Portman Ridge Finance · filed 2026-03-05
Total Fair Value
$773.19M
215 holdings
Unrealized P/L
+$208.25M
+36.86% vs cost
W. Avg Spread
+6.56%
debt, FV-weighted
W. Avg Coupon
10.47%
debt, FV-weighted
% First Lien
27.1%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$773M
Total Fair Value
- Unclassified87.2%
- Collateralized Loan Obligations - 0.1%12.5%
- Collateralized Loan Obligations - 0.8%0.2%
- Derivatives - 0.1%0.0%
- Derivatives - 0.0%0.0%
- Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Ohene Holdings B.V.0.0%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
215 of 215
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
Non Controlled Affiliated and Controlled Investments [Member] | — | Common Stock and Membership Units | $91.24M | — | — | — | — | — |
Non Controlled Affiliated Investments [Member] | — | Common Stock and Membership Units | $80.58M | — | — | — | — | — |
Investments in Affiliate Portfolio Companies Joint Ventures Series B-Great Lakes Funding II LLC Joint Venture | — | Second Lien/Senior Secured Debt | $37.51M | $39.86M | -$2.35M | — | — | — |
Non-controlled affiliated investments Series B-Great Lakes Funding II LLC Type of Investment Joint Ventures Industry Classification Joint Venture | — | Common Stock and Membership Units | $37.51M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Subordinated Debt Eastport Holdings | — | LLC Commercial Services & Supplies Interest Rate 12.55% Reference Rate and Spread SOFR + 8.50% Floor 1.00% Maturity 09/29/27 | $19.25M | $17.43M | $1.82M | 12.55% | +8.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Keg Logistics LLC Diversified Consumer Services Interest Rate 10.73% Reference Rate and Spread SOFR + 6.75%, 0.50% PIK Floor 1.00% Maturity 11/23/27 | — | First Lien/Senior Secured Debt | $18.82M | $18.38M | $435.0K | 10.73% | +6.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Advantage Capital Holdings LLC Financial Services Interest Rate 13.00% Reference Rate and Spread 13.00%, 5.00% PIK Maturity 04/14/27 | — | First Lien/Senior Secured Debt | $15.00M | $15.43M | -$425.0K | 13.00% | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Money Transfer Acquisition Inc. Financial Services Interest Rate 12.07% Reference Rate and Spread SOFR + 8.25% Floor 1.00% Maturity 12/14/27 | $13.96M | $13.31M | $648.0K | 12.07% | +8.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Second Lien/Senior Secured Debt American Academy Holdings | — | LLC Health Care Providers & Services Interest Rate 14.50% PIK Maturity 03/01/28 | $13.15M | $12.74M | $409.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt BetaNXT | — | Inc. Financial Services Interest Rate 9.42% Reference Rate and Spread SOFR + 5.75% Maturity 07/01/29 | $12.46M | $12.21M | $244.0K | 9.42% | +5.75% | — |
Controlled investments KCAP Freedom 3, LLC Type of Investment Joint Ventures Industry Classification Joint Venture | — | Common Stock and Membership Units | $10.65M | — | — | — | — | — |
Investments in Controlled Afilliated Portfolio Companies Joint Ventures KCAP Freedom 3 LLC Joint Venture | — | Common Stock and Membership Units | $10.65M | $24.54M | -$13.89M | — | — | — |
Total controlled investments | — | Common Stock and Membership Units | $10.65M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Synamedia Americas Holdings | — | Inc. Interactive Media & Services Interest Rate 9.92% Reference Rate and Spread SOFR + 6.25% Floor 1.00% Maturity 12/05/28 | $10.22M | $9.67M | $550.0K | 9.92% | +6.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt VTX Intermediate Holdings, Inc. IT Services Interest Rate 11.98% Reference Rate and Spread SOFR + 8.00%, 1.00% PIK Floor 2.00% Maturity 12/12/29 | — | First Lien/Senior Secured Debt | $10.22M | $9.73M | $491.0K | 11.98% | +8.00% | — |
Investments in Affiliate Portfolio Companies First Lien/Senior Secured Debt Riddell | — | Inc. Leisure Products Interest Rate 9.74% Reference Rate and Spread SOFR + 6.00% Floor 1.00% Maturity 03/29/29 | $9.31M | $8.87M | $434.0K | 9.74% | +6.00% | — |
Non-controlled affiliated investments Riddell | — | Inc. Type of Investment First Lien/Senior Secured Debt Industry Classification Leisure Products | $9.31M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Accurate Background | — | LLC IT Services Interest Rate 9.93% Reference Rate and Spread SOFR + 6.00% Floor 1.00% Maturity 03/26/29 | $8.64M | $8.03M | $609.0K | 9.93% | +6.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt MSM Acquisitions | — | Inc. Software Interest Rate 9.82% Reference Rate and Spread SOFR + 6.00% Floor 1.00% Maturity 12/09/26 | $8.54M | $9.99M | -$1.45M | 9.82% | +6.00% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Anthem Sports & Entertainment Inc. (Term Loan B) Media Interest Rate 10.00% PIK Maturity 11/15/27 | $8.49M | $9.28M | -$792.0K | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt One Stop Mailing LLC Ground Transportation Interest Rate 10.08% Reference Rate and Spread SOFR + 6.25% Floor 1.00% Maturity 04/29/27 | $7.35M | $7.32M | $33.0K | 10.08% | +6.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt American Academy Holdings, LLC Health Care Providers & Services Interest Rate 13.73% Reference Rate and Spread SOFR + 9.75%, 5.25% PIK Floor 3.25% Maturity 06/30/27 | — | First Lien/Senior Secured Debt | $7.34M | $6.78M | $558.0K | 13.73% | +9.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Newbury Franklin Industrials | — | LLC Trading Companies & Distributors Interest Rate 10.88% Reference Rate and Spread SOFR + 7.00% Floor 2.00% Maturity 12/11/29 | $6.95M | $6.69M | $258.0K | 10.88% | +7.00% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt IDC Infusion Services LLC Health Care Providers & Services Interest Rate 10.37% Reference Rate and Spread SOFR + 6.50% Floor 1.00% Maturity 07/07/28 | $6.89M | $6.55M | $346.0K | 10.37% | +6.50% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt VBC Spine Opco LLC (DxTx Pain and Spine LLC) Health Care Providers & Services Interest Rate 10.49% Reference Rate and Spread SOFR + 6.50% Floor 2.00% Maturity 06/14/28 | $6.52M | $6.33M | $187.0K | 10.49% | +6.