HRZN
Horizon Technology Finance
Portfolio Fair Value
$3.52B
295 holdings
Avg Spread
+4.01%
FV-weighted, debt
Avg Coupon
—
FV-weighted
% First Lien
0.0%
of debt FV
Unrealized P/L
-$385.65M
-9.88% of cost
Non-Accrual
0
text-detected
Balance sheet
Assets$832.05M
Liabilities + Equity$832.05M
Other Debt
$369.58M · 44.4%
Other Debt
$369.58M · 44.4%
Equity
$307.13M · 36.9%
Equity
$307.13M · 36.9%
Cash & Equivalents
$75.00M · 9.0%
Other Assets
$80.34M · 9.7%
Debt (Borrowings)
$402.44M · 48.4%
Debt (Borrowings)
$402.44M · 48.4%
Other Liabilities
$12.11M · 1.5%
Net Assets (Equity)
$417.50M · 50.2%
Net Assets (Equity)
$417.50M · 50.2%
Industry Composition
Unclassified
78.2%
Software
7.6%
Medical Device
6.4%
Biotechnology
2.4%
Healthcare
2.1%
Selected Statements of Operations Information
1.4%
Other Healthcare Services
0.8%
Consumerrelated Technologies
0.4%
Technology
0.3%
Life Science
0.2%
Other Sustainability
0.2%
Sustainability
0.0%
Spread Distribution
0.0%
2.5%
3.0%
3.5%
4.0%
4.5%
5.0%
5.5%
6.0%
6.5%
7.5%
Schedule of Investments
All holdings
All holdings
Sortable, click headers to re-sort
295 of 295
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
PortfolioInvestmentAssetsMember | — | Controlled Affiliate Equity — Financial | $676.71M | $777.87M | -$101.16M | — | — | — |
Portfolio Investment Assets | — | Non-Affiliate Equity | $651.29M | $687.31M | -$36.02M | — | — | — |
NonaffiliateDebtInvestmentsMember | — | Non-Affiliate Debt Investments — Healthcare information and services | $628.09M | $646.32M | -$18.23M | — | — | — |
NonaffiliateDebtInvestmentsLifeScienceMember | — | Non-Affiliate Debt Investments — Life Science | $305.68M | $307.43M | -$1.75M | — | — | — |
NonaffiliateDebtInvestmentsTechnologyMember | — | Non-Affiliate Debt Investments — Technology | $244.46M | $249.72M | -$5.26M | — | — | — |
Informationand Services | Healthcare | Non-Affiliate Debt Investments — Healthcare information and services | $72.03M | $83.25M | -$11.22M | — | — | — |
ShorttermUnrestrictedInvestmentsMember | — | Controlled Affiliate Equity — Financial | $57.34M | $57.34M | $0.00 | — | — | — |
ShorttermUnrestrictedInvestmentsUSBankMoneyMarketDepositAccountOne | — | Controlled Affiliate Equity — Financial | $57.34M | $57.34M | $0.00 | — | — | — |
NoncontrolledAffiliateMember | Selected Statements of Operations Information | Non-controlled Affiliate Warrants | $25.21M | — | — | — | — | — |
NoncontrolledAffiliatePortfolioInvestmentAssetsMember | — | Non-controlled Affiliate Warrants | $25.21M | $90.34M | -$65.13M | — | — | — |
NoncontrolledAffiliateDebtInvestmentsMember | — | Non-Controlled Affiliate Debt Investments | $19.91M | $36.11M | -$16.20M | — | — | — |
NonaffiliateWarrantInvestmentsMember | — | Non-Affiliate Warrants — Healthcare information and services | $16.70M | $15.03M | $1.68M | — | — | — |
Kodiak Robotics, Inc. | Software | Term Loan | $14.65M | $14.65M | $0.00 | — | +3.50% | 2030-01-01 |
Ossio, Inc. | Medical Device | Term Loan | $12.44M | $12.44M | $0.00 | — | +3.25% | 2031-01-20 |
NoncontrolledAffiliateShengrowIncMember | Selected Statements of Operations Information | Non-controlled Affiliate Warrants | $12.23M | — | — | — | — | — |
NoncontrolledAffiliateHoundLabsIILLCMember | Selected Statements of Operations Information | Non-controlled Affiliate Warrants | $10.56M | — | — | — | — | — |
Long Grove Pharmaceuticals | Biotechnology | Term Loan | $10.53M | $10.26M | $276.0K | — | +4.00% | 2031-02-27 |
Castle Creek Biosciences | Biotechnology | Term Loan | $9.96M | $9.96M | $0.00 | — | +4.25% | 2028-03-01 |
Elligo Health Research, Inc. | Software | Term Loan | $9.91M | $9.91M | $0.00 | — | +3.50% | 2027-10-01 |
Onkos Surgical, Inc. | Medical Device | Term Loan | $9.89M | $9.89M | $0.00 | — | +3.25% | 2030-01-01 |
Onkos Surgical, Inc. | Medical Device | Term Loan | $9.89M | $9.89M | $0.00 | — | +3.25% | 2030-01-01 |
Sonex Health, Inc. | Medical Device | Term Loan | $9.86M | $9.86M | $0.00 | — | +5.00% | 2030-04-01 |
Samba TV, Inc. | Software | Term Loan | $9.86M | $9.86M | $0.00 | — | +3.50% | 2030-12-01 |
Brite Core Holdings, Inc. | Software | Term Loan | $9.84M | $9.84M | $0.00 | — | +3.75% | 2031-01-01 |
Pelthos Therapeutics, Inc. | Biotechnology | Term Loan | $9.80M | $9.80M | $0.00 | — | +3.75% | 2031-01-31 |
Pelthos Therapeutics, Inc. | Biotechnology | Term Loan | $9.80M | $9.80M | $0.00 | — | +3.75% | 2031-01-31 |
