BDC·info
CSWC

Capital Southwest

Period
SEC EDGAR ↗
Portfolio Fair Value
$1.43B
318 holdings
Avg Spread
+7.57%
FV-weighted, debt
Avg Coupon
13.24%
FV-weighted
% First Lien
79.7%
of debt FV
Unrealized P/L
+$137.02M
+10.63% of cost
Non-Accrual
4
text-detected

Balance sheet

Assets$1.43B
Liabilities + Equity$1.43B
First Lien
$1.09B · 76.1%
Debt (Borrowings)
$677.84M · 47.4%
Net Assets (Equity)
$720.97M · 50.4%

Industry Composition

December 31, 2023
40.0%
Consumer Services
5.9%
Food, Agriculture & Beverage
5.3%
Consumer Products & Retail
5.3%
Financial Services
4.1%
Environmental Services
4.0%
Media & Marketing
3.9%
Healthcare Products
3.8%
Healthcare Services
3.1%
Business Services
2.9%
Industrial Products
2.6%
Industrial Services
2.1%
Other industries
17.0%

Fair Value History

Q2 '23
Q3 '23
Q4 '23
Q1 '24
Q2 '24
Q3 '24
Q4 '24
Q1 '25
Q2 '25
Q3 '25
Q4 '25
Q1 '26
Q2 '26

Spread Distribution

5.0%
5.5%
6.0%
6.5%
7.0%
7.5%
8.0%
8.5%
9.0%
9.5%
10.0%
10.5%
11.0%
12.0%
Schedule of Investments