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Middle West Spirits | — | LLC Beverages Interest Rate 10.11% Reference Rate and Spread SOFR + 6.25% Floor 2.00% Maturity 04/23/30 | $6.06M | $5.73M | $328.0K | 10.11% | +6.25% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Live Comfortably Inc. Household Durables Interest Rate 6.83% Reference Rate and Spread SOFR + 3.00% Floor 2.00% Maturity 09/20/27 | $5.95M | $6.08M | -$131.0K | 6.83% | +3.00% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Neptune Bidco US Inc. Interactive Media & Services Interest Rate 9.03% Reference Rate and Spread SOFR + 5.00% Floor 0.50% Maturity 04/11/29 | $5.83M | $5.38M | $454.0K | 9.03% | +5.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Colonnade Intermediate, LLC Software Maturity 09/30/26 | — | First Lien/Senior Secured Debt | $5.82M | $7.70M | -$1.88M | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt AIDC IntermediateCo | — | LLC (Peak Technologies) IT Services Interest Rate 8.97% Reference Rate and Spread SOFR + 5.25% Floor 1.00% Maturity 07/22/27 #2 | $5.78M | $5.34M | $438.0K | 8.97% | +5.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Appfire Technologies | — | LLC Software Interest Rate 8.42% Reference Rate and Spread SOFR + 4.75% Floor 1.00% Maturity 03/09/28 | $5.77M | $5.77M | $3.0K | 8.42% | +4.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Ancile Solutions | — | Inc. Software Interest Rate 13.97% Reference Rate and Spread SOFR + 10.00% Floor 1.00% Maturity 06/11/26 | $5.74M | $5.73M | $11.0K | 13.97% | +10.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Radius Aerospace, Inc. Aerospace & Defense Interest Rate 10.07% Reference Rate and Spread SOFR + 6.25%, 0.25% PIK Floor 1.00% Maturity 03/29/27 | — | First Lien/Senior Secured Debt | $5.45M | $5.46M | -$17.0K | 10.07% | +6.25% | — |
Investments in Affiliate Portfolio Companies First Lien/Senior Secured Debt American Clinical Solutions, LLC Health Care Providers & Services Interest Rate 10.82% Reference Rate and Spread SOFR + 7.00%, 3.82% PIK Floor 1.00% Maturity 06/30/26 | — | First Lien/Senior Secured Debt | $5.08M | $6.17M | -$1.09M | 10.82% | +7.00% | — |
Non-controlled affiliated investments American Clinical Solutions | — | LLC Type of Investment First Lien/Senior Secured Debt Industry Classification Health Care Providers & Services | $5.08M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Premier Imaging | — | LLC Health Care Equipment & Supplies Interest Rate 9.93% Reference Rate and Spread SOFR + 6.00% Floor 1.00% Maturity 03/31/26 | $5.02M | $5.75M | -$733.0K | 9.93% | +6.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Datalink, LLC Health Care Technology Maturity 11/23/26 | — | First Lien/Senior Secured Debt | $4.99M | $6.12M | -$1.14M | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Second Lien/Senior Secured Debt Dcert Buyer | — | Inc. Software Interest Rate 10.72% Reference Rate and Spread SOFR + 7.00% Maturity 02/16/29 | $4.89M | $5.39M | -$508.0K | 10.72% | +7.00% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Morae Global Corporation (Term Loan A) IT Services Interest Rate 12.01% Reference Rate and Spread SOFR + 8.00% Floor 2.00% Maturity 10/31/28 | $4.88M | $4.52M | $361.0K | 12.01% | +8.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Project Leopard Holdings | — | Inc. Software Interest Rate 9.19% Reference Rate and Spread SOFR + 5.25% Floor 0.50% Maturity 07/20/29 | $4.88M | $5.44M | -$559.0K | 9.19% | +5.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Global Integrated Flooring Systems Inc Household Products Interest Rate 12.99% Reference Rate and Spread SOFR + 9.00%, 6.00% PIK Maturity 12/31/26 | — | First Lien/Senior Secured Debt | $4.75M | $5.72M | -$970.0K | 12.99% | +9.00% | — |
Investments in Affiliate Portfolio Companies First Lien/Senior Secured Debt MMI Holdings, LLC Health Care Providers & Services Maturity 12/31/25 | — | First Lien/Senior Secured Debt | $4.63M | $4.02M | $614.0K | — | — | — |
Non-controlled affiliated investments MMI Holdings | — | LLC Type of Investment First Lien/Senior Secured Debt Industry Classification Health Care Equipment & Services | $4.63M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Second Lien/Senior Secured Debt Project Leopard Holdings | — | Inc. Software Interest Rate 11.59% Reference Rate and Spread SOFR + 7.75% Floor 0.50% Maturity 07/20/30 | $4.47M | $4.94M | -$467.0K | 11.59% | +7.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Datalink, LLC Health Care Providers & Services Interest Rate 10.92% Reference Rate and Spread SOFR + 7.25%, 4.25% PIK Floor 0.75% Maturity 12/22/28 | — | First Lien/Senior Secured Debt | $4.45M | $4.40M | $45.0K | 10.92% | +7.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Anthem Sports & Entertainment Inc. (Hollywood Suites Delayed Draw Term Loan) Media Interest Rate 9.43% Reference Rate and Spread SOFR + 5.50%, 9.43% PIK Floor 1.00% Maturity 11/15/27 | — | First Lien/Senior Secured Debt | $4.32M | $4.32M | $0.00 | 9.43% | +5.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Tactical Air Support | — | Inc. Aerospace & Defense Interest Rate 11.52% Reference Rate and Spread SOFR + 7.50% Floor 1.00% Maturity 12/22/28 | $4.26M | $4.07M | $198.0K | 11.52% | +7.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt AMCP Pet Holdings, Inc. Consumer Staples Distribution & Retail Interest Rate 10.99% Reference Rate and Spread SOFR + 7.00%, 3.00% PIK Floor 1.00% Maturity 01/04/28 | — | First Lien/Senior Secured Debt | $4.21M | $4.78M | -$570.0K | 10.99% | +7.00% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Netwrix Corporation Software Interest Rate 8.32% Reference Rate and Spread SOFR + 4.50% Floor 0.75% Maturity 06/09/29 | $4.17M | $4.19M | -$18.0K | 8.32% | +4.50% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Epic Staffing Group Professional Services Interest Rate 9.73% Reference Rate and Spread SOFR + 6.00% Floor 0.50% Maturity 06/28/29 | $4.12M | $3.96M | $164.0K | 9.73% | +6.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Centric Brands, L.P. Textiles, Apparel & Luxury Goods | — | Common Stock and Membership Units | $4.03M | $746.0K | $3.28M | — | — | — |
