Great Elm Capital · filed 2023-11-02
Total Fair Value
$709.26M
139 holdings
Unrealized P/L
-$44.91M
-5.95% vs cost
W. Avg Spread
—
debt, FV-weighted
W. Avg Coupon
12.32%
debt, FV-weighted
% First Lien
11.6%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$709M
Total Fair Value
- Unclassified44.2%
- Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies33.2%
- Specialty Finance6.5%
- Insurance2.4%
- Internet Media1.9%
- Oil & Gas Exploration & Production1.8%
- Energy Services1.4%
- Consumer Products1.4%
- Chemicals1.1%
- Casinos & Gaming1.0%
- Other industries5.1%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
No floating-rate debt in this filing.
All holdings
Sortable, click headers to re-sort
139 of 139
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
TOTAL INVESTMENTS | — | — | $236.41M | $251.34M | -$14.93M | — | — | — |
Total Investments excluding Short-Term Investments | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | — | $235.38M | $250.31M | -$14.93M | — | — | — |
Great Elm Specialty Finance LLC | Specialty Finance | 3100 West End Ave Suite 750 Nashville TN 37203 Specialty Finance Security Subordinated Note Interest Rate 13.00% Initial Acquisition Date 09/01/2023 Maturity 06/30/2026 | $28.73M | $28.73M | $0.00 | 13.00% | — | 2026-06-30 |
Great Elm Specialty Finance LLC | Specialty Finance | 3100 West End Ave Suite 750 Nashville TN 37203 Specialty Finance Security Common Equity Initial Acquisition Date 09/01/2023 | $17.50M | $17.57M | -$67.0K | — | — | — |
American Coastal Insurance Corp.800 2nd Avenue S.Saint Petersburg FL 33701 Insurance Security Unsecured Bond Interest Rate 7.25% Initial Acquisition Date 12/20/2022 Maturity 12/15/2027 | Insurance | — | $13.45M | $8.53M | $4.92M | 7.25% | — | 2027-12-15 |
First Brands Inc.3255 West Hamlin Road Rochester Hills MI 48309 Transportation Equipment Manufacturing Security 2nd Lien Secured Loan Interest Rate 6M SOFR + 8.50% 9.50% Floor (14.38%) Initial Acquisition Date 03/24/2021 Maturity 03/30/2028 | — | — | $11.77M | $12.21M | -$434.0K | 14.38% | — | — |
ProFrac Holdings II LLC 333 Shops Boulevard Suite 301 Weatherford Texas 76087 | Energy Services | 1st Lien Secured Loan | $9.74M | $9.49M | $248.0K | 12.90% | — | — |
Research Now Group Inc 5800 Tennyson Parkway Suite 600 Plano TX 75024 | Internet Media | 1st Lien Secured Revolver | $8.66M | $9.67M | -$1.02M | 10.15% | — | — |
NICE-PAK Products, Inc. Two Nice-Pak Park Orangeburg, NY 10962 | Consumer Products | Secured Loan B | $8.52M | $8.97M | -$448.0K | 19.15% | — | — |
Universal Fiber Systems 640 State Street Bristol TN 37620 Chemicals Security Term Loan B Interest Rate 1M SOFR + 3.98% 4.98% Floor (18.41%) (9.41% cash + 9.00% PIK) Initial Acquisition Date 09/30/2021 Maturity 09/29/2026 | — | — | $7.66M | $7.54M | $114.0K | 18.41% | — | — |
Florida Marine LLC | — | 2360 5th Street Mendeville LA 70471 Shipping Security 1st Lien Secured Loan Interest Rate 1M SOFR + 9.20% 11.20% Floor (14.64%) Initial Acquisition Date 03/17/2023 Maturity 03/17/2028 | $6.85M | $6.75M | $101.0K | 14.64% | — | — |
Harvey Gulf Holdings LLC | — | 701 Poydras Street Suite 3700 New Orleans LA 70139 Shipping Security Secured Loan B Interest Rate 3M SOFR + 9.08%, 10.08% Floor (14.71%) Initial Acquisition Date 08/10/2022 Maturity 08/10/2027 | $6.54M | $6.37M | $172.0K | 14.71% | — | — |
Greenfire Resources Ltd. | Oil & Gas Exploration & Production | 205 5th Avenue SW Suite 1900 Calgary AB T2P 2V7 Canada Oil & Gas Exploration & Production 1st Lien, Secured Bond Interest Rate 12.00% Initial Acquisition Date 09/13/2023 Maturity 10/01/2028 | $6.39M | $6.37M | $24.0K | 12.00% | — | 2028-10-01 |
W&T Offshore, Inc. | Oil & Gas Exploration & Production | 5718 Westheimer Road Suite 700 Houston TX 77057 Oil & Gas Exploration & Production Security 2nd Lien Secured Bond Interest Rate 11.75% Initial Acquisition Date 01/12/2023 Maturity 02/01/2026 | $6.19M | $6.00M | $187.0K | 11.75% | — | 2026-02-01 |
