BDCinfo / GAIN /10-Q · 2024-12-31

GAIN · 10-Q

2024-12-31 View source on SEC.gov →
Gladstone Investment · filed 2025-02-12
Total Fair Value
$947.37M
60 holdings
Unrealized P/L
+$64.68M
+7.33% vs cost
W. Avg Spread
+8.89%
debt, FV-weighted
W. Avg Coupon
13.35%
debt, FV-weighted
% First Lien
4.2%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$947M
Total Fair Value
  • Hotels, Motels, Inns, and Gaming – 17.4%9.0%
  • Diversified/Conglomerate Services – 16.4%8.5%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.5%7.8%
  • Diversified/Conglomerate Services – 12.9%6.7%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 11.1%5.8%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.7%5.5%
  • Electronics – 10.0%5.2%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 9.5%4.9%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.8%4.0%
  • Oil and Gas – 7.0%3.6%
  • Other industries39.1%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
60 of 60
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
Nocturne Luxury Villas, Inc.
Hotels, Motels, Inns, and Gaming – 17.4%
Term Debt
$79.60M
$79.60M
$0.00
14.50%+10.50%
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 11.1%
Term Debt #1
$54.64M
$54.64M
$0.00
12.50%+7.00%
Nielsen-Kellerman Acquisition Corp. TL
Electronics – 10.0%
Term Debt
$48.08M
$48.08M
$0.00
13.50%+8.50%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.7%
Preferred Stock
$48.08M
$6.65M
$41.43M
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 9.5%
Common Stock
$46.27M
$30.75M
$15.53M
Old World Christmas
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.8%
Inc. – Secured First Lien Term Loan
$38.00M
$38.00M
$0.00
13.80%+9.50%
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 12.9%
Term Debt
$37.81M
$57.70M
-$19.89M
11.80%+7.50%
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.5%
Preferred Stock
$36.72M
The E3 Company, LLC
Oil and Gas – 7.0%
Term Debt
$33.75M
$33.75M
$0.00
13.30%+9.00%
The E3 Company, LLC
Oil and Gas – 6.9%
Preferred Stock
$33.52M
$11.23M
$22.29M
Nocturne Luxury Villas, Inc.
Hotels, Motels, Inns, and Gaming – 6.3%
Preferred Stock
$30.93M
$6.60M
$24.33M
The Maids International, LLC
Diversified/Conglomerate Services – 16.4%
Term Debt
$28.56M
$28.56M
$0.00
14.80%+10.50%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 5.7%
Term Debt
$27.98M
$27.98M
$0.00
15.30%+11.00%
Mason West, LLC
Diversified/Conglomerate Services – 12.9%
Term Debt
$25.25M
$25.25M
$0.00
14.30%+10.00%
Educators Resource, Inc.
Healthcare, Education, and Childcare – 4.9%
Preferred Stock
$24.13M
$8.56M
$15.57M
Dema/Mai Holdings, Inc
Buildings and Real Estate – 4.8%
Preferred Equity
$23.45M
$21.00M
$2.45M
Nielsen-Kellerman Acquisition Corp.
Electronics – 4.5%
Preferred Stock
$22.17M
$22.17M
$0.00
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 16.4%
Term Debt
$22.00M
$22.00M
$0.00
15.30%+11.00%
Educators Resource, Inc.
Healthcare, Education, and Childcare – 4.1%
Term Debt
$20.00M
$20.00M
$0.00
14.80%+10.50%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 3.9%
Preferred Stock
$19.17M
$4.00M
$15.17M
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 5.2%
Term Debt #2
$18.80M
$18.80M
$0.00
11.30%+7.00%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.5%
Term Debt #1
$17.70M
$17.70M
$0.00
14.30%+10.00%
Ricardo Defense, Inc.
Aerospace and Defense – 3.6%
Preferred Stock
$17.39M
$17.39M
$0.00
Utah Pacific Bridge & Steel, Ltd.
