BDCinfo / GAIN /10-Q · 2023-12-31

GAIN · 10-Q

2023-12-31 View source on SEC.gov →
Gladstone Investment · filed 2024-02-06
Total Fair Value
$844.60M
58 holdings
Unrealized P/L
+$46.79M
+5.86% vs cost
W. Avg Spread
+8.80%
debt, FV-weighted
W. Avg Coupon
14.06%
debt, FV-weighted
% First Lien
5.1%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$845M
Total Fair Value
  • Diversified/Conglomerate Services – 18.0%9.8%
  • Diversified/Conglomerate Services – 16.8%9.1%
  • Hotels, Motels, Inns, and Gaming – 14.2%7.7%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 11.9%6.5%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 9.5%5.2%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 9.3%5.1%
  • Machinery (Non-Agriculture, Non-Construction, and Non-Electronic)- 8.2%4.5%
  • Home and Office Furnishings, Housewares, and Durable Consumer Products – 8.0%4.3%
  • Diversified/Conglomerate Services – 7.9%4.3%
  • Oil and Gas – 7.6%4.1%
  • Other industries39.4%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
58 of 58
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
Nocturne Luxury Villas, Inc.
Hotels, Motels, Inns, and Gaming – 14.2%
Term Debt
$61.10M
$61.10M
$0.00
14.50%+10.50%
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 18.0%
Term Debt
$57.70M
$57.70M
$0.00
12.90%+7.50%
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 11.9%
Term Debt #1
$54.64M
$54.64M
$0.00
12.50%+7.00%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 9.5%
Preferred Stock
$43.60M
$6.65M
$36.95M
Old World Christmas
Home and Office Furnishings, Housewares, and Durable Consumer Products – 9.3%
Inc. – Secured First Lien Term Loan
$43.00M
$43.00M
$0.00
14.90%+9.50%
SFEG Holdings, Inc.
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic)- 8.2%
Common Stock
$37.65M
$30.75M
$6.90M
Nth Degree Investment Group, LLC
Diversified/Conglomerate Services – 7.9%
Common Stock
$36.31M
$6.22M
$30.09M
The E3 Company, LLC
Oil and Gas – 7.6%
Term Debt
$33.75M
$33.75M
$0.00
14.40%+9.00%
Old World Christmas, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.1%
Preferred Stock
$32.59M
Educators Resource, Inc.
Healthcare, Education, and Childcare – 6.6%
Preferred Stock
$30.24M
$8.56M
$21.68M
The Maids International, LLC
Diversified/Conglomerate Services – 16.8%
Term Debt
$28.56M
$28.56M
$0.00
15.90%+10.50%
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 6.1%
Term Debt
$27.98M
$27.98M
$0.00
16.40%+11.00%
Dema/Mai Holdings, Inc
Buildings and Real Estate – 5.7%
Preferred Equity
$26.10M
$21.00M
$5.10M
Mason West, LLC
Diversified/Conglomerate Services – 18.0%
Term Debt
$25.25M
$25.25M
$0.00
15.40%+10.00%
Nth Degree, Inc.
Diversified/Conglomerate Services – 5.4%
Term Debt
$24.88M
$25.00M
-$116.0K
13.90%+8.50%
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 16.8%
Term Debt
$22.00M
$22.00M
$0.00
16.40%+11.00%
Mason West, LLC
Diversified/Conglomerate Services – 5.5%
Preferred Stock
$20.15M
$11.21M
$8.94M
Educators Resource, Inc.
Healthcare, Education, and Childcare – 4.3%
Term Debt
$20.00M
$20.00M
$0.00
15.90%+10.50%
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 4.2%
Term Debt
$19.26M
$26.62M
-$7.36M
10.90%+5.50%
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 5.6%
Term Debt #2
$18.80M
$18.80M
$0.00
12.40%+7.00%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 8.0%
Term Debt #1
$17.70M
$17.70M
$0.00
15.40%+10.00%
Nocturne Luxury Villas, Inc.
Hotels, Motels, Inns, and Gaming – 3.4%
Preferred Stock
$15.46M
$6.60M
$8.86M
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.8%
Term Debt #2
$13.88M
$26.00M
-$12.12M
15.60%+10.30%
Diligent Delivery Systems
Cargo Transport – 2.8%
Term Debt
$13.00M
$13.00M
$0.00
14.40%+9.00%
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 8.0%
Term Debt
$12.15M
$12.20M
-$47.0K
15.40%+10.00%
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.9%
Term Debt
$12.00M
$12.00M
$0.00
14.40%+9.00%
The E3 Company, LLC
Oil and Gas – 2.4%
Preferred Stock
$11.23M
$11.23M
$0.00
Schylling, Inc.
