OFS
OFS Capital
Portfolio Fair Value
$404.17M
95 holdings
Avg Spread
+6.35%
FV-weighted, debt
Avg Coupon
11.41%
FV-weighted
% First Lien
1.0%
of debt FV
Unrealized P/L
+$143.88M
+55.28% of cost
Non-Accrual
6
text-detected
Balance sheet
Assets$304.46M
Liabilities + Equity$304.46M
First Lien
$3.10M · 1.0%
Equity
$292.15M · 96.0%
Equity
$292.15M · 96.0%
Other
$2.50M · 0.8%
Cash & Equivalents
$3.98M · 1.3%
Other Assets
$2.73M · 0.9%
Debt (Borrowings)
$183.49M · 60.3%
Debt (Borrowings)
$183.49M · 60.3%
Other Liabilities
$8.36M · 2.7%
Net Assets (Equity)
$112.61M · 37.0%
Net Assets (Equity)
$112.61M · 37.0%
Industry Composition
Pharmaceutical Preparation Manufacturing
23.4%
Pharmaceutical Preparation Manufacturing IAD 1/1/2014
23.4%
Structured Finance Securities
8.4%
Sports and Recreation Instruction IR 9.48% SAI SOFR+5.75 % IAD 12/20/2024
4.3%
Other Ambulatory Health Care Services IR 0.10% cash / 0.50% PIK SAI SOFR+ 6.25% IAD 12/20/2021
4.1%
Other Computer Related Services IR 12.88 % SAI SOFR+ 7.00% IAD 10/1/2028
3.6%
Office Machinery and Equipment Rental and Leasing
3.0%
Office Machinery and Equipment Rental and Leasing IAD 8/5/2015
2.3%
Services for the Elderly and Persons with Disabilities IR 10.41% SAI SOFR+ 6.50% IAD 2/25/2022
2.3%
Motorcycle, Bicycle, and Parts Manufacturing IR 9.74% cash / 1.25% PIK SAI SOFR+6.00 % IAD 10/14/2021
2.2%
Temporary Help Services IR 10.88% SAI SOFR+ 7.13% IAD 1/28/2022
2.1%
Lessors of Nonfinancial Intangible Assets (except Copyrighted Works) IR 10.39% SAI SOFR+ 6.75 % IAD 4/17/2025
1.9%
Other industries
19.1%
Spread Distribution
3.5%
4.0%
4.5%
5.0%
5.5%
6.0%
6.5%
7.0%
7.5%
8.5%
10.5%
Schedule of Investments
All holdings
All holdings
Sortable, click headers to re-sort
95 of 99
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
Pfanstiehl Holdings, Inc. | Pharmaceutical Preparation Manufacturing | Common Equity | $94.55M | — | — | — | — | — |
Portfolio Company Investment Type AI Pfanstiehl Holdings, Inc CE (400 Class A shares) | Pharmaceutical Preparation Manufacturing IAD 1/1/2014 | Debt and Equity Investments | $94.55M | $217.0K | $94.33M | — | — | — |
Portfolio Company Investment Type NCNA Debt and Equity Inv. SS Acquisition, LLC FLD | Sports and Recreation Instruction IR 9.48% SAI SOFR+5.75 % IAD 12/20/2024 | Debt and Equity Investments | $16.88M | $16.65M | $225.0K | 9.48% | +5.75% | 2029-12-20 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Kreg LLC FLD | Other Ambulatory Health Care Services IR 0.10% cash / 0.50% PIK SAI SOFR+ 6.25% IAD 12/20/2021 | Debt and Equity Investments | $16.68M | $16.88M | -$192.0K | — | +6.25% | 2026-12-20 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Inergex Holdings, LLC FLD | Other Computer Related Services IR 12.88 % SAI SOFR+ 7.00% IAD 10/1/2028 | Debt and Equity Investments | $14.53M | $14.51M | $18.0K | — | +7.00% | 2026-10-01 |
Contract Datascan Holdings, Inc. | Office Machinery and Equipment Rental and Leasing | Preferred Equity #1 | $9.13M | — | — | — | — | — |
Portfolio Company Investment Type AI Contract Datascan Holdings, Inc. PE (3,061 Series A shares),10% PIK | Office Machinery and Equipment Rental and Leasing IAD 8/5/2015 | Debt and Equity Investments | $9.13M | $10.26M | -$1.13M | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Boca Home Care Holdings, Inc. FLD | Services for the Elderly and Persons with Disabilities IR 10.41% SAI SOFR+ 6.50% IAD 2/25/2022 | Debt and Equity Investments | $8.88M | $8.83M | $45.0K | 10.41% | +6.50% | 2029-02-25 |
