BDCinfo / GAIN /10-Q · 2025-12-31

GAIN · 10-Q

2025-12-31 View source on SEC.gov →
Gladstone Investment · filed 2026-02-03
Total Fair Value
$1.05B
57 holdings
Unrealized P/L
+$170.93M
+19.42% vs cost
W. Avg Spread
+8.37%
debt, FV-weighted
W. Avg Coupon
12.74%
debt, FV-weighted
% First Lien
0.0%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$1.05B
Total Fair Value
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 15.1%8.6%
  • Diversified/Conglomerate Services – 11.8%6.7%
  • Oil and Gas – 10.9%6.2%
  • Diversified/Conglomerate Services – 10.3%5.8%
  • Oil and Gas – 10.0%5.7%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 9.8%5.5%
  • Leisure, Amusement, Motion Pictures, and Entertainment – 9.6%5.4%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 9.2%5.2%
  • Aerospace and Defense – 18.6%4.7%
  • Electronics – 8.1%4.6%
  • Other industries41.6%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
57 of 57
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 15.1%
Common Stock
$90.07M
$30.75M
$59.32M
The E3 Company, LLC
Oil and Gas – 10.9%
Preferred Stock
$57.97M
$11.23M
$46.73M
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 9.6%
Preferred Stock
$56.94M
$4.00M
$52.94M
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 9.2%
Term Debt #1
$54.64M
$54.64M
$0.00
12.50%+7.00%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 9.8%
Preferred Stock
$49.13M
$6.65M
$42.48M
Nielsen-Kellerman Acquisition Corp.
Electronics – 8.1%
Term Debt
$48.08M
$48.08M
$0.00
13.50%+8.50%
Global GRAB Technologies, Inc.
Aerospace and Defense – 18.6%
Term Debt
$46.50M
$46.50M
$0.00
13.50%+9.00%
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 6.4%
Term Debt
$38.00M
$38.00M
$0.00
13.20%+9.50%
The E3 Company, LLC
Oil and Gas – 10.0%
Term Debt
$33.75M
$33.75M
$0.00
13.50%+9.00%
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 5.6%
Preferred Stock
$33.50M
Dema/Mai Holdings, Inc
Buildings and Real Estate – 5.6%
Preferred Stock
$33.20M
$21.00M
$12.20M
Educators Resource, Inc.
Healthcare, Education, and Childcare – 5.0%
Term Debt
$30.00M
$30.00M
$0.00
14.20%+10.50%
The Maids International, LLC
Diversified/Conglomerate Services – 11.8%
Term Debt
$28.56M
$28.56M
$0.00
14.20%+10.50%
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 7.3%
Preferred Stock
$27.79M
$6.75M
$21.05M
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 10.3%
Term Debt
$26.39M
$57.70M
-$31.31M
6.00%+0.50%
UPB Acquisition, Inc.
Mining, Steel, Iron and Non-Precious Metals – 4.3%
Preferred Stock
$25.88M
$6.00M
$19.88M
Rowan Energy Inc.
Oil and Gas – 10.0%
Term Debt
$25.79M
$25.79M
$0.00
14.50%+9.00%
Global GRAB Technologies, Inc.
Aerospace and Defense – 6.4%
Preferred Stock
$25.34M
$21.10M
$4.24M
Mason West, LLC
Diversified/Conglomerate Services – 10.3%
Term Debt
$25.25M
$25.25M
$0.00
13.70%+10.00%
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 11.8%
Term Debt
$22.00M
$22.00M
$0.00
14.70%+11.00%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 3.7%
Term Debt
$21.98M
$21.98M
$0.00
14.70%+11.00%
Pyrotek Special Effects, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 3.4%
Term Debt
$20.12M
$20.12M
$0.00
13.00%+8.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 11.8%
Term Debt
$20.00M
$20.00M
$0.00
10.00%+6.00%
Mason West, LLC
Diversified/Conglomerate Services – 3.4%
Preferred Stock
$19.05M
$11.21M
$7.84M
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 4.3%
Term Debt #2
$18.80M
$18.80M
$0.00
10.70%+7.00%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 6.2%
Term Debt #1
$17.70M
$17.70M
$0.00
13.70%+10.00%
Educators Resource, Inc.