Sonex Health, Inc. | Medical Device | Term Loan | $9.76M | $9.76M | $0.00 | — | +5.00% | 2030-04-01 |
NonaffiliateWarrantInvestmentsTechnologyMember | — | Non-Affiliate Warrants — Technology | $8.73M | $8.10M | $633.0K | — | — | — |
NonaffiliateWarrantInvestmentsLifeScienceMember | — | Non-Affiliate Warrants — Life Science | $7.60M | $6.01M | $1.58M | — | — | — |
Scientia Vascular, Inc. | Medical Device | Term Loan | $7.46M | $7.46M | $0.00 | — | +3.25% | 2031-01-20 |
Samba TV, Inc. | Software | Term Loan | $7.45M | $7.45M | $0.00 | — | +3.50% | 2030-12-01 |
Mastery Prep, LLC | Software | Term Loan | $7.44M | $7.44M | $0.00 | — | +4.00% | 2029-07-01 |
GT Medical Technologies, Inc. | Other Healthcare Services | Term Loan | $7.42M | $7.42M | $0.00 | — | +3.25% | 2029-10-01 |
Brite Core Holdings, Inc. | Software | Term Loan | $7.42M | $7.42M | $0.00 | — | +3.75% | 2031-01-01 |
Mastery Prep, LLC | Software | Term Loan | $7.42M | $7.42M | $0.00 | — | +4.00% | 2029-07-01 |
Kodiak Robotics, Inc. | Software | Term Loan | $7.33M | $7.33M | $0.00 | — | +3.50% | 2030-01-01 |
Kodiak Robotics, Inc. | Software | Term Loan | $7.33M | $7.33M | $0.00 | — | +3.50% | 2030-01-01 |
NoncontrolledAffiliateDebtInvestmentsHoundLabsIILLCDiagnosticsTermLoanOneMember | — | Term Loan | $6.75M | $7.24M | -$488.0K | — | +6.00% | 2027-07-01 |
NonaffiliateDebtInvestmentsSustainabilityMember | — | Non-Affiliate Debt Investments — Sustainability | $5.92M | $5.92M | $6.0K | — | — | — |
Castle Creek Biosciences | Biotechnology | Term Loan | $5.48M | $5.48M | $0.00 | — | +4.25% | 2028-03-01 |
Dropoff, Inc. | Software | Term Loan | $5.41M | $9.20M | -$3.79M | — | +6.50% | 2028-06-30 |
MMLUS, Inc. | Medical Device | Term Loan | $5.17M | $5.17M | $0.00 | — | +3.00% | 2030-03-01 |
MMLUS, Inc. | Medical Device | Term Loan | $5.17M | $5.17M | $0.00 | — | +3.00% | 2030-03-01 |
MMLUS, Inc. | Medical Device | Term Loan | $5.13M | $5.13M | $0.00 | — | +3.00% | 2030-03-01 |
Onkos Surgical, Inc. | Medical Device | Term Loan | $5.13M | $5.13M | $0.00 | — | +3.00% | 2030-03-01 |
NoncontrolledAffiliateDebtInvestmentsShengrowIncOtherSustainabilityRevolverOneMember | — | Revolver | $5.00M | $5.00M | $0.00 | — | +6.00% | 2027-03-31 |
NoncontrolledAffiliateDebtInvestmentsShengrowIncOtherSustainabilityRevolverTwoMember | — | Revolver | $5.00M | $4.19M | $811.0K | — | +6.00% | 2027-03-31 |
Castle Creek Biosciences | Biotechnology | Term Loan | $4.98M | $4.98M | $0.00 | — | +4.25% | 2028-03-01 |
Castle Creek Biosciences | Biotechnology | Term Loan | $4.98M | $4.98M | $0.00 | — | +4.25% | 2028-03-01 |
Samba TV, Inc. | Software | Term Loan | $4.96M | $4.96M | $0.00 | — | +3.50% | 2030-12-01 |
Ceribell, Inc. | Medical Device | Term Loan | $4.96M | $4.96M | $0.00 | — | +2.75% | 2029-03-01 |
Elligo Health Research, Inc. | Software | Term Loan | $4.95M | $4.95M | $0.00 | — | +3.50% | 2027-10-01 |
Elligo Health Research, Inc. | Software | Term Loan | $4.95M | $4.95M | $0.00 | — | +3.50% | 2027-10-01 |
Elligo Health Research, Inc. | Software | Term Loan | $4.95M | $4.95M | $0.00 | — | +3.50% | 2027-10-01 |
Onkos Surgical, Inc. | Medical Device | Term Loan | $4.95M | $4.95M | $0.00 | — | +3.00% | 2030-03-01 |
Onkos Surgical, Inc. | Medical Device | Term Loan | $4.95M | $4.95M | $0.00 | — | +3.00% | 2030-03-01 |
Hive MQ, Inc. | Software | Term Loan | $4.95M | $4.95M | $0.00 | — | +4.25% | 2031-07-01 |
Hive MQ, Inc. | Software | Term Loan | $4.95M | $4.95M | $0.00 | — | +4.25% | 2031-07-01 |
Hive MQ, Inc. | Software | Term Loan | $4.95M | $4.95M | $0.00 | — | +4.25% | 2031-07-01 |
Hive MQ, Inc. | Software | Term Loan | $4.95M | $4.95M | $0.00 | — | +4.25% | 2031-07-01 |
Spineology, Inc. | Medical Device | Term Loan | $4.95M | $4.95M | $0.00 | — | +5.00% | 2029-08-01 |
Infobionic, Inc. | Medical Device | Term Loan | $4.95M | $4.95M | $0.00 | — | +4.50% | 2029-09-01 |
Infobionic, Inc. | Medical Device | Term Loan | $4.95M | $4.95M | $0.00 | — | +4.50% | 2029-09-01 |
Infobionic, Inc. | Medical Device | Term Loan | $4.95M | $4.95M | $0.00 | — | +4.50% | 2029-09-01 |
Ossio, Inc. | Medical Device | Term Loan | $4.95M | $4.95M | $0.00 | — | +3.25% | 2030-01-01 |
Ossio, Inc. | Medical Device | Term Loan | $4.95M | $4.95M | $0.00 | — | +3.25% | 2030-01-01 |
Crafty Holdings, Inc. | Software | Term Loan | $4.94M | $4.94M | $0.00 | — | +4.50% | 2029-01-01 |