Foresight Energy 211 North Broadway Suite 2600 St. Louis MO 63102 Metals & Mining Security 1st Lien Secured Loan Interest Rate 3M SOFR + 8.00% 9.50% Floor (13.49%) Initial Acquisition Date 07/29/2021 Maturity 06/30/2027 | — | — | $5.99M | $6.02M | -$29.0K | 13.49% | — | — |
Lenders Funding LLC | — | 9345 Terresina Dr. Naples FL 34119 Specialty Finance Security 1st Lien, Secured Revolver Interest Rate Prime + 1.25% 1.25% Floor (9.75%) Initial Acquisition Date 09/20/2021 Maturity 12/31/2023 | $5.89M | $5.89M | $0.00 | 9.75% | — | — |
First Brands Inc. | — | 3255 West Hamlin Road Rochester Hills MI 48309 Transportation Equipment Manufacturing Security 1st Lien Secured Loan Interest Rate 6M SOFR + 5.00% 6.00% Floor (10.88%) Initial Acquisition Date 06/09/2023 Maturity 03/30/2027 | $4.90M | $4.84M | $59.0K | 10.88% | — | — |
Research Now Group Inc. 5800 Tennyson Parkway Suite 600 Plano TX 75024 | Internet Media | 2nd Lien, Secured Loan | $4.87M | $7.97M | -$3.10M | 15.13% | — | — |
New Wilkie Energy Pty Limited 56 Pitt Street Sydney New South Wales 2000 Australia | Metals & Mining | 1st Lien Secured Loan | $4.80M | $4.75M | $50.0K | 17.89% | — | — |
Flexsys Holdings 260 Springside Drive Akron OH 44333 Chemicals Security 1st Lien Secured Loan Interest Rate 3M SOFR + 5.25% 6.00% Floor (10.9%) Initial Acquisition Date 11/04/2022 Maturity 11/01/2028 | — | — | $4.63M | $4.00M | $631.0K | 10.90% | — | — |
Blackstone Secured Lending 345 Park Avenue New York NY 10154 Closed-End Fund Common Stock Initial Acquisition Date 08/18/2022 | Investments at Fair Value | — | $4.63M | $4.01M | $620.0K | — | — | — |
Maverick Gaming LLC 12530 NE 144th Street Kirkland WA 98034 | Casinos & Gaming | 1st Lien Secured Loan | $4.34M | $5.74M | -$1.40M | 13.18% | — | — |
Blue Ribbon LLC | — | 110 E Houston St.San Antonio TX 78205 Food & Staples Security 1st Lien Secured Loan Interest Rate 1M SOFR + 6.00% 6.75% Floor (11.44%) Initial Acquisition Date 02/06/2023 Maturity 05/07/2028 | $4.10M | $3.60M | $506.0K | 11.44% | — | — |
Par Petroleum LLC | — | 825 Town & Country Lane Suite 1500 Houston TX 77024 Oil & Gas Refining Security 1st Lien Secured Loan Interest Rate 3M SOFR + 4.25% 4.75% Floor (9.77%) Initial Acquisition Date 02/14/2023 Maturity 02/28/2030 | $3.97M | $3.92M | $45.0K | 9.77% | — | — |
Avation Capital SA 65 Kampong Bahru Road #01-01 Singapore 169370 Aircraft 2nd Lien Secured Bond Interest Rate 9.00%, (6.50% cash + 2.50% PIK) Initial Acquisition Date 02/04/2022 Maturity 10/31/2026 | Aircraft | — | $3.94M | $4.14M | -$198.0K | 8.25% | — | 2026-10-31 |
Lummus Technology Holdings 5825 N. Sam Houston Parkway West #600 Houston TX 77086 Chemicals Security Unsecured Bond Interest Rate 9.00% Initial Acquisition Date 05/17/2022 Maturity 07/01/2028 | Chemicals | — | $3.92M | $3.61M | $311.0K | 9.00% | — | 2028-07-01 |
Summit Midstream Holdings LLC | Energy Midstream | 910 Louisiana Street Suite 4200 Houston TX 77002 Energy Midstream Security 2nd Lien Secured Bond Interest Rate 9.00% Acquisition Date 10/19/2021 Maturity 10/15/2026 | $3.84M | $3.84M | -$3.0K | 9.00% | — | 2026-10-15 |
Stone Ridge Opportunities Fund L.P. | Insurance | One Vanderbilt Ave., 65th Floor New York NY 10017 Insurance Security Private Fund Acquisition Date 12/15/2022 | $3.70M | $3.00M | $702.0K | — | — | — |
APTIM Corp | Industrial | 4171 Essen Lane Baton Rouge LA 70809 Industrial 1st Lien Secured Bond Interest Rate 7.75% Initial Acquisition Date 03/28/2019 Maturity 06/15/2025 | $3.65M | $3.38M | $271.0K | 7.75% | — | 2025-06-15 |
ECL Entertainment LLC | Casinos & Gaming | 8978 Spanish Ridge Ave Las Vegas NV 89148 Casinos & Gaming Security 1st Lien Secured Loan Interest Rate 3M SOFR + 4.75% 5.50% Floor (10.14%) Initial Acquisition Date 03/31/2028 Maturity 08/31/2028 | $2.99M | $2.94M | $51.0K | 4.75% | — | 2028-08-31 |
Vantage Specialty Chemicals, Inc. | — | 1751 Lake Cook Rd., Suite 550 Deerfield IL 60015 Chemicals Security 1st Lien Secured Loan Interest Rate 1M SOFR + 4.75% 5.25% Floor (10.08%) Initial Acquisition Date 03/03/2023 Maturity 10/26/2026 | $2.90M | $2.89M | $10.0K | 10.08% | — | — |
