BDCinfo / GLAD /10-K · 2024-09-30

GLAD · 10-K

2024-09-30 View source on SEC.gov →
Gladstone Capital · filed 2024-11-13
Total Fair Value
$805.61M
119 holdings
Unrealized P/L
+$62.76M
+8.45% vs cost
W. Avg Spread
+7.90%
debt, FV-weighted
W. Avg Coupon
debt, FV-weighted
% First Lien
0.0%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$806M
Total Fair Value
  • Diversified/Conglomerate Service – 30.9%18.1%
  • Diversified/Conglomerate Manufacturing – 24.2%14.1%
  • Healthcare, Education, and Childcare – 20.2%11.8%
  • Aerospace and Defense – 19.7%11.5%
  • Beverage, Food, and Tobacco – 15.2%8.9%
  • Aerospace and Defense – 12.8%7.5%
  • Diversified/Conglomerate Manufacturing – 6.9%4.0%
  • Cargo Transportation – 4.3%2.5%
  • Oil and Gas – 3.8%2.2%
  • Automobile – 1.8%2.1%
  • Other industries17.3%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
119 of 119
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
Antenna Research Associates, Inc.
Aerospace and Defense – 12.8%
Common Equity Units
$59.42M
$4.28M
$55.14M
SpaceCo Holdings, LLC
Aerospace and Defense – 19.7%
Term Debt
$42.76M
$42.38M
$381.0K
+6.40%
ALS Education, LLC
Healthcare, Education, and Childcare – 20.2%
Term Debt
$32.00M
$31.68M
$317.0K
+6.80%
Antenna Research Associates, Inc.
Aerospace and Defense – 19.7%
Term Debt
$31.27M
$31.27M
$0.00
+10.00%
Springfield, Inc.
Diversified/Conglomerate Manufacturing – 6.9%
Term Debt
$30.00M
$30.00M
$0.00
+11.10%
Café Zupas
Beverage, Food, and Tobacco – 15.2%
Term Debt
$26.51M
$26.07M
$439.0K
+7.50%
NeoGraf Solutions LLC
Diversified/Conglomerate Manufacturing – 24.2%
Term Debt
$26.35M
$27.52M
-$1.17M
+7.00%
Leadpoint Business Services, LLC
Diversified/Conglomerate Service – 30.9%
Term Debt
$26.01M
$25.48M
$535.0K
+8.50%
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 20.2%
Term Debt
$23.33M
$23.16M
$169.0K
+8.00%
ENET Holdings, LLC
Diversified/Conglomerate Service – 30.9%
Term Debt
$21.97M
$22.29M
-$316.0K
+7.30%
MCG Energy Solutions, LLC
Diversified/Conglomerate Service – 30.9%
Term Debt
$20.29M
$20.26M
$26.0K
+7.60%
Viva Railings, LLC
Diversified/Conglomerate Manufacturing – 24.2%
Term Debt
$20.20M
$20.20M
$0.00
+7.10%
RPM Freight Systems, LLC
Cargo Transportation – 4.3%
Term Debt
$20.20M
$20.00M
$200.0K
+7.70%
Engineering Manufacturing Technologies, LLC
Diversified/Conglomerate Manufacturing – 24.2%
Term Debt
$19.28M
$22.23M
-$2.95M
+8.30%
OCI, LLC
Diversified/Conglomerate Manufacturing – 24.2%
Term Debt #1
$18.68M
$18.50M
$185.0K
+7.50%
Imperative Holdings Corporation
Oil and Gas – 3.8%
Term Debt
$18.02M
$17.91M
$106.0K
+9.80%
Turn Key Health Clinics, LLC
Healthcare, Education, and Childcare – 20.2%
Term Debt
$17.50M
$17.50M
$0.00
+7.30%
Ohio Armor Holdings, LLC
Aerospace and Defense – 19.7%
Term Debt
$16.56M
$16.56M
$0.00
+8.00%
WorkforceQA, LLC
Diversified/Conglomerate Service – 30.9%
Term Debt #1
$16.31M
$16.29M
$20.0K
+6.50%
Arc Drilling Holdings LLC
Machinery – 3.6%
Term Debt
$16.00M
$16.00M
$0.00
+7.00%
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 20.2%
Term Debt #1
$15.40M
$15.85M
-$453.0K
+8.00%
Perimeter Solutions Group
Diversified/Conglomerate Service – 3.2%
Term Debt
$15.00M
$15.00M
$0.00
+8.50%
Unirac Holdings, Inc.
