BDCinfo / GLAD /10-Q · 2023-06-30

GLAD · 10-Q

2023-06-30 View source on SEC.gov →
Gladstone Capital · filed 2023-07-26
Total Fair Value
$715.32M
117 holdings
Unrealized P/L
-$19.86M
-2.70% vs cost
W. Avg Spread
+8.09%
debt, FV-weighted
W. Avg Coupon
debt, FV-weighted
% First Lien
0.0%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$715M
Total Fair Value
  • Diversified/Conglomerate Manufacturing – 32.2%16.1%
  • Healthcare, Education, and Childcare – 29.7%14.9%
  • Diversified/Conglomerate Service – 29.6%14.8%
  • Aerospace and Defense – 20.0%10.0%
  • Beverage, Food, and Tobacco – 19.3%9.7%
  • Diversified/Conglomerate Manufacturing – 10.1%5.1%
  • Diversified/Conglomerate Service – 9.1%4.6%
  • Healthcare, Education, and Childcare – 8.0%4.0%
  • Oil and Gas – 6.0%3.0%
  • Aerospace and Defense – 4.6%2.3%
  • Other industries15.6%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
117 of 117
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
SpaceCo Holdings, LLC
Aerospace and Defense – 20.0%
Term Debt
$30.00M
$30.14M
-$141.0K
+7.20%
Springfield, Inc.
Diversified/Conglomerate Manufacturing – 10.1%
Term Debt
$29.89M
$30.00M
-$112.0K
+10.10%
Giving Home Health Care, LLC
Healthcare, Education, and Childcare – 8.0%
Term Debt
$28.73M
$28.80M
-$72.0K
Pansophic Learning, Ltd.
Healthcare, Education, and Childcare – 29.7%
Term Debt #1
$28.00M
$27.97M
$34.0K
+7.50%
NeoGraf Solutions LLC
Diversified/Conglomerate Manufacturing – 32.2%
Term Debt
$26.26M
$27.07M
-$812.0K
+7.00%
Encore Dredging Holdings, LLC
Diversified/Conglomerate Service – 9.1%
Term Debt #1
$23.28M
$23.88M
-$597.0K
+7.00%
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 29.7%
Term Debt
$23.00M
$23.00M
$0.00
+8.00%
Café Zupas
Beverage, Food, and Tobacco – 19.3%
Term Debt
$22.99M
$23.46M
-$469.0K
+6.80%
Antenna Research Associates, Inc.
Aerospace and Defense – 20.0%
Term Debt
$22.04M
$22.04M
$0.00
+10.00%
Imperative Holdings Corporation
Oil and Gas – 6.0%
Term Debt
$21.49M
$21.61M
-$118.0K
+9.80%
ENET Holdings, LLC
Diversified/Conglomerate Service – 29.6%
Term Debt #2
$21.45M
$22.29M
-$836.0K
+7.30%
Viva Railings, LLC
Diversified/Conglomerate Manufacturing – 32.2%
Term Debt
$20.49M
$20.75M
-$259.0K
+7.10%
Engineering Manufacturing Technologies, LLC
Diversified/Conglomerate Manufacturing – 32.2%
Term Debt
$20.32M
$21.50M
-$1.18M
+8.30%
OCI, LLC
Diversified/Conglomerate Manufacturing – 32.2%
Term Debt
$20.00M
$20.00M
$0.00
+7.50%
ALS Education, LLC
Healthcare, Education, and Childcare – 29.7%
Term Debt
$18.98M
$19.03M
-$48.0K
+7.00%
MCG Energy Solutions, LLC
Diversified/Conglomerate Service – 29.6%
Term Debt
$18.23M
$20.07M
-$1.84M
+7.60%
Ohio Armor Holdings, LLC
Aerospace and Defense – 20.0%
Term Debt
$17.67M
$18.01M
-$343.0K
+8.00%
Eegee’s LLC
Beverage, Food, and Tobacco – 19.3%
Term Debt
$16.28M
$17.00M
-$722.0K
+7.80%
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 29.7%
Term Debt #1
$16.01M
$16.01M
$0.00
Antenna Research Associates, Inc.
Aerospace and Defense – 4.6%
Common Equity Units
$15.81M
$4.28M
$11.53M
Unirac, Inc.