Crafty Holdings, Inc. | Software | Term Loan | $4.94M | $4.94M | $0.00 | — | +4.50% | 2029-01-01 |
Crafty Holdings, Inc. | Software | Term Loan | $4.94M | $4.94M | $0.00 | — | +4.50% | 2029-01-01 |
Stellar Cyber, Inc. | Software | Term Loan | $4.94M | $4.94M | $0.00 | — | +3.75% | 2030-04-01 |
Stellar Cyber, Inc. | Software | Term Loan | $4.94M | $4.94M | $0.00 | — | +3.75% | 2030-04-01 |
Phigenics Holdings, Inc. | Other Sustainability | Term Loan | $4.94M | $4.93M | $6.0K | — | +5.25% | 2032-06-18 |
Scientia Vascular, Inc. | Medical Device | Term Loan | $4.93M | $4.93M | $0.00 | — | +3.25% | 2030-10-01 |
Avive Solutions, Inc. | Medical Device | Term Loan | $4.93M | $4.93M | $0.00 | — | +3.00% | 2031-04-01 |
Avive Solutions, Inc. | Medical Device | Term Loan | $4.93M | $4.93M | $0.00 | — | +3.00% | 2031-04-01 |
Apkudo, Inc. | Software | Term Loan | $4.92M | $4.92M | $0.00 | — | +4.25% | 2029-10-01 |
Apkudo, Inc. | Software | Term Loan | $4.92M | $4.92M | $0.00 | — | +4.25% | 2029-10-01 |
Hyperfine, Inc. | Medical Device | Term Loan | $4.91M | $4.91M | $0.00 | — | +4.25% | 2031-03-18 |
Hyperfine, Inc. | Medical Device | Term Loan | $4.91M | $4.91M | $0.00 | — | +4.25% | 2031-03-18 |
Pelthos Therapeutics, Inc. | Biotechnology | Term Loan | $4.90M | $4.90M | $0.00 | — | +3.75% | 2031-01-31 |
Pelthos Therapeutics, Inc. | Biotechnology | Term Loan | $4.90M | $4.90M | $0.00 | — | +3.75% | 2031-01-31 |
Ceribell, Inc. | Medical Device | Term Loan | $4.88M | $4.88M | $0.00 | — | +2.75% | 2029-03-01 |
Stellar Cyber, Inc. | Software | Term Loan | $4.84M | $4.84M | $0.00 | — | +3.75% | 2030-04-01 |
Hive MQ, Inc. | Software | Term Loan | $4.80M | $4.80M | $0.00 | — | +4.25% | 2031-07-01 |
Bright Insight, Inc. | Software | Term Loan | $4.79M | $6.41M | -$1.62M | — | +5.50% | 2027-08-01 |
Dropoff, Inc. | Software | Term Loan | $4.77M | $2.72M | $2.06M | — | +6.50% | 2028-06-30 |
Hyperfine, Inc. | Medical Device | Term Loan | $4.61M | $4.61M | $0.00 | — | +4.25% | 2031-03-18 |
Supply Network Visibility Holdings, LLC | Software | Term Loan | $4.56M | $4.99M | -$426.0K | — | +4.25% | 2029-07-01 |
Spineology, Inc. | Medical Device | Term Loan | $4.21M | $4.21M | $0.00 | — | +5.00% | 2029-08-01 |
Spineology, Inc. | Medical Device | Term Loan | $4.21M | $4.21M | $0.00 | — | +5.00% | 2029-08-01 |
Bright Insight, Inc. | Software | Term Loan | $4.11M | $2.90M | $1.21M | — | +5.50% | 2027-08-01 |
Volt Bidco, Inc. | Software | Term Loan | $4.00M | $3.93M | $74.0K | — | +5.25% | 2032-04-30 |
Ceribell, Inc. | Medical Device | Term Loan | $3.97M | $3.97M | $0.00 | — | +2.75% | 2029-03-01 |
NonaffiliateEquityMember | — | Non-Affiliate Equity | $3.95M | $8.09M | -$4.15M | — | — | — |
NoncontrolledAffiliateEquityHoundLabsIILLCDiagnosticsPreferredStockOneMember | — | Preferred Stock | $3.81M | $4.76M | -$953.0K | — | — | — |
NoncontrolledAffiliateEquityMember | — | Non-controlled Affiliate Equity | $3.81M | $34.02M | -$30.20M | — | — | — |
Mirantis, Inc. | Software | Term Loan | $3.72M | $3.72M | $0.00 | — | +3.50% | 2028-10-01 |
Mirantis, Inc. | Software | Term Loan | $3.72M | $3.72M | $0.00 | — | +3.50% | 2028-10-01 |
Mirantis, Inc. | Software | Term Loan | $3.72M | $3.72M | $0.00 | — | +3.50% | 2028-10-01 |
Mirantis, Inc. | Software | Term Loan | $3.72M | $3.72M | $0.00 | — | +3.50% | 2028-10-01 |
MMLUS, Inc. | Medical Device | Term Loan | $3.72M | $3.72M | $0.00 | — | +3.75% | 2029-01-01 |
Mobia Medical, Inc. | Medical Device | Term Loan | $3.72M | $3.72M | $0.00 | — | +3.75% | 2029-01-01 |
GT Medical Technologies, Inc. | Other Healthcare Services | Term Loan | $3.71M | $3.71M | $0.00 | — | +3.25% | 2029-10-01 |
GT Medical Technologies, Inc. | Other Healthcare Services | Term Loan | $3.71M | $3.71M | $0.00 | — | +3.25% | 2029-10-01 |
Sonex Health, Inc. | Medical Device | Term Loan | $3.70M | $3.70M | $0.00 | — | +5.00% | 2030-04-01 |
Sonex Health, Inc. | Medical Device | Term Loan | $3.70M | $3.70M | $0.00 | — | +5.00% | 2030-04-01 |
KSQ Therapeutics, Inc. | Biotechnology | Term Loan | $3.49M | $3.49M | $0.00 | — | +3.75% | 2030-04-01 |
KSQ Therapeutics, Inc. | Biotechnology | Term Loan | $3.49M | $3.49M | $0.00 | — | +3.75% | 2030-04-01 |
KSQ Therapeutics, Inc. | Biotechnology | Term Loan | $3.49M | $3.49M | $0.00 | — | +3.75% | 2030-04-01 |
KSQ Therapeutics, Inc. | Biotechnology | Term Loan | $3.49M | $3.49M | $0.00 | — | +3.75% | 2030-04-01 |
