BDCinfo / GAIN /10-Q · 2024-09-30

GAIN · 10-Q

2024-09-30 View source on SEC.gov →
Gladstone Investment · filed 2024-11-07
Total Fair Value
$796.81M
52 holdings
Unrealized P/L
+$27.36M
+3.56% vs cost
W. Avg Spread
+8.98%
debt, FV-weighted
W. Avg Coupon
13.74%
debt, FV-weighted
% First Lien
5.4%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$797M
Total Fair Value
  • Hotels, Motels, Inns, and Gaming – 17.8%10.2%
  • Diversified/Conglomerate Services – 17.1%9.9%
  • Diversified/Conglomerate Services – 14.1%8.1%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 11.9%6.9%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.9%6.3%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 9.4%5.4%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 8.3%4.7%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 8.1%4.6%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.7%4.4%
  • Oil and Gas – 7.6%4.4%
  • Other industries35.1%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
52 of 52
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
Nocturne Luxury Villas, Inc.
Hotels, Motels, Inns, and Gaming – 17.8%
Term Debt
$79.60M
$79.60M
$0.00
14.50%+10.50%
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 11.9%
Term Debt #1
$54.64M
$54.64M
$0.00
12.50%+7.00%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.9%
Preferred Stock
$46.59M
$6.65M
$39.94M
Old World Christmas
Home and Office Furnishings, Housewares, and Durable Consumer Products – 9.4%
Inc. – Secured First Lien Term Loan
$43.00M
$43.00M
$0.00
14.30%+9.50%
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 14.1%
Term Debt
$39.54M
$57.70M
-$18.16M
12.30%+7.50%
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 8.3%
Common Stock
$37.83M
$30.75M
$7.08M
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.7%
Preferred Stock
$35.37M
The E3 Company, LLC
Oil and Gas – 7.6%
Term Debt
$33.75M
$33.75M
$0.00
13.80%+9.00%
Educators Resource, Inc.
Healthcare, Education, and Childcare – 6.6%
Preferred Stock
$30.14M
$8.56M
$21.58M
The Maids International, LLC
Diversified/Conglomerate Services – 17.1%
Term Debt
$28.56M
$28.56M
$0.00
15.30%+10.50%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 6.1%
Term Debt
$27.98M
$27.98M
$0.00
15.80%+11.00%
Mason West, LLC
Diversified/Conglomerate Services – 14.1%
Term Debt
$25.25M
$25.25M
$0.00
14.80%+10.00%
Dema/Mai Holdings, Inc
Buildings and Real Estate – 5.1%
Preferred Equity
$23.50M
$21.00M
$2.50M
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 17.1%
Term Debt
$22.00M
$22.00M
$0.00
15.80%+11.00%
The E3 Company, LLC
Oil and Gas – 4.7%
Preferred Stock
$21.63M
$11.23M
$10.40M
Educators Resource, Inc.
Healthcare, Education, and Childcare – 4.4%
Term Debt
$20.00M
$20.00M
$0.00
15.30%+10.50%
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 5.6%
Term Debt #2
$18.80M
$18.80M
$0.00
11.80%+7.00%
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 4.1%
Term Debt
$18.60M
$26.62M
-$8.02M
10.30%+5.50%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 8.1%
Term Debt #1
$17.70M
$17.70M
$0.00
14.80%+10.00%
Nocturne Luxury Villas, Inc.
Hotels, Motels, Inns, and Gaming – 3.8%
Preferred Stock
$17.25M
$6.60M
$10.65M
Utah Pacific Bridge & Steel, Ltd.
Mining, Steel, Iron and Non-Precious Metals – 3.3%
Preferred Stock
$15.27M
$6.00M
$9.27M
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 17.1%
Term Debt #2
$14.65M
$26.00M
-$11.35M
15.10%+10.30%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 3.1%
Preferred Stock
$14.40M
$4.00M
$10.40M
Diligent Delivery Systems
Cargo Transport – 2.7%
Term Debt
$12.41M
$13.00M
-$592.0K
13.80%+9.00%
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 8.1%
Term Debt
$12.20M
$12.20M
$0.00
14.80%+10.00%
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.9%
Term Debt
$12.00M
$12.00M
$0.00
13.80%+9.00%
Mason West, LLC
Diversified/Conglomerate Services – 2.4%
Preferred Stock
$11.14M
$11.21M
-$61.0K
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 17.1%
Term Debt #1
$9.30M
$16.50M
-$7.20M
10.80%+6.00%
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 5.6%
Term Debt #1
$6.90M
$6.90M
$0.00
8.90%+4.10%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 8.1%
Term Debt #2
$6.85M
$6.85M
$0.00
14.80%+10.00%
The Maids International, LLC
Diversified/Conglomerate Services – 2.2%
Preferred Stock
$6.68M
$6.64M
$37.0K
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 1.3%
Common Stock
$6.13M
$11.51M
-$5.39M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.9%
Preferred Stock
$3.28M
$9.58M
-$6.31M
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 2.2%
Preferred Stock
$3.27M
$6.75M
-$3.48M
B+T Group Acquisition, Inc.
Telecommunications – 1.5%
Line of Credit #1
$3.08M
$3.08M
$0.00
7.00%+2.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 17.1%
Line of Credit
$2.82M
$5.00M
-$2.18M
10.80%+6.00%
Phoenix Door Systems, Inc
Diversified/Conglomerate Manufacturing – 1.1%
Line of Credit
$2.75M
$2.75M
$0.00
11.80%+7.00%
B+T Group Acquisition, Inc.
Telecommunications – 1.5%
Term Debt #1
$2.52M
$14.00M
-$11.48M
7.00%+2.00%
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 1.1%
Term Debt
$2.23M
$3.20M
-$966.0K
15.80%+11.00%
Nocturne Luxury Villas, Inc.
Hotels, Motels, Inns, and Gaming – 17.8%
Line of Credit
$2.00M
$2.00M
$0.00
12.80%+8.00%
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.9%
Line of Credit
$1.50M
$1.50M
$0.00
10.80%+6.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 17.1%
Term Debt #3
$1.38M
$2.44M
-$1.06M
10.80%+6.00%
The E3 Company, LLC
Oil and Gas – 7.6%
Line of Credit
$1.00M
$1.00M
$0.00
10.30%+5.50%
B+T Group Acquisition, Inc.
Telecommunications – 1.5%
Line of Credit #2
$753.0K
$753.0K
$0.00
7.00%+2.00%
Edge Adhesives Holdings, Inc
Diversified/Conglomerate Manufacturing – 0.1%
Term Debt
$570.0K
$9.21M
-$8.64M
10.30%+5.50%
B+T Group Acquisition, Inc.
Telecommunications – 0.0%
Preferred Stock
$4.72M
Diligent Delivery Systems
Cargo Transport – 0.0%
Common Stock Warrants
$500.0K
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Preferred Stock
$8.20M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 0.0%
Common Stock
$8.0K
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 2.4%
Preferred Stock
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 0.0%
Preferred Stock
$19.73M
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Common Stock
$1.83M