Diversified/Conglomerate Manufacturing – 32.2%
Term Debt
$14.91M
$14.56M
$345.0K
+6.50%
Leadpoint Business Services, LLC
Diversified/Conglomerate Service – 29.6%
Term Debt
$13.37M
$13.50M
-$135.0K
+8.50%
Sokol & Company Holdings, LLC
Beverage, Food, and Tobacco – 19.3%
Term Debt
$13.18M
$13.50M
-$321.0K
+7.00%
Fix-It Group, LLC
Diversified/Conglomerate Service – 29.6%
Term Debt
$12.20M
$12.20M
$0.00
+8.10%
Sea Link International IRB, Inc.
Automobile – 3.3%
Term Debt
$11.63M
$11.99M
-$359.0K
Turn Key Health Clinics, LLC
Healthcare, Education, and Childcare – 29.7%
Term Debt
$11.00M
$11.00M
$0.00
+7.30%
Salvo Technologies, Inc.
Diversified/Conglomerate Manufacturing – 32.2%
Term Debt
$10.97M
$11.80M
-$826.0K
+9.50%
WorkforceQA, LLC
Diversified/Conglomerate Service – 29.6%
Term Debt #1
$9.97M
$9.97M
$6.0K
+8.40%
WB Xcel Holdings, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 3.2%
Term Debt
$9.85M
$9.85M
$0.00
+10.50%
MCG Energy Solutions, LLC
Diversified/Conglomerate Service – 2.7%
Preferred Stock
$8.90M
$7.00M
$1.90M
Axios Industrial Group, LLC
Diversified/Conglomerate Service – 29.6%
Term Debt
$8.84M
$8.97M
-$124.0K
+9.10%
Gray Matter Systems, LLC
Diversified/Conglomerate Service – 3.2%
Term Debt
$8.59M
$8.55M
$36.0K
+11.30%
Salt & Straw, LLC
Beverage, Food, and Tobacco – 19.3%
Delayed Draw Term Loan
$8.12M
$8.43M
-$312.0K
+9.10%
Defiance Integrated Technologies, Inc.
Automobile– 2.1%
Term Debt
$7.42M
$7.42M
$0.00
+9.60%
Fix-It Group, LLC
Diversified/Conglomerate Service – 29.6%
Delayed Draw Term Loan
$6.91M
$6.91M
$0.00
+8.10%
Trowbridge Chicago, LLC
Diversified/Conglomerate Service – 29.6%
Term Debt
$5.75M
$5.75M
$0.00
+7.00%
Arc Drilling Holdings LLC
Machinery – 1.5%
Term Debt
$5.52M
$5.83M
-$313.0K
+11.50%
Pansophic Learning, Ltd.
Healthcare, Education, and Childcare – 29.7%
Term Debt #2
$5.00M
$4.99M
$6.0K
+7.50%
B+T Group Acquisition, Inc.(S)
Telecommunications – 1.7%
Term Debt
$4.98M
$6.00M
-$1.02M
+11.00%
Encore Dredging Holdings, LLC
Diversified/Conglomerate Service – 9.1%
Delayed Draw Term Loan
$4.95M
$5.08M
-$127.0K
+7.00%
Encore Dredging Holdings, LLC
Diversified/Conglomerate Service – 9.1%
Term Debt #2
$4.50M
$4.62M
-$116.0K
+7.00%
Tailwind Smith Cooper Intermediate Corporation
Diversified/Conglomerate Manufacturing – 10.1%
Term Debt
$4.30M
$4.85M
-$549.0K
+9.00%
Encore Dredging Holdings, LLC
Diversified/Conglomerate Service– 1.2%
Preferred Stock
$4.28M
$3.84M
$438.0K
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 1.2%
Preferred Stock
$4.21M
$2.25M
$1.96M
Café Zupas
Beverage, Food, and Tobacco – 19.3%
Delayed Draw Term Loan
$3.89M
$3.97M
-$79.0K
+6.80%
Lonestar EMS, LLC
Diversified/Conglomerate Manufacturing – 1.1%
Term Debt
$3.85M
$3.85M
$0.00
FES Resources Holdings LLC
Oil and Gas – 1.5%
Preferred Equity Units
$3.62M
$6.35M
-$2.73M
DKI Ventures, LLC
Diversified/Conglomerate Service – 29.6%
Term Debt
$3.55M
$5.92M
-$2.37M
+8.00%
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 29.7%
Term Debt #2
$3.23M
$3.23M
$0.00
Axios Industrial Group, LLC
Diversified/Conglomerate Service – 29.6%
Delayed Draw Term Loan
$2.95M
$3.00M
-$52.0K
+9.10%
TNCP Intermediate HoldCo, LLC
Printing and Publishing – 0.8%
Common Equity Units
$2.93M
$500.0K
$2.43M
Eegee’s LLC
Beverage, Food, and Tobacco – 19.3%
Delayed Draw Term Loan
$2.87M
$3.00M
-$127.0K
+7.80%
CHA Holdings, Inc.