Havenly, Inc. | Consumerrelated Technologies | Term Loan | $3.37M | $1.91M | $1.46M | — | +3.50% | 2028-02-01 |
Havenly Inc Consumerrelated Technologies Common Stock | Technology | Warrant | $3.24M | $3.46M | -$224.0K | — | — | — |
Supply Network Visibility Holdings, LLC | Software | Term Loan | $3.06M | $3.35M | -$286.0K | — | +4.25% | 2028-06-01 |
Hometeam Technologies, Inc. | Other Healthcare Services | Term Loan | $3.00M | $4.78M | -$1.78M | — | +3.25% | 2029-08-01 |
Hometeam Technologies, Inc. | Other Healthcare Services | Term Loan | $3.00M | $4.78M | -$1.78M | — | +3.25% | 2029-08-01 |
Hometeam Technologies, Inc. | Other Healthcare Services | Term Loan | $3.00M | $4.78M | -$1.78M | — | +3.25% | 2029-08-01 |
Hometeam Technologies, Inc. | Other Healthcare Services | Term Loan | $3.00M | $4.78M | -$1.78M | — | +3.25% | 2029-08-01 |
Hometeam Technologies, Inc. | Other Healthcare Services | Term Loan | $3.00M | $4.78M | -$1.78M | — | +3.25% | 2029-08-01 |
Happy Co, Inc. | Software | Term Loan | $2.97M | $2.97M | $0.00 | — | +3.75% | 2030-02-01 |
Happy Co, Inc. | Software | Term Loan | $2.97M | $2.97M | $0.00 | — | +3.75% | 2030-02-01 |
Bastille Buyer, Inc. | Software | Term Loan | $2.96M | $2.93M | $24.0K | — | +5.50% | 2032-04-30 |
Dropoff, Inc. | Software | Term Loan | $2.94M | $5.00M | -$2.06M | — | — | 2028-06-30 |
Havenly, Inc. | Consumerrelated Technologies | Term Loan | $2.81M | $2.81M | $0.00 | — | +3.50% | 2028-02-01 |
Havenly, Inc. | Consumerrelated Technologies | Term Loan | $2.81M | $2.81M | $0.00 | — | +3.50% | 2028-02-01 |
Conventus Orthopaedics, Inc. | Medical Device | Term Loan | $2.80M | $2.80M | $0.00 | — | +6.32% | 2026-07-01 |
Conventus Orthopaedics, Inc. | Medical Device | Term Loan | $2.80M | $2.80M | $0.00 | — | +6.32% | 2026-07-01 |
ShorttermRestrictedInvestmentsMember | — | Controlled Affiliate Equity — Financial | $2.67M | $2.67M | $0.00 | — | — | — |
ShorttermRestrictedInvestmentsUSBankMoneyMarketDepositAccountOne | — | Controlled Affiliate Equity — Financial | $2.67M | $2.67M | $0.00 | — | — | — |
MMLUS, Inc. | Medical Device | Term Loan | $2.58M | $2.58M | $0.00 | — | +3.00% | 2030-03-01 |
Other Investments | — | Non-Affiliate Warrants — Healthcare information and services | $2.55M | $17.87M | -$15.32M | — | — | — |
Other Investments Life Science | — | Non-Affiliate Warrants — Healthcare information and services | $2.55M | $7.86M | -$5.31M | — | — | — |
MMLUS, Inc. | Medical Device | Term Loan | $2.53M | $2.53M | $0.00 | — | +3.00% | 2030-03-01 |
Samba TV, Inc. | Software | Term Loan | $2.48M | $2.48M | $0.00 | — | +3.50% | 2030-12-01 |
Scientia Vascular, Inc. | Medical Device | Term Loan | $2.48M | $2.48M | $0.00 | — | +3.25% | 2031-01-20 |
Spineology, Inc. | Medical Device | Term Loan | $2.47M | $2.47M | $0.00 | — | +5.00% | 2029-08-01 |
Brite Core Holdings, Inc. | Software | Term Loan | $2.47M | $2.47M | $0.00 | — | +3.75% | 2031-01-01 |
Avive Solutions, Inc. | Medical Device | Term Loan | $2.47M | $2.47M | $0.00 | — | +3.00% | 2031-04-01 |
Avive Solutions, Inc. | Medical Device | Term Loan | $2.47M | $2.47M | $0.00 | — | +3.00% | 2031-04-01 |
Avive Solutions, Inc. | Medical Device | Term Loan | $2.47M | $2.47M | $0.00 | — | +3.00% | 2031-04-01 |
Avive Solutions, Inc. | Medical Device | Term Loan | $2.47M | $2.47M | $0.00 | — | +3.00% | 2031-04-01 |
Sonex Health, Inc. | Medical Device | Term Loan | $2.46M | $2.46M | $0.00 | — | +5.00% | 2030-04-01 |
Sonex Health, Inc. | Medical Device | Term Loan | $2.46M | $2.46M | $0.00 | — | +5.00% | 2030-04-01 |
Mobia Medical, Inc. | Medical Device | Term Loan | $2.44M | $2.44M | $0.00 | — | +5.00% | 2029-09-01 |
Infobionic, Inc. | Medical Device | Term Loan | $2.41M | $2.41M | $0.00 | — | +5.00% | 2029-09-01 |
Bright Insight, Inc. | Software | Term Loan | $2.40M | $3.20M | -$809.0K | — | +5.50% | 2027-08-01 |
Bright Insight, Inc. | Software | Term Loan | $2.40M | $3.20M | -$809.0K | — | +5.50% | 2027-08-01 |
Supply Network Visibility Holdings, LLC | Software | Term Loan | $2.19M | $2.39M | -$205.0K | — | +4.25% | 2028-06-01 |
Supply Network Visibility Holdings, LLC | Software | Term Loan | $2.19M | $2.39M | -$205.0K | — | +4.25% | 2028-06-01 |
Ursa Space Systems, Inc. | Software | Term Loan | $2.17M | $2.17M | $0.00 | — | +4.00% | 2028-11-01 |
Ursa Space Systems, Inc. | Software | Term Loan | $2.17M | $2.17M | $0.00 | — | +4.00% | 2028-11-01 |