Portfolio Company Investment Type NCNA Debt and Equity Inv. Tolemar Acquisition, Inc. FLD | Motorcycle, Bicycle, and Parts Manufacturing IR 9.74% cash / 1.25% PIK SAI SOFR+6.00 % IAD 10/14/2021 | Debt and Equity Investments | $8.84M | $14.49M | -$5.66M | — | +6.00% | 2027-10-14 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. 24 Seven Holdco, LLC FLD | Temporary Help Services IR 10.88% SAI SOFR+ 7.13% IAD 1/28/2022 | Debt and Equity Investments | $8.30M | $8.32M | -$27.0K | 10.88% | +7.13% | 2027-11-16 |
Portfolio Company Investment Type NCNA I PSB Group, LLC FLD | Lessors of Nonfinancial Intangible Assets (except Copyrighted Works) IR 10.39% SAI SOFR+ 6.75 % IAD 4/17/2025 | Debt and Equity Investments | $7.80M | $7.81M | -$9.0K | 10.39% | +6.75% | 2030-04-17 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Planet Bingo, LLC (F/K/A 3rd Rock Gaming Holdings, LLC) FLD | Software Publishers IR 6.50% IAD 3/13/2018 | Debt and Equity Investments | $7.76M | $14.11M | -$6.36M | 6.50% | — | 2027-12-31 |
Portfolio Company Investment Type NCNA Structured Finance Securities Canyon CLO 2019-1, Ltd. SN IR 13.85 % IAD 8/22/2024 Maturity 7/15/2037 | Structured Finance Securities | Debt and Equity Investments | $6.48M | $9.78M | -$3.29M | 13.85% | — | 2037-07-15 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Heritage Grocers Group, LLC. FLD | Supermarkets and Other Grocery (except Convenience) Stores IR 10.55% SAI SOFR+ 6.75% IAD 7/20/2022 | Debt and Equity Investments | $5.69M | $8.74M | -$3.05M | 10.58% | +6.75% | 2029-08-01 |
Portfolio Company Investment Type NCNA Structured Finance Securities ICG US CLO 2021-3, Ltd. SN IR 18.31 % IAD 8/8/2024 Maturity 10/20/2034 | Structured Finance Securities | Debt and Equity Investments | $5.46M | $7.65M | -$2.19M | 18.31% | — | 2034-10-20 |
Portfolio Company Investment Type NCNA Structured Finance Securities Apex Credit CLO 2022-1 Ltd SN IR 13.93 % IAD 4/28/2022 Maturity 10/22/2038 | Structured Finance Securities | Debt and Equity Investments | $5.05M | $10.29M | -$5.24M | 13.93% | — | 2038-10-22 |
Portfolio Company Investment Type NCNA Structured Finance Securities Brightwood Capital MM CLO 2023-1,Ltd SN IR 30.82 % IAD 9/28/2023 Maturity 10/15/2035 | Structured Finance Securities | Debt and Equity Investments | $4.41M | $4.25M | $152.0K | 30.82% | — | 2035-10-15 |
Portfolio Company Investment Type AI SSJA Bariatric Management LLC FLD | Offices of Physicians and Mental Health Specialists IR 9.07% PIK SPI SOFR+ 5.25 % IAD 12/31/2020 | Debt and Equity Investments | $3.98M | $3.98M | $0.00 | — | +5.25% | 2028-10-31 |
SSJA Bariatric Management LLC | Offices of Physicians and Mental Health Specialists | First Lien Debt #2 | $3.98M | — | — | — | — | — |
Portfolio Company Investment Type NCNA Structured Finance Securities BlueMountain CLO XXXV Ltd. SN IR 13.63 % IAD 10/30/2024 Maturity 10/22/1937 | Structured Finance Securities | Debt and Equity Investments | $3.60M | $5.98M | -$2.38M | 13.63% | — | 2037-10-22 |
DRS Imaging Services, LLC | Data Processing, Hosting, and Related Services | Common Equity | $3.58M | — | — | — | — | — |
Portfolio Company Investment Type AI DRS Imaging Services, LLC CE | Data Processing, Hosting, and Related Services IAD 3/8/2018 | Debt and Equity Investments | $3.58M | $1.14M | $2.45M | — | — | — |