Universal Fiber Systems 640 State Street Bristol TN 37620 Chemicals Security Term Loan C Interest Rate 1M SOFR + 3.98%, 4.98% Floor (18.41%), (9.41% cash + 9.00% PIK) Initial Acquisition Date 09/30/2021 Maturity 09/29/2026 | — | — | $2.75M | $2.90M | -$154.0K | 18.41% | — | — |
Manchester Acquisition Sub LLC 251 Little Falls Drive, Wilmington, DE 19808 | Chemicals | 1st Lien Secured Loan | $2.69M | $2.66M | $35.0K | 11.31% | — | — |
Eagle Point Credit Company Inc | Investments at Fair Value | 600 Steamboat Road Suite 202 Greenwich CT 06830 Closed-End Fund Common Stock Initial Acquisition Date 08/18/2022 | $2.59M | $2.75M | -$167.0K | — | — | — |
Ruby Tuesday Operations LLC | Restaurants | 333 E. Broadway Avenue Maryville TN 37804 Restaurants Security 1st Lien Secured Loan Interest Rate 1M SOFR + 12.00% 13.25% Floor (17.44%) (11.44% cash + 6.00% PIK) Initial Acquisition Date 02/24/2021 Maturity 02/24/2025 | $2.10M | $2.15M | -$56.0K | — | — | — |
Martin Midstream Partners LP 4200 Stone Road Kilgore, TX 75662 | Energy Midstream | 2nd Lien Secured Loan | $2.03M | $1.95M | $87.0K | 11.50% | — | 2028-02-15 |
Mad Engine Global, LLC 6740 Cobra Way San Diego, CA, 92121 | Apparel | 1st Lien Secured Loan | $2.00M | $2.80M | -$794.0K | 12.65% | — | — |
FTAI Infrastructure Inc. | Industrial | 1345 Avenue of the Americas 45th Floor New York NY 10105 Industrial Security 1st Lien Secured Bond Interest Rate 10.50% Initial Acquisition Date 06/29/2022 Maturity 06/01/2027 | $1.99M | $1.91M | $77.0K | 10.50% | — | 2027-06-01 |
SCIH Salt Holdings Inc | — | 1875 Century Park East Suite 320 Los Angeles CA 90067 Food & Staples Security 1st Lien Secured Loan Interest Rate 1M L + 4.00% 4.75% Floor (9.63%) Initial Acquisition Date 06/21/2023 Maturity 03/16/2027 | $1.97M | $1.95M | $20.0K | 9.63% | — | — |
EagleView Technology Corp.10800 NE 8th Street Suite 300 Bellevue WA 98004 Technology Security 1st Lien Secured Loan Interest Rate 3M SOFR + 3.50% 3.50% Floor (9.15%) Initial Acquisition Date 08/17/2023 Maturity 08/14/2025 | — | — | $1.88M | $1.79M | $87.0K | 9.15% | — | — |
CSC Serviceworks 35 Pinelawn Road Suite 120 Melville NY 11747 Consumer Services Security 1st Lien Secured Loan Interest Rate 3M SOFR + 4.00% 4.75% Floor (9.66%) Initial Acquisition Date 09/26/2023 Maturity 03/04/2028 | — | — | $1.72M | $1.74M | -$16.0K | 9.66% | — | — |
Advancion 1500 E Lake Cook Rd Buffalo Grove IL 60089 Chemicals Security 2nd Lien Secured Loan Interest Rate 1M SOFR + 7.75% 8.50% Floor (13.17%) Initial Acquisition Date 09/21/2022 Maturity 11/24/2028 | — | — | $1.51M | $1.51M | -$1.0K | 13.17% | — | — |
NICE-PAK Products Inc | Consumer Products | Two Nice-Pak Park Orangeburg NY 10962 Consumer Products Promissory Note Initial Acquisition Date 09/30/2022 Maturity 09/30/2029 | $1.20M | — | — | — | — | 2029-09-30 |
Universal Fiber Systems 640 State Street Bristol TN 37620 Chemicals Security Warrants Initial Acquisition Date 09/30/2021 | Chemicals | — | $1.14M | — | — | — | — | — |
Short-Term Investments GS Financial Square Treasury Obligations Fund | Short-Term Investments | Money Market | $1.03M | $1.03M | $0.00 | 0.00% | — | — |
Total Short-Term Investments | — | — | $1.03M | $1.03M | $0.00 | — | — | — |
PFS Holdings Corp | Food & Staples | 3747 Hecktown Road Easton PA 18045 Food & Staples 1st Lien Secured Loan Interest Rate 1M SOFR + 7.00% 8.00% Floor (12.42%) Initial Acquisition Date 11/13/2020 Maturity 11/13/2024 | $969.0K | $1.05M | -$77.0K | 12.42% | — | — |
Ruby Tuesday Operations LLC | Restaurants | 333 E. Broadway Avenue Maryville TN 37804 Restaurants Security Warrants Initial Acquisition Date 02/24/2021 | $912.0K | — | — | — | — | — |
Vector Group Ltd. | Food & Staples | 4400 Biscayne Blvd Miami FL 33137 Food & Staples Security Unsecured Bond Interest Rate 10.50 Initial Acquisition Date 07/08/2022 Maturity 11/01/2026 | $751.0K | $720.0K | $31.0K | 10.50% | — | 2026-11-01 |