Ursa Space Systems, Inc. | Software | Term Loan | $2.16M | $2.16M | $0.00 | — | +4.00% | 2028-11-01 |
Ursa Space Systems, Inc. | Software | Term Loan | $2.16M | $2.16M | $0.00 | — | +4.00% | 2028-11-01 |
Infobionic, Inc. | Medical Device | Term Loan | $2.15M | $2.15M | $0.00 | — | +5.00% | 2029-09-01 |
Bright Insight, Inc. | Software | Term Loan | $2.05M | $2.74M | -$692.0K | — | +5.50% | 2027-08-01 |
Happy Co, Inc. | Software | Term Loan | $1.98M | $1.98M | $0.00 | — | +3.75% | 2030-02-01 |
Happy Co, Inc. | Software | Term Loan | $1.98M | $1.98M | $0.00 | — | +3.75% | 2030-02-01 |
Crafty Holdings, Inc. | Software | Term Loan | $1.97M | $1.97M | $0.00 | — | +4.50% | 2029-01-01 |
Other Investments Life Science Aerobiotix LLC Medical Device Royalty Agreement | — | Non-Affiliate Warrants — Healthcare information and services | $1.74M | $1.25M | $493.0K | — | — | — |
Equity Kodiak Robotics, Inc. | Software | Common Stock | $1.72M | $3.10M | -$1.38M | — | — | — |
Infobionic Inc Medical Device Preferred Stock | Life Science | Warrant | $1.70M | $559.0K | $1.14M | — | — | — |
Bright Insight, Inc. | Software | Term Loan | $1.68M | $1.28M | $405.0K | — | +5.50% | 2027-08-01 |
Havenly, Inc. | Consumerrelated Technologies | Term Loan | $1.59M | $1.59M | $0.00 | — | +5.00% | 2027-03-01 |
Lyrical Foods, Inc. | Consumerrelated Technologies | Term Loan | $1.55M | $2.77M | -$1.22M | — | +3.50% | 2028-07-01 |
Lyrical Foods, Inc. | Consumerrelated Technologies | Term Loan | $1.50M | $1.29M | $211.0K | — | +3.50% | 2028-07-01 |
NoncontrolledAffiliateEveloBiosciencesIncMember | Selected Statements of Operations Information | Non-controlled Affiliate Warrants | $1.49M | — | — | — | — | — |
NoncontrolledAffiliateOtherInvestmentsEveloHoldingsIncBiotechnologyOtherInvestmentOneMember | — | Non-Controlled Affiliate Debt Investments | $1.49M | $20.09M | -$18.61M | — | — | — |
NoncontrolledAffiliateOtherInvestmentsMember | — | Non-Controlled Affiliate Debt Investments | $1.49M | $20.09M | -$18.61M | — | — | — |
Crafty Holdings, Inc. | Software | Term Loan | $1.47M | $1.47M | $0.00 | — | +4.50% | 2029-01-01 |
Mirantis Inc Software Common Stock | Technology | Warrant | $1.42M | $223.0K | $1.20M | — | — | — |
Aerin Medical Inc Medical Device Preferred Stock | Life Science | Warrant | $1.34M | $66.0K | $1.27M | — | — | — |
Supply Network Visibility Holdings, LLC | Software | Term Loan | $1.31M | $1.44M | -$123.0K | — | +4.25% | 2028-06-01 |
Intelepeer Holdings Inc Communications Preferred Stock | Technology | Warrant | $1.27M | $138.0K | $1.13M | — | — | — |
Dropoff, Inc. | Software | Term Loan | $1.10M | $1.86M | -$769.0K | — | +6.50% | 2028-06-30 |
Havenly, Inc. | Consumerrelated Technologies | Term Loan | $1.06M | $1.06M | $0.00 | — | +5.00% | 2027-03-01 |
Ceribell Inc Medical Device Common Stock | Life Science | Warrant | $997.0K | $147.0K | $850.0K | — | — | — |
Phigenics Holdings, Inc. | Other Sustainability | Term Loan | $988.0K | $988.0K | $0.00 | — | +5.25% | 2032-06-18 |
Equity Cognoa, Inc. | Medical Device | Common Stock | $975.0K | $976.0K | -$1.0K | — | — | — |
NoncontrolledAffiliateDebtInvestmentsNextcarHoldingCompanyIncConsumerRelatedTechnologiesTermLoanOneMember | — | Term Loan | $936.0K | $1.87M | -$937.0K | — | +0.00% | 2026-03-31 |
NoncontrolledAffiliateNextCarHoldingCompanyIncMember | Selected Statements of Operations Information | Non-controlled Affiliate Warrants | $936.0K | — | — | — | — | — |
Glass Routes LLC Communications | Technology | Term Loan | $838.0K | $830.0K | $8.0K | — | +7.50% | 2028-05-15 |
Provivi | Biotechnology | Term Loan | $795.0K | $1.31M | -$511.0K | — | +5.36% | 2027-01-01 |
Provivi | Biotechnology | Term Loan | $795.0K | $1.31M | -$511.0K | — | +5.36% | 2027-01-01 |
Divergent Technologies Inc Consumerrelated Technologies Preferred Stock | Technology | Warrant | $770.0K | $538.0K | $232.0K | — | — | — |
Xeris Pharmaceuticals Inc Biotechnology Common Stock | Life Science | Warrant | $701.0K | $73.0K | $628.0K | — | — | — |
NoncontrolledAffiliateDebtInvestmentsShengrowIncOtherSustainabilityTermLoanOneMember | — | Term Loan | $561.0K | $636.0K | -$75.0K | — | +5.00% | 2028-09-01 |
Brite Core Holdings Inc Software Preferred Stock | Technology | Warrant | $509.0K | $137.0K | $372.0K | — | — | — |
Pelthos Therapeutics Inc Biotechnology Common Stock | Life Science | Warrant | $507.0K | $369.0K | $138.0K | — | — | — |
