Construction Services LLC | Commercial Services & Supplies | First Lien Life Science Senior Secured Loans | $124.0K | $124.0K | $0.00 | 7.73% | — | — |
Equipment Financing 26.9% | RH Land Construction LLC & Harbor Dredging LA Inc | Construction & Engineering | First Lien Life Science Senior Secured Loans | $124.0K | $124.0K | $0.00 | 8.08% | — | — |
Equipment Financing 26.9% |Bowman Energy Solutions LLC |Commercial Services and Supplies |7.42% |7/1/2022 |8/1/2026 | — | First Lien Life Science Senior Secured Loans | $124.0K | $124.0K | $0.00 | 7.42% | — | — |
Equipment Financing 26.9% | Double S Industrial Contractors Inc | Commercial Services & Supplies | First Lien Life Science Senior Secured Loans | $119.0K | $119.0K | $0.00 | 8.60% | — | — |
Common Equity Equity Interests Warrants | Health Care Equipment & Supplies | Delphinus Medical Technologies, Inc. Warrants | $87.0K | $74.0K | $13.0K | — | — | — |
Equipment Financing 26.9% | Rane Light Metal Castings Inc | Machinery | First Lien Life Science Senior Secured Loans | $83.0K | $83.0K | $0.00 | 10.00% | — | — |
Equipment Financing 26.9% |A&A Crane and Rigging, LLC |Commercial Services & Supplies |7.78% |3/27/2023 |3/27/2028 | — | First Lien Life Science Senior Secured Loans | $72.0K | $72.0K | $0.00 | 7.78% | — | — |
Equipment Financing 26.9% | Kool Pak LLC | Road & Rail | First Lien Life Science Senior Secured Loans | $71.0K | $71.0K | $0.00 | 8.58% | — | — |
Common Equity Equity Interests Warrants | Vertos Medical, Inc. Warrants| Health Care Equipment & Supplies | — | Common Equity/Equity Interests/Warrants | $55.0K | $51.0K | $4.0K | — | — | — |
Common Equity Equity Interests Warrants | Pharmaceuticals | Centrexion Therapeutics Inc Warrants | $50.0K | $136.0K | -$86.0K | — | — | — |
Common Equity Equity Interests Warrants | Assertio Holdings Inc | Pharmaceuticals | Common Equity/Equity Interests/Warrants | $32.0K | $51.0K | -$19.0K | — | — | — |
Common Equity Equity Interests Warrants | Health Care Equipment & Supplies | Vapotherm, Inc. Warrants | $28.0K | $290.0K | -$262.0K | — | — | — |
Common Equity Equity Interests Warrants | Health Care Equipment & Supplies | Meditrina, Inc. Warrants | $20.0K | $23.0K | -$3.0K | — | — | — |
Cash Equivalents 33.7% | Investments & Cash Equivalents 254.1% | Common Equity/Equity Interests/Warrants | -$1.52B | — | — | — | — | — |
Common Equity Equity Interests Warrants | Pharmaceuticals | aTyr Pharma Inc Warrants | — | $106.0K | — | — | — | — |
Common Equity Equity Interests Warrants | Health Care Equipment & Supplies | CardioFocus Inc Warrants | — | $51.0K | — | — | — | — |
Common Equity Equity Interests Warrants | Health Care Equipment & Supplies | Conventus Orthopaedics, Inc. Warrants | — | $65.0K | — | — | — | — |
Common Equity Equity Interests Warrants | Diversified Consumer Services | RD Holdco, Inc. (Rug Doctor) Class B | — | $5.22M | — | — | — | — |
Common Equity Equity Interests Warrants | Diversified Consumer Services | RD Holdco, Inc. (Rug Doctor) Warrants | — | $381.0K | — | — | — | — |
Common Equity Equity Interests Warrants | Health Care Equipment & Supplies | Venus Concept Ltd. Warrants* (f/k/a Restoration Robotics) | — | $152.0K | — | — | — | — |
Common Equity Equity Interests Warrants | RD Holdco, Inc. (Rug Doctor) | Diversified Consumer Services | Common Equity/Equity Interests/Warrants | — | $15.68M | — | — | — | — |
Senior Secured Loans 132.0% |First Lien Bank Debt/Senior Secured Loans |Oldco AI, LLC (f/k/a Amerimark) |Internet & Catalog Retail |S+800 |1.00 % | |7/28/2021 |10/15/2026 | — | First Lien Bank Debt/Senior Secured Loans | — | $4.20M | — | — | +8.00% | — |