BDCinfo / OFS /10-K · 2023-12-31

OFS · 10-K

2023-12-31 View source on SEC.gov →
OFS Capital · filed 2024-03-05
Total Fair Value
$428.88M
112 holdings
Unrealized P/L
+$31.41M
+7.90% vs cost
W. Avg Spread
+6.33%
debt, FV-weighted
W. Avg Coupon
12.04%
debt, FV-weighted
% First Lien
47.3%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$429M
Total Fair Value
  • Pharmaceutical Preparation Manufacturing16.5%
  • Ares L CLO9.8%
  • Unclassified9.7%
  • Motor Vehicle Parts (Used) Merchant Wholesalers6.5%
  • Services for the Elderly and Persons with Disabilities5.9%
  • Office Machinery and Equipment Rental and Leasing4.9%
  • Other Computer Related Services4.0%
  • Other Ambulatory Health Care Services3.7%
  • Motorcycle, Bicycle, and Parts Manufacturing3.4%
  • Apex Credit CLO 20203.0%
  • Other industries32.5%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
112 of 112
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
Pfanstiehl Holdings, Inc.
Pharmaceutical Preparation Manufacturing
Common Equity
$70.93M
$217.0K
$70.71M
All Star Auto Lights, Inc.
Motor Vehicle Parts (Used) Merchant Wholesalers
First Lien Debt #1
$22.85M
$22.72M
$134.0K
10.97%+5.50%
2025-08-20
Kreg LLC
Other Ambulatory Health Care Services
First Lien Debt
$15.99M
$17.07M
-$1.08M
9.75%+4.25%
2026-12-20
Inergex Holdings, LLC
Other Computer Related Services
First Lien Debt
$14.87M
$14.78M
$85.0K
12.58%+7.00%
2024-10-01
Tolemar Acquisition, INC.
Motorcycle, Bicycle, and Parts Manufacturing
First Lien Debt
$14.33M
$15.30M
-$970.0K
11.75%+6.00%
2026-10-14
Boca Home Care Holdings, Inc.
Services for the Elderly and Persons with Disabilities
First Lien Debt
$10.60M
$10.87M
-$277.0K
11.96%+6.50%
2027-02-25
Contract Datascan Holdings, Inc.
Office Machinery and Equipment Rental and Leasing
, Preferred Equity
$10.31M
$7.31M
$3.00M
Contract Datascan Holdings, Inc.
Office Machinery and Equipment Rental and Leasing
Preferred Equity
$10.31M
SSJA Bariatric Management LLC
Offices of Physicians, Mental Health Specialists
First Lien Debt #1
$9.19M
$9.56M
-$377.0K
10.75%+5.25%
2024-08-26
STS Operating, Inc.
Industrial Machinery and Equipment Merchant Wholesalers
Second Lien Debt
$9.07M
$9.07M
$1.0K
13.46%+8.00%
2026-04-30
24 Seven Holdco, LLC
Temporary Help Services
First Lien Debt
$8.48M
$8.78M
-$293.0K
11.45%+6.00%
2027-11-16
Barings CLO 2019-I Ltd.
Ares L CLO
Mezzanine Debt - Class E
$7.72M
$7.92M
-$193.0K
12.52%+6.86%
2035-04-15
One GI LLC
Offices of Other Holding Companies
First Lien Debt #1
$7.07M
$7.36M
-$292.0K
12.21%+6.75%
2025-12-22
Apex Credit CLO
Apex Credit CLO 2020
Subordinated Notes #2020
$7.03M
$10.19M
-$3.16M
14.89%
2031-10-20
Apex Credit CLO 2022-1A
Apex Credit CLO 2022-1A
Subordinated Notes
$6.96M
$8.86M
-$1.90M
17.30%
2033-04-22
Planet Bingo, LLC
(F/K/A 3rd Rock Gaming Holdings, LLC), First Lien Debt
$6.86M
$14.11M
-$7.25M
6.50%
2025-12-31
Honor HN Buyer Inc
Services for the Elderly and Persons with Disabilities
First Lien Debt #1
$6.47M
$6.38M
$81.0K
11.25%+5.75%
2027-10-15
Wellful Inc.
