BDCinfo / OFS /10-Q · 2023-06-30

OFS · 10-Q

2023-06-30 View source on SEC.gov →
OFS Capital · filed 2023-08-04
Total Fair Value
$590.02M
119 holdings
Unrealized P/L
+$124.51M
+26.75% vs cost
W. Avg Spread
+6.59%
debt, FV-weighted
W. Avg Coupon
12.43%
debt, FV-weighted
% First Lien
52.8%
by fair value
Non-Accrual
0
text-detected
Investment Type Allocation
Fair value by type
Industry Concentration
Top 10 industries by fair value
$590M
Total Fair Value
  • Pharmaceutical Preparation Manufacturing28.1%
  • Ares L CLO8.2%
  • Unclassified5.6%
  • Administrative Management and General Management Consulting Services5.2%
  • Motor Vehicle Parts (Used) Merchant Wholesalers4.7%
  • Services for the Elderly and Persons with Disabilities4.2%
  • Other amusement and recreation industries4.1%
  • Office Machinery and Equipment Rental and Leasing3.4%
  • Other Computer Related Services2.9%
  • Other Ambulatory Health Care Services2.6%
  • Other industries31.1%
Spread Distribution
Floating-rate debt holdings by 50bp spread bucket
All holdings
Sortable, click headers to re-sort
119 of 119
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
Pfanstiehl Holdings, Inc
Pharmaceutical Preparation Manufacturing
Common Equity
$82.76M
Pfanstiehl Holdings, Inc.
Pharmaceutical Preparation Manufacturing
Common Equity
$82.76M
Milrose Consultants, LLC
Administrative Management and General Management Consulting Services
Senior Secured Loan
$29.93M
$30.01M
-$80.0K
+7.50%
2025-07-16
All Star Auto Lights, Inc.
Motor Vehicle Parts (Used) Merchant Wholesalers
Senior Secured Loan #1
$22.98M
$22.79M
$189.0K
12.75%+7.25%
2025-08-20
The Escape Game, LLC
Other amusement and recreation industries
Senior Secured Loan
$21.21M
$20.92M
$293.0K
12.20%+7.00%
2024-12-22
Kreg LLC
Other Ambulatory Health Care Services
Senior Secured Loan
$15.72M
$16.84M
-$1.12M
+2.25%
2026-12-20
Tolemar Acquisition, Inc.
Motorcycle, Bicycle, and Parts Manufacturing
Senior Secured Loan
$15.03M
$15.38M
-$351.0K
11.23%+5.75%
2026-10-14
Inergex Holdings, LLC
Other Computer Related Services
Senior Secured Loan
$14.87M
$14.72M
$143.0K
12.59%+7.00%
2024-10-01
Boca Home Care Holdings, Inc.
Services for the Elderly and Persons with Disabilities
Senior Secured Loan (Delayed Draw)
$10.93M
$11.00M
-$69.0K
11.99%+6.50%
2027-02-25
SSJA Bariatric Management LLC
Offices of Physicians, Mental Health Specialists
Senior Secured Loan (1)
$9.43M
$9.60M
-$172.0K
10.64%+5.25%
2024-08-26
STS Operating, Inc.
Industrial Machinery and Equipment Merchant Wholesalers
Senior Secured Loan
$9.07M
$9.07M
$1.0K
13.20%+8.00%
2026-04-30
24 Seven Holdco, LLC
Temporary Help Services
Senior Secured Loan
$8.59M
$8.82M
-$228.0K
11.26%+6.00%
2027-11-16
Brightwood Capital MM CLO 2022-1, LTD
Ares L CLO
Loan Accumulation Facility
$8.35M
$8.50M
-$155.0K
0.00%
2032-12-31
Contract Datascan Holdings, Inc.
Office Machinery and Equipment Rental and Leasing
Preferred Equity
$8.33M
$6.80M
$1.54M
Contract Datascan Holdings, Inc.
Office Machinery and Equipment Rental and Leasing
Preferred Equity
$8.33M
Barings CLO 2019-I Ltd.
Ares L CLO
Mezzanine debt - Class E
$7.27M
$7.91M
-$637.0K
12.12%+6.86%
2035-04-15
Apex Credit CLO 2022-1A
Apex Credit CLO 2022-1A
Subordinated Notes
$7.07M
$8.79M
-$1.73M
17.27%
2033-04-22
One GI LLC
Offices of Other Holding Companies
Senior Secured Loan (Delayed Draw) (1)
$6.96M
$7.38M
-$418.0K
11.95%+6.75%
2025-12-22
Apex Credit CLO 2020 Ltd.
