BDCinfo / GAIN /10-K · 2025-03-31

GAIN · 10-K

2025-03-31 View source on SEC.gov →
Gladstone Investment · filed 2025-05-13
Total Fair Value
$872.50M
58 holdings
Unrealized P/L
+$50.97M
+6.20% vs cost
W. Avg Spread
+8.20%
debt, FV-weighted
W. Avg Coupon
12.85%
debt, FV-weighted
% First Lien
0.2%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$873M
Total Fair Value
  • Diversified/Conglomerate Services – 16.2%9.3%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 12.2%7.0%
  • Diversified/Conglomerate Services – 11.0%6.3%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 10.9%6.3%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 10.2%5.8%
  • Electronics – 9.9%5.6%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.6%4.4%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.4%4.2%
  • Oil and Gas – 7.2%4.1%
  • Oil and Gas – 6.8%3.9%
  • Other industries43.2%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
58 of 58
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 10.9%
Term Debt
$54.64M
$54.64M
$0.00
12.50%+7.00%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 12.2%
Preferred Stock
$51.88M
$6.65M
$45.22M
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 10.2%
Common Stock
$50.79M
$30.75M
$20.04M
Nielsen-Kellerman Acquisition Corp. TL
Electronics – 9.9%
Term Debt
$48.08M
$48.08M
$0.00
13.50%+8.50%
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.6%
Term Debt
$38.00M
$38.00M
$0.00
13.80%+9.50%
The E3 Company, LLC
Oil and Gas – 7.2%
Preferred Stock
$35.84M
$11.23M
$24.61M
The E3 Company, LLC
Oil and Gas – 6.8%
Term Debt
$33.75M
$33.75M
$0.00
13.50%+9.00%
Dema/Mai Holdings, Inc.
Buildings and Real Estate – 6.2%
Preferred Equity
$31.07M
$21.00M
$10.07M
Educators Resource, Inc.
Healthcare, Education, and Childcare – 6.0%
Term Debt
$30.00M
$30.00M
$0.00
14.80%+10.50%
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 11.0%
Term Debt
$29.63M
$57.70M
-$28.07M
6.00%+0.50%
The Maids International, LLC
Diversified/Conglomerate Services – 16.2%
Term Debt
$28.56M
$28.56M
$0.00
14.80%+10.50%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 5.6%
Term Debt
$27.98M
$27.98M
$0.00
15.30%+11.00%
UPB Acquisition, Inc.
Mining, Steel, Iron and Non-Precious Metals – 5.2%
Preferred Stock
$26.01M
$6.00M
$20.01M
Mason West, LLC
Diversified/Conglomerate Services – 11.0%
Term Debt
$25.25M
$25.25M
$0.00
14.30%+10.00%
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 4.7%
Preferred Stock
$23.54M
Nielsen-Kellerman Acquisition Corp.
Electronics – 4.5%
Preferred Stock
$22.42M
$22.17M
$252.0K
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 16.2%
Term Debt
$22.00M
$22.00M
$0.00
15.30%+11.00%
Educators Resource, Inc.
Healthcare, Education, and Childcare – 4.3%
Preferred Stock
$21.50M
$8.56M
$12.94M
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 4.1%
Preferred Stock
$20.60M
$4.00M
$16.60M
Pyrotek Special Effects, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 4.5%
Term Debt
$20.12M
$20.12M
$0.00
13.00%+8.00%
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 5.2%
Term Debt #2
$18.80M
$18.80M
$0.00
11.30%+7.00%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.4%
Term Debt #1
$17.70M
$17.70M
$0.00
14.30%+10.00%
Ricardo Defense, Inc.
Aerospace and Defense – 3.5%
Preferred Stock
$17.39M
$17.39M
$0.00
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.2%
Term Debt #2
$15.79M
$26.00M
-$10.21M
14.60%+10.30%
Utah Pacific Bridge & Steel, Ltd.
Mining, Steel, Iron and Non-Precious Metals – 3.0%
Term Debt
$15.00M
$15.00M
$0.00
14.30%+10.00%
Mason West, LLC
Diversified/Conglomerate Services – 2.7%
Preferred Stock
$13.26M
$11.21M
$2.06M
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 4.3%
Preferred Stock
$12.92M
$6.75M
$6.17M
Diligent Delivery Systems
Cargo Transport – 2.5%
Term Debt
$12.62M
$13.00M
-$376.0K
13.30%+9.00%
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.4%
Term Debt
$12.20M
$12.20M
$0.00
14.30%+10.00%
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 2.1%
Term Debt
$10.62M
$10.62M
$0.00
7.00%+1.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.2%
Term Debt #1
$10.02M
$16.50M
-$6.48M
10.30%+6.00%
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.3%
Term Debt
$9.28M
$12.00M
-$2.72M
13.30%+9.00%
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 12.2%
Preferred Stock
$9.07M
$9.58M
-$513.0K
The Maids International, LLC
Diversified/Conglomerate Services – 4.3%
Preferred Stock
$8.41M
$6.64M
$1.77M
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 5.2%
Term Debt #1
$6.90M
$6.90M
$0.00
8.40%+4.10%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.4%
Term Debt #2
$6.85M
$6.85M
$0.00
14.30%+10.00%
Nth Degree Investment Group, LLC
Finance – 1.0%
Common Stock
$4.97M
$5.00M
-$25.0K
B+T Group Acquisition, Inc.
Telecommunications – 1.5%
Term Debt #1
$3.58M
$14.00M
-$10.43M
7.00%+2.00%
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 0.7%
Common Stock
$3.48M
$11.51M
-$8.03M
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 1.2%
Term Debt
$3.20M
$3.20M
$0.00
7.70%+3.40%
B+T Group Acquisition, Inc.
Telecommunications – 1.5%
Line of Credit #1
$3.08M
$3.08M
$0.00
7.00%+2.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.2%
Line of Credit
$3.04M
$5.00M
-$1.96M
10.30%+6.00%
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 1.2%
Line of Credit
$2.95M
$2.95M
$0.00
5.70%+1.40%
Pyrotek Special Effects, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 4.5%
Line of Credit
$2.50M
$2.50M
$0.00
10.00%+5.00%
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.3%
Line of Credit
$2.00M
$2.00M
$0.00
10.30%+6.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.2%
Term Debt #3
$1.48M
$2.44M
-$958.0K
10.30%+6.00%
Nielsen-Kellerman Acquisition Corp. Line of Credit
Electronics – 9.9%
Secured First Lien Debt
$1.07M
$1.07M
$0.00
10.00%+5.00%
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 0.2%
Preferred Stock
$996.0K
$36.13M
-$35.13M
B+T Group Acquisition, Inc.
Telecommunications – 1.5%
Line of Credit #2
$930.0K
$930.0K
$0.00
7.00%+2.00%
Home Concepts Acquisition, Inc. – Line of Credit Two
Printing and Publishing – 2.3%
Secured First Lien Debt
$400.0K
$400.0K
$0.00
10.30%+6.00%
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.1%
Term Debt
$343.0K
$9.21M
-$8.87M
9.80%+5.50%
B+T Group Acquisition, Inc.
Telecommunications – 0.0%
Preferred Stock
$4.72M
Diligent Delivery Systems
Cargo Transport – 0.0%
Common Stock Warrants
$500.0K
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Preferred Stock
$8.20M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 0.0%
Common Stock
$8.0K
Home Concepts Acquisition, Inc.
Printing and Publishing - 0.0%
Preferred Stock
$3.27M
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 2.7%
Preferred Stock
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Common Stock
$1.83M