BDCinfo / GLAD /10-K · 2023-09-30

GLAD · 10-K

2023-09-30 View source on SEC.gov →
Gladstone Capital · filed 2023-11-13
Total Fair Value
$723.50M
121 holdings
Unrealized P/L
+$15.27M
+2.16% vs cost
W. Avg Spread
+8.00%
debt, FV-weighted
W. Avg Coupon
debt, FV-weighted
% First Lien
0.0%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$724M
Total Fair Value
  • Diversified/Conglomerate Manufacturing – 27.9%15.7%
  • Healthcare, Education, and Childcare – 26.5%15.0%
  • Diversified/Conglomerate Service – 25.5%14.4%
  • Aerospace and Defense – 19.3%10.9%
  • Beverage, Food, and Tobacco – 17.8%10.1%
  • Diversified/Conglomerate Manufacturing – 8.9%5.0%
  • Healthcare, Education, and Childcare – 7.1%4.0%
  • Oil and Gas – 5.1%2.9%
  • Aerospace and Defense – 4.7%2.6%
  • Diversified/Conglomerate Service – 4.0%2.3%
  • Other industries17.2%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
121 of 121
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
Antenna Research Associates, Inc.
Aerospace and Defense – 19.3%
Term Debt
$30.05M
$30.05M
$0.00
+10.00%
SpaceCo Holdings, LLC
Aerospace and Defense – 19.3%
Term Debt
$29.94M
$29.96M
-$17.0K
+7.20%
Springfield, Inc.
Diversified/Conglomerate Manufacturing – 8.9%
Term Debt
$29.85M
$30.00M
-$150.0K
+10.10%
Giving Home Health Care, LLC
Healthcare, Education, and Childcare – 7.1%
Term Debt
$28.80M
$28.80M
$0.00
Pansophic Learning, Ltd.
Healthcare, Education, and Childcare – 26.5%
Term Debt #1
$27.96M
$27.97M
-$3.0K
+7.50%
NeoGraf Solutions LLC
Diversified/Conglomerate Manufacturing – 27.9%
Term Debt
$26.00M
$27.15M
-$1.15M
+7.00%
Café Zupas
Beverage, Food, and Tobacco – 17.8%
Term Debt
$23.11M
$23.46M
-$352.0K
+6.80%
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 26.5%
Term Debt
$22.66M
$23.00M
-$345.0K
+8.00%
ENET Holdings, LLC
Diversified/Conglomerate Service – 25.5%
Term Debt
$21.40M
$22.29M
-$892.0K
+8.30%
Imperative Holdings Corporation
Oil and Gas – 5.1%
Term Debt
$20.86M
$20.87M
-$13.0K
+9.80%
Viva Railings, LLC
Diversified/Conglomerate Manufacturing – 27.9%
Term Debt
$20.44M
$20.75M
-$311.0K
+7.10%
OCI, LLC
Diversified/Conglomerate Manufacturing – 27.9%
Term Debt #1
$19.80M
$20.00M
-$200.0K
+7.50%
Engineering Manufacturing Technologies, LLC
Diversified/Conglomerate Manufacturing – 27.9%
Term Debt
$19.73M
$21.50M
-$1.77M
+8.30%
ALS Education, LLC
Healthcare, Education, and Childcare – 26.5%
Term Debt
$18.70M
$18.70M
$0.00
+7.00%
Antenna Research Associates, Inc.
Aerospace and Defense – 4.7%
Common Equity Units
$18.44M
$4.28M
$14.15M
MCG Energy Solutions, LLC
Diversified/Conglomerate Service – 25.5%
Term Debt
$17.63M
$20.11M
-$2.48M
+7.60%
Ohio Armor Holdings, LLC
Aerospace and Defense – 19.3%
Term Debt
$17.29M
$17.74M
-$444.0K
+8.00%
Eegee’s LLC
Beverage, Food, and Tobacco – 17.8%
Term Debt
$16.23M
$17.00M
-$765.0K
+7.80%
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 26.5%
Term Debt #1
$15.87M
$16.01M
-$141.0K
+8.00%
Unirac Holdings, Inc.