Structured Finance Securities
Subordinated Notes
$6.93M
$10.14M
-$3.21M
21.16%
2031-10-20
Planet Bingo, LLC
(F/K/A 3rd Rock Gaming Holdings, LLC), Senior Secured Loan
$6.51M
$14.11M
-$7.60M
5.50%
2025-12-31
Honor HN Buyer Inc
Services for the Elderly and Persons with Disabilities
Senior Secured Loan
$6.49M
$6.41M
$78.0K
11.14%+5.75%
2027-10-15
Envocore Holding, LLC
(F/K/A LRI Holding, LLC), Senior Secured Loan (1)
$6.33M
$6.33M
$0.00
7.50%
2025-12-31
KNS Acquisition Corp.
Electronic Shopping and Mail-Order Houses
Senior Secured Loan
$6.29M
$6.66M
-$377.0K
11.47%+6.25%
2027-04-21
Spring Education Group, Inc.
(F/K/A SSH Group Holdings, Inc.,), Senior Secured Loan
$6.26M
$6.39M
-$137.0K
13.79%+8.25%
2026-07-30
Convergint Technologies Holdings, LLC
Security Systems Services (except Locksmiths)
Senior Secured Loan
$5.86M
$5.85M
$2.0K
11.97%+6.75%
2029-03-30
Tony's Fresh Market/ Cardenas Markets
Supermarkets and Other Grocery (except Convenience) Stores
Senior Secured Loan
$5.81M
$5.64M
$162.0K
12.09%+6.75%
2029-08-01
Apex Credit CLO 2021 Ltd
Structured Finance Securities
Subordinated Notes
$5.65M
$7.16M
-$1.51M
18.71%
2034-07-18
Madison Park Funding XXIX, Ltd.
Ares L CLO
Subordinated Notes
$5.46M
$6.34M
-$885.0K
21.13%
2047-10-18
Battalion CLO XI, Ltd.
Ares L CLO
Mezzanine debt - Class E
$5.36M
$5.89M
-$525.0K
12.12%+6.85%
2034-04-24
Ares L CLO, Mezzanine debt
Ares L CLO
Class E
$5.26M
$5.79M
-$531.0K
10.91%+5.65%
2032-01-15
Flatiron CLO 18, Ltd.
Ares L CLO
Subordinated Notes
$5.11M
$6.81M
-$1.69M
15.50%
2031-04-17
All Star Auto Lights, Inc.
Motor Vehicle Parts (Used) Merchant Wholesalers
Senior Secured Loan #2
$4.95M
$4.88M
$70.0K
12.75%+7.25%
2025-08-20
BayMark Health Services, Inc.
Outpatient Mental Health and Substance. Abuse Centers
Senior Secured Loan
$4.88M
$4.91M
-$32.0K
13.74%+8.50%
2028-06-11
Madison Park Funding XXIII, Ltd.
Ares L CLO
Subordinated Notes
$4.87M
$6.01M
-$1.14M
23.18%
2047-07-27
TruGreen Limited
Partnership, Senior Secured Loan
$4.22M
$4.60M
-$377.0K
13.77%+8.50%
2028-11-02
Honor HN Buyer Inc
Services for the Elderly and Persons with Disabilities
Senior Secured Loan (Delayed Draw 1)
$4.11M
$4.05M
$59.0K
10.95%+5.75%
2027-10-15
JP Intermediate B, LLC
Drugs and Druggists' Sundries Merchant Wholesalers
Senior Secured Loan
$3.94M
$5.07M
-$1.13M
10.77%+5.50%
2025-11-15
BayMark Health Services, Inc.
Outpatient Mental Health and Substance. Abuse Centers
Senior Secured Loan (Delayed Draw)
$3.92M
$3.94M
-$23.0K
13.74%+8.50%
2028-06-11
Idera
Computer and Computer Peripheral Equipment and Software Merchant Wholesalers
Senior Secured Loan
$3.89M
$4.00M
-$113.0K
12.01%+6.75%
2029-03-02
Excelin Home Health, LLC
Home Health Care Services
Senior Secured Loan
$3.87M
$4.23M
-$366.0K
15.00%+9.50%
2025-09-30
One GI LLC
Offices of Other Holding Companies
Senior Secured Loan (Delayed Draw) (2)
$3.67M
$3.88M
-$211.0K
11.95%+6.75%
2025-12-22
RumbleOn, Inc.