Investments in Affiliate Portfolio Companies Preferred Stock and Units EBSC Holdings LLC (Riddell | — | Inc.) Leisure Products Interest Rate 10.00% PIK | $4.01M | $3.55M | $466.0K | — | — | — |
Non-controlled affiliated investments EBSC Holdings LLC (Riddell | — | Inc.) Type of Investment Preferred Stock and Units Industry Classification Leisure Products | $4.01M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt GP Midco | — | LLC (Beauty by Imagination) Personal Care Products Interest Rate 8.90% Reference Rate and Spread SOFR + 5.00% Maturity 11/01/30 | $3.95M | $3.51M | $437.0K | 8.90% | +5.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Centric Brands Inc. (Term Loan A2) Textiles, Apparel & Luxury Goods Interest Rate 12.89% Reference Rate and Spread SOFR + 9.00%, 11.89% PIK Floor 1.00% Maturity 02/06/31 | — | First Lien/Senior Secured Debt | $3.92M | $3.92M | $0.00 | 12.89% | +9.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Second Lien/Senior Secured Debt Ivanti Software | — | Inc. Software Interest Rate 11.40% Reference Rate and Spread SOFR + 7.25% Floor 0.50% Maturity 06/01/29 | $3.80M | $7.73M | -$3.93M | 11.40% | +7.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt HDC/HW Intermediate Holdings, LLC | — | Term Loan A Software Interest Rate 9.01% Reference Rate and Spread SOFR + 3.50%, 2.50% Floor 5.25% Maturity 06/21/26 | $3.71M | $6.17M | -$2.46M | 9.01% | +3.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Centric Brands Inc. Textiles | — | Apparel & Luxury Goods Interest Rate 9.39% Reference Rate and Spread SOFR + 5.50% Floor 1.00% Maturity 08/06/29 | $3.69M | $3.69M | $0.00 | 9.39% | +5.50% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt MAG DS Corp. Aerospace & Defense Interest Rate 9.27% Reference Rate and Spread SOFR + 5.50% Floor 1.00% Maturity 04/01/27 | $3.58M | $3.46M | $116.0K | 9.27% | +5.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Second Lien/Senior Secured Debt Confluence Technologies, Inc. Software Interest Rate 10.50% Reference Rate and Spread SOFR + 6.50%, 6.50% PIK Floor 0.50% Maturity 07/30/29 | — | Second Lien/Senior Secured Debt | $3.52M | $4.19M | -$670.0K | 10.50% | +6.50% | — |
Investments in Affiliate Portfolio Companies Second Lien/Senior Secured Debt Northeast Metal Works LLC Metals & Mining Interest Rate 8.00% Maturity 04/05/28 | — | Second Lien/Senior Secured Debt | $3.48M | $4.50M | -$1.02M | 8.00% | — | — |
Non-controlled affiliated investments Northeast Metal Works LLC Type of Investment Second Lien/Senior Secured Debt Industry Classification Metals & Mining | — | Second Lien/Senior Secured Debt | $3.48M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Subordinated Debt Tubular Textile Machinery | — | Inc. Machinery Interest Rate 5.00% Maturity 10/29/27 | $3.37M | $3.07M | $296.0K | 5.00% | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt South Street Securities Holdings | — | Inc Financial Services Interest Rate 9.00% Maturity 09/20/27 | $3.31M | $3.34M | -$32.0K | 9.00% | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies Preferred Stock and Units Aperture Dodge 18 LLC Financial Services | $3.23M | $4.57M | -$1.33M | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Resolute Investment Managers | — | Inc. Capital Markets Interest Rate 10.43% Reference Rate and Spread SOFR + 6.50% Maturity 10/30/28 | $3.23M | $3.54M | -$301.0K | 10.43% | +6.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt CCMG Buyer | — | LLC (Care Connectors Medical Group) Health Care Providers & Services Interest Rate 8.47% Reference Rate and Spread SOFR + 4.75% Floor 1.00% Maturity 05/08/30 | $3.12M | $3.09M | $28.0K | 8.47% | +4.75% | — |
Investments in Affiliate Portfolio Companies Common Stock and Membership Units GreenPark Infrastructure, LLC - Series M-1 Commercial Services & Supplies | — | Common Stock and Membership Units | $3.07M | $2.97M | $105.0K | — | — | — |
Non-controlled affiliated investments GreenPark Infrastructure, LLC | — | Series M-1 Type of Investment Common Stock and Membership Units Industry Classification Commercial Services & Supplies | $3.07M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Spinrite | — | Inc. Leisure Products Interest Rate 11.26% Reference Rate and Spread SOFR + 7.50% Maturity 12/05/30 | $3.00M | $3.00M | -$1.0K | 11.26% | +7.50% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Neptune Bidco US Inc. (Term Loan A) Interactive Media & Services Interest Rate 8.76% Reference Rate and Spread SOFR + 4.75% Floor 0.50% Maturity 10/11/28 | $2.94M | $2.73M | $215.0K | 8.76% | +4.75% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt PMA Parent Holdings LLC Capital Markets Interest Rate 8.42% Reference Rate and Spread SOFR + 4.75% Floor 0.75% Maturity 01/31/31 | $2.77M | $2.61M | $160.0K | 8.42% | +4.75% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Morae Global Corporation (Term Loan B) IT Services Interest Rate 12.02% Reference Rate and Spread SOFR + 8.00% Floor 2.00% Maturity 10/31/28 | $2.76M | $2.55M | $212.0K | 12.02% | +8.00% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt PVHC Holding Corp Containers & Packaging Interest Rate 7.82% Reference Rate and Spread SOFR + 4.00% Floor 2.50% Maturity 02/17/27 | $2.57M | $2.72M | -$156.0K | 7.82% | +4.