Portfolio Company Investment Type NCNA Structured Finance Securities Apex Credit CLO 2020 Ltd SN IR 5.31 % IAD 11/16/2020 Maturity 4/20/2035 | Structured Finance Securities | Debt and Equity Investments | $3.52M | $9.16M | -$5.65M | 5.31% | — | 2035-04-20 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. One GI LLC FLD | Offices of Other Holding Companies IR 10.48% PIK SAI SOFR+ 6.75% IAD 12/13/2021 | Debt and Equity Investments | $3.17M | $3.83M | -$662.0K | — | +6.75% | 2026-08-31 |
Contract Datascan Holdings, Inc. | Office Machinery and Equipment Rental and Leasing | Preferred Equity #2 | $3.08M | — | — | — | — | — |
Portfolio Company Investment Type AI Contract Datascan Holdings, Inc. PE (2750 Series C shares),14% PIK | Office Machinery and Equipment Rental and Leasing IAD 8/21/2025 | Debt and Equity Investments | $3.08M | $3.08M | -$5.0K | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Clevertech Bidco, FLD LLC | Commodity Contracts Dealing IR 10.63% SAI SOFR+ 6.75% IAD 11/3/2023 | Debt and Equity Investments | $2.96M | $3.08M | -$124.0K | 10.63% | +6.75% | 2027-12-30 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Inergex Holdings, LLC FLD (Revolver) | Other Computer Related Services IR 12.88 % SAI SOFR+ 7.00% IAD 10/1/2018 | Debt and Equity Investments | $2.81M | $2.81M | $0.00 | — | +7.00% | 2026-10-01 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Metasource, LLC FLD | All Other Business Support Services IR 10.24% cash / 0.50% PIK SAI SOFR+6.25% IAD 5/17/2022 | Debt and Equity Investments | $2.68M | $2.71M | -$29.0K | — | +6.25% | 2027-05-17 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Allen Media, LLC FLD | Cable and Other Subscription Programming IR 9.38% SAI SOFR+ 5.50% IAD 3/2/2021 | Debt and Equity Investments | $2.63M | $3.63M | -$1.01M | 9.38% | +5.50% | 2027-02-10 |
Portfolio Company Investment Type NCNA Structured Finance Securities LCM 42 Ltd. SN IR 17.17 % IAD 12/19/2024 Maturity 1/15/2038 | Structured Finance Securities | Debt and Equity Investments | $2.31M | $2.98M | -$668.0K | 17.17% | — | 2038-01-15 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Medrina LLC FLD | All Other Outpatient Care Centers IR 9.66% SAI SOFR+6.00% IAD 10/20/2023 | Debt and Equity Investments | $2.18M | $2.15M | $30.0K | 9.66% | +6.00% | 2029-10-20 |
Portfolio Company Investment Type NCNA Structured Finance Securities Venture 45 CLO, Limited | Structured Finance Securities | MD - Class E IR 11.38 % SAI SOFR+7.70 % IAD 4/18/2022 Maturity 7/20/2035 | $2.12M | $2.97M | -$851.0K | 11.38% | +7.70% | 2035-07-20 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Excelin Home Health, LLC SLD | Home Health Care Services IR 18.00% PIK IAD 10/25/2018 | Debt and Equity Investments | $1.98M | $6.76M | -$4.78M | — | — | 2026-10-01 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. AIDC IntermediateCo 2, LLC FLD | Computer Systems Design Services IR 9.14% SAI SOFR+ 5.50% IAD 7/22/2022 | Debt and Equity Investments | $1.92M | $1.92M | -$2.0K | 9.14% | +5.50% | 2027-07-22 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Idera Inc. SLD | Computer and Computer Peripheral Equipment and Software Merchant Wholesalers IR 10.56% SAI SOFR+ 6.75% IAD 1/27/2022 | Debt and Equity Investments | $1.91M | $2.68M | -$773.0K | 10.56% | +6.75% | 2029-03-02 |