Other Industrial Machinery Manufacturing
Senior Secured Loan
$3.66M
$3.82M
-$159.0K
13.75%+8.25%
2026-08-31
RSA Security
Computer and Computer Peripheral Equipment and Software Merchant Wholesalers
Senior Secured Loan (2)
$3.60M
$4.40M
-$807.0K
13.04%+7.75%
2029-04-27
Envocore Holding, LLC
(F/K/A LRI Holding, LLC), Senior Secured Loan (2)
$3.53M
$6.58M
-$3.05M
2026-12-31
Electrical Components International, Inc.
Current-Carrying Wiring Device Manufacturing
Senior Secured Loan
$3.49M
$3.41M
$84.0K
13.86%+8.50%
2026-06-26
Allen Media, LLC
Cable and Other Subscription Programming
Senior Secured Loan
$3.25M
$3.75M
-$497.0K
10.89%+5.50%
2027-02-10
THL Credit Wind River 2019‐3 CLO Ltd
Regatta II Funding
Subordinated Notes
$3.24M
$5.22M
-$1.98M
12.65%
2031-04-15
Avison Young
Nonresidential Property Managers
Senior Secured Loan #1
$3.22M
$3.90M
-$686.0K
12.00%+6.50%
2026-01-31
SS Acquisition, LLC
Sports and Recreation Instruction
Senior Secured Loan
$3.05M
$3.02M
$27.0K
11.92%+6.77%
2026-12-30
Regatta XXII Funding Ltd
Regatta II Funding
Mezzanine debt - Class E
$2.96M
$2.97M
-$14.0K
12.24%+7.19%
2035-07-20
Venture 45 CLO Ltd.
Trinitas CLO VIII
Mezzanine debt - Class E
$2.85M
$2.94M
-$87.0K
12.75%+7.70%
2035-07-20
The Escape Game, LLC
Other amusement and recreation industries
Senior Secured Loan (Revolver)
$2.80M
$2.78M
$23.0K
12.20%+7.00%
2024-12-22
Octagon Investment Partners 39, Ltd.
Ares L CLO
Subordinated Notes
$2.70M
$4.39M
-$1.69M
11.43%
2030-10-20
SSJA Bariatric Management LLC
Offices of Physicians, Mental Health Specialists
Senior Secured Loan (3)
$2.57M
$2.61M
-$41.0K
10.64%+5.25%
2024-08-26
Metasource
All Other Business Support Services
Senior Secured Loan
$2.54M
$2.74M
-$200.0K
11.47%+6.25%
2027-05-17
Ivanti Software, Inc.
Software Publishers
Senior Secured Loan
$2.50M
$2.96M
-$458.0K
9.42%+4.25%
2027-12-01
Reception Purchaser LLC
Transportation and Warehousing
Senior Secured Loan
$2.49M
$2.50M
-$8.0K
11.39%+6.00%
2028-03-24
Staples, Inc.
Business to Business Electronic Markets
Senior Secured Loan
$2.48M
$2.85M
-$373.0K
10.30%+5.00%
2026-04-16
Inergex Holdings, LLC
Other Computer Related Services
Senior Secured Loan (Revolver)
$2.34M
$2.29M
$53.0K
12.59%+7.00%
2024-10-01
RSA Security
Computer and Computer Peripheral Equipment and Software Merchant Wholesalers
Senior Secured Loan (1)
$2.31M
$2.74M
-$437.0K
10.01%+4.75%
2028-04-27
Karman Buyer Corp
Advertising Agencies
Senior Secured Loan
$2.14M
$2.25M
-$104.0K
9.72%+4.50%
2027-10-28
TRS Services, Inc.
Preferred Equity
$1.95M
TRS Services, LLC
Preferred Equity
$1.95M
Dryden 76 CLO, Ltd.
Ares L CLO
Subordinated Notes
$1.95M
$2.34M
-$395.0K
18.54%
2032-10-20
AIDC IntermediateCo 2, LLC
Computer Systems Design Services
Senior Secured Loan
$1.94M
$1.95M
-$12.0K
11.47%+6.25%
2027-07-22
Honor HN Buyer Inc
Services for the Elderly and Persons with Disabilities
Senior Secured Loan (Delayed Draw 2)
$1.89M
$1.88M
$16.0K
11.20%+6.00%
2027-10-15
Trinitas CLO VIII
Trinitas CLO VIII
Subordinated Notes
$1.88M
$3.04M
-$1.17M
19.28%
2117-07-20
Creation Technologies
Bare Printed Circuit Board Manufacturing
Senior Secured Loan
$1.86M
$1.97M
-$105.0K
10.72%+5.50%
2028-10-05
LogMeIn, Inc.