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Second Lien/Senior Secured Debt Florida Food Products, LLC Second Lien, Term Loan A Food Products Interest Rate 9.05% Reference Rate and Spread SOFR + 5.00%, 2.00% PIK Floor 1.00% Maturity 10/15/30 | — | Second Lien/Senior Secured Debt | $2.54M | $2.37M | $172.0K | 9.05% | +5.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt RN Enterprises | — | LLC Health Care Technology Interest Rate 9.03% Reference Rate and Spread SOFR + 5.25% Floor 0.75% Maturity 10/17/31 | $2.46M | $2.17M | $295.0K | 9.03% | +5.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Project Castle | — | Inc. Machinery Interest Rate 9.36% Reference Rate and Spread SOFR + 5.50% Floor 0.50% Maturity 06/01/29 | $2.43M | $3.38M | -$949.0K | 9.36% | +5.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Centric Brands Inc. (Term Loan A1) Textiles | — | Apparel & Luxury Goods Interest Rate 10.39% Reference Rate and Spread SOFR + 6.50% Floor 1.00% Maturity 02/06/31 | $2.42M | $2.42M | $0.00 | 10.39% | +6.50% | — |
Investments in Affiliate Portfolio Companies Common Stock and Membership Units Burgaflex Holdings, LLC | — | Class A Automobile Components | $2.33M | $2.66M | -$323.0K | — | — | — |
Non-controlled affiliated investments Burgaflex Holdings | — | LLC Type of Investment Common Stock and Membership Units Industry Classification Automobile Components | $2.33M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Orthopaedic (ITC) Buyer | — | LLC Health Care Providers & Services Interest Rate 8.67% Reference Rate and Spread SOFR + 5.00% Floor 1.00% Maturity 07/31/28 | $2.30M | $2.09M | $213.0K | 8.67% | +5.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Second Lien/Senior Secured Debt Florida Food Products, LLC Second Lien, Term Loan B Food Products Interest Rate 9.05% Reference Rate and Spread SOFR + 5.00%, 2.00% PIK Floor 1.00% Maturity 10/15/30 | — | Second Lien/Senior Secured Debt | $2.27M | $2.12M | $154.0K | 9.05% | +5.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Taoglas Group Holdings Limited Electronic Equipment | — | Instruments & Components Interest Rate 10.92% Reference Rate and Spread SOFR + 7.25% Floor 1.00% Maturity 02/28/29 | $2.27M | $2.03M | $240.0K | 10.92% | +7.25% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Metrc Inc. Software Interest Rate 9.17% Reference Rate and Spread SOFR + 5.50% Floor 1.00% Maturity 09/30/31 | $2.23M | $2.23M | -$3.0K | 9.17% | +5.50% | — |
Investments in Affiliate Portfolio Companies Common Stock and Membership Units Burgaflex Holdings, LLC | — | Class B Automobile Components | $2.14M | $1.88M | $261.0K | — | — | — |
Non-controlled affiliated investments Burgaflex Holdings | — | LLC Type of Investment Common Stock and Membership Units Industry Classification Automobile Components One | $2.14M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Florida Food Products, LLC First Lien | — | Term Loan A Food Products Interest Rate 9.43% Reference Rate and Spread SOFR + 5.50% Floor 2.00% Maturity 10/15/30 | $2.01M | $1.98M | $30.0K | 9.43% | +5.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Validity | — | Inc. Software Interest Rate 9.18% Reference Rate and Spread SOFR + 5.25% Maturity 04/12/32 | $1.98M | $1.74M | $242.0K | 9.18% | +5.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Second Lien/Senior Secured Debt VTX Intermediate Holdings | — | Inc. IT Services Interest Rate 12.50% PIK Maturity 12/12/30 | $1.89M | $1.80M | $84.0K | — | — | — |
Investments in Affiliate Portfolio Companies First Lien/Senior Secured Debt PMP OPCO, LLC (Princeton Medspa Partners | — | LLC) Diversified Consumer Services Interest Rate 12.59% Reference Rate and Spread SOFR + 8.50% Floor 2.00% Maturity 05/31/29 | $1.85M | $1.98M | -$122.0K | 12.59% | +8.50% | — |
Non-controlled affiliated investments PMP OPCO, LLC (Princeton Medspa Partners | — | LLC) Type of Investment First Lien/Senior Secured Debt Industry Classification Diversified Consumer Services | $1.85M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Second Lien/Senior Secured Debt Idera | — | Inc. IT Services Interest Rate 10.75% Reference Rate and Spread SOFR + 6.75% Floor 0.75% Maturity 02/04/29 | $1.78M | $2.02M | -$235.0K | 10.75% | +6.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Shepherd Parent Holdings | — | LLC Health Care Providers & Services Interest Rate 11.18% Reference Rate and Spread SOFR + 7.25% Floor 1.00% Maturity 07/10/30 | $1.77M | $1.61M | $155.0K | 11.18% | +7.25% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt PhyNet Dermatology LLC Health Care Providers & Services Interest Rate 10.38% Reference Rate and Spread SOFR + 6.50% Floor 1.00% Maturity 10/20/29 | $1.76M | $1.73M | $32.0K | 10.38% | +6.50% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Keg Logistics LLC (Revolver) Diversified Consumer Services Interest Rate 10.75% Reference Rate and Spread SOFR + 6.75% Floor 1.00% Maturity 11/23/27 | $1.72M | $1.64M | $81.0K | 10.75% | +6.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Subordinated Debt Lucky Bucks Holdings LLC Hotels, Restaurants & Leisure Maturity 05/29/28 | — | Subordinated Debt | $1.70M | $5.99M | -$4.29M | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Taoglas USA Holdings Inc. Electronic Equipment | — | Instruments & Components Interest Rate 10.92% Reference Rate and Spread SOFR + 7.25% Floor 1.00% Maturity 02/28/29 | $1.61M | $1.61M | $2.0K | 10.92% | +7.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Advantage Capital Holdings LLC | — | Class A Units Financial Services | $1.58M | $500.0K | $1.08M | — | — | — |