Diversified/Conglomerate Service – 3.2%
Term Debt
$2.76M
$2.97M
-$213.0K
+9.00%
Edge Adhesives Holdings, Inc. (S)
Diversified/Conglomerate Manufacturing – 0.8%
Term Debt
$2.75M
$6.14M
-$3.39M
+5.50%
Defiance Integrated Technologies, Inc.
Automobile– 0.7%
Common Stock
$2.64M
$580.0K
$2.06M
8th Avenue Food & Provisions, Inc.
Beverage, Food, and Tobacco – 0.7%
Term Debt
$2.43M
$3.68M
-$1.25M
+7.90%
Giving Home Health Care, LLC
Healthcare, Education, and Childcare – 1.6%
Warrant
$2.42M
$19.0K
$2.40M
Salvo Technologies, Inc.
Diversified/Conglomerate Manufacturing – 0.6%
Preferred Stock
$2.01M
$2.50M
-$489.0K
OCI, LLC
Diversified/Conglomerate Manufacturing – 10.1%
Term Debt #1
$2.00M
$2.00M
$0.00
+7.00%
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 1.6%
Common Stock
$2.00M
$2.00M
$0.00
SpaceCo Holdings, LLC
Aerospace and Defense – 20.0%
Line of Credit
$1.87M
$1.90M
-$31.0K
+7.20%
Salt & Straw, LLC
Beverage, Food, and Tobacco – 19.3%
Line of Credit
$1.85M
$1.94M
-$87.0K
+9.10%
Imperative Holdings Corporation
Oil and Gas – 1.5%
Preferred Equity Units
$1.66M
$488.0K
$1.17M
WorkforceQA, LLC
Diversified/Conglomerate Service – 29.6%
Term Debt #2
$1.60M
$1.59M
$1.0K
+9.50%
Sokol & Company Holdings, LLC
Beverage, Food, and Tobacco – 0.8%
Common Stock
$1.58M
$1.50M
$81.0K
WB Xcel Holdings, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 3.2%
Line of Credit
$1.47M
$1.47M
$0.00
+10.50%
Canopy Safety Brands, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.4%
Common Stock
$1.41M
$800.0K
$606.0K
Triple H Food Processors, LLC
Beverage, Food, and Tobacco – 0.8%
Common Stock
$1.31M
$250.0K
$1.06M
Unirac, Inc.
Diversified/Conglomerate Manufacturing – 32.2%
Line of Credit
$1.20M
$1.20M
$1.0K
+6.50%
WB Xcel Holdings, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.3%
Preferred Equity
$1.14M
$2.75M
-$1.61M
GSM MidCo LLC
Healthcare, Education, and Childcare – 1.6%
Common Stock
$1.12M
$767.0K
$351.0K
Unirac, Inc.
Diversified/Conglomerate Manufacturing – 32.2%
Delayed Draw Term Loan
$1.11M
$1.11M
$2.0K
+6.50%
GFRC 360, LLC
Buildings and Real Estate – 0.6%
Line of Credit
$1.08M
$1.15M
-$74.0K
+8.00%
Fix-It Group, LLC
Diversified/Conglomerate Service – 29.6%
Line of Credit
$1.00M
$1.00M
$0.00
+8.10%
B+T Group Acquisition, Inc.(S)
Telecommunications – 1.7%
Line of Credit
$996.0K
$1.20M
-$204.0K
+11.00%
GFRC 360, LLC
Buildings and Real Estate – 0.6%
Term Debt
$936.0K
$1.00M
-$64.0K
+8.00%
TNCP Intermediate HoldCo, LLC
Printing and Publishing – 0.2%
Line of Credit
$900.0K
$900.0K
$0.00
NeoGraf Solutions LLC
Diversified/Conglomerate Manufacturing – 0.2%
Common Equity
$855.0K
$2.00M
-$1.15M
Canopy Safety Brands, LLC
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.2%
Preferred Stock
$846.0K
$500.0K
$346.0K
CPM Holdings, Inc.