Data Processing, Hosting, and Related Services
Senior Secured Loan
$1.85M
$2.93M
-$1.08M
9.94%+4.75%
2027-08-31
East West Manufacturing
Fluid Power Pump and Motor Manufacturing
Senior Secured Loan
$1.84M
$1.92M
-$84.0K
10.79%+5.75%
2028-12-22
Contract Datascan Holdings, Inc.
Office Machinery and Equipment Rental and Leasing
Common Equity
$1.66M
$104.0K
$1.56M
Contract Datascan Holdings, Inc.
Office Machinery and Equipment Rental and Leasing
Common Equity
$1.66M
BCPE North Star US Holdco 2, Inc.
Debt and Equity Investments
$1.50M
$1.64M
-$138.0K
12.79%+7.25%
2029-06-08
SS Acquisition, LLC
Sports and Recreation Instruction
Senior Secured Loan (Delayed Draw)
$1.48M
$1.45M
$27.0K
12.62%+7.47%
2026-12-30
Signal Parent, Inc.
New Single-Family Housing Construction (except For-Sale Builders)
Senior Secured Loan
$1.47M
$1.80M
-$326.0K
8.70%+3.50%
2028-04-03
Spear Education Holdings, LLC
Professional and Management Development Training
Senior Secured Loan
$1.46M
$1.46M
$3.0K
+7.50%
2027-12-15
One GI LLC
Offices of Other Holding Companies
Senior Secured Loan (Revolver)
$1.35M
$1.43M
-$81.0K
11.95%+6.75%
2025-12-22
Boca Home Care Holdings, Inc.
Services for the Elderly and Persons with Disabilities
Common Equity
$1.17M
$1.29M
-$121.0K
RPLF Holdings, LLC
Software Publishers
Common Equity (345,339 Class A units)
$1.12M
Astro One Acquisition Corporation
Other Miscellaneous Nondurable Goods Merchant Wholesalers
Senior Secured Loan
$1.11M
$2.70M
-$1.59M
14.23%+8.50%
2029-09-14
RumbleOn, Inc.
Other Industrial Machinery Manufacturing
Senior Secured Loan (Delayed Draw)
$1.11M
$1.19M
-$81.0K
13.75%+8.25%
2026-08-31
SSJA Bariatric Management LLC
Offices of Physicians, Mental Health Specialists
Senior Secured Loan (2)
$1.02M
$1.04M
-$18.0K
10.64%+5.25%
2024-08-26
Monroe Capital MML CLO X, Ltd.
Ares L CLO
Mezzanine debt - Class E-R
$934.0K
$953.0K
-$19.0K
13.88%+8.75%
2034-05-20
Park Avenue Institutional Advisers CLO Ltd
Park Avenue Institutional Advisers CLO Ltd 2021-1
2021-1, Mezzanine debt - Class E
$921.0K
$980.0K
-$59.0K
12.55%+7.30%
2034-01-20
PM Acquisition LLC
All Other General Merchandise Stores
Common Equity (499 units)
$789.0K
$499.0K
$290.0K
Dryden 53 CLO, Ltd.
Ares L CLO
Subordinated Notes - Income
$776.0K
$1.46M
-$679.0K
19.68%
2031-01-15
Regatta II Funding, Mezzanine debt
Regatta II Funding
Class DR2
$749.0K
$798.0K
-$49.0K
12.21%+6.95%
2029-01-15
TalentSmart Holdings, LLC
Professional and Management Development Training
Common Equity
$743.0K
$1.59M
-$852.0K
TalentSmart Holdings, LLC
Professional and Management Development Training
Common Equity
$743.0K
Avison Young
Nonresidential Property Managers
Senior Secured Loan #2
$675.0K
$757.0K
-$82.0K
12.22%+7.00%
2026-01-31
Redding Ridge
Redding Ridge 4
Subordinated Notes #4
$581.0K
$999.0K
-$418.0K
16.51%
2030-04-15
DRF Imaging Services, LLC
Common Equity
$491.0K
DRS Imaging Services, LLC
Data Processing, Hosting, and Related Services
Common Equity
$491.0K
$1.14M
-$644.0K
Milrose Consultants, LLC
Administrative Management and General Management Consulting Services
Senior Secured Loan (Revolver)
$468.0K
$472.0K
-$4.0K
12.99%+7.50%
2025-07-16
Wellfleet CLO 2018-2
Wellfleet CLO 2018-2
Subordinated Notes
$368.0K
$672.0K
-$304.0K
16.51%
2031-10-20
Boca Home Care Holdings, Inc.