Ruby Tuesday Operations LLC | Restaurants | 333 E. Broadway Avenue Maryville TN 37804 Restaurants Security 1st Lien Secured Loan Interest Rate 1M SOFR + 16.00% 17.25% Floor (21.44%) Initial Acquisition Date 01/31/2023 Maturity 02/24/2025 | $567.0K | $567.0K | $0.00 | 21.44% | — | — |
Coreweave Compute Acquisition Co II LLC | — | 101 Eisenhower Parkway Suite 106 Roseland NJ 07068 Technology Security 1st Lien Secured Loan Interest Rate 3M SOFR + 8.75%, 8.75% Floor (14.13%) Initial Acquisition Date 07/31/2023 Maturity 07/31/2028 | $544.0K | $544.0K | $0.00 | 14.13% | — | — |
PFS Holdings Corp | Food & Staples | 3747 Hecktown Road Easton PA 18045 Food & Staples Common Equity Initial Acquisition Date 11/13/2020 | $503.0K | $12.38M | -$11.88M | — | — | — |
Harvey Gulf Holdings LLC | — | 701 Poydras Street Suite 3700 New Orleans LA 70139 Shipping Security Secured Loan A Interest Rate 3M SOFR + 4.50% 5.50% Floor (10.13%) Initial Acquisition Date 08/10/2022 Maturity 08/10/2027 | $428.0K | $422.0K | $6.0K | 10.13% | — | — |
TRU Taj Trust 505 Park Avenue 2nd Floor New York NY 10022 Retail Security Common Equity Acquisition Date 07/21/2017 | Retail | — | $54.0K | $611.0K | -$557.0K | — | — | — |
Total Investments in Special Purpose Acquisition Companies | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | — | $35.0K | $139.0K | -$104.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Ares Acquisition Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 245 Park Avenue 44th Floor New York NY 10167 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/02/2021 | $14.0K | $18.0K | -$4.0K | — | — | — |
New Wilkie Energy Pty Limited 56 Pitt Street Sydney New South Wales 2000 Australia | Metals & Mining | Warrants | $8.0K | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies BigBear.ai Holdings Inc | IT Services | 6811 Benjamin Franklin Dr Suite 200 Columbia MD 21046 IT Services Warrants Initial Acquisition Date 02/09/2021 | $4.0K | $6.0K | -$2.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Allego N.V. Industriepark Kleefse Waard Westervoortsedijk 73 KB 6827 AV Arnhem The Netherlands Transportation Equipment Manufacturing Warrants Initial Acquisition Date 03/17/2021 | Transportation Equipment Manufacturing | — | $3.0K | $9.0K | -$6.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies FAST Acquisition Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | II 109 Old Branchville Road Ridgefield CT 06877 Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/16/2021 | $3.0K | $7.0K | -$4.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies L Catterton Asia Acquisition C 8 Marina View Asia Square Tower 1 No 41-03 Singapore | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/11/2021 #018960 | $3.0K | $6.0K | -$3.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Digital Transformation Opportunities Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 10207 Cleatis Court Los Angeles CA 90077 Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/10/2021 | $1.0K | $2.0K | -$1.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Ginko Bioworks Holdings Inc | Biotechnology | 27 Drydock Avenue 8th Floor Boston MA 02210 Biotechnology Warrants Initial Acquisition Date 02/24/2021 | $1.0K | $13.0K | -$12.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Lanvin Group Holdings Ltd | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | Building S2 Bund Finance Center No 600 Zhongshan East 2nd Road Huangpu District Shanghai China Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/19/2021 | $1.0K | $6.0K | -$5.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Polestar Automotive Holding UK PLC | Auto Manufacturer | Assar Gabrielssons Väg 9 405 31 Göteborg Sweden Auto Manufacturer Warrants Initial Acquisition Date 03/23/2021 | $1.0K | $5.0K | -$4.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Ross Acquisition Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | II 1 Pelican Lane Palm Beach FL 33480 Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/12/2021 | $1.0K | $7.0K | -$6.