Portfolio Company Investment Type NCNA Debt and Equity Inv. RPLF Holdings, LLC CE | Software Publishers IAD 1/17/2018 | Debt and Equity Investments | $1.85M | — | — | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Avison Young Inc. FLD | Nonresidential Property Managers IR 11.43% SAI SOFR+ 7.50% IAD 11/25/2021 | Debt and Equity Investments | $1.53M | $1.66M | -$127.0K | — | +7.50% | 2029-03-12 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. PM Acquisition LLC CE (499 units) | All Other General Merchandise Stores IAD 9/30/2017 | Debt and Equity Investments | $1.33M | $231.0K | $1.10M | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Kreg LLC FLD (Revolver) | Other Ambulatory Health Care Services IR 10.10% SAI SOFR+ 6.25% IAD 12/20/2021 | Debt and Equity Investments | $1.32M | $1.34M | -$15.0K | 10.13% | +6.25% | 2026-12-20 |
Portfolio Company Investment Type AI SSJA Bariatric Management LLC | — | CE (52,763 Class A units) IAD 10/31/2025 | $1.27M | $9.66M | -$8.38M | — | — | — |
SSJA Bariatric Management LLC | Offices of Physicians and Mental Health Specialists | Common Equity #1 | $1.27M | — | — | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. One GI LLC FLD (Revolver) | Offices of Other Holding Companies IR 10.48% PIK SAI SOFR+ 6.75% IAD 12/13/2021 | Debt and Equity Investments | $1.19M | $1.44M | -$250.0K | — | +6.75% | 2026-08-31 |
Portfolio Company Investment Type NCNA Structured Finance Securities Apex Credit CLO 2021 Ltd SN IR 0.00 % IAD 5/28/2021 Maturity 7/18/2034 | Structured Finance Securities | Debt and Equity Investments | $1.14M | $4.93M | -$3.79M | 0.00% | — | 2034-07-18 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. MP Design, LLC FLD | Architectural Services IR 8.98% SAI SOFR+ 5.25% IAD 6/9/2026 | Debt and Equity Investments | $1.08M | $1.08M | $0.00 | 8.98% | +5.25% | 2031-06-09 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. JP Intermediate B, LLC FLD | Drugs and Druggists' Sundries Merchant Wholesalers IR 9.23 % SAI SOFR+ 5.50% IAD 1/14/2021 | Debt and Equity Investments | $980.0K | $1.50M | -$519.0K | — | +5.50% | 2031-03-31 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Redstone Holdco 2 LP (F/K/A RSA Security) FLD | Computer and Computer Peripheral Equipment and Software Merchant Wholesalers IR 9.16% SAI SOFR+5.50% IAD 1/30/2026 | Debt and Equity Investments | $811.0K | $847.0K | -$36.0K | 9.16% | +5.50% | 2030-12-31 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Boca Home Care Holdings, Inc. CE (1,290 Class A units) | Services for the Elderly and Persons with Disabilities IAD 2/25/2022 | Debt and Equity Investments | $734.0K | $1.29M | -$556.0K | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. RideNow Group, Inc. (F/K/A. RumbleOn, Inc.) FLD | IR 10.68% cash / 1.00% PIK SAI SOFR+ 7.75% IAD 8/31/2021 | Debt and Equity Investments | $723.0K | $718.0K | $5.0K | — | +7.75% | 2027-09-30 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Honor HN Buyer Inc. FLD | Services for the Elderly and Persons with Disabilities IR 9.63% SAI SOFR+ 5.75% IAD 3/31/2023 | Debt and Equity Investments | $694.0K | $679.0K | $15.0K | 9.63% | +5.75% | 2027-10-15 |
Portfolio Company Investment Type NCNA Debt and Equity Inv. TalentSmart Holdings, LLC CE | Professional and Management Development Trainin IAD 10/11/2019 | Debt and Equity Investments | $640.0K | $670.0K | -$30.0K | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Honor HN Buyer Inc. FLD | Services for the Elderly and Persons with Disabilities IR 9.63% SAI SOFR+ 5.75% IAD 10/15/2021 | Debt and Equity Investments | $624.0K | $612.0K | $12.0K | 9.63% | +5.75% | 2027-10-15 |