(F/K/A KNS Acquisition Corp.), First Lien Debt
$6.31M
$6.58M
-$268.0K
11.72%+6.25%
2027-04-21
Envocore Holding, LLC
(F/K/A LRI Holding, LLC), First Lien Debt
$6.29M
$6.29M
$0.00
7.50%
2025-12-31
Heritage Grocers Group, LLC.
(F/K/A Tony's Fresh Market / Cardenas Markets), First Lien Debt
$5.92M
$5.64M
$284.0K
12.20%+6.75%
2029-08-01
Convergint Technologies Holdings, LLC
Security Systems Services (except Locksmiths)
Second Lien Debt
$5.88M
$5.86M
$14.0K
12.22%+6.75%
2029-03-30
Apex Credit CLO 2021 Ltd
Apex Credit CLO 2020
Subordinated Notes
$5.71M
$6.98M
-$1.27M
21.61%
2034-07-18
Battalion CLO XI, Ltd.
Ares L CLO
Mezzanine Debt - Class E
$5.51M
$5.92M
-$407.0K
12.51%+6.85%
2034-04-24
Ares L CLO, Mezzanine Debt
Ares L CLO
Class E
$5.47M
$5.83M
-$358.0K
11.31%+5.65%
2032-01-15
Madison Park Funding XXIX, Ltd.
Ares L CLO
Subordinated Notes
$5.36M
$5.93M
-$572.0K
13.78%
2047-10-18
Flatiron CLO 18, Ltd.
Ares L CLO
Subordinated Notes
$4.99M
$6.31M
-$1.32M
7.62%
2031-04-17
BayMark Health Services, Inc.
Outpatient Mental Health and Substance Abuse Centers
Second Lien Debt #1
$4.96M
$4.92M
$47.0K
14.11%+8.50%
2028-06-11
All Star Auto Lights, Inc.
Motor Vehicle Parts (Used) Merchant Wholesalers
First Lien Debt #2
$4.92M
$4.87M
$51.0K
10.96%+5.50%
2025-08-20
Madison Park Funding XXIII, Ltd.
Ares L CLO
Subordinated Notes
$4.74M
$5.56M
-$814.0K
16.45%
2047-07-27
TruGreen Limited
Partnership, Second Lien Debt
$4.29M
$4.59M
-$305.0K
14.14%+8.50%
2028-11-02
Excelin Home Health, LLC
Home Health Care Services
Second Lien Debt
$4.17M
$4.84M
-$666.0K
18.00%
2025-12-31
Honor HN Buyer Inc
Services for the Elderly and Persons with Disabilities
First Lien Debt #2
$4.09M
$4.03M
$60.0K
11.25%+5.75%
2027-10-15
BayMark Health Services, Inc.
Outpatient Mental Health and Substance Abuse Centers
Second Lien Debt #2
$3.99M
$3.95M
$40.0K
14.12%+8.50%
2028-06-11
Idera
Computer and Computer Peripheral Equipment and Software Merchant Wholesalers
Second Lien Debt
$3.85M
$4.00M
-$150.0K
12.28%+6.75%
2029-03-02
Envocore Holding, LLC
(F/K/A LRI Holding, LLC), Second Lien Debt
$3.80M
$6.58M
-$2.78M
2026-12-31
One GI LLC
Offices of Other Holding Companies
First Lien Debt #2
$3.72M
$3.88M
-$153.0K
12.21%+6.75%
2025-12-22
Electrical Components International, Inc.
