BDCinfo / GAIN /10-Q · 2025-09-30

GAIN · 10-Q

2025-09-30 View source on SEC.gov →
Gladstone Investment · filed 2025-11-04
Total Fair Value
$952.75M
57 holdings
Unrealized P/L
+$94.19M
+10.97% vs cost
W. Avg Spread
+8.33%
debt, FV-weighted
W. Avg Coupon
12.84%
debt, FV-weighted
% First Lien
0.0%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$953M
Total Fair Value
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 14.2%8.0%
  • Diversified/Conglomerate Services – 13.2%7.4%
  • Diversified/Conglomerate Services – 12.4%7.0%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.4%5.8%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 10.2%5.7%
  • Oil and Gas – 9.2%5.2%
  • Aerospace and Defense – 20.5%5.1%
  • Electronics – 9.0%5.0%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.1%4.0%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 6.9%3.9%
  • Other industries42.9%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
57 of 57
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 14.2%
Common Stock
$75.89M
$30.75M
$45.15M
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 10.2%
Term Debt #1
$54.64M
$54.64M
$0.00
12.50%+7.00%
The E3 Company, LLC
Oil and Gas – 9.2%
Preferred Stock
$49.30M
$11.23M
$38.07M
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.4%
Preferred Stock
$48.86M
$6.65M
$42.21M
Nielsen-Kellerman Acquisition Corp.
Electronics – 9.0%
Term Debt
$48.08M
$48.08M
$0.00
13.50%+8.50%
Global GRAB Technologies, Inc.
Aerospace and Defense – 20.5%
Term Debt
$46.50M
$46.50M
$0.00
13.50%+9.00%
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.1%
Term Debt
$38.00M
$38.00M
$0.00
13.60%+9.50%
Dema/Mai Holdings, Inc
Buildings and Real Estate – 6.6%
Preferred Stock
$35.24M
$21.00M
$14.24M
The E3 Company, LLC
Oil and Gas – 6.3%
Term Debt
$33.75M
$33.75M
$0.00
13.50%+9.00%
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 12.4%
Term Debt
$31.71M
$57.70M
-$25.99M
6.00%+0.50%
Educators Resource, Inc.
Healthcare, Education, and Childcare – 5.6%
Term Debt
$30.00M
$30.00M
$0.00
14.60%+10.50%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 5.5%
Preferred Stock
$29.26M
$4.00M
$25.26M
The Maids International, LLC
Diversified/Conglomerate Services – 13.2%
Term Debt
$28.56M
$28.56M
$0.00
14.60%+10.50%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 5.2%
Term Debt
$27.98M
$27.98M
$0.00
15.10%+11.00%
Mason West, LLC
Diversified/Conglomerate Services – 12.4%
Term Debt
$25.25M
$25.25M
$0.00
14.10%+10.00%
UPB Acquisition, Inc.
Mining, Steel, Iron and Non-Precious Metals – 4.3%
Preferred Stock
$23.30M
$6.00M
$17.30M
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 4.2%
Preferred Stock
$22.24M
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 13.2%
Term Debt
$22.00M
$22.00M
$0.00
15.10%+11.00%
Global GRAB Technologies, Inc.
Aerospace and Defense – 6.8%
Preferred Stock
$21.10M
$21.10M
$0.00
Pyrotek Special Effects, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 3.8%
Term Debt
$20.12M
$20.12M
$0.00
13.00%+8.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 13.2%
Term Debt #2
$20.00M
$20.00M
$0.00
10.10%+6.00%
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 4.8%
Term Debt #2
$18.80M
$18.80M
$0.00
11.10%+7.00%
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 6.2%
Preferred Stock
$17.82M
$6.75M
$11.08M
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 6.9%
Term Debt #1
$17.70M
$17.70M
$0.00
14.10%+10.00%
Educators Resource, Inc.
Healthcare, Education, and Childcare – 2.9%
Preferred Stock
$15.77M
$8.56M
$7.21M
Detroit Defense, Inc.
Aerospace and Defense – 6.8%
Preferred Stock
$15.59M
$17.39M
-$1.80M
Mason West, LLC
Diversified/Conglomerate Services – 3.4%
Preferred Stock
$15.10M
$11.21M
$3.89M
UPB Acquisition, Inc.
Mining, Steel, Iron and Non-Precious Metals – 2.8%
Term Debt
$15.00M
$15.00M
$0.00
14.10%+10.00%
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 6.9%
Term Debt
$12.20M
$12.20M
$0.00
14.10%+10.00%
Smart Chemical Solutions, LLC
Chemicals, Plastics, and Rubber – 2.3%
Preferred Stock
$12.15M
$13.84M
-$1.70M
Diligent Delivery Systems
Cargo Transport – 1.9%
Term Debt
$10.29M
$13.00M
-$2.71M
13.10%+9.00%
Sun State Nursery and Landscaping, LLC
Diversified/Conglomerate Services – 12.4%
Term Debt
$9.52M
$9.52M
$0.00
13.50%+9.00%
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.1%
Term Debt
$9.32M
$12.00M
-$2.67M
13.10%+9.00%
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 4.8%
Term Debt #1
$6.90M
$6.90M
$0.00
8.20%+4.10%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 6.9%
Term Debt #2
$6.85M
$6.85M
$0.00
14.10%+10.00%
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.4%
Preferred Stock
$6.81M
$9.58M
-$2.77M
Gladstone Alternative Income Fund.
Finance – 0.9%
Common Equity
$5.08M
$5.00M
$75.0K
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Term Debt #1
$3.55M
$14.00M
-$10.45M
7.00%+2.00%
The Maids International, LLC
Diversified/Conglomerate Services – 6.2%
Preferred Stock
$3.39M
$6.64M
-$3.25M
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 0.6%
Preferred Stock
$3.37M
$46.75M
-$43.37M
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Line of Credit #1
$3.08M
$3.08M
$0.00
7.00%+2.00%
Sun State Nursery and Landscaping, LLC
Diversified/Conglomerate Services – 3.4%
Preferred Stock
$3.06M
$3.06M
$0.00
Phoenix Door Systems, Inc
Diversified/Conglomerate Manufacturing – 0.7%
Line of Credit
$2.95M
$2.95M
$0.00
5.50%+1.40%
Global GRAB Technologies, Inc.
Aerospace and Defense – 20.5%
Line of Credit
$2.00M
$2.00M
$0.00
10.00%+5.00%
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.1%
Line of Credit
$2.00M
$2.00M
$0.00
10.10%+6.00%
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Line of Credit #2
$1.05M
$1.05M
$0.00
7.00%+2.00%
Edge Adhesives Holdings, Inc
Diversified/Conglomerate Manufacturing – 0.1%
Term Debt
$770.0K
$9.21M
-$8.44M
9.60%+5.50%
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 0.7%
Term Debt
$574.0K
$3.20M
-$2.63M
7.50%+3.40%
Sun State Nursery and Landscaping, LLC
Diversified/Conglomerate Services – 12.4%
Line of Credit
$240.0K
$240.0K
$0.00
10.00%+5.00%
B+T Group Acquisition, Inc.
Telecommunications – 0.0%
Preferred Stock
$4.72M
Diligent Delivery Systems
Cargo Transport – 0.0%
Common Stock Warrants
$500.0K
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Preferred Stock
$8.20M
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 0.0%
Common Stock
$11.51M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 0.0%
Common Stock
$8.0K
Home Concepts Acquisition, Inc. – Line of Credit Two
Printing and Publishing – 2.1%
Secured First Lien Debt
10.10%+6.00%
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 3.4%
Preferred Stock
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Common Stock
$1.83M