Diversified/Conglomerate Manufacturing – 24.2%
Term Debt
$14.88M
$14.49M
$391.0K
+6.50%
Eegee’s LLC
Beverage, Food, and Tobacco – 15.2%
Term Debt
$13.49M
$17.82M
-$4.34M
+7.80%
Fix-It Group, LLC
Diversified/Conglomerate Service – 30.9%
Term Debt
$13.46M
$13.32M
$133.0K
+7.10%
Quality Environmental Midco, Inc.
Diversified/Conglomerate Service – 30.9%
Term Debt
$13.39M
$13.00M
$390.0K
Sea Link International IRB, Inc.
Automobile – 3.4%
Term Debt #1
$12.33M
$12.31M
$17.0K
Torrent Photonics Holdco LLC
Diversified/Conglomerate Manufacturing – 24.2%
Term Debt
$12.27M
$12.13M
$137.0K
+9.50%
Axios Industrial Group, LLC
Diversified/Conglomerate Service – 30.9%
Term Debt #1
$11.36M
$11.30M
$56.0K
+9.60%
Salt & Straw, LLC
Beverage, Food, and Tobacco – 15.2%
Delayed Draw Term Loan
$10.85M
$10.69M
$157.0K
+9.10%
MCG Energy Solutions, LLC
Diversified/Conglomerate Service – 2.9%
Preferred Stock
$9.95M
$7.00M
$2.95M
Salt & Straw, LLC
Beverage, Food, and Tobacco – 2.0%
Preferred Equity
$9.45M
$7.00M
$2.45M
Defiance Integrated Technologies, Inc.
Automobile – 1.8%
Term Debt
$8.55M
$8.55M
$0.00
+9.60%
Defiance Integrated Technologies, Inc.
Automobile – 1.8%
Term Debt
$8.55M
Sokol & Company Holdings, LLC
Beverage, Food, and Tobacco – 15.2%
Term Debt
$8.50M
$8.50M
$0.00
+6.80%
Lonestar EMS, LLC
Common Units
$8.21M
Café Zupas
Beverage, Food, and Tobacco – 15.2%
Delayed Draw Term Loan
$7.42M
$7.35M
$74.0K
+7.50%
Fix-It Group, LLC
Diversified/Conglomerate Service – 30.9%
Delayed Draw Term Loan
$6.78M
$6.78M
$0.00
+7.10%
Total Access Elevator, LLC
Diversified/Conglomerate Service – 30.9%
Term Debt
$6.70M
$6.50M
$195.0K
+6.90%
Arc Drilling Holdings LLC
Machinery – 1.0%
Common Stock
$4.82M
$5.33M
-$517.0K
TNCP Intermediate HoldCo, LLC
Printing and Publishing – 0.9%
Common Equity Units
$4.31M
$500.0K
$3.81M
TNCP Intermediate HoldCo, LLC
Printing and Publishing – 0.9%
Common Equity Units
$4.31M
Sea Link International IRB, Inc.
Automobile – 3.4%
Term Debt #2
$4.08M
$4.08M
$0.00
Giving Home Health Care, LLC
Healthcare, Education, and Childcare – 1.2%
Warrant
$4.00M
Quality Environmental Midco, Inc.
Diversified/Conglomerate Service – 2.9%
Preferred Equity
$3.58M
$3.00M
$582.0K
8th Avenue Food & Provisions, Inc.
Beverage, Food, and Tobacco – 0.7%
Term Debt
$3.24M
$3.68M
-$442.0K
+7.90%
Encore Dredging Holdings, LLC
Diversified/Conglomerate Service– 0.7%
Preferred Stock
$3.17M
$3.84M
-$672.0K
Encore Dredging Holdings, LLC
Diversified/Conglomerate Service– 0.7%
Preferred Stock
$3.17M
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 20.2%
Term Debt #2
$3.10M
$3.19M
-$91.0K
+8.00%
Axios Industrial Group, LLC
Diversified/Conglomerate Service – 30.9%
Term Debt #2
$3.01M
$2.92M
$83.0K
+12.60%
Canopy Safety Brands, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.6%
Common Stock
$2.96M
$800.0K
$2.16M
Canopy Safety Brands, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.2%
Common Stock
$2.96M
Defiance Integrated Technologies, Inc.