All holdings

All holdings
Sortable, click headers to re-sort
318 of 328
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
I-45 SLF LLC
December 31, 2023
LLC equity interest
$54.20M
—
—
——
—
NINJATRADER, INC.
Financial Services
First Lien
$29.59M
$29.21M
$380.0K
12.54%+7.00%
—
ISLAND PUMP AND TANK, LLC
Environmental Services
First Lien
$25.00M
$24.56M
$437.0K
13.16%+7.50%
—
AIR CONDITIONING SPECIALIST, INC.
Consumer Services
First Lien
$24.47M
$24.25M
$223.0K
12.90%+7.25%
—
WINTER SERVICES OPERATIONS, LLC
December 31, 2023
First Lien
$22.55M
$22.43M
$121.0K
12.66%+7.00%
—
MUENSTER MILLING COMPANY, LLC
Food, Agriculture & Beverage
First Lien
$21.36M
$21.52M
-$151.0K
13.54%+8.00%
—
LIGHTNING INTERMEDIATE II, LLC
Healthcare Products
First Lien
$21.17M
$21.95M
-$782.0K
11.93%+6.50%
—
SPECTRUM OF HOPE, LLC
December 31, 2023
First Lien
$20.91M
$22.11M
-$1.20M
13.54%+8.00%
—
ACCELERATION PARTNERS, LLC
December 31, 2023
First Lien
$19.45M
$19.25M
$200.0K
13.66%+8.12%
—
ZENFOLIO INC.
December 31, 2023
First Lien
$18.60M
$18.68M
-$81.0K
14.55%+9.00%
—
360 QUOTE TOPCO, LLC
Media & Marketing
First Lien
$18.27M
$22.59M
-$4.32M
14.98%+6.50%
—
THE PRODUCTO GROUP, LLC
December 31, 2023
First Lien
$17.43M
$17.20M
$229.0K
13.47%+8.00%
—
NINJATRADER, INC.
Financial Services
Preferred Units
$16.54M
$2.00M
$14.54M
——
—
SCRIP INC.
December 31, 2023
First Lien
$16.46M
$16.54M
-$83.0K
13.50%+8.00%
—
KMS, INC.
Distribution
First Lien
$15.89M
$17.71M
-$1.82M
14.75%+9.25%
—
US COURTSCRIPT HOLDINGS, INC.
December 31, 2023
First Lien
$15.80M
$15.57M
$225.0K
11.66%+6.00%
—
ZIPS CAR WASH, LLC
December 31, 2023
Delayed Draw Term Loan - A
$15.64M
$15.54M
$106.0K
12.71%+7.25%
—
HYBRID APPAREL, LLC
Consumer Products & Retail
Second Lien
$15.45M
$15.67M
-$220.0K
15.91%+8.25%
—
CRAFTY APES, LLC
December 31, 2023
First Lien
$15.22M
$15.97M
-$758.0K
14.61%+9.25%
—
CATBIRD NYC, LLC
Consumer Products & Retail
First Lien
$15.20M
$15.01M
$189.0K
12.54%+7.00%
—
CITYVET, INC.
December 31, 2023
First Lien
$14.98M
$14.71M
$271.0K
12.49%+7.00%
—
ROSELAND MANAGEMENT, LLC
December 31, 2023
First Lien
$14.94M
$14.92M
$24.0K
12.54%+7.00%
—
SOUTH COAST TERMINALS, LLC
Specialty Chemicals
First Lien
$14.91M
$14.93M
-$18.0K
11.70%+6.00%
—
OUTERBOX, LLC
December 31, 2023
First Lien
$14.52M
$14.46M
$65.0K
12.41%+6.75%
—
NEW SKINNY MIXES, LLC
December 31, 2023
First Lien
$13.00M
$12.78M
$220.0K
13.59%+8.00%
—
NEUROPSYCHIATRIC HOSPITALS, LLC
December 31, 2023
First Lien - Term Loan D
$12.99M
$12.68M
$306.0K
13.54%+8.00%
—
ITA HOLDINGS GROUP, LLC
December 31, 2023
First Lien - Term Loan
$12.97M
$11.01M
$1.95M
15.54%+8.00%
—
ITA HOLDINGS GROUP, LLC
December 31, 2023
First Lien - Term B Loan
$12.97M
$11.01M
$1.96M
17.54%+10.00%
—
Term Loan
ITA HOLDINGS GROUP, LLC, First Lien
First Lien - Term Loan
$12.97M
—
—
——
—
Term Loan B
ITA HOLDINGS GROUP, LLC, First Lien
First Lien - Term Loan B
$12.97M
—
—
——
—
THE PRODUCTO GROUP, LLC
Industrial Products
1,500,000 Class A units
$12.75M
$1.50M
$11.25M
——
—
ROOF OPCO, LLC
Consumer Services
First Lien - Term Loan A
$12.73M
$13.06M
-$329.0K
12.16%+6.50%
—
ROOF OPCO, LLC
Consumer Services
First Lien - Term Loan B
$12.73M
$13.06M
-$329.0K
14.16%+8.50%
—
WELL-FOAM, INC.
Energy Services (Upstream)
First Lien
$12.59M
$12.43M
$152.0K
13.54%+8.00%
—
VERSICARE MANAGEMENT LLC
December 31, 2023
First Lien - Term Loan A
$12.20M
$11.98M
$221.0K
12.66%+7.00%
—
VERSICARE MANAGEMENT LLC
December 31, 2023
First Lien - Term Loan B
$12.20M
$11.98M
$221.0K
14.66%+9.00%
—
MERCURY ACQUISITION 2021, LLC
Telecommunications
First Lien
$11.86M
$12.57M
-$714.0K
13.66%+8.00%
—
FM SYLVAN, INC.
Industrial Services
First Lien
$11.85M
$11.65M
$196.0K
13.66%+8.00%
—
AAC NEW HOLDCO INC.
