BDCinfo / GAIN /10-K · 2024-03-31

GAIN · 10-K

2024-03-31 View source on SEC.gov →
Gladstone Investment · filed 2024-05-08
Total Fair Value
$882.25M
57 holdings
Unrealized P/L
+$77.13M
+9.58% vs cost
W. Avg Spread
+8.91%
debt, FV-weighted
W. Avg Coupon
14.03%
debt, FV-weighted
% First Lien
0.0%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$882M
Total Fair Value
  • Diversified/Conglomerate Services – 16.8%9.4%
  • Diversified/Conglomerate Services – 15.7%8.8%
  • Hotels, Motels, Inns, and Gaming Total – 13.2%7.4%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 11.1%6.2%
  • Diversified/Conglomerate Services – 10.4%5.8%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.1%5.6%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 8.7%4.9%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 7.7%4.3%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.5%4.2%
  • Oil and Gas – 7.1%3.9%
  • Other industries39.5%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
57 of 57
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
Nocturne Villa Rentals, Inc.
Hotels, Motels, Inns, and Gaming Total – 13.2%
Term Debt
$61.10M
$61.10M
$0.00
14.50%+10.50%
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 16.8%
Term Debt
$57.70M
$57.70M
$0.00
12.80%+7.50%
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 11.1%
Term Debt
$54.64M
$54.64M
$0.00
12.50%+7.00%
Nth Degree Investment Group, LLC
Diversified/Conglomerate Services – 10.4%
Common Stock
$51.44M
$6.22M
$45.22M
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.1%
Preferred Stock
$48.76M
$6.65M
$42.11M
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 8.7%
Term Debt
$43.00M
$43.00M
$0.00
14.80%+9.50%
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 7.7%
Common Stock
$38.14M
$30.75M
$7.39M
The E3 Company, LLC
Oil and Gas – 7.1%
Term Debt
$33.75M
$33.75M
$0.00
14.30%+9.00%
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 6.2%
Preferred Stock
$30.64M
Educators Resource, Inc.
Healthcare, Education, and Childcare – 6.0%
Preferred Stock
$29.64M
$8.56M
$21.08M
The Maids International, LLC
Diversified/Conglomerate Services – 15.7%
Term Debt
$28.56M
$28.56M
$0.00
15.80%+10.50%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 5.7%
Term Debt
$27.98M
$27.98M
$0.00
16.30%+11.00%
Mason West, LLC
Diversified/Conglomerate Services – 16.8%
Term Debt
$25.25M
$25.25M
$0.00
15.30%+10.00%
Nth Degree, Inc.
Diversified/Conglomerate Services – 5.1%
Term Debt
$25.00M
$25.00M
$0.00
13.80%+8.50%
Dema/Mai Holdings, Inc.
Buildings and Real Estate – 4.5%
Preferred Equity
$22.18M
$21.00M
$1.18M
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 15.7%
Term Debt
$22.00M
$22.00M
$0.00
16.30%+11.00%
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 4.1%
Term Debt
$20.36M
$26.62M
-$6.25M
10.80%+5.50%
Educators Resource, Inc.
Healthcare, Education, and Childcare – 4.1%
Term Debt
$20.00M
$20.00M
$0.00
15.80%+10.50%
Mason West, LLC
Diversified/Conglomerate Services – 4.0%
Preferred Stock
$19.76M
$11.21M
$8.55M
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 5.2%
Term Debt #2
$18.80M
$18.80M
$0.00
12.30%+7.00%
Utah Pacific Bridge & Steel, Ltd.
Mining, Steel, Iron and Non-Precious Metals Total – 3.7%
Term Debt
$18.25M
$18.25M
$0.00
15.30%+10.00%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.5%
Term Debt #1
$17.70M
$17.70M
$0.00
15.30%+10.00%
The E3 Company, LLC
Oil and Gas – 3.3%
Preferred Stock
$16.42M
$11.23M
$5.19M
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 15.7%
Term Debt #2
$13.95M
$26.00M
-$12.05M
15.60%+10.30%
Diligent Delivery Systems
Cargo Transport – 2.6%
Term Debt
$13.00M
$13.00M
$0.00
14.30%+9.00%
Utah Pacific Bridge & Steel, Ltd.
Mining, Steel, Iron and Non-Precious Metals – 2.5%
Preferred Stock
$12.29M
$6.00M
$6.29M
Nocturne Villa Rentals, Inc.
Hotels, Motels, Inns, and Gaming – 2.5%
Preferred Stock
$12.27M
$6.60M
$5.67M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.5%
Term Debt
$12.20M
$12.20M
$0.00
15.30%+10.00%
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.6%
Term Debt
$12.00M
$12.00M
$0.00
14.30%+9.00%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 2.3%
Preferred Stock
$11.37M
$4.00M
$7.37M
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 15.7%
Term Debt #1
$8.85M
$16.50M
-$7.65M
11.30%+6.00%
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 5.2%
Term Debt #1
$6.90M
$6.90M
$0.00
9.40%+4.10%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.5%
Term Debt #2
$6.85M
$6.85M
$0.00
15.30%+10.00%
The Maids International, LLC
Diversified/Conglomerate Services – 1.6%
Preferred Stock
$5.43M
$6.64M
-$1.21M
B+T Group Acquisition, Inc.
Telecommunications – 1.9%
Term Debt
$5.27M
$14.00M
-$8.73M
7.30%
Nocturne Villa Rentals, Inc.
Hotels, Motels, Inns, and Gaming Total – 13.2%
Line of Credit
$4.00M
$4.00M
$0.00
13.30%+8.00%
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 0.7%
Common Stock
$3.37M
$11.51M
-$8.14M
B+T Group Acquisition, Inc.
Telecommunications – 1.9%
Line of Credit #1
$3.08M
$3.08M
$0.00
7.30%+2.00%
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.6%
Term Debt
$2.90M
$9.21M
-$6.30M
10.80%+5.50%
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 1.1%
Term Debt
$2.82M
$3.20M
-$383.0K
16.30%+11.00%
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 1.1%
Line of Credit
$2.75M
$2.75M
$0.00
12.30%+7.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 15.7%
Line of Credit
$2.68M
$5.00M
-$2.32M
11.30%+6.00%
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 1.6%
Preferred Stock
$2.61M
$6.75M
-$4.14M
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 15.7%
Term Debt #3
$1.31M
$2.44M
-$1.13M
11.30%+6.00%
Home Concepts Acquisition, Inc.
Printing and Publishing - 0.3%
Preferred Stock
$1.24M
$3.27M
-$2.04M
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.6%
Line of Credit
$1.00M
$1.00M
$0.00
11.30%+6.00%
The E3 Company, LLC
Oil and Gas – 7.1%
Line of Credit
$1.00M
$1.00M
$0.00
10.80%+5.50%
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 10.1%
Preferred Stock
$891.0K
$9.58M
-$8.69M
B+T Group Acquisition, Inc.
Telecommunications – 1.9%
Line of Credit #2
$656.0K
$656.0K
$0.00
7.30%+2.00%
Diligent Delivery Systems
Cargo Transport – 0.1%
Common Stock Warrants
$500.0K
$500.0K
$0.00
Funko Acquisition Holdings, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.0%
Common Units
$18.0K
$21.0K
-$3.0K
B+T Group Acquisition, Inc.
Telecommunications – 0.0%
Preferred Stock
$4.72M
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Preferred Stock
$8.20M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 0.0%
Common Stock
$8.0K
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 4.0%
Preferred Stock
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 0.0%
Preferred Stock
$19.73M
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Common Stock
$1.83M