Automobile – 0.6%
Common Stock
$2.95M
$581.0K
$2.37M
Defiance Integrated Technologies, Inc.
Automobile– 0.6%
Common Stock
$2.95M
Sokol & Company Holdings, LLC
Beverage, Food, and Tobacco – 0.9%
Common Stock
$2.73M
$1.50M
$1.23M
DKI Ventures, LLC
Diversified/Conglomerate Service – 30.9%
Term Debt
$2.68M
$5.92M
-$3.23M
WorkforceQA, LLC
Diversified/Conglomerate Service – 30.9%
Term Debt #2
$2.41M
$2.40M
$3.0K
+7.50%
Eegee’s LLC
Beverage, Food, and Tobacco – 15.2%
Delayed Draw Term Loan
$2.38M
$3.15M
-$765.0K
+7.80%
OCI, LLC
Diversified/Conglomerate Manufacturing – 6.9%
Term Debt #2
$2.30M
$2.16M
$144.0K
Imperative Holdings Corporation
Oil and Gas – 0.5%
Preferred Equity Units
$2.27M
$488.0K
$1.79M
B+T Group Acquisition, Inc.
Telecommunications – 0.5%
Term Debt
$2.14M
$6.00M
-$3.86M
+2.00%
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 20.2%
Line of Credit
$2.01M
$2.00M
$8.0K
+8.00%
SpaceCo Holdings, LLC
Aerospace and Defense – 19.7%
Line of Credit
$2.00M
$2.00M
$0.00
+6.40%
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 20.2%
Line of Credit
$1.68M
$1.73M
-$50.0K
+8.00%
GSM MidCo LLC
Healthcare, Education, and Childcare – 1.2%
Common Stock
$1.58M
$767.0K
$816.0K
GFRC 360, LLC
Buildings and Real Estate – 0.5%
Line of Credit
$1.35M
$1.35M
$0.00
+8.00%
Triple H Food Processors, LLC
Beverage, Food, and Tobacco – 0.9%
Common Stock
$1.35M
$250.0K
$1.10M
Total Access Elevator, LLC
Diversified/Conglomerate Service – 0.3%
Common Equity
$1.23M
$750.0K
$484.0K
WorkforceQA, LLC
Diversified/Conglomerate Service – 30.9%
Line of Credit
$1.20M
$1.20M
$0.00
+6.50%
Eegee’s LLC
Beverage, Food, and Tobacco – 15.2%
Line of Credit
$1.14M
$1.50M
-$365.0K
+7.80%
Unirac Holdings, Inc.
Diversified/Conglomerate Manufacturing – 24.2%
Delayed Draw Term Loan
$1.11M
$1.10M
$11.0K
+6.50%
Ohio Armor Holdings, LLC
Aerospace and Defense – 12.8%
Common Equity
$1.09M
$1.00M
$86.0K
Cafe Zupas
Beverage, Food, and Tobacco – 15.2%
Line of Credit
$1.06M
$1.05M
$11.0K
+7.50%
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 0.2%
Preferred Stock
$1.05M
$2.25M
-$1.20M
Arc Drilling Holdings LLC
Machinery – 3.6%
Line of Credit
$1.00M
$1.00M
$0.00
+7.00%
GFRC 360, LLC
Buildings and Real Estate – 0.5%
Term Debt
$1.00M
$1.00M
$0.00
+8.00%
Unirac Holdings, Inc.
Diversified/Conglomerate Manufacturing – 24.2%
Line of Credit
$978.0K
$978.0K
$0.00
+6.50%
Canopy Safety Brands, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.2%
Preferred Stock
$931.0K
$500.0K
$431.0K
Canopy Safety Brands, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.2%
Preferred Stock
$931.0K
NeoGraf Solutions LLC
Diversified/Conglomerate Manufacturing – 0.2%
Common Stock
$859.0K
$2.00M
-$1.14M
Torrent Photonics Holdco LLC
Diversified/Conglomerate Manufacturing – 0.1%
Preferred Stock
$552.0K
$2.65M
-$2.10M
B+T Group Acquisition, Inc.