Investments in Affiliate Portfolio Companies Collateralized Loan Obligations JMP Credit Advisors CLO V LTD CLO Fund Securities Maturity 07/17/30 | Collateralized Loan Obligations - 0.8% | Second Lien/Senior Secured Debt | $1.56M | $1.04M | $517.0K | — | — | — |
Non-controlled affiliated investments JMP Credit Advisors CLO V LTD Type of Investment Collateralized Loan Obligations Industry Classification CLO Fund Securities | — | Collateralized Loan Obligations | $1.56M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Fusion Parent, LLC (fka Franchise Group Inc.) Diversified Consumer Services | — | Common Stock and Membership Units | $1.49M | $1.55M | -$62.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Preferred Stock and Units Epilog Partners SPV III, LLC (Care Connectors Medical Group) Health Care Providers & Services | — | Preferred Stock and Units | $1.42M | $1.19M | $237.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Swift Aggregator LLC (formerly GA Communications, Inc.) Media | — | Common Stock and Membership Units | $1.42M | $1.25M | $169.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Anthem Sports & Entertainment Inc. (2025 Delayed Draw Term Loan) Media Interest Rate 9.43% Reference Rate and Spread SOFR + 5.50%, 9.43% PIK Floor 1.00% Maturity 11/15/27 | — | First Lien/Senior Secured Debt | $1.39M | $1.39M | $0.00 | 9.43% | +5.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt CB MIDCO, LLC Diversified Consumer Services Maturity 09/27/27 | — | First Lien/Senior Secured Debt | $1.38M | $3.79M | -$2.41M | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Pomeroy Technologies | — | LLC (Super Senior A) Software Interest Rate 6.00% PIK Maturity 11/30/27 | $1.33M | $1.45M | -$123.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Help Systems Holdings, Inc. Technology Hardware | — | Storage & Peripherals Interest Rate 9.97% Reference Rate and Spread SOFR + 6.00% Floor 2.00% Maturity 05/19/29 | $1.31M | $1.41M | -$99.0K | 9.97% | +6.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Spark Buyer | — | LLC Electrical Equipment Interest Rate 9.13% Reference Rate and Spread SOFR + 5.25% Floor 0.75% Maturity 10/15/31 | $1.27M | $1.25M | $21.0K | 9.13% | +5.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Florida Food Products, LLC First Lien | — | Term Loan B Food Products Interest Rate 9.43% Reference Rate and Spread SOFR + 5.50% Floor 2.00% Maturity 10/15/30 | $1.26M | $1.24M | $19.0K | 9.43% | +5.50% | — |
Investments in Affiliate Portfolio Companies Preferred Stock and Units Westshore RAM, LLC | — | Class A Financial Services | $1.20M | $1.28M | -$77.0K | — | — | — |
Non-controlled affiliated investments Westshore Ram | — | LLC Type of Investment Preferred Stock and Units Industry Classification Financial Services | $1.20M | — | — | — | — | — |
Investments in Affiliate Portfolio Companies Preferred Stock and Units Phoenix Aviation Capital, LLC Aerospace & Defense | — | Preferred Stock and Units | $1.13M | $1.09M | $44.0K | — | — | — |
Non-controlled affiliated investments Phoenix Aviation Capital | — | LLC Type of Investment Preferred Stock and Units Industry Classification Aerospace & Defense | $1.13M | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units BGPT Maverick, L.P. (Metric Inc.) Communications Equipment | — | Common Stock and Membership Units | $1.12M | $1.02M | $96.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Preferred Stock and Units Middle West Spirits | — | LLC Beverages Interest Rate 10.00% PIK | $1.08M | $885.0K | $194.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Subordinated Debt DeltaDx Limited | — | LP (Money Transfer Acquisition Inc.) Financial Services Interest Rate 15.00% PIK Maturity 06/14/28 | $1.02M | $994.0K | $31.0K | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Bradshaw International Parent Corp. Specialty Retail Interest Rate 9.57% Reference Rate and Spread SOFR + 5.75% Floor 1.00% Maturity 10/21/27 | $950.0K | $918.0K | $32.0K | 9.57% | +5.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt AMCP Pet Holdings, Inc. (Revolver) Consumer Staples Distribution & Retail Interest Rate 11.00% Reference Rate and Spread SOFR + 7.00%, 3.00% PIK Floor 1.00% Maturity 01/04/28 | — | First Lien/Senior Secured Debt | $918.0K | $1.04M | -$125.0K | 11.00% | +7.00% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt VBC Spine Opco LLC (DxTx Pain and Spine LLC) (Revolver) Health Care Providers & Services Interest Rate 10.46% Reference Rate and Spread SOFR + 6.50% Floor 2.00% Maturity 06/14/28 | $887.0K | $869.0K | $18.0K | 10.46% | +6.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt STG Distribution, LLC (STG Logistics) (Second Out) Transportation Infrastructure Maturity 10/03/29 | — | First Lien/Senior Secured Debt | $856.0K | $1.61M | -$751.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt BetaNXT | — | Inc. (Revolver) Financial Services Interest Rate 7.94% Reference Rate and Spread SOFR + 4.25% Maturity 07/01/27 | $821.0K | $833.0K | -$12.0K | 7.94% | +4.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Preferred Stock and Units BMP Slappey Holdco, LLC Diversified Telecommunication Services | — | Preferred Stock and Units | $793.0K | $467.0K | $326.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units AAPC Holdings, LLC Health Care Providers & Services | — | Common Stock and Membership Units | $780.0K | $264.0K | $516.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Ivanti Software, Inc. | — | NewCo Software Interest Rate 9.64% Reference Rate and Spread SOFR + 5.75% Floor 2.00% Maturity 06/01/29 | $761.0K | $696.0K | $65.0K | 9.64% | +5.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Preferred Stock and Units Taylor Precision Products, Inc. - Series C Household Products | — | Preferred Stock and Units | $758.0K | $667.0K | $91.0K | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Dodge Data & Analytics LLC (Second Out) Professional Services Interest Rate 8.75% Reference Rate and Spread SOFR + 4.75% Floor 0.50% Maturity 02/28/29 | $730.0K | $805.0K | -$75.0K | 8.75% | +4.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Florida Food Products, LLC First Lien | — | Term Loan C Food Products Interest Rate 9.43% Reference Rate and Spread SOFR + 5.50% Floor 2.00% Maturity 10/15/30 | $714.0K | $704.0K | $10.0K | 9.43% | +5.50% | — |