Current-Carrying Wiring Device Manufacturing
Second Lien Debt
$3.56M
$3.45M
$109.0K
13.96%+8.50%
2026-06-26
JP Intermediate B, LLC
Drugs and Druggists' Sundries Merchant Wholesalers
First Lien Debt
$3.37M
$4.51M
-$1.15M
11.14%+5.50%
2027-11-20
Allen Media, LLC
Cable and Other Subscription Programming
First Lien Debt
$3.33M
$3.73M
-$401.0K
11.00%+5.50%
2027-02-10
RSA Security
Second Lien Debt
$3.27M
$4.41M
-$1.14M
13.22%+7.75%
2029-04-27
Clevertech Bidco, LLC
Commodity Contracts Dealing
First Lien Debt
$3.11M
$3.11M
$0.00
12.25%+6.75%
2027-12-30
SS Acquisition, LLC
Sports and Recreation Instruction
First Lien Debt #1
$3.04M
$3.02M
$19.0K
12.41%+6.75%
2026-12-30
Regatta XXII Funding Ltd
Redding Ridge 4
Mezzanine Debt - Class E
$3.01M
$2.98M
$30.0K
12.61%+7.19%
2035-07-20
THL Credit Wind River 2019‐3 CLO Ltd.
Redding Ridge 4
Subordinated Notes
$2.94M
$4.88M
-$1.94M
10.59%
2031-04-15
Ivanti Software, Inc.
Software Publishers
First Lien Debt
$2.79M
$2.94M
-$148.0K
9.91%+4.25%
2027-12-01
Staples, Inc.
Business to Business Electronic Markets
First Lien Debt
$2.73M
$2.84M
-$113.0K
10.46%+5.00%
2026-04-16
Honor HN Buyer Inc
Services for the Elderly and Persons with Disabilities
First Lien Debt (Delayed Draw) #2
$2.71M
$2.68M
$24.0K
11.50%+6.00%
2027-10-15
RumbleOn, Inc.
Other Industrial Machinery Manufacturing
First Lien Debt #1
$2.63M
$2.77M
-$136.0K
14.36%+8.75%
2026-08-31
Metasource
All Other Business Support Services
First Lien Debt
$2.60M
$2.73M
-$136.0K
11.72%+6.25%
2027-05-17
Venture 45 CLO Ltd.
Trinitas CLO VIII
Mezzanine Debt - Class E
$2.58M
$2.94M
-$363.0K
13.12%+7.70%
2035-07-20
TRS Services, Inc.
Year Ended December 31, 2023
Preferred Equity
$2.51M
TRS Services, LLC
Year Ended December 31, 2023
Preferred Equity
$2.51M
$97.0K
$2.41M
SSJA Bariatric Management LLC
Offices of Physicians, Mental Health Specialists
First Lien Debt #3
$2.50M
$2.60M
-$99.0K
10.75%+5.25%
2024-08-26
Inergex Holdings, LLC
Other Computer Related Services
First Lien Debt (Revolver)
$2.34M
$2.31M
$32.0K
+7.00%
Reception Purchaser LLC
Transportation and Warehousing
First Lien Debt
$2.26M
$2.50M
-$238.0K
11.50%+6.00%
2028-03-24
Advantage Sales & Marketing Inc.
(F/K/A Karman Buyer Corp), First Lien Debt
$2.25M
$2.24M
$11.0K
10.18%+4.50%
2027-10-28
Medrina LLC
All Other Outpatient Care Centers
First Lien Debt
$2.18M
$2.18M
$0.00
11.74%+6.25%
2029-10-20
Octagon Investment Partners 39, Ltd.
Ares L CLO
Subordinated Notes
$2.17M
$3.96M
-$1.79M
4.98%
2030-10-20
AIDC Intermediateco 2, LLC
Computer Systems Design Services
First Lien Debt #1
$1.97M
$1.95M
$26.0K
11.80%+6.25%
2027-07-22
GoTo Group (F/K/A LogMeIn
Data Processing, Hosting, and Related Services
Inc.) First Lien Debt
$1.94M
$2.92M
-$972.0K
10.28%+4.75%
2027-08-31
Brightwood Capital MM CLO 2023-1A, Ltd.
Ares L CLO
Mezzanine Debt - Class E
$1.93M
$1.93M
$0.00
15.75%+10.36%
2035-10-15
East West Manufacturing
Fluid Power Pump and Motor Manufacturing
First Lien Debt
$1.85M
$1.92M
-$61.0K
11.13%+5.75%
2028-12-22
Creation Technologies
Bare Printed Circuit Board Manufacturing
First Lien Debt
$1.85M
$1.96M
-$108.0K
11.18%+5.50%
2028-10-05
Dryden 76 CLO, Ltd.