Telecommunications – 0.5%
Line of Credit #1
$471.0K
$1.32M
-$849.0K
+2.00%
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.1%
Term Debt
$380.0K
$6.14M
-$5.76M
+5.50%
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.1%
Term Debt
$380.0K
WorkforceQA, LLC
Diversified/Conglomerate Service – 0.3%
Common Stock
$346.0K
$532.0K
-$186.0K
Sea Link International IRB, Inc.
Automobile – 0.1%
Preferred Stock
$220.0K
$98.0K
$122.0K
Triple H Food Processors, LLC
Beverage, Food, and Tobacco – 2.0%
Preferred Stock
$167.0K
$75.0K
$92.0K
FES Resources Holdings LLC
Oil and Gas – 0.0%
Term Debt
$163.0K
$325.0K
-$162.0K
Sea Link International IRB, Inc.
Automobile – 0.1%
Common Equity Units
$160.0K
$823.0K
-$663.0K
DKI Ventures, LLC
Diversified/Conglomerate Service – 30.9%
Line of Credit
$159.0K
$350.0K
-$191.0K
B+T Group Acquisition, Inc.
Telecommunications – 0.5%
Line of Credit #2
$115.0K
$323.0K
-$208.0K
+2.00%
Total Safety Holdings, LLC
Oil and Gas – 0.0%
Common Equity
$101.0K
$499.0K
-$398.0K
Salt & Straw, LLC
Beverage, Food, and Tobacco – 0.9%
Common Warrant
$47.0K
Leeds Novamark Capital I, L.P.
Healthcare, Education, and Childcare – 1.2%
Limited Partnership Interest
$38.0K
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 1.2%
Common Stock
$34.0K
$2.00M
-$1.97M
Frontier Financial Group Inc.
Diversified/Conglomerate Service – 0.1%
Convertible Debt
$32.0K
$198.0K
-$166.0K
ALS Education, LLC
Healthcare, Education, and Childcare – 20.2%
Line of Credit
+6.80%
B+T Group Acquisition, Inc.(S)
Telecommunications – 0.0%
Preferred Stock
$2.02M
ENET Holdings, LLC
Diversified/Conglomerate Service – 30.9%
Line of Credit
+7.30%
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Preferred Stock
$5.47M
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.1%
Preferred Stock
Engineering Manufacturing Technologies, LLC
Diversified/Conglomerate Manufacturing – 24.2%
Line of Credit
+8.30%
Engineering Manufacturing Technologies, LLC
Diversified/Conglomerate Manufacturing – 0.2%
Common Stock
$3.00M
FES Resources Holdings LLC
Oil and Gas – 0.5%
Preferred Equity Units
$6.35M
FES Resources Holdings LLC
Oil and Gas – 0.0%
Common Equity Units
Fix-It Group, LLC
Diversified/Conglomerate Service – 30.9%
Line of Credit
+7.10%
Frontier Financial Group Inc.
Diversified/Conglomerate Service – 2.9%
Preferred Stock
$500.0K
Frontier Financial Group Inc.
Diversified/Conglomerate Service – 2.9%
Preferred Stock Warrant
GFRC 360, LLC
Buildings and Real Estate – 0.0%
Preferred Stock
$1.02M
NeoGraf Solutions LLC
Diversified/Conglomerate Manufacturing – 24.2%
Line of Credit
+7.00%
OCI, LLC
Diversified/Conglomerate Manufacturing – 0.2%
Common Units
RPM Freight Systems, LLC
Cargo Transportation – 4.3%
Delayed Draw Term Loan
+7.70%
Salt & Straw, LLC
Beverage, Food, and Tobacco – 15.2%
Line of Credit
+9.10%
Total Access Elevator, LLC
Diversified/Conglomerate Service – 30.9%
Line of Credit
+6.90%
Total Access Elevator, LLC
Diversified/Conglomerate Service – 30.9%
Delayed Draw Term Loan
+6.90%
Turn Key Health Clinics, LLC
Healthcare, Education, and Childcare – 20.2%
Line of Credit
+7.30%
Viva Railings, LLC
Diversified/Conglomerate Manufacturing – 24.2%
Line of Credit
+7.10%
WB Xcel Holdings, LLC
Preferred Stock
WB Xcel Holdings, LLC
Common Warrant