Investments in Affiliate Portfolio Companies Preferred Stock and Units GreenPark Infrastructure, LLC - Series A Commercial Services & Supplies | — | Preferred Stock and Units | $700.0K | $676.0K | $24.0K | — | — | — |
Non-controlled affiliated investments GreenPark Infrastructure, LLC | — | Series A Type of Investment Preferred Stock and Units Industry Classification Commercial Services & Supplies | $700.0K | — | — | — | — | — |
Investments in Affiliate Portfolio Companies Preferred Stock and Units Princeton Medspa Partners | — | LLC Diversified Consumer Services Interest Rate 12.50% PIK | $676.0K | $1.20M | -$527.0K | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Dodge Data & Analytics LLC Professional Services Interest Rate 10.25% Reference Rate and Spread SOFR + 6.25% Floor 0.50% Maturity 01/31/29 | $657.0K | $647.0K | $10.0K | 10.25% | +6.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Everyware Global, Inc. Household Products | — | Common Stock and Membership Units | $643.0K | $346.0K | $297.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units South Street Securities Holdings | — | Inc – Warrant Financial Services | $618.0K | $514.0K | $104.0K | — | — | — |
Investments in Affiliate Portfolio Companies Common Stock and Membership Units Sierra Hamilton Holdings Corporation Energy Equipment & Services | — | Common Stock and Membership Units | $611.0K | $394.0K | $217.0K | — | — | — |
Non-controlled affiliated investments Sierra Hamilton Holdings Corporation Type of Investment Common Stock and Membership Units Industry Classification Energy Equipment & Services | — | Common Stock and Membership Units | $611.0K | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Taoglas Group Holdings Limited (Revolver) Electronic Equipment | — | Instruments & Components Interest Rate 11.03% Reference Rate and Spread SOFR + 7.25% Floor 1.00% Maturity 02/28/29 | $603.0K | $543.0K | $60.0K | 11.03% | +7.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units LB NewHoldCo LLC Hotels, Restaurants & Leisure | — | Common Stock and Membership Units | $566.0K | $1.72M | -$1.16M | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units FP WRCA Coinvestment Fund VII, Ltd. | — | Class A Building Products | $505.0K | $1.50M | -$995.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Preferred Stock and Units AAPC Holdings | — | LLC Health Care Providers & Services Interest Rate 18.00% PIK | $488.0K | $166.0K | $322.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Colonnade Intermediate | — | LLC (Revolver) Software Maturity 09/30/26 | $476.0K | $685.0K | -$209.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Morae Global Holdings Inc. | — | Warrant IT Services | $466.0K | $376.0K | $90.0K | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies Common Stock and Membership Units DxTx Pain and Spine LLC Health Care Providers & Services | $430.0K | $381.0K | $49.0K | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Morae Global Corporation (Revolver) IT Services Interest Rate 12.04% Reference Rate and Spread SOFR + 8.00% Floor 2.00% Maturity 10/31/28 | $394.0K | $367.0K | $27.0K | 12.04% | +8.00% | — |
Investments in Affiliate Portfolio Companies Second Lien/Senior Secured Debt Northeast Metal Works LLC Metals & Mining Interest Rate 8.00% Maturity 01/01/25 | — | Second Lien/Senior Secured Debt | $387.0K | $500.0K | -$113.0K | 8.00% | — | — |
Non-controlled affiliated investments Northeast Metal Works LLC Type of Investment Second Lien/Senior Secured Debt Industry Classification Metals & Mining One | — | Second Lien/Senior Secured Debt | $387.0K | — | — | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies Preferred Stock and Units BMP Slappey Investment II Diversified Telecommunication Services | $353.0K | $208.0K | $145.0K | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Red Range Intermediate Inc. Industrial Conglomerates Interest Rate 11.99% Reference Rate and Spread SOFR + 8.00% Floor 1.00% Maturity 10/01/29 | $324.0K | $324.0K | $0.00 | 11.99% | +8.00% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies Preferred Stock and Units Prosper Marketplace Household Products | $324.0K | $279.0K | $45.0K | — | — | — |
Investments in Affiliate Portfolio Companies Preferred Stock and Units Northeast Metal Works LLC | — | Class O Preferred Metals & Mining | $280.0K | $5.45M | -$5.17M | — | — | — |
Non-controlled affiliated investments Northeast Metal Works LLC | — | Class O Preferred Type of Investment Preferred Stock and Units Industry Classification Metals & Mining | $280.0K | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Freedom Electronics, LLC Electronic Equipment, Instruments & Components | — | Common Stock and Membership Units | $252.0K | $195.0K | $57.0K | — | — | — |
Investments in Affiliate Portfolio Companies Common Stock and Membership Units Kleen-Tech Acquisition, LLC Commercial Services & Supplies | — | Common Stock and Membership Units | $250.0K | $1.26M | -$1.01M | — | — | — |
Non-controlled affiliated investments Kleen-Tech Acquisition | — | LLC Type of Investment Common Stock and Membership Units Industry Classification Commercial & Professional Services | $250.0K | — | — | — | — | — |
Investments in Affiliate Portfolio Companies Common Stock and Membership Units Phoenix Aviation Capital, LLC Aerospace & Defense | — | Common Stock and Membership Units | $242.0K | $387.0K | -$145.0K | — | — | — |