Leisure, Amusement, Motion Pictures, and Entertainment – 2.2%
Preferred Stock
$10.38M
$4.00M
$6.38M
Utah Pacific Bridge & Steel, Ltd.
Mining, Steel, Iron and Non-Precious Metals – 2.1%
Preferred Stock
$9.58M
$6.00M
$3.58M
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.8%
Term Debt #1
$8.81M
$16.50M
-$7.69M
11.40%+6.00%
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 5.6%
Term Debt #1
$6.90M
$6.90M
$0.00
9.50%+4.10%
Brunswick Bowling Products, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 8.0%
Term Debt #2
$6.85M
$6.85M
$0.00
15.40%+10.00%
The Maids International, LLC
Diversified/Conglomerate Services – 1.8%
Preferred Stock
$6.39M
$6.64M
-$248.0K
B+T Group Acquisition, Inc.
Telecommunications – 1.9%
Term Debt #1
$6.08M
$14.00M
-$7.92M
7.40%+2.00%
Horizon Facilities Services, Inc.
Diversified/Conglomerate Services – 5.5%
Preferred Stock
$5.38M
Edge Adhesives Holdings, Inc
Diversified/Conglomerate Manufacturing – 0.9%
Term Debt
$4.24M
$9.21M
-$4.97M
10.90%+5.50%
Nocturne Luxury Villas, Inc.
Hotels, Motels, Inns, and Gaming – 14.2%
Line of Credit
$4.00M
$4.00M
$0.00
13.40%+8.00%
B+T Group Acquisition, Inc.
Telecommunications – 1.9%
Line of Credit
$2.80M
$2.80M
$0.00
7.40%+2.00%
Phoenix Door Systems, Inc
Diversified/Conglomerate Manufacturing – 1.2%
Line of Credit
$2.75M
$2.75M
$0.00
12.40%+7.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.8%
Line of Credit
$2.67M
$5.00M
-$2.33M
11.40%+6.00%
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing – 1.2%
Term Debt
$2.54M
$3.20M
-$656.0K
16.40%+11.00%
ImageWorks Display and Marketing Group, Inc.
Diversified/Conglomerate Services – 1.8%
Preferred Stock
$1.85M
$6.75M
-$4.89M
Home Concepts Acquisition, Inc.
Printing and Publishing – 2.9%
Line of Credit
$1.50M
$1.50M
$0.00
11.40%+6.00%
J.R. Hobbs Co. - Atlanta, LLC
Diversified/Conglomerate Services – 16.8%
Term Debt #3
$1.30M
$2.44M
-$1.14M
11.40%+6.00%
The E3 Company, LLC
Oil and Gas – 7.6%
Line of Credit
$1.00M
$1.00M
$0.00
10.90%+5.50%
Diligent Delivery Systems
Cargo Transport – 0.1%
Common Stock Warrants
$500.0K
$500.0K
$0.00
Galaxy Technologies Holdings, Inc.
Aerospace and Defense – 0.0%
Common Stock
$58.0K
$11.51M
-$11.46M
Funko Acquisition Holdings, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.0%
Common Units
$22.0K
$21.0K
$1.0K
B+T Group Acquisition, Inc.
Telecommunications – 0.0%
Preferred Stock
$4.72M
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Preferred Stock
$8.20M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 9.5%
Preferred Stock
$9.58M
Ginsey Home Solutions, Inc.
Home and Office Furnishings, Housewares, and Durable Consumer Products – 0.0%
Common Stock
$8.0K
PSI Molded Plastics, Inc.
Chemicals, Plastics, and Rubber – 0.0%
Preferred Stock
$19.73M
Phoenix Door Systems, Inc.
Diversified/Conglomerate Manufacturing– 0.0%
Common Stock
$1.83M
The Mountain Corporation
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.0%
Line of Credit
$4.55M
10.40%+5.00%
The Mountain Corporation
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.0%
Term Debt
$3.20M
9.40%+4.00%
The Mountain Corporation
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.0%
Preferred Stock
$6.90M
The Mountain Corporation
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.0%
Common Stock
$1.0K