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Rumble Inc | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 444 Gulf of Mexico Drive Longboat Key FL 34228 Special Purpose Acquisition Company Warrants Initial Acquisition Date 05/10/2021 | $1.0K | $1.0K | $0.00 | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Terran Orbital Corporation | Communications Equipment | 6800 Broken Sound Pkwy NW Suite 200 Boca Raton FL 33487 Communications Equipment Warrants Initial Acquisition Date 02/19/2021 | $1.0K | $3.0K | -$2.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Tritium DCFC Ltd | Transportation Equipment Manufacturing | 23 Archimedes Place Murarrie QLD Australia Transportation Equipment Manufacturing Warrants Initial Acquisition Date 02/04/2021 | $1.0K | $6.0K | -$5.0K | — | — | — |
Avanti Space Limited | Wireless Telecommunications Services | Cobham House 20 Black Friars Lane London, UK EC4V 6EB Wireless Telecommunications Services Junior Priority E2 Notes Interest Rate 12.50% Initial Acquisition Date 04/13/2022 Maturity 04/13/2024 | $0.00 | $1.14M | -$1.14M | 12.50% | — | 2024-04-13 |
Avanti Space Limited | Wireless Telecommunications Services | Cobham House 20 Black Friars Lane London, UK EC4V 6EB Wireless Telecommunications Services Junior Priority F Notes Interest Rate 12.50% Initial Acquisition Date 04/13/2022 Maturity 04/13/2024 | $0.00 | $4.55M | -$4.55M | 12.50% | — | 2024-04-13 |
Avanti Space Limited | Wireless Telecommunications Services | Cobham House 20 Black Friars Lane London, UK EC4V 6EB Wireless Telecommunications Services Junior Priority G Notes Interest Rate 12.50% Initial Acquisition Date 04/13/2022 Maturity 04/13/2024 | $0.00 | $1.34M | -$1.34M | 12.50% | — | 2024-10-13 |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies AdTheorent Holding Company Inc | Internet Media | 330 Hudson Street 13th Floor New York NY 10013 Internet Media Warrants Initial Acquisition Date 02/26/2021 | $0.00 | $3.0K | -$3.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Apollo Strategic Growth Capital II 9 West 57th Street 43rd Floor New York NY 10019 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/10/2021 | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | — | $0.00 | $1.0K | -$1.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies CC Neuberger Principal Holdings III 200 Park Avenue 58th Floor New York NY 10166 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/03/2021 | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | — | $0.00 | $1.0K | -$1.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies CF Acquisition Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | VIII 110 East 59th Street New York NY 10022 Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/12/2021 | $0.00 | $1.0K | -$1.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Core Scientific Inc | Technology | 210 Barton Springs Road Austin Texas 78704 Technology Warrants Initial Acquisition Date 02/10/2021 | $0.00 | $2.0K | -$2.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Dave Inc | Consumer Finance | 750 N. San Vicente Blvd 900W West Hollywood CA 90069 Consumer Finance Warrants Initial Acquisition Date 03/05/2021 | $0.00 | $7.0K | -$7.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Freedom Acquisition I Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 14 Wall Street 20th Floor New York NY 10005 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/26/2021 | $0.00 | $1.0K | -$1.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Fusion Acquisition Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | II 667 Madison Avenue 5th Floor New York NY 10065 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/26/2021 | $0.00 | $1.0K | -$1.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Grove Collaborative Holdings Inc | Household & Personal Products | 1301 Sansome Street San Francisco CA 94111 Household & Personal Products Warrants Initial Acquisition Date 03/23/2021 | $0.00 | $7.0K | -$7.