Diversified/Conglomerate Manufacturing – 27.9%
Term Debt
$14.93M
$14.58M
$348.0K
+6.50%
Gray Matter Systems, LLC
Diversified/Conglomerate Service – 4.0%
Term Debt
$13.64M
$13.58M
$67.0K
Leadpoint Business Services, LLC
Diversified/Conglomerate Service – 25.5%
Term Debt
$13.40M
$13.50M
-$101.0K
+8.50%
Sokol & Company Holdings, LLC
Beverage, Food, and Tobacco – 17.8%
Term Debt
$13.10M
$13.50M
-$405.0K
+7.00%
Fix-It Group, LLC
Diversified/Conglomerate Service – 25.5%
Term Debt
$12.17M
$12.20M
-$30.0K
+8.10%
Sea Link International IRB, Inc.
Automobile – 3.8%
Term Debt #1
$11.68M
$12.05M
-$378.0K
Axios Industrial Group, LLC
Diversified/Conglomerate Service – 25.5%
Term Debt
$11.29M
$11.52M
-$228.0K
+8.60%
Turn Key Health Clinics, LLC
Healthcare, Education, and Childcare – 26.5%
Term Debt
$10.99M
$11.00M
-$14.0K
+7.30%
Salvo Technologies, Inc.
Diversified/Conglomerate Manufacturing – 27.9%
Term Debt
$10.90M
$11.77M
-$868.0K
+9.50%
WorkforceQA, LLC
Diversified/Conglomerate Service – 25.5%
Term Debt #1
$9.99M
$9.97M
$16.0K
+8.40%
Salt & Straw, LLC
Beverage, Food, and Tobacco – 17.8%
Delayed Draw Term Loan
$9.71M
$10.13M
-$418.0K
+9.10%
MCG Energy Solutions, LLC
Diversified/Conglomerate Service – 2.4%
Preferred Stock
$8.90M
$7.00M
$1.90M
Café Zupas
Beverage, Food, and Tobacco – 17.8%
Delayed Draw Term Loan
$7.85M
$7.97M
-$120.0K
+6.80%
Defiance Integrated Technologies, Inc.
Automobile – 1.8%
Term Debt
$7.42M
$7.42M
$0.00
+9.60%
Defiance Integrated Technologies, Inc.
Automobile – 1.8%
Term Debt
$7.42M
Fix-It Group, LLC
Diversified/Conglomerate Service – 25.5%
Delayed Draw Term Loan
$6.89M
$6.91M
-$17.0K
+8.10%
Arc Drilling Holdings LLC
Machinery – 1.4%
Term Debt
$5.72M
$5.93M
-$204.0K
+11.50%
Trowbridge Chicago, LLC
Diversified/Conglomerate Service – 25.5%
Term Debt
$5.66M
$5.75M
-$86.0K
+7.00%
Pansophic Learning, Ltd.
Healthcare, Education, and Childcare – 26.5%
Term Debt #2
$4.99M
$4.99M
$0.00
+7.50%
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Term Debt
$4.89M
$6.00M
-$1.11M
+2.00%
FES Resources Holdings LLC
Oil and Gas – 1.7%
Preferred Equity Units
$4.51M
$6.35M
-$1.84M
Tailwind Smith Cooper Intermediate Corporation
Diversified/Conglomerate Manufacturing – 8.9%
Term Debt
$4.29M
$4.86M
-$562.0K
+9.00%
Encore Dredging Holdings, LLC
Diversified/Conglomerate Service– 1.1%
Preferred Stock
$4.26M
$3.84M
$425.0K
Encore Dredging Holdings, LLC
Diversified/Conglomerate Service– 1.1%
Preferred Stock
$4.26M
Sea Link International IRB, Inc.
Automobile – 3.8%
Term Debt #2
$4.00M
$4.00M
$0.00
Defiance Integrated Technologies, Inc.
Automobile – 1.0%
Common Stock
$3.95M
$580.0K
$3.37M
Defiance Integrated Technologies, Inc.
Automobile– 1.0%
Common Stock
$3.95M
Lonestar EMS, LLC
Diversified/Conglomerate Manufacturing – 0.9%
Term Debt
$3.93M
$3.93M
$0.00
Lonestar EMS, LLC
Diversified/Conglomerate Manufacturing – 0.9%
Term Debt
$3.93M
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 0.8%
Preferred Stock
$3.45M
$2.25M
$1.20M
DKI Ventures, LLC
Diversified/Conglomerate Service – 25.5%
Term Debt
$3.25M
$5.92M
-$2.66M
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 26.5%
Term Debt #2
$3.20M
$3.23M
-$28.0K
+8.00%
TNCP Intermediate HoldCo, LLC
Printing and Publishing – 0.7%
Common Equity Units
$3.07M
$500.0K
$2.57M
TNCP Intermediate HoldCo, LLC
Printing and Publishing – 0.7%
Common Equity Units
$3.07M
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.7%
Term Debt
$2.90M
$6.14M
-$3.25M
+5.50%
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.7%
Term Debt
$2.90M
Eegee’s LLC
Beverage, Food, and Tobacco – 17.8%
Delayed Draw Term Loan
$2.87M
$3.00M
-$135.0K
+7.80%
CHA Holdings, Inc.