Machinery – 0.2%
Term Debt
$792.0K
$798.0K
-$6.0K
+8.30%
Trowbridge Chicago, LLC
Diversified/Conglomerate Service – 2.7%
Preferred Stock
$750.0K
$750.0K
$0.00
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 29.7%
Line of Credit
$624.0K
$624.0K
$0.00
+8.00%
Ohio Armor Holdings, LLC
Aerospace and Defense – 4.6%
Common Equity
$543.0K
$1.00M
-$457.0K
Turn Key Health Clinics, LLC
Healthcare, Education, and Childcare – 29.7%
Line of Credit
$500.0K
$500.0K
$0.00
+7.30%
WorkforceQA, LLC
Diversified/Conglomerate Service – 0.1%
Common Stock
$391.0K
$532.0K
-$141.0K
Sea Link International IRB, Inc.
Automobile– 0.1%
Common Equity Units
$322.0K
$823.0K
-$501.0K
GFRC 360, LLC
Buildings and Real Estate – 0.1%
Preferred Stock
$263.0K
$1.02M
-$762.0K
PIC 360, LLC
Machinery – 0.1%
Common Equity Units
$256.0K
$1.0K
$255.0K
Leeds Novamark Capital I
Healthcare, Education, and Childcare – 1.6%
L.P. – Limited Partnership Interest ($843 uncalled capital commitment
$193.0K
Sea Link International IRB, Inc.
Automobile – 0.0%
Preferred Stock
$175.0K
$98.0K
$77.0K
Triple H Food Processors, LLC
Beverage, Food, and Tobacco – 0.0%
Preferred Stock
$135.0K
$75.0K
$60.0K
Total Safety Holdings, LLC
Oil and Gas – 0.0%
Common Equity
$119.0K
$499.0K
-$380.0K
Arc Drilling Holdings LLC
Machinery – 0.0%
Common Stock
$106.0K
$1.50M
-$1.39M
Frontier Financial Group Inc.
Diversified/Conglomerate Service – 0.0%
Convertible Debt
$32.0K
$198.0K
-$166.0K
+6.00%
Funko Acquisition Holdings, LLC(S)
Personal and Non-Durable Consumer Products (Manufacturing Only) – 0.0%
Common Units
$31.0K
$22.0K
$9.0K
ALS Education, LLC
Healthcare, Education, and Childcare – 29.7%
Line of Credit
+7.00%
Arc Drilling Holdings LLC
Machinery – 1.5%
Line of Credit
+11.50%
B+T Group Acquisition, Inc.(S)
Telecommunications – 0.0%
Preferred Stock
$2.02M
Café Zupas
Beverage, Food, and Tobacco – 19.3%
Line of Credit
+6.80%
Edge Adhesives Holdings, Inc.(S)
Diversified/Conglomerate Manufacturing – 0.0%
Preferred Stock
$5.47M
Eegee’s LLC
Beverage, Food, and Tobacco – 19.3%
Line of Credit
+7.80%
Encore Dredging Holdings, LLC
Diversified/Conglomerate Service – 9.1%
Line of Credit
+8.30%
Engineering Manufacturing Technologies, LLC
Diversified/Conglomerate Manufacturing – 32.2%
Line of Credit
+8.30%
Engineering Manufacturing Technologies, LLC
Diversified/Conglomerate Manufacturing – 0.2%
Common Stock
$3.00M
FES Resources Holdings LLC
Oil and Gas – 0.0%
Common Equity Units
Frontier Financial Group Inc.
Diversified/Conglomerate Service – 2.7%
Preferred Stock
$500.0K
Frontier Financial Group Inc.
Diversified/Conglomerate Service – 2.7%
Preferred Stock Warrant
HH-Inspire Acquisition, Inc.
Healthcare, Education, and Childcare – 29.7%
Term Debt
+8.00%
Lonestar EMS, LLC
Diversified/Conglomerate Manufacturing – 0.0%
Common Units
$6.75M
NeoGarf Solutions LLC
Line of Credit
+7.00%
OCI, LLC
Diversified/Conglomerate Manufacturing – 0.2%
Common Units
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 29.7%
Line of Credit
+8.00%
Technical Resource Management, LLC
Healthcare, Education, and Childcare – 29.7%
Delayed Draw Term Loan
+8.00%
Trowbridge Chicago, LLC
Diversified/Conglomerate Service – 29.6%
Line of Credit
+7.00%
Trowbridge Chicago, LLC
Diversified/Conglomerate Service – 29.6%
Delayed Draw Term Loan
+7.00%
Viva Railings, LLC
Diversified/Conglomerate Manufacturing – 32.2%
Line of Credit
+7.10%
WorkforceQA, LLC
Diversified/Conglomerate Service – 29.6%
Line of Credit
+6.50%