Equity Cognoa, Inc. | Medical Device | Preferred Stock | $500.0K | $500.0K | $0.00 | — | — | — |
CSA Medical Inc Medical Device Preferred Stock | Life Science | Warrant | $474.0K | $174.0K | $300.0K | — | — | — |
Equity Emalex Biosciences, Inc. | Biotechnology | Preferred Stock | $457.0K | $457.0K | $0.00 | — | — | — |
Provivi | Biotechnology | Term Loan | $397.0K | $649.0K | -$252.0K | — | +5.36% | 2027-01-01 |
Provivi | Biotechnology | Term Loan | $397.0K | $649.0K | -$252.0K | — | +5.36% | 2027-01-01 |
Provivi | Biotechnology | Term Loan | $397.0K | $649.0K | -$252.0K | — | +5.36% | 2027-01-01 |
Provivi | Biotechnology | Term Loan | $396.0K | $649.0K | -$253.0K | — | +5.36% | 2027-01-01 |
NoncontrolledAffiliateDebtInvestmentsShengrowIncOtherSustainabilityTermLoanFourMember | — | Term Loan | $370.0K | $3.59M | -$3.22M | — | +5.00% | 2028-09-01 |
NoncontrolledAffiliateDebtInvestmentsShengrowIncOtherSustainabilityTermLoanSixMember | — | Term Loan | $370.0K | $3.59M | -$3.22M | — | +5.00% | 2028-09-01 |
NoncontrolledAffiliateDebtInvestmentsShengrowIncOtherSustainabilityTermLoanTwoMember | — | Term Loan | $370.0K | $3.59M | -$3.22M | — | +5.00% | 2028-09-01 |
Other Investments Life Science Lumithera Inc Medical Device Royalty Agreement | — | Non-Affiliate Warrants — Healthcare information and services | $351.0K | $1.08M | -$732.0K | — | — | — |
Sonex Health Inc Medical Devices Preferred Stock | Life Science | Warrant | $337.0K | $443.0K | -$106.0K | — | — | — |
Viken Detection Corporation Software Preferred Stock | Technology | Warrant | $337.0K | $120.0K | $217.0K | — | — | — |
Equity Axiom Space Holdings Inc Communication | — | Preferred Stock | $306.0K | $261.0K | $45.0K | — | — | — |
Informationand Services | Healthcare | Non-Affiliate Warrants — Healthcare information and services | $303.0K | $666.0K | -$363.0K | — | — | — |
Magnolia Medical Technologies Inc Medical Devices Preferred Stock | Life Science | Warrant | $248.0K | $194.0K | $54.0K | — | — | — |
Equity Castle Creek Biosciences, Inc. | Biotechnology | Common Stock | $217.0K | $250.0K | -$33.0K | — | — | — |
ControlledAffiliatedMember | Selected Statements of Operations Information | Non-controlled Affiliate Warrants | $215.0K | — | — | — | — | — |
ControlledAffiliatedRoHoCapitalOpportunityFundLLCMember | Selected Statements of Operations Information | Non-controlled Affiliate Warrants | $215.0K | — | — | — | — | — |
Hyperfine Inc Medical Device Common Stock | Life Science | Warrant | $211.0K | $173.0K | $38.0K | — | — | — |
Onkos Surgical Inc Medical Devices Preferred Stock | Life Science | Warrant | $206.0K | $192.0K | $14.0K | — | — | — |
GT Medical Technologies Inc Other Healthcare Preferred Stock | Healthcare | Warrant | $201.0K | $144.0K | $57.0K | — | — | — |
Crafty Holdings Inc Software Common Stock | Technology | Warrant | $188.0K | $147.0K | $41.0K | — | — | — |
NoncontrolledAffiliateDebtInvestmentsShengrowIncOtherSustainabilityTermLoanFiveMember | — | Term Loan | $185.0K | $1.80M | -$1.61M | — | +5.00% | 2028-09-01 |
NoncontrolledAffiliateDebtInvestmentsShengrowIncOtherSustainabilityTermLoanSevenMember | — | Term Loan | $185.0K | $1.79M | -$1.61M | — | +5.00% | 2028-09-01 |
NoncontrolledAffiliateDebtInvestmentsShengrowIncOtherSustainabilityTermLoanThreeMember | — | Term Loan | $185.0K | $1.80M | -$1.61M | — | +5.00% | 2028-09-01 |
Castle Creek Biosciences Biotechnology Preferred Stock | Life Science | Warrant | $180.0K | $372.0K | -$192.0K | — | — | — |
Silk Inc Data Storage Preferred Stock | Technology | Warrant | $175.0K | $175.0K | $0.00 | — | — | — |
Mobia Medical Incfka Microtransponder Inc Medical Devices Preferred Stock | Life Science | Warrant | $171.0K | $47.0K | $124.0K | — | — | — |
Ursa Space Systems Inc Software Preferred Stock | Technology | Warrant | $146.0K | $151.0K | -$5.0K | — | — | — |
Equity Cadrenal Therapeutics, Inc. | Biotechnology | Common Stock | $134.0K | $0.00 | $134.0K | — | — | — |
Ossio Inc Medical Devices Preferred Stock | Life Science | Warrant | $119.0K | $116.0K | $3.0K | — | — | — |
VERO Biotech LLC Medical Devices Preferred Stock | Life Science | Warrant | $116.0K | $379.0K | -$263.0K | — | — | — |
Safely You Inc Software Preferred Stock | Healthcare | Warrant | $102.0K | $163.0K | -$61.0K | — | — | — |
Revinate Holdings Inc Software Preferred Stock | Technology | Warrant | $89.0K | $44.0K | $45.0K | — | — | — |