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Iris Acquisition Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 2700 19th Street San Francisco CA 94110 Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/05/2021 | $0.00 | $1.0K | -$1.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Jaws Mustang Acquisition Corporation | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 1601 Washington Avenue Suite 800 Miami Beach FL 33139 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/02/2021 | $0.00 | $7.0K | -$7.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies M3-Brigade Acquisition II Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 1700 Broadway 19th Floor New York NY 10019 Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/04/2021 | $0.00 | $4.0K | -$4.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Movella Holdings Inc | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 3535 Executive Terminal Dr Suite 110 Henderson NV 89052 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/17/2021 | $0.00 | $1.0K | -$1.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Pear Therapeutics Inc | Technology | 200 State Street 13th Floor Boston MA 02109 Technology Warrants Initial Acquisition Date 02/02/2021 | $0.00 | $2.0K | -$2.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Plum Acquisition Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | I 2021 Fillmore Street #2089 San Francisco CA 94115 Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/16/2021 | $0.00 | $2.0K | -$2.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies RMG Acquisition Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | III 57 Ocean Suite 403 5775 Collins Avenue Miami Beach FL 33140 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/05/2021 | $0.00 | $4.0K | -$4.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Slam Corp. | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 55 Hudson Yards 47th Floor Suite C New York NY 10001 Special Purpose Acquisition Company Warrants Initial Acquisition Date 04/26/2021 | $0.00 | $1.0K | -$1.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Sonder Holdings Inc | Hospitality | 101 15th Street San Francisco CA 94103 Hospitality Warrants Initial Acquisition Date 03/19/2021 | $0.00 | $1.0K | -$1.0K | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies TLG Acquisition One Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 515 North Flagler Drive Suite 520 West Palm Beach FL 33401 Special Purpose Acquisition Company Warrants Initial Acquisition Date 01/28/2021 | $0.00 | $3.0K | -$3.0K | — | — | — |
Research Now Group Inc. 5800 Tennyson Parkway Suite 600 Plano TX 75024 Internet Media | Internet Media | 1st Lien Secured Revolver - Unfunded | -$34.0K | — | — | 0.50% | — | 2024-06-14 |
Advancion 1500 E Lake Cook Rd Buffalo Grove IL 60089 Chemicals Security 2nd Lien Secured Loan Interest Rate 1M SOFR | — | — | — | — | — | 7.75% | — | — |
Avanti Space Limited | Wireless Telecommunications Services | Cobham House 20 Black Friars Lane London, UK EC4V 6EB Wireless Telecommunications Services Common Equity Interest Rate 12.50% Initial Acquisition Date 04/13/2022 | — | — | — | — | — | — |
Blue Ribbon LLC | — | 110 E Houston St.San Antonio TX 78205 Food & Staples Security 1st Lien Secured Loan Interest Rate 1M SOFR | — | — | — | 6.00% | — | — |
CSC Serviceworks 35 Pinelawn Road Suite 120 Melville NY 11747 Consumer Services Security 1st Lien Secured Loan Interest Rate 3M SOFR | — | — | — | — | — | 4.00% | — | — |
Coreweave Compute Acquisition Co II LLC | — | 101 Eisenhower Parkway Suite 106 Roseland NJ 07068 Technology Security 1st Lien Secured Loan Interest Rate 3M SOFR | — | — | — | 8.75% | — | — |
ECL Entertainment LLC | Casinos & Gaming | 8978 Spanish Ridge Ave Las Vegas NV 89148 Casinos & Gaming Security 1st Lien Secured Loan Interest Rate 3M SOFR + 4.75% 5.50% Floor (10.14%) Initial Acquisition Date 08/17/2023 Maturity 04/30/2028 | — | — | — | 10.14% | — | — |