Ares L CLO
Subordinated Notes
$1.78M
$2.33M
-$553.0K
16.12%
2032-10-20
Signal Parent, Inc.
New Single-Family Housing Construction (except For-Sale Builders)
First Lien Debt
$1.62M
$1.79M
-$175.0K
8.96%+3.50%
2028-04-03
Spear Education Holdings, LLC
Professional and Management Development Training
First Lien Debt
$1.48M
$1.46M
$29.0K
13.00%+7.50%
2027-12-15
BCPE North Star US Holdco 2, Inc.
(F/K/A Dessert Holdings), Second Lien Debt
$1.47M
$1.65M
-$171.0K
12.72%+7.25%
2029-06-08
SS Acquisition, LLC
Sports and Recreation Instruction
First Lien Debt #2
$1.46M
$1.45M
$11.0K
13.10%+7.45%
2026-12-30
Trinitas CLO VIII
Trinitas CLO VIII
Subordinated Notes
$1.35M
$2.89M
-$1.54M
3.95%
2117-07-20
RSA Security
First Lien Debt
$1.31M
$1.71M
-$401.0K
10.22%+4.75%
2028-04-27
TRS Services, Inc.
Year Ended December 31, 2023
Common Equity
$1.28M
TRS Services, LLC
Year Ended December 31, 2023
Common Equity
$1.28M
$572.0K
$713.0K
RPLF Holdings, LLC
Software Publishers
Common Equity
$1.18M
TalentSmart Holdings, LLC
Professional and Management Development Training
Common Equity
$1.14M
$1.59M
-$459.0K
Avison Young
Nonresidential Property Managers
First Lien Debt #1
$1.06M
$3.90M
-$2.84M
12.11%+6.50%
2026-01-31
SSJA Bariatric Management LLC
Offices of Physicians, Mental Health Specialists
First Lien Debt #2
$993.0K
$1.03M
-$40.0K
10.75%+5.25%
2024-08-26
Park Avenue Institutional Advisers CLO Ltd
Park Avenue Institutional Advisers CLO Ltd 2021-1
2021-1, Mezzanine Debt - Class E
$982.0K
$982.0K
$0.00
12.98%+7.30%
2034-01-20
Monroe Capital MML CLO X, Ltd.
Ares L CLO
Mezzanine Debt - Class E-R
$967.0K
$961.0K
$6.0K
14.12%+8.75%
2034-05-20
Brightwood Capital MM CLO 2023-1A, Ltd.
Ares L CLO
Mezzanine Debt - Class D
$888.0K
$888.0K
$0.00
11.85%+6.46%
2035-10-15
Boca Home Care Holdings, Inc.
Services for the Elderly and Persons with Disabilities
Common Equity
$827.0K
$1.29M
-$463.0K
RumbleOn, Inc.
Other Industrial Machinery Manufacturing
First Lien Debt #2
$795.0K
$854.0K
-$59.0K
14.36%+8.75%
2026-08-31
Dryden 53 CLO, LTD.
Ares L CLO
Subordinated Notes - Income
$622.0K
$1.28M
-$658.0K
8.04%
2031-01-15
PM Acquisition LLC
All Other General Merchandise Stores
Common Equity
$551.0K
$499.0K
$52.0K
Redding Ridge
Redding Ridge 4
Subordinated Notes #4
$544.0K
$910.0K
-$366.0K
7.46%
2030-04-15
Tolemar Acquisition, INC.
Motorcycle, Bicycle, and Parts Manufacturing
First Lien Debt (Revolver)
$422.0K
$585.0K
-$163.0K
11.75%+6.00%
2026-10-14
DRS Imaging Services, LLC
Data Processing, Hosting, and Related Services
Common Equity
$393.0K
$1.14M
-$742.0K
Boca Home Care Holdings, Inc.
Services for the Elderly and Persons with Disabilities
Preferred Equity
$344.0K
$345.0K
-$1.0K
Contract Datascan Holdings, Inc.