Non-controlled affiliated investments Phoenix Aviation Capital | — | LLC Type of Investment Common Stock and Membership Units Industry Classification Aerospace & Defense | $242.0K | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Derivatives Advantage Capital Holdings LLC Financial Services | Derivatives - 0.1% | Common Stock and Membership Units | $180.0K | — | — | — | — | — |
Investments in Affiliate Portfolio Companies Collateralized Loan Obligations JMP Credit Advisors CLO IV LTD CLO Fund Securities Maturity 07/17/29 | Collateralized Loan Obligations - 0.8% | Second Lien/Senior Secured Debt | $121.0K | $230.0K | -$109.0K | — | — | — |
Non-controlled affiliated investments JMP Credit Advisors CLO IV LTD Type of Investment Collateralized Loan Obligations Industry Classification CLO Fund Securities | — | Collateralized Loan Obligations | $121.0K | — | — | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies Collateralized Loan Obligations Catamaran CLO 2018-1 Ltd CLO Fund Securities Maturity 10/27/31 | $112.0K | $112.0K | $0.00 | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt STG Distribution, LLC (STG Logistics) (Third Out) Transportation Infrastructure Maturity 10/03/29 | — | First Lien/Senior Secured Debt | $96.0K | $739.0K | -$643.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Carestream Health Holdings, Inc. Health Care Equipment & Supplies | — | Common Stock and Membership Units | $85.0K | $53.0K | $32.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Middle West Spirits, LLC Beverages | — | Common Stock and Membership Units | $58.0K | $14.0K | $44.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Sundance Holdings Group, LLC Specialty Retail Maturity 06/30/25 | — | First Lien/Senior Secured Debt | $57.0K | $6.57M | -$6.51M | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Global Integrated Flooring Systems Inc. (Revolver) Household Products Interest Rate 12.72% Reference Rate and Spread SOFR + 9.00%, 6.00% PIK Maturity 12/31/26 | — | First Lien/Senior Secured Debt | $39.0K | $46.0K | -$7.0K | 12.72% | +9.00% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units AIP Capital, LLC Financial Services | — | Common Stock and Membership Units | $35.0K | $35.0K | $0.00 | — | — | — |
Investments in Affiliate Portfolio Companies Common Stock and Membership Units Princeton Medspa Partners, LLC | — | Warrant Diversified Consumer Services | $10.0K | — | — | — | — | — |
Non-controlled affiliated investments Princeton Medspa Partners, LLC | — | Warrant Type of Investment Common Stock and Membership Units Industry Classification Diversified Consumer Services | $10.0K | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units VTX Holdings LLC - Series C IT Services | — | Common Stock and Membership Units | $6.0K | $9.0K | -$3.0K | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Shepherd Parent Holdings | — | LLC (Revolver) Health Care Providers & Services Reference Rate and Spread SOFR + 7.25% Floor 1.00% Maturity 07/10/30 | -$1.0K | — | — | — | +7.25% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt PMA Parent Holdings LLC (Revolver) Capital Markets Reference Rate and Spread SOFR + 4.75% Floor 0.75% Maturity 01/31/31 | -$2.0K | -$2.0K | $0.00 | — | +4.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Dentive, LLC (Revolver) Health Care Providers & Services Interest Rate 10.92% Reference Rate and Spread SOFR + 7.25%, 4.25% PIK Floor 0.75% Maturity 12/22/28 | — | First Lien/Senior Secured Debt | -$2.0K | -$4.0K | $2.0K | 10.92% | +7.25% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Netwrix Corporation (Revolver) Software Reference Rate and Spread SOFR + 4.50% Floor 0.75% Maturity 06/09/29 | -$8.0K | -$6.0K | -$2.0K | — | +4.50% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Spinrite | — | Inc. (Revolver) Leisure Products Reference Rate and Spread SOFR + 7.50% Maturity 12/05/30 | -$9.0K | -$9.0K | $0.00 | — | +7.50% | — |
Investments in Affiliate Portfolio Companies First Lien/Senior Secured Debt PMP OPCO, LLC (Princeton Medspa Partners | — | LLC) (Revolver) Diversified Consumer Services Reference Rate and Spread SOFR + 8.50% Floor 2.00% Maturity 05/31/29 | -$13.0K | -$3.0K | -$10.0K | — | +8.50% | — |
Non-controlled affiliated investments PMP OPCO, LLC (Princeton Medspa Partners | — | LLC) (Revolver) Type of Investment First Lien/Senior Secured Debt Industry Classification Diversified Consumer Service | -$13.0K | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Middle West Spirits | — | LLC (Revolver) Beverages Reference Rate and Spread SOFR + 6.25% Floor 2.00% Maturity 04/23/30 | -$35.0K | -$31.0K | -$4.0K | — | +6.25% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Bradshaw International Parent Corp. (Revolver) Specialty Retail Reference Rate and Spread SOFR + 5.75% Floor 1.00% Maturity 10/21/26 | -$40.0K | -$20.0K | -$20.0K | — | +5.75% | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt Metric Inc. (Revolver) Software Reference Rate and Spread SOFR + 6.25% Floor 1.00% Maturity 09/30/31 | -$58.0K | -$57.0K | -$1.0K | — | +5.50% | — |
Investments in Affiliate Portfolio Companies Common Stock and Membership Units MMI Holdings, LLC Health Care Providers & Services | — | Common Stock and Membership Units | — | — | — | — | — | — |
Investments in Affiliate Portfolio Companies Derivatives Princeton Medspa Partners, LLC Diversified Consumer Services | Derivatives - 0.0% | Common Stock and Membership Units | — | — | — | — | — | — |
Investments in Affiliate Portfolio Companies Preferred Stock and Units American Clinical Solutions, LLC | — | Class A Health Care Providers & Services | — | — | — | — | — | — |
Investments in Affiliate Portfolio Companies Preferred Stock and Units MMI Holdings, Health Care Providers & Services | — | Preferred Stock and Units | — | — | — | — | — | — |