Portfolio Company Investment Type NCNA Debt and Equity Inv. Signal Parent, Inc. FLD | New Single-Family Housing Construction (except For-Sale Builders) IR 7.26% SAI SOFR+3.50 % IAD 3/25/2021 | Debt and Equity Investments | $607.0K | $1.51M | -$899.0K | 7.26% | +3.50% | 2028-04-03 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Integrated Energy Services, LLC FLD | Computer Systems Design Services IR 9.23% SAI SOFR+ 5.50% IAD 12/18/2025 | Debt and Equity Investments | $510.0K | $514.0K | -$4.0K | 9.23% | +5.50% | 2030-12-19 |
Portfolio Company Investment Type NCNA Debt and Equity Inv. SS Acquisition, LLC FLD(R) | Sports and Recreation Instruction IR 9.48% SAI SOFR+5.75 % IAD 12/20/2024 | Debt and Equity Investments | $500.0K | $494.0K | $6.0K | 9.48% | +5.75% | 2029-12-20 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Blackhawk Network Holdings, Inc. FLD | Computer and Computer Peripheral Equipment and Software Merchant Wholesalers IR 7.14% SAI SOFR+ 3.50% IAD 3/25/2026 | Debt and Equity Investments | $496.0K | $493.0K | $3.0K | 7.14% | +3.50% | 2029-03-12 |
Portfolio Company Investment Type NCNA Debt and Equity Inv. Staples, Inc. FLD | Business to Business Electronic Markets IR 9.41 % SAI SOFR+5.75 % IAD 5/23/2024 | Debt and Equity Investments | $490.0K | $514.0K | -$24.0K | 9.41% | +5.75% | 2029-09-04 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Asurion, LLC FLD | Communication Equipment Repair and Maintenance IR 7.91% SAI SOFR+ 4.25% IAD 10/28/2025 | Debt and Equity Investments | $490.0K | $493.0K | -$3.0K | 7.91% | +4.25% | 2030-09-19 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. M2S Group Intermediate Holdings Inc. FLD | Plastics Packaging Film and Sheet (including Laminated) Manufacturing IR 8.41% SAI SOFR+4.75% IAD 10/28/2025 | Debt and Equity Investments | $449.0K | $447.0K | $2.0K | 8.41% | +4.75% | 2031-08-25 |
Portfolio Company Investment Type NCNA Debt and Equity Inv. Tolemar Acquisition, Inc. FLD(R) | Motorcycle, Bicycle, and Parts Manufacturing IR 9.74 % SAI SOFR+6.00 % IAD 10/14/2021 | Debt and Equity Investments | $373.0K | $976.0K | -$603.0K | 9.74% | +6.00% | 2027-10-14 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Boca Home Care Holdings, Inc. PE (3,446 Class A Units), 12% cash / 2% PIK | Services for the Elderly and Persons with Disabilities IAD 3/3/2023 | Debt and Equity Investments | $368.0K | $345.0K | $23.0K | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Medrina LLC FLD | All Other Outpatient Care Centers IR 9.63% SAI SOFR+6.00% IAD 10/20/2023 | Debt and Equity Investments | $366.0K | $362.0K | $4.0K | 9.63% | +6.00% | 2029-10-20 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. ESP Associates, Inc. FLD | Other Heavy and Civil Engineering Construction IR 8.98% SAI SOFR+ 5.25% IAD 4/14/2026 | Debt and Equity Investments | $347.0K | $347.0K | $0.00 | 8.98% | +5.25% | 2031-04-14 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. JP Intermediate B, LLC FLD | Drugs and Druggists' Sundries Merchant Wholesalers IR 10.70% SAI SOFR+ 7.00% IAD 10/2/2025 | Debt and Equity Investments | $333.0K | $333.0K | $0.00 | 10.73% | +7.00% | 2030-09-30 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. I Love Produce, LLC FLD | Spice and Extract Manufacturing IR 9.83% SAI SOFR+ 6.00% IAD 3/24/2026 | Debt and Equity Investments | $300.0K | $302.0K | -$2.0K | 9.83% | +6.00% | 2031-03-24 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Avison Young Inc. FLD | Nonresidential Property Managers IR 11.41% SAI SOFR+ 7.50% IAD 11/25/2021 | Debt and Equity Investments | $250.0K | $189.0K | $61.0K | — | +7.50% | 2029-03-12 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Avison Young Inc. FLD | Nonresidential Property Managers IR 5.15% cash / 5.96% PIK SAI SOFR+ 7.35% IAD 12/18/2025 | Debt and Equity Investments | $241.0K | $239.0K | $2.0K | — | +7.35% | 2027-12-12 |