EagleView Technology Corp.10800 NE 8th Street Suite 300 Bellevue WA 98004 Technology Security 1st Lien Secured Loan Interest Rate 3M SOFR | — | — | — | — | — | 3.50% | — | — |
First Brands Inc. | — | 3255 West Hamlin Road Rochester Hills MI 48309 Transportation Equipment Manufacturing Security 1st Lien Secured Loan Interest Rate 6M SOFR | — | — | — | 5.00% | — | — |
First Brands Inc.3255 West Hamlin Road Rochester Hills MI 48309 Transportation Equipment Manufacturing Security 2nd Lien Secured Loan Interest Rate 6M SOFR | — | — | — | — | — | 8.50% | — | — |
Flexsys Holdings 260 Springside Drive Akron OH 44333 Chemicals Security 1st Lien Secured Loan Interest Rate 3M SOFR | — | — | — | — | — | 5.25% | — | — |
Florida Marine LLC | — | 2360 5th Street Mendeville LA 70471 Shipping Security 1st Lien Secured Loan Interest Rate 1M SOFR | — | — | — | 9.20% | — | — |
Foresight Energy 211 North Broadway Suite 2600 St. Louis MO 63102 Metals & Mining Security 1st Lien Secured Loan Interest Rate 3M SOFR | — | — | — | — | — | 8.00% | — | — |
Greenway Health LLC | Technology | 4301 W. Boy Scout Blvd Suite 800 Tampa FL 33607 Technology Security 1st Lien Secured Revolver - Unfunded Interest Rate 0.50% Initial Acquisition Date 01/27/2020 Maturity 11/17/2023 | — | — | — | 0.50% | — | 2023-11-17 |
Harvey Gulf Holdings LLC | — | 701 Poydras Street Suite 3700 New Orleans LA 70139 Shipping Security Secured Loan A Interest Rate 3M SOFR | — | — | — | 4.50% | — | — |
Harvey Gulf Holdings LLC | — | 701 Poydras Street Suite 3700 New Orleans LA 70139 Shipping Security Secured Loan B Interest Rate 3M SOFR | — | — | — | 9.08% | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Allurion Technologies 14 Huron Drive Natick MA Medical Equipment Manufacturing Warrants Initial Acquisition Date 08/02/2023 | Medical Equipment Manufacturing | — | — | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Catcha Investment Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | Level 42 Suntec Tower Three 8 Temasek Blvd Singapore 038988 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/12/2021 | — | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Fathom Digital Manufacturing Corporation | Industrial | 1050 Walnut Ridge Drive Hartland WI 53029 Industrial Warrants Initial Acquisition Date 02/05/2021 | — | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies FinServ Acquisition Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | II 1345 Avenue of the Americas New York NY 10105 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/18/2021 | — | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Forest Road Acquisition Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | II 1177 Avenue of the Americas 5th Floor New York NY 10036 Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/10/2021 | — | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Kismet Acquisition Two Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | 850 Library Avenue Suite 204 Newark DE 19715 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/18/2021 | — | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Northern Star Investment Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | II The Chrysler Building 405 Lexington Avenue New York NY 10174 Special Purpose Acquisition Company Warrants Initial Acquisition Date 01/26/2021 | — | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Northern Star Investment Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | III The Chrysler Building 405 Lexington Avenue New York NY 10174 Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/02/2021 | — | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Northern Star Investment Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | IV The Chrysler Building 405 Lexington Avenue New York NY 10174 Special Purpose Acquisition Company Warrants Initial Acquisition Date 03/02/2021 | — | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Pivotal Investment Corp | Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies | III The Chrysler Building 405 Lexington Avenue 11th Floor New York NY 10174 Special Purpose Acquisition Company Warrants Initial Acquisition Date 02/09/2021 | — | — | — | — | — | — |