Office Machinery and Equipment Rental and Leasing
Common Equity
$271.0K
$104.0K
$167.0K
Wellfleet CLO 2018-2
Wellfleet CLO 2018-2
Subordinated Notes
$270.0K
$627.0K
-$357.0K
9.99%
2031-10-20
Avison Young
Nonresidential Property Managers
First Lien Debt #2
$215.0K
$757.0K
-$542.0K
12.64%+7.00%
2026-01-31
SSJA Bariatric Management LLC
December 31, 2022
First Lien Debt (Revolver)
$173.0K
$199.0K
-$26.0K
10.75%+5.25%
2024-08-26
Astro One Acquisition Corporation
Other Miscellaneous Nondurable Goods Merchant Wholesalers
Second Lien Debt
$110.0K
$2.60M
-$2.49M
14.11%+8.50%
2029-09-14
Honor HN Buyer Inc
Services for the Elderly and Persons with Disabilities
First Lien Debt (Revolver)
$95.0K
$85.0K
$10.0K
13.25%+4.75%
2027-10-15
Diamond Sports Group, LLC
Television Broadcasting
Second Lien Debt
$92.0K
$1.94M
-$1.84M
10.71%+5.25%
2026-08-24
Sentry Centers Holdings, LLC
Other Professional, Scientific, and Technical Services
Preferred Equity
$77.0K
$160.0K
-$83.0K
RumbleOn, Inc.
Other Industrial Machinery Manufacturing
Warrants
$72.0K
$200.0K
-$128.0K
AIDC IntermediateCo 2, LLC
Computer Systems Design Services
First Lien Debt #2
$46.0K
$45.0K
$1.0K
11.78%+6.25%
2027-07-22
Constellis Holdings, LLC
Other Justice, Public Order, and Safety Activities
Common Equity
$45.0K
$703.0K
-$658.0K
Envocore Holding, LLC
(F/K/A LRI Holding, LLC), Equity Participation Rights
$0.00
$4.72M
-$4.72M
GGC Aerospace Topco L.P.
Other Aircraft Parts and Auxiliary Equipment Manufacturing
Common Equity Class A Units
$0.00
$450.0K
-$450.0K
GGC Aerospace Topco L.P.
Other Aircraft Parts and Auxiliary Equipment Manufacturing
Common Equity Class B Units
$0.00
$50.0K
-$50.0K
Master Cutlery, LLC
Sporting and Recreational Goods and Supplies Merchant Wholesalers
Subordinated Debt
$0.00
$4.68M
-$4.68M
2024-05-25
Master Cutlery, LLC
Sporting and Recreational Goods and Supplies Merchant Wholesalers
Preferred Equity
$0.00
$3.48M
-$3.48M
United Biologics Holdings, LLC
Medical Laboratories
Preferred Equity
$0.00
$9.0K
-$9.0K
Medrina LLC
December 31, 2022
First Lien Debt (Delayed Draw)
-$5.0K
-$5.0K
$0.00
+6.25%
2029-10-20
Medrina LLC
December 31, 2022
First Lien Debt (Revolver)
-$8.0K
-$8.0K
$0.00
+6.25%
2029-10-20
Clevertech Bidco, LLC
December 31, 2022
First Lien Debt (Revolver)
-$9.0K
-$9.0K
$0.00
+6.75%
2027-12-30
Boca Home Care Holdings, Inc.
December 31, 2022
First Lien Debt (Revolver)
-$44.0K
-$10.0K
-$34.0K
+6.50%
2027-02-25
Metasource
All Other Business Support Services
First Lien Debt (Delayed Draw)
-$69.0K
-$4.0K
-$65.0K
+6.25%
2027-05-17
One GI LLC
December 31, 2022
First Lien Debt (Revolver)
-$71.0K
-$14.0K
-$57.0K
+6.75%
2025-12-22
Kreg LLC
December 31, 2022
First Lien Debt (Revolver)
-$90.0K
-$6.0K
-$84.0K
+6.25%
2026-12-20
Master Cutlery, LLC
Sporting and Recreational Goods and Supplies Merchant Wholesalers
Common Equity