Portfolio Company Investment Type AI SSJA Bariatric Management LLC FLD | Offices of Physicians and Mental Health Specialists IR 9.06 % SPI SOFR+ 5.25 % IAD 10/31/2025 | Debt and Equity Investments | $233.0K | $233.0K | $0.00 | 9.06% | +5.25% | 2028-10-31 |
SSJA Bariatric Management LLC | Offices of Physicians and Mental Health Specialists | First Lien Debt #1 | $233.0K | — | — | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Boca Home Care Holdings, Inc. FLD (Revolver) | Services for the Elderly and Persons with Disabilities IR 10.41% SAI SOFR+ 6.50% IAD 2/25/2022 | Debt and Equity Investments | $226.0K | $224.0K | $2.0K | 10.41% | +6.50% | 2029-02-25 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Redstone Holdco 2 LP (F/K/A RSA Security) FLD | Computer and Computer Peripheral Equipment and Software Merchant Wholesalers IR 8.41% SAI SOFR+4.75 % IAD 4/16/2021 | Debt and Equity Investments | $219.0K | $220.0K | -$1.0K | 8.41% | +4.75% | 2030-12-31 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Clevertech Bidco FLD (Revolver) Commodity Contracts Dealing IR 12.50% SAI Prime+ 5.75% IAD 11/3/2023 Maturity 12/30/2027 | — | Debt and Equity Investments | $203.0K | $214.0K | -$11.0K | 12.50% | +5.75% | 2027-12-30 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Honor HN Buyer Inc. FLD (Delayed Draw) | Services for the Elderly and Persons with Disabilities IR 9.63% SAI SOFR+5.75% IAD 10/15/2024 | Debt and Equity Investments | $127.0K | $123.0K | $4.0K | 9.63% | +5.75% | 2027-10-15 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. ESP Associates, Inc. FLD | Other Heavy and Civil Engineering Construction IR 8.97% SAI SOFR+ 4.25% IAD 4/14/2026 | Debt and Equity Investments | $106.0K | $106.0K | $0.00 | 8.97% | +5.25% | 2031-04-14 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. RideNow Group, Inc. (F/K/A. RumbleOn, Inc.) | — | Warrants (warrants to purchase up to $73,000 in common stock) IAD 8/31/2021 | $100.0K | $200.0K | -$100.0K | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Avison Young Inc. FLD | Nonresidential Property Managers IR 12.26% PIK SAI SOFR+ 8.50% IAD 12/18/2025 | Debt and Equity Investments | $87.0K | $86.0K | $1.0K | — | +8.50% | 2027-12-12 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. AIDC IntermediateCo 2, LLC FLD | Computer Systems Design Services IR 9.14% SAI SOFR+ 5.50% IAD 7/31/2023 | Debt and Equity Investments | $45.0K | $45.0K | $0.00 | 9.14% | +5.50% | 2027-07-22 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Integrated Energy Services, LLC FLD (Revolver) | Computer Systems Design Services IR 9.17% SAI SOFR+ 5.50% IAD 12/18/2025 | Debt and Equity Investments | $42.0K | $43.0K | -$1.0K | 9.17% | +5.50% | 2030-12-19 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Avison Young Inc. FLD | Nonresidential Property Managers IR 12.26% PIK SAI SOFR+ 8.50% IAD 12/18/2025 | Debt and Equity Investments | $37.0K | $35.0K | $2.0K | — | +8.50% | 2027-12-12 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. BayMark Health Services, Inc. SLD | Outpatient Mental Health and Substance Abuse Centers IR 14.49% SAI SOFR+ 10.50% IAD 6/10/2021 | Debt and Equity Investments | $22.0K | $3.96M | -$3.94M | 14.49% | +10.50% | 2028-06-11 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Constellis Holdings, LLC CE(20,628 common shares) | Other Justice, Public Order, and Safety Activities IAD 3/27/2020 | Debt and Equity Investments | $18.0K | $703.0K | -$685.0K | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. I Love Produce, LLC FLD (Revolver) | Spice and Extract Manufacturing IR 9.83% SAI SOFR+ 6.00% IAD 3/24/2026 | Debt and Equity Investments | $3.0K | $4.0K | -$1.0K | 9.83% | +6.00% | 2031-03-24 |