Avive Solutions Inc Medical Device Preferred Stock | Life Science | Warrant | $88.0K | $86.0K | $2.0K | — | — | — |
Meditrina Inc Medical Devices Preferred Stock | Life Science | Warrant | $84.0K | $83.0K | $1.0K | — | — | — |
Rocket Lawyer Incorporated Internetand Media Preferred Stock | Technology | Warrant | $78.0K | $92.0K | -$14.0K | — | — | — |
Lemongrass Holdings Inc Software Preferred Stock | Technology | Warrant | $76.0K | $57.0K | $19.0K | — | — | — |
NonaffiliateWarrantInvestmentsSustainabilityMember | — | Non-Affiliate Warrants — Sustainability | $75.0K | $252.0K | -$177.0K | — | — | — |
KSQ Therapeutics Inc Biotechnology Preferred Stock | Life Science | Warrant | $74.0K | $138.0K | -$64.0K | — | — | — |
Equity Pebble Post Inc Communication | — | Preferred Stock | $73.0K | $73.0K | $0.00 | — | — | — |
Apkudo Inc Software Preferred Stock | Technology | Warrant | $64.0K | $97.0K | -$33.0K | — | — | — |
Divergent Technologies Inc Consumerrelated Technologies Common Stock | Technology | Warrant | $61.0K | $80.0K | -$19.0K | — | — | — |
My Forest Foods Co Consumerrelated Technologies Preferred Stock | Technology | Warrant | $49.0K | $41.0K | $8.0K | — | — | — |
Slingshot Aerospace Inc Software Preferred Stock | Technology | Warrant | $47.0K | $123.0K | -$76.0K | — | — | — |
Happy Co Inc Software Preferred Stock | Technology | Warrant | $45.0K | $26.0K | $19.0K | — | — | — |
Clara Foods Co Consumerrelated Technologies Preferred Stock | Technology | Warrant | $43.0K | $30.0K | $13.0K | — | — | — |
Liqui Glide Inc Other Sustainability Preferred Stock | Sustainability | Warrant | $43.0K | $53.0K | -$10.0K | — | — | — |
Stellar Cyber Inc Software Common Stock | Technology | Warrant | $40.0K | $40.0K | $0.00 | — | — | — |
Axiom Space Holdings Inc Communications Common Stock | Technology | Warrant | $39.0K | $50.0K | -$11.0K | — | — | — |
Temperpack Technologies Inc Other Sustainability Preferred Stock | Sustainability | Warrant | $29.0K | $185.0K | -$156.0K | — | — | — |
Spineology Inc Medical Devices Preferred Stock | Life Science | Warrant | $23.0K | $109.0K | -$86.0K | — | — | — |
CPG Beyond Inc Data Storage Preferred Stock | Technology | Warrant | $22.0K | $242.0K | -$220.0K | — | — | — |
Primary Kids Inc Consumerrelated Technologies Preferred Stock | Technology | Warrant | $21.0K | $57.0K | -$36.0K | — | — | — |
Equity Tigo Energy, Inc. | Other Sustainability | Common Stock | $12.0K | $111.0K | -$99.0K | — | — | — |
Equity Bio Vaxys Technology, Corp. | Biotechnology | Common Stock | $8.0K | $14.0K | -$6.0K | — | — | — |
Stealth Biotherapeutics Inc Biotechnology Common Stock | Life Science | Warrant | $7.0K | $266.0K | -$259.0K | — | — | — |
Native Microbials Inc Biotechnology Preferred Stock | Life Science | Warrant | $5.0K | $93.0K | -$88.0K | — | — | — |
CV Rx Inc Medical Device Common Stock | Life Science | Warrant | $4.0K | $76.0K | -$72.0K | — | — | — |
Cognoa Inc Medical Device Common Stock | Life Science | Warrant | $4.0K | — | — | — | — | — |
One Networks Inc Software Preferred Stock | Technology | Warrant | $3.0K | $3.0K | $0.00 | — | — | — |
Pivot Bio Inc Energy Efficiency Preferred Stock | Sustainability | Warrant | $3.0K | $14.0K | -$11.0K | — | — | — |
Cognoa Inc Medical Device Preferred Stock | Life Science | Warrant | $2.0K | $162.0K | -$160.0K | — | — | — |
Dropoff Inc Software Common Stock | Technology | Warrant | $0.00 | $455.0K | -$455.0K | — | — | — |
Equity Snag A Jobcom, Inc. | Consumerrelated Technologies | Common Stock | $0.00 | $9.0K | -$9.0K | — | — | — |
Global Worldwide LLC Internetand Media Preferred Stock | Technology | Warrant | $0.00 | $75.0K | -$75.0K | — | — | — |
Noodle Partners Inc Software Preferred Stock | Technology | Warrant | $0.00 | $116.0K | -$116.0K | — | — | — |
Quip NYC Inc Consumerrelated Technologies Preferred Stock | Technology | Warrant | $0.00 | $325.0K | -$325.0K | — | — | — |
SIG Ni X Inc Software Preferred Stock | Technology | Warrant | $0.00 | $57.0K | -$57.0K | — | — | — |
Alula Holdings Inc Consumerrelated Technologies Preferred Stock | Technology | Warrant | $0.00 | $93.0K | -$93.0K | — | — | — |
Avalo Therapeutic Inc Biotechnology Common Stock | Life Science | Warrant | $0.00 | $311.0K | -$311.0K | — | — | — |
Biovaxys Technology Corp Biotechnology Common Stock | Life Science | Warrant | $0.00 | $5.0K | -$5.0K | — | — | — |
Bright Insight Inc Software Preferred Stock | Healthcare | Warrant | $0.00 | $168.0K | -$168.0K | — | — | — |