Services for the Elderly and Persons with Disabilities
Preferred Equity
$345.0K
$345.0K
$0.00
Diamond Sports Group, LLC
Television Broadcasting
Senior Secured Loan (1)
$196.0K
$248.0K
-$52.0K
15.25%+10.00%
2026-05-25
SSJA Bariatric Management LLC
Offices of Physicians, Mental Health Specialists
Senior Secured Loan (Revolver)
$187.0K
$198.0K
-$11.0K
10.59%+5.25%
2024-08-26
Sentry Centers Holdings, LLC
Convention and Trade Show Organizers
Preferred Equity (1,603 Series B units)
$161.0K
$160.0K
$1.0K
Master Cutlery, LLC
Sporting and Recreational Goods and Supplies Merchant Wholesalers
Subordinated Loan
$116.0K
Master Cutlery, LLC (4) (10) (20)
Sporting and Recreational Goods and Supplies Merchant Wholesalers
Debt and Equity Investments
$116.0K
$4.68M
-$4.56M
2024-05-25
Elevation CLO 2017-7, Ltd.
Ares L CLO
Subordinated Notes
$97.0K
$1.30M
-$1.21M
0.00%
2030-07-15
Honor HN Buyer Inc
Services for the Elderly and Persons with Disabilities
Senior Secured Loan (Revolver)
$93.0K
$84.0K
$9.0K
13.00%+4.75%
2027-10-15
Diamond Sports Group, LLC
Television Broadcasting
Senior Secured Loan (2)
$69.0K
$1.94M
-$1.87M
10.50%+5.25%
2026-08-24
Constellis Holdings, LLC
Other Justice, Public Order, and Safety Activities
Common Equity
$38.0K
$703.0K
-$665.0K
United Biologics Holdings, LLC
Medical Laboratories
Preferred Equity (4,701 units)
$19.0K
$9.0K
$10.0K
Envocore Holding, LLC
(F/K/A LRI Holding, LLC), Equity Participation Rights
$0.00
$4.72M
-$4.72M
GGC Aerospace Topco L.P.
Other Aircraft Parts and Auxiliary Equipment Manufacturing
Common Equity (Class A units)
$0.00
$450.0K
-$450.0K
GGC Aerospace Topco L.P.
Other Aircraft Parts and Auxiliary Equipment Manufacturing
Common Equity (Class B units)
$0.00
$50.0K
-$50.0K
Master Cutlery, LLC
Sporting and Recreational Goods and Supplies Merchant Wholesalers
Preferred Equity
$0.00
$3.48M
-$3.48M
Pfanstiehl Holdings, Inc.
Pharmaceutical Preparation Manufacturing
Common Equity (400 Class A shares)
$0.00
$217.0K
-$217.0K
RumbleOn, Inc.
Other Industrial Machinery Manufacturing
Warrants
$0.00
$200.0K
-$200.0K
TRS Services, LLC
Common Equity
$0.00
$572.0K
-$572.0K
Boca Home Care Holdings, Inc.
Services for the Elderly and Persons with Disabilities
Senior Secured Loan (Revolver)
-$21.0K
-$11.0K
-$10.0K
+6.50%
2027-02-25
Tolemar Acquisition, Inc.
Motorcycle, Bicycle, and Parts Manufacturing
Senior Secured Loan (Revolver)
-$67.0K
-$8.0K
-$59.0K
18.00%+5.75%
2026-10-14
Kreg LLC
Other Ambulatory Health Care Services
Senior Secured Loan (Revolver)
-$95.0K
-$7.0K
-$88.0K
+6.25%
2026-12-20
Metasource
All Other Business Support Services
Senior Secured Loan (Delayed Draw)
-$96.0K
-$5.0K
-$91.0K
+6.25%
2027-05-17
Envocore Holding, LLC
(F/K/A LRI Holding, LLC), Senior Secured Loan (Revolver)
18.00%
2025-12-31
Master Cutlery, LLC
Sporting and Recreational Goods and Supplies Merchant Wholesalers
Common Equity