Investments in Affiliate Portfolio Companies Preferred Stock and Units Northeast Metal Works LLC | — | Preferred Metals & Mining | — | — | — | — | — | — |
Investments in Affiliate Portfolio Companies Second Lien/Senior Secured Debt MMI Holdings, LLC Health Care Providers & Services Maturity 12/31/25 | — | Second Lien/Senior Secured Debt | — | $340.0K | — | — | — | — |
Investments in Controlled Afilliated Portfolio Companies Asset Manager Affiliates Asset Management Company Asset Management Company | — | Common Stock and Membership Units | — | $17.79M | — | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt Anthem Sports & Entertainment Inc. (Term Loan C) Media Maturity 11/15/27 | — | $935.0K | — | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies Collateralized Loan Obligations Catamaran CLO 2014-1 Ltd. CLO Fund Securities Maturity 04/20/30 | — | — | — | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies Collateralized Loan Obligations Dryden 30 Senior Loan Fund CLO Fund Securities Maturity 11/01/28 | — | — | — | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies Preferred Stock and Units 4L Ultimate Topco Corporation Commercial Services & Supplies | — | $29.0K | — | — | — | — |
Investments in Non-Control | Collateralized Loan Obligations - 0.1% | Non-Affiliate Portfolio Companies Common Stock and Membership Units Live Comfortably Inc. Household Durables | — | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units ATP Oil & Gas Corporation Oil, Gas & Consumable Fuels | — | Common Stock and Membership Units | — | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Anthem Sports & Entertainment Inc. | — | Class A Warrant Media | — | $46.0K | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Anthem Sports & Entertainment Inc. | — | Class B Warrant Media | — | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Anthem Sports & Entertainment Inc. | — | Warrant for CS Media | — | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units BLST Operating Company, LLC | — | Class A Broadline Retail | — | $555.0K | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Fusion Connect, Inc. | — | Warrant Wireless Telecommunication Services | — | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Fusion Connect, Inc. Wireless Telecommunication Services | — | Common Stock and Membership Units | — | $866.0K | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units HDC/HW Holdings, LLC Software | — | Common Stock and Membership Units | — | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Roscoe Investors, LLC | — | Class A Health Care Equipment & Supplies | — | $1.00M | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Sundance Holdings Group, LLC Specialty Retail | — | Common Stock and Membership Units | — | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Workplace Holdings LLC (Pomeroy Technologies, LLC) Software | — | Common Stock and Membership Units | — | $228.0K | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units World Business Lenders, LLC Financial Services | — | Common Stock and Membership Units | — | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Derivatives Epilog Partners LP (Care Connectors Medical Group) Health Care Providers & Services | Derivatives - 0.1% | Common Stock and Membership Units | — | — | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Derivatives HDNet Holdco LLC (Anthem) Media | Derivatives - 0.1% | Common Stock and Membership Units | — | $31.0K | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien /Senior Secured Debt HDC/HW Intermediate Holdings, LLC | — | Term Loan B Software Maturity 06/21/26 | — | $764.0K | — | — | — | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt CCMG Buyer | — | LLC (Care Connectors Medical Group) (Revolver) Health Care Providers & Services Reference Rate and Spread SOFR + 4.75% Floor 1.00% Maturity 05/08/30 | — | -$5.0K | — | — | +4.75% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies First Lien/Senior Secured Debt TA/WEG Holdings | — | LLC (Revolver) Financial Services Reference Rate and Spread SOFR + 6.25% Floor 1.00% Maturity 10/02/28 | — | -$1.0K | — | — | +6.25% | — |
Investments in Non-Control, Non-Affiliate Portfolio Companies Second Lien/Senior Secured Debt BLST Operating Company, LLC Broadline Retail Maturity 01/31/26 | — | Second Lien/Senior Secured Debt | — | $1.13M | — | — | — | — |
Non-controlled affiliated investments American Clinical Solutions | — | LLC Type of Investment Common Stock and Membership Units Industry Classification Health Care Providers & Services | — | — | — | — | — | — |
Non-controlled affiliated investments MMI Holdings | — | LLC Type of Investment Second Lien/Senior Secured Debt Industry Classification Health Care Equipment & Services | — | — | — | — | — | — |
Non-controlled affiliated investments MMI Holdings | — | LLC Type of Investment Preferred Stock and Units Industry Classification Health Care Equipment & Services | — | — | — | — | — | — |
Non-controlled affiliated investments MMI Holdings | — | LLC Type of Investment Common Stock and Membership Units Industry Classification Health Care Equipment & Services | — | — | — | — | — | — |
Non-controlled affiliated investments Northeast Metal Works LLC | — | Preferred Type of Investment Preferred Stock and Units Industry Classification Metals & Mining | — | — | — | — | — | — |
Non-controlled affiliated investments Princeton Medspa Partners, LLC - Put Option Type of Investment Derivatives Industry Classification Diversified Consumer Services | — | Common Stock and Membership Units | — | — | — | — | — | — |
Warrant IT Services | Investments in Non-Control, Non-Affiliate Portfolio Companies Common Stock and Membership Units Ohene Holdings B.V. | Common Stock and Membership Units | — | — | — | — | — | — |