Investments in Special Purpose Acquisition Companies (SPAC) & De-SPAC Companies Planet Labs PBC 645 Harrison Street 4th Floor San Francisco CA 94107 Communications Equipment Warrants Initial Acquisition Date 03/05/2021 | Communications Equipment | — | — | — | — | — | — | — |
Lenders Funding LLC | — | 9345 Terresina Dr. Naples FL 34119 Specialty Finance Security 1st Lien, Secured Revolver Interest Rate Prime | — | — | — | 1.25% | — | — |
Lenders Funding, LLC 9345 Terresina Dr. Naples, FL 34119 | Specialty Finance | 1st Lien, Secured Revolver - Unfunded | — | — | — | — | — | 2023-12-31 |
Mad Engine Global, LLC 6740 Cobra Way San Diego, CA, 92121 | Apparel | 1st Lien Secured Loan | — | — | — | 7.00% | — | — |
Manchester Acquisition Sub LLC 251 Little Falls Drive, Wilmington, DE 19808 | Chemicals | 1st Lien Secured Loan | — | — | — | 5.75% | — | — |
Maverick Gaming LLC 12530 NE 144th Street Kirkland WA 98034 | Casinos & Gaming | 1st Lien Secured Loan | — | — | — | 7.50% | — | — |
NICE-PAK Products Inc | Consumer Products | Two Nice-Pak Park Orangeburg NY 10962 Consumer Products Warrants Initial Acquisition Date 09/30/2022 | — | — | — | — | — | — |
NICE-PAK Products, Inc. Two Nice-Pak Park Orangeburg, NY 10962 | Consumer Products | Secured Loan B | — | — | — | 13.50% | — | — |
New Wilkie Energy Pty Limited 56 Pitt Street Sydney New South Wales 2000 Australia | Metals & Mining | 1st Lien Secured Loan | — | — | — | 12.50% | — | — |
Other Liabilities in Excess of Net Assets | — | — | — | — | — | — | — | — |
PFS Holdings Corp | Food & Staples | 3747 Hecktown Road Easton PA 18045 Food & Staples 1st Lien Secured Loan Interest Rate 1M SOFR | — | — | — | 7.00% | — | — |
Par Petroleum LLC | — | 825 Town & Country Lane Suite 1500 Houston TX 77024 Oil & Gas Refining Security 1st Lien Secured Loan Interest Rate 1 Month SOFR | — | — | — | 4.25% | — | — |
ProFrac Holdings II LLC 333 Shops Boulevard Suite 301 Weatherford Texas 76087 | Energy Services | 1st Lien Secured Loan | — | — | — | 7.25% | — | — |
Research Now Group Inc 5800 Tennyson Parkway Suite 600 Plano TX 75024 | Internet Media | 1st Lien Secured Revolver | — | — | — | 4.50% | — | — |
Research Now Group Inc. 5800 Tennyson Parkway Suite 600 Plano TX 75024 | Internet Media | 2nd Lien, Secured Loan | — | — | — | 9.50% | — | — |
Ruby Tuesday Operations LLC | Restaurants | 333 E. Broadway Avenue Maryville TN 37804 Restaurants Security 1st Lien Secured Loan Interest Rate 1M SOFR + 12.00% | — | — | — | 12.00% | — | — |
Ruby Tuesday Operations LLC | Restaurants | 333 E. Broadway Avenue Maryville TN 37804 Restaurants Security 1st Lien Secured Loan Interest Rate 1M SOFR + 12.00% 13.25% Floor (17.44%) (11.26% cash + 6.00% PIK) Initial Acquisition Date 02/24/2021 Maturity 02/24/2025 | — | — | — | 17.44% | — | — |
Ruby Tuesday Operations LLC | Restaurants | 333 E. Broadway Avenue Maryville TN 37804 Restaurants Security 1st Lien Secured Loan Interest Rate 1 Month SOFR #One | — | — | — | 16.00% | — | — |
SCIH Salt Holdings Inc | — | 1875 Century Park East Suite 320 Los Angeles CA 90067 Food & Staples Security 1st Lien Secured Loan Interest Rate 3M SOFR | — | — | — | 4.00% | — | — |
Universal Fiber Systems 640 State Street Bristol TN 37620 Chemicals Security Term Loan B Interest Rate 1M SOFR | — | — | — | — | — | 3.98% | — | — |
Universal Fiber Systems 640 State Street Bristol TN 37620 Chemicals Security Term Loan C Interest Rate 1M SOFR | — | — | — | — | — | 3.98% | — | — |
Vantage Specialty Chemicals, Inc. | — | 1751 Lake Cook Rd., Suite 550 Deerfield IL 60015 Chemicals Security 1st Lien Secured Loan Interest Rate 1M SOFR | — | — | — | 4.75% | — | — |