Diversified/Conglomerate Service – 4.0%
Term Debt
$2.82M
$2.97M
-$154.0K
+9.00%
Giving Home Health Care, LLC
Healthcare, Education, and Childcare – 1.5%
Warrant
$2.79M
$19.0K
$2.77M
8th Avenue Food & Provisions, Inc.
Beverage, Food, and Tobacco – 0.6%
Term Debt
$2.50M
$3.68M
-$1.19M
+7.90%
Canopy Safety Brands, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.6%
Common Stock
$2.40M
$800.0K
$1.60M
Canopy Safety Brands, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.2%
Common Stock
$2.40M
Imperative Holdings Corporation
Oil and Gas – 1.7%
Preferred Equity Units
$2.32M
$488.0K
$1.83M
OCI, LLC
Diversified/Conglomerate Manufacturing – 8.9%
Term Debt #2
$1.99M
$2.01M
-$20.0K
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 26.5%
Line of Credit
$1.97M
$2.00M
-$30.0K
+8.00%
Triple H Food Processors, LLC
Beverage, Food, and Tobacco – 0.8%
Common Stock
$1.64M
$250.0K
$1.39M
Sokol & Company Holdings, LLC
Beverage, Food, and Tobacco – 0.8%
Common Stock
$1.61M
$1.50M
$112.0K
WorkforceQA, LLC
Diversified/Conglomerate Service – 25.5%
Term Debt #2
$1.60M
$1.59M
$3.0K
+9.30%
GSM MidCo LLC
Healthcare, Education, and Childcare – 1.5%
Common Stock
$1.56M
$767.0K
$795.0K
SpaceCo Holdings, LLC
Aerospace and Defense – 19.3%
Line of Credit
$1.43M
$1.45M
-$16.0K
+7.20%
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 1.5%
Common Stock
$1.42M
$2.00M
-$585.0K
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 26.5%
Line of Credit
$1.35M
$1.36M
-$12.0K
+8.00%
Salvo Technologies, Inc.
Diversified/Conglomerate Manufacturing – 0.3%
Preferred Stock
$1.23M
$2.50M
-$1.27M
GFRC 360, LLC
Buildings and Real Estate – 0.5%
Line of Credit
$1.21M
$1.27M
-$70.0K
+8.00%
Unirac Holdings, Inc.
Diversified/Conglomerate Manufacturing – 27.9%
Delayed Draw Term Loan
$1.11M
$1.11M
$3.0K
+6.50%
Unirac Holdings, Inc.
Diversified/Conglomerate Manufacturing – 27.9%
Line of Credit
$980.0K
$978.0K
$2.0K
+6.50%
B+T Group Acquisition, Inc.
Telecommunications – 1.4%
Line of Credit
$978.0K
$1.20M
-$222.0K
+2.00%
GFRC 360, LLC
Buildings and Real Estate – 0.5%
Term Debt
$945.0K
$1.00M
-$55.0K
+8.00%
TNCP Intermediate HoldCo, LLC
Printing and Publishing – 0.7%
Line of Credit
$900.0K
$900.0K
$0.00
TNCP Intermediate HoldCo, LLC
Printing and Publishing – 0.7%
Line of Credit
$900.0K
Canopy Safety Brands, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.2%
Preferred Stock
$857.0K
$500.0K
$357.0K
Canopy Safety Brands, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.2%
Preferred Stock
$857.0K
Trowbridge Chicago, LLC
Diversified/Conglomerate Service – 2.4%
Preferred Stock
$750.0K
$750.0K
$0.00
Ohio Armor Holdings, LLC
Aerospace and Defense – 4.7%
Common Equity
$680.0K
$1.00M
-$320.0K
Fix-It Group, LLC
Diversified/Conglomerate Service – 25.5%
Line of Credit
$499.0K
$500.0K
-$1.0K
+8.10%
Turn Key Health Clinics, LLC
Healthcare, Education, and Childcare – 26.5%
Line of Credit
$499.0K
$500.0K
-$1.0K
+7.30%
Arc Drilling Holdings LLC
Machinery – 0.1%
Common Stock
$403.0K
$1.50M
-$1.10M
WorkforceQA, LLC
Diversified/Conglomerate Service – 25.5%
Line of Credit
$400.0K
$400.0K
$0.00
+6.50%
WorkforceQA, LLC
Diversified/Conglomerate Service – 0.1%
Common Stock
$359.0K
$532.0K
-$173.0K
Sea Link International IRB, Inc.