Portfolio Company Investment Type NCNA Debt and Equity Inv. Sentry Centers Holdings, LLC PE | Convention and Trade Show Organizers IAD 9/4/2020 | Debt and Equity Investments | $1.0K | $160.0K | -$159.0K | — | — | — |
Portfolio Company Investment Type AI Contract Datascan Holdings, Inc. CE (11,273 shares) | Office Machinery and Equipment Rental and Leasing IAD 6/28/2016 | Debt and Equity Investments | $0.00 | $104.0K | -$104.0K | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Avison Young Inc. | — | CE (1,185 Class B units) IAD 3/12/2024 | $0.00 | $1.40M | -$1.40M | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Avison Young Inc. | — | PE (1,715 Class A units) IAD 3/12/2024 | $0.00 | $1.27M | -$1.27M | — | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. JP Intermediate B, LLC CE (12,663 Units) | Drugs and Druggists' Sundries Merchant Wholesalers IAD 9/30/2025 | Debt and Equity Investments | $0.00 | $2.99M | -$2.99M | — | — | — |
Portfolio Company Investment Type NCNA Structured Finance Securities Trinitas CLO VIII, Ltd. SN IR 0.00 % IAD 3/4/2021 Maturity 7/20/2117 | Structured Finance Securities | Debt and Equity Investments | $0.00 | $2.31M | -$2.31M | 0.00% | — | — |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. I Love Produce, LLC FLD (Delayed Draw) | Spice and Extract Manufacturing SAI SOFR+ 6.00% IAD 3/24/2026 | Debt and Equity Investments | -$4.0K | -$1.0K | -$3.0K | — | +6.00% | 2031-03-24 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. MP Design, LLC FLD (Revolver) | Architectural Services SAI SOFR+ 5.25% IAD 6/9/2026 | Debt and Equity Investments | -$4.0K | -$4.0K | $0.00 | — | +5.25% | 2031-06-09 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. One GI LLC FLD (R) | Offices of Other Holding Companies SAI SOFR+6.75% IAD 4/17/2025 | Debt and Equity Investments | -$4.0K | -$4.0K | $0.00 | — | +6.75% | 2030-04-17 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Integrated Energy Services, LLC FLD (Delayed Draw) | Computer Systems Design Services SAI SOFR+ 5.50% IAD 12/18/2025 | Debt and Equity Investments | -$7.0K | -$2.0K | -$5.0K | — | +5.50% | 2030-12-19 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. ESP Associates, Inc. FLD (Revolver) | Other Heavy and Civil Engineering Construction SAI SOFR+5.25% IAD 4/14/2026 | Debt and Equity Investments | — | — | — | — | +5.25% | 2031-04-14 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Honor HN Buyer Inc. FLD (Revolver) | Services for the Elderly and Persons with Disabilities SAI Prime+4.75% IAD 10/15/2021 | Debt and Equity Investments | — | -$1.0K | — | — | +4.75% | 2027-10-15 |
Portfolio Company Investment Type NCNA Inv. Debt and Equity Inv. Medrina LLC FLD (Revolver) | All Other Outpatient Care Centers SAI SOFR+6.00% IAD 10/20/2023 | Debt and Equity Investments | — | -$4.0K | — | — | +6.00% | 2029-10-20 |
Disclosed holdings FV
$297.76M
Parsed holdings FV
$404.17M
Residual gap
-$106.41M
Balance-sheet cash
$3.98M
CIK
0001487918
Accession
0001487918-26-000078
Form type
10-Q
Period
2026-06-30