Mining, Steel, Iron and Non-Precious Metals – 3.6%
Preferred Stock
$17.34M
$6.00M
$11.34M
Pyrotek Special Effects, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 4.1%
Term Debt
$17.12M
$17.12M
$0.00
13.00%+8.00%
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 3.3%
Term Debt
$15.89M
$26.62M
-$10.73M
9.80%+5.50%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.4%
Term Debt #2
$15.50M
$26.00M
-$10.50M
14.60%+10.30%
Diligent Delivery Systems
Cargo Transport – 2.6%
Term Debt
$12.51M
$13.00M
-$486.0K
13.30%+9.00%
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.5%
Term Debt
$12.20M
$12.20M
$0.00
14.30%+10.00%
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.9%
Term Debt
$12.00M
$12.00M
$0.00
13.30%+9.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.4%
Term Debt #1
$9.84M
$16.50M
-$6.66M
10.30%+6.00%
Mason West, LLC
Diversified/Conglomerate Services – 1.9%
Preferred Stock
$9.47M
$11.21M
-$1.73M
The Maids International, LLC
Diversified/Conglomerate Services – 2.9%
Preferred Stock
$7.78M
$6.64M
$1.14M
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 5.2%
Term Debt #1
$6.90M
$6.90M
$0.00
8.40%+4.10%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.5%
Term Debt #2
$6.85M
$6.85M
$0.00
14.30%+10.00%
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 2.9%
Preferred Stock
$6.54M
$6.75M
-$210.0K
Nocturne Luxury Villas, Inc.
Hotels, Motels, Inns, and Gaming – 17.4%
Line of Credit
$6.00M
$6.00M
$0.00
12.30%+8.00%
Gladstone Alternative Income Fund.
Finance – 1.0%
Common Equity
$5.00M
$5.00M
$0.00
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.7%
Preferred Stock
$4.46M
$9.58M
-$5.12M
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 0.8%
Common Stock
$4.08M
$11.51M
-$7.44M
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Line of Credit #1
$3.08M
$3.08M
$0.00
7.00%+2.00%
Pyrotek Special Effects, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 4.1%
Line of Credit
$3.00M
$3.00M
$0.00
10.00%+5.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.4%
Line of Credit
$2.98M
$5.00M
-$2.02M
10.30%+6.00%
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Term Debt #1
$2.96M
$14.00M
-$11.04M
7.00%+2.00%
Phoenix Door Systems, Inc
Diversified/Conglomerate Manufacturing – 1.1%
Line of Credit
$2.75M
$2.75M
$0.00
11.30%+7.00%
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 1.1%
Term Debt
$2.40M
$3.20M
-$795.0K
15.30%+11.00%
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.9%
Line of Credit
$2.00M
$2.00M
$0.00
10.30%+6.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.4%
Term Debt #3
$1.45M
$2.44M
-$984.0K
10.30%+6.00%
Nielsen-Kellerman Acquisition Corp. Line of Credit
Electronics – 10.0%
Secured First Lien Debt
$1.07M
$1.07M
$0.00
10.00%+5.00%
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Line of Credit #2
$753.0K
$753.0K
$0.00
7.00%+2.00%
Edge Adhesives Holdings, Inc
Diversified/Conglomerate Manufacturing – 0.1%
Term Debt
$504.0K
$9.21M
-$8.71M
9.80%+5.50%
The E3 Company, LLC
Oil and Gas – 7.0%
Line of Credit
$500.0K
$500.0K
$0.00
10.00%+5.50%
Home Concepts Acquisition, Inc. – Line of Credit Two
Printing and Publishing – 2.9%
Secured First Lien Debt
$400.0K
$400.0K
$0.00
10.30%+6.00%
B+T Group Acquisition, Inc.
Telecommunications – 0.0%
Preferred Stock
$4.72M
Diligent Delivery Systems
Cargo Transport – 0.0%
Common Stock Warrants
$500.0K
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Preferred Stock
$8.20M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 0.0%
Common Stock
$8.0K
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 1.9%
Preferred Stock
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 0.0%
Preferred Stock
$19.73M
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Common Stock
$1.83M