Automobile – 0.1%
Common Equity Units
$340.0K
$823.0K
-$483.0K
PIC 360, LLC
Machinery – 0.1%
Common Equity Units
$284.0K
$1.0K
$283.0K
PIC 360, LLC
Machinery – 0.1%
Common Equity Units
$284.0K
GFRC 360, LLC
Buildings and Real Estate – 0.1%
Preferred Stock
$253.0K
$1.02M
-$772.0K
Leeds Novamark Capital I, L.P.
Healthcare, Education, and Childcare – 1.5%
Limited Partnership Interest
$231.0K
Sea Link International IRB, Inc.
Automobile – 0.0%
Preferred Stock
$183.0K
$98.0K
$85.0K
Total Safety Holdings, LLC
Oil and Gas – 0.0%
Common Equity
$146.0K
$499.0K
-$353.0K
Triple H Food Processors, LLC
Beverage, Food, and Tobacco – 0.0%
Preferred Stock
$141.0K
$75.0K
$66.0K
DKI Ventures, LLC
Diversified/Conglomerate Service – 25.5%
Line of Credit
$113.0K
$205.0K
-$92.0K
Salt & Straw, LLC
Beverage, Food, and Tobacco – 0.8%
Common Warrant
$31.0K
Frontier Financial Group Inc.
Diversified/Conglomerate Service – 0.0%
Convertible Debt
$24.0K
$198.0K
-$174.0K
Funko Acquisition Holdings, LLC(S)
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.0%
Common Units
$22.0K
$22.0K
$0.00
ALS Education, LLC
Healthcare, Education, and Childcare – 26.5%
Line of Credit
+7.00%
Arc Drilling Holdings LLC
Machinery – 1.4%
Line of Credit
+11.50%
B+T Group Acquisition, Inc.(S)
Telecommunications – 0.0%
Preferred Stock
$2.02M
Cafe Zupas
Beverage, Food, and Tobacco – 17.8%
Line of Credit
+6.80%
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.0%
Preferred Stock
$5.47M
Edge Adhesives Holdings, Inc.
Diversified/Conglomerate Manufacturing – 0.7%
Preferred Stock
Eegee’s LLC
Beverage, Food, and Tobacco – 17.8%
Line of Credit
+7.80%
Engineering Manufacturing Technologies, LLC
Diversified/Conglomerate Manufacturing – 27.9%
Line of Credit
+8.30%
Engineering Manufacturing Technologies, LLC
Diversified/Conglomerate Manufacturing – 0.0%
Common Stock
$3.00M
FES Resources Holdings LLC
Oil and Gas – 0.0%
Common Equity Units
Frontier Financial Group Inc.
Diversified/Conglomerate Service – 2.4%
Preferred Stock
$500.0K
Frontier Financial Group Inc.
Diversified/Conglomerate Service – 2.4%
Preferred Stock Warrant
Lonestar EMS, LLC
Diversified/Conglomerate Manufacturing – 0.0%
Common Units
$6.75M
NeoGraf Solutions LLC
Diversified/Conglomerate Manufacturing – 27.9%
Line of Credit
+7.00%
NeoGraf Solutions LLC
Diversified/Conglomerate Manufacturing – 0.0%
Common Stock
$2.00M
OCI, LLC
Diversified/Conglomerate Manufacturing – 0.0%
Common Units
Salt & Straw, LLC
Beverage, Food, and Tobacco – 17.8%
Line of Credit
+9.10%
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 26.5%
Delayed Draw Term Loan
+8.00%
Trowbridge Chicago, LLC
Diversified/Conglomerate Service – 25.5%
Line of Credit
+7.00%
Viva Railings, LLC
Diversified/Conglomerate Manufacturing – 27.9%
Line of Credit
+7.10%
WB Xcel Holdings, LLC
Preferred Stock