CAMPNYC Inc Consumerrelated Technologies Preferred Stock | Technology | Warrant | $0.00 | $57.0K | -$57.0K | — | — | — |
Canary Medical Inc Medical Device Preferred Stock | Life Science | Warrant | $0.00 | $86.0K | -$86.0K | — | — | — |
Conventus Orthopaedics Inc Medical Device Preferred Stock | Life Science | Warrant | $0.00 | $268.0K | -$268.0K | — | — | — |
Elligo Health Research Inc Software Preferred Stock | Healthcare | Warrant | $0.00 | $191.0K | -$191.0K | — | — | — |
Equity Decisyon, Inc. | Software | Preferred Stock | $0.00 | $2.80M | -$2.80M | — | — | — |
Everstream Holdings LLC Software Preferred Stock | Technology | Warrant | $0.00 | $82.0K | -$82.0K | — | — | — |
Imunon Inc Biotechnology Common Stock | Life Science | Warrant | $0.00 | $65.0K | -$65.0K | — | — | — |
Liqid Inc Networking Common Stock | Technology | Warrant | $0.00 | $364.0K | -$364.0K | — | — | — |
Mustang Bio Inc Biotechnology Common Stock | Life Science | Warrant | $0.00 | $146.0K | -$146.0K | — | — | — |
NoncontrolledAffiliateDebtInvestmentsNexiiIncOtherSustainabilityTermLoanOneMember | — | Term Loan | $0.00 | $833.0K | -$833.0K | — | +0.00% | 2027-07-01 |
NoncontrolledAffiliateDebtInvestmentsNexiiIncOtherSustainabilityTermLoanTwoMember | — | Term Loan | $0.00 | $173.0K | -$173.0K | — | +0.00% | 2027-07-01 |
NoncontrolledAffiliateEquityEveloHoldingsIncBiotechnologyCommonStockOneMember | — | Common Stock | $0.00 | $5.00M | -$5.00M | — | — | — |
NoncontrolledAffiliateEquityNexiiIncOtherSustainabilityPreferredStockOneMember | — | Preferred Stock | $0.00 | $9.75M | -$9.75M | — | — | — |
NoncontrolledAffiliateEquityShengrowIncakaSoliOrganicIncOtherSustainabilityCommonStockOneMember | — | Common Stock | $0.00 | $1.29M | -$1.29M | — | — | — |
NoncontrolledAffiliateEquityShengrowIncakaSoliOrganicIncOtherSustainabilityPreferredStockOneMember | — | Preferred Stock | $0.00 | $13.21M | -$13.21M | — | — | — |
NoncontrolledAffiliateWarrantsEveloHoldingsIncBiotechnologyCommonStockWarrantsOneMember | — | Common Stock Warrant | $0.00 | $127.0K | -$127.0K | — | — | — |
NoncontrolledAffiliateWarrantsMember | — | Non-controlled Affiliate Warrants | $0.00 | $127.0K | -$127.0K | — | — | — |
Other Investments Life Science Bio Vaxys Technology Corp Biotechnology Royalty Agreement | — | Non-Affiliate Warrants — Healthcare information and services | $0.00 | $5.07M | -$5.07M | — | — | — |
Other Investments Technology | — | Non-Affiliate Warrants — Healthcare information and services | $0.00 | $10.01M | -$10.01M | — | — | — |
Other Investments Technology Better Place Forests Co Consumerrelated Technology Other Investment | — | Non-Affiliate Warrants — Healthcare information and services | $0.00 | $10.01M | -$10.01M | — | — | — |
PDS Biotechnology Corporation Biotechnology Common Stock | Life Science | Warrant | $0.00 | $161.0K | -$161.0K | — | — | — |
Provivi Inc Biotechnology Common Stock | Life Science | Warrant | $0.00 | $278.0K | -$278.0K | — | — | — |
Provivi Inc Biotechnology Preferred Stock | Life Science | Warrant | $0.00 | $312.0K | -$312.0K | — | — | — |
Skillshare Inc Internetand Media Preferred Stock | Technology | Warrant | $0.00 | $162.0K | -$162.0K | — | — | — |
Spineology Inc Medical Devices Common Stock | Life Science | Warrant | $0.00 | $65.0K | -$65.0K | — | — | — |
Supply Network Visibility Holdings LLC Software Preferred Stock | Technology | Warrant | $0.00 | $64.0K | -$64.0K | — | — | — |
Topia Mobility Inc Software Common Stock | Technology | Warrant | $0.00 | $138.0K | -$138.0K | — | — | — |
Updater Inc Consumerrelated Technologies Preferred Stock | Technology | Warrant | $0.00 | $34.0K | -$34.0K | — | — | — |
Equity Investment Financial | — | — | — | — | — | — | — | — |
Investment | — | — | — | — | — | — | — | — |
NonaffiliateInvestmentsMember | — | — | — | — | — | — | — | — |
NoncontrolledAffiliateEquityAuleaMedicalIncMedicalDeviceCommonStockOneMember | — | Common Stock | — | — | — | — | — | — |
NoncontrolledAffiliateEquityNextCarHoldingCompanyIncConsumerrelatedTechnologiesPreferredStockOneMember | — | Preferred Stock | — | — | — | — | — | — |
NoncontrolledAffiliateInvestmentsMember | — | — | — | — | — | — | — | — |
Disclosed holdings FV
$676.71M
Parsed holdings FV
$3.52B
Residual gap
-$2.84B
Balance-sheet cash
$75.00M
CIK
0001487428
Accession
0001437749-26-025689
Form type
10-Q
Period
2026-06-30