Healthcare, Education, and Childcare – 2.5%
Preferred Stock
$14.92M
$8.56M
$6.36M
Detroit Defense, Inc.
Aerospace and Defense – 6.4%
Preferred Stock
$12.57M
$17.39M
-$4.82M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 6.2%
Term Debt
$12.20M
$12.20M
$0.00
13.70%+10.00%
UPB Acquisition, Inc.
Mining, Steel, Iron and Non-Precious Metals – 1.8%
Term Debt
$11.00M
$11.00M
$0.00
13.70%+10.00%
Smart Chemical Solutions, LLC
Chemicals, Plastics, and Rubber – 1.8%
Preferred Stock
$10.83M
$13.84M
-$3.01M
Diligent Delivery Systems
Cargo Transport – 1.7%
Term Debt
$9.93M
$13.00M
-$3.07M
12.70%+9.00%
Sun State Nursery and Landscaping, LLC
Diversified/Conglomerate Services – 10.3%
Term Debt
$9.52M
$9.52M
$0.00
13.50%+9.00%
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 9.8%
Preferred Stock
$9.12M
$9.58M
-$467.0K
Home Concepts Acquisition, Inc.
Printing and Publishing – 1.3%
Term Debt
$7.87M
$12.00M
-$4.13M
13.00%+9.00%
Rowan Energy Inc.
Oil and Gas – 10.9%
Preferred Stock
$7.30M
$7.30M
$0.00
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 4.3%
Term Debt #1
$6.90M
$6.90M
$0.00
7.80%+4.10%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 6.2%
Term Debt #2
$6.85M
$6.85M
$0.00
13.70%+10.00%
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 0.9%
Preferred Stock
$5.17M
$46.75M
-$41.58M
Gladstone Alternative Income Fund.
Finance – 0.9%
Common Equity
$5.08M
$5.00M
$75.0K
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Term Debt
$4.11M
$14.00M
-$9.89M
7.00%+2.00%
The Maids International, LLC
Diversified/Conglomerate Services – 7.3%
Preferred Stock
$3.28M
$6.64M
-$3.36M
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 0.5%
Common Stock
$3.16M
$11.51M
-$8.36M
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Line of Credit #1
$3.08M
$3.08M
$0.00
7.00%+2.00%
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 1.0%
Term Debt
$2.99M
$3.20M
-$210.0K
7.00%+3.40%
Phoenix Door Systems, Inc
Diversified/Conglomerate Manufacturing – 1.0%
Line of Credit
$2.95M
$2.95M
$0.00
5.00%+1.40%
Global GRAB Technologies, Inc.
Aerospace and Defense – 18.6%
Line of Credit
$2.85M
$2.85M
$0.00
10.00%+5.00%
Sun State Nursery and Landscaping, LLC
Diversified/Conglomerate Services – 3.4%
Preferred Stock
$1.32M
$3.06M
-$1.74M
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Line of Credit #2
$1.05M
$1.05M
$0.00
7.00%+2.00%
Edge Adhesives Holdings, Inc
Diversified/Conglomerate Manufacturing – 0.1%
Term Debt
$703.0K
$9.21M
-$8.51M
9.20%+5.50%
B+T Group Acquisition, Inc.
Telecommunications – 0.0%
Preferred Stock
$4.72M
Diligent Delivery Systems
Cargo Transport – 0.0%
Common Stock Warrants
$500.0K
Dreyfus Treasury Obligations Cash Management Fund
CASH EQUIVALENTS - 0.0%
Preferred Equity
3.43%
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Preferred Stock
$8.20M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 0.0%
Common Stock
$8.0K
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 3.4%
Preferred Stock
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Common Stock
$1.83M