Healthcare Services
First Lien
$11.55M
$11.68M
-$129.0K
——
—
USA DEBUSK, LLC
Industrial Services
First Lien #1
$11.41M
$11.31M
$104.0K
11.46%+6.00%
—
HEAT TRAK, LLC
Consumer Products & Retail
First Lien
$11.27M
$10.26M
$1.01M
15.04%+9.50%
—
EDGE AUTONOMY HOLDINGS, LLC
Aerospace & Defense
First Lien - Term Loan A
$11.25M
$10.95M
$303.0K
12.02%+6.50%
—
EDGE AUTONOMY HOLDINGS, LLC
Aerospace & Defense
First Lien - Term Loan B
$11.25M
$10.95M
$302.0K
14.02%+8.50%
—
AMERICAN NUTS OPERATIONS LLC
Food, Agriculture & Beverage
First Lien - Term Loan A
$10.51M
$12.90M
-$2.40M
15.29%+8.75%
—
MAMMOTH BORROWCO, INC.
Food, Agriculture & Beverage
First Lien - Term Loan A
$10.48M
$10.48M
$0.00
10.64%+5.25%
—
MAMMOTH BORROWCO, INC.
Food, Agriculture & Beverage
First Lien - Term Loan B
$10.48M
$10.48M
$0.00
12.64%+7.25%
—
LASH OPCO, LLC
Consumer Products & Retail
First Lien
$10.24M
$10.27M
-$26.0K
12.48%+7.00%
—
MICROBE FORMULAS LLC
December 31, 2023
First Lien
$10.02M
$9.87M
$150.0K
11.46%+6.00%
—
JACKSON HEWITT TAX SERVICE, INC.
Financial Services
First Lien
$9.85M
$9.86M
-$6.0K
13.89%+8.50%
—
WALL STREET PREP, INC.
Education
First Lien
$9.31M
$9.20M
$107.0K
12.54%+7.00%
—
NATIONAL CREDIT CARE, LLC
Consumer Services
First Lien - Term Loan A
$9.26M
$9.59M
-$332.0K
11.99%+6.50%
—
NATIONAL CREDIT CARE, LLC
Consumer Services
First Lien - Term Loan B
$9.26M
$9.59M
-$331.0K
12.99%+7.50%
—
ATS OPERATING, LLC
Consumer Products & Retail
First Lien - Term Loan B
$9.25M
$9.13M
$123.0K
13.16%+7.50%
—
PIPELINE TECHNIQUE LTD.
Energy Services (Midstream)
First Lien
$9.25M
$9.11M
$144.0K
12.88%+7.25%
—
ATS OPERATING, LLC
Consumer Products & Retail
First Lien - Term Loan A
$9.20M
$9.13M
$65.0K
11.16%+5.50%
—
FLIP ELECTRONICS, LLC
Technology Products & Components
2,446,170 Common Units
$9.18M
$2.89M
$6.29M
——
—
LLFLEX, LLC
Containers & Packaging
First Lien
$9.18M
$10.65M
-$1.47M
15.54%+9.00%
—
ACCELERATION, LLC
Media & Marketing
First Lien - Term Loan C
$9.12M
$8.98M
$138.0K
15.16%+9.50%
—
ACCELERATION, LLC
Media & Marketing
First Lien - Term Loan B
$9.01M
$8.99M
$19.0K
14.16%+8.50%
—
ACCELERATION, LLC
Media & Marketing
First Lien - Term Loan A
$8.89M
$8.99M
-$101.0K
13.16%+7.50%
—
FS VECTOR LLC
Business Services
First Lien - Term Loan A
$8.85M
$8.84M
$9.0K
12.04%+6.50%
—
FS VECTOR LLC
Business Services
First Lien - Term Loan B
$8.85M
$8.84M
$9.0K
14.04%+8.50%
—
BOND BRAND LOYALTY ULC, First Lien
December 31, 2023
Term Loan A
$8.82M
$8.82M
$0.00
11.54%+6.00%
—
BOND BRAND LOYALTY ULC, First Lien
December 31, 2023
Term Loan B
$8.82M
$8.82M
$0.00
13.54%+8.00%
—
EXACT BORROWER, LLC
December 31, 2023
First Lien - Term Loan A
$8.75M
$8.61M
$144.0K
13.04%+7.50%
—
EXACT BORROWER, LLC
December 31, 2023
First Lien - Term Loan B
$8.75M
$8.61M
$144.0K
13.04%+7.50%
—
OPCO BORROWER, LLC
December 31, 2023
First Lien
$8.66M
$8.60M
$65.0K
11.95%+6.50%
—
STUDENT RESOURCE CENTER LLC
Education
First Lien
$8.49M
$9.50M
-$1.02M
——
—
SYSTEC CORPORATION
December 31, 2023
First Lien - #1
$8.36M
$8.36M
$0.00
13.04%+7.50%
—
INFOLINKS MEDIA BUYCO, LLC
December 31, 2023
First Lien
$8.27M
$8.15M
$112.0K
11.21%+5.75%
—
VISTAR MEDIA INC.
December 31, 2023
171,617 shares of Series A preferred stock
$8.26M
$1.87M
$6.39M
——
—
AMERICAN NUTS OPERATIONS LLC
Food, Agriculture & Beverage
First Lien - Term Loan B
$7.87M
$12.06M
-$4.19M
17.29%+10.75%
—
SWENSONS DRIVE-IN RESTAURANTS, LLC
Restaurants
First Lien - Term Loan A
$7.84M
$7.85M
-$6.0K
11.89%+6.50%
—
SWENSONS DRIVE-IN RESTAURANTS, LLC
Restaurants
First Lien - Term Loan B
$7.84M
$7.85M
-$6.0K
13.89%+8.50%
—
MAKO STEEL LP
December 31, 2023
First Lien
$7.78M
$7.70M
$76.0K
12.28%+6.75%
—
CENTRAL MEDICAL SUPPLY LLC
Healthcare Services
First Lien
$7.53M
$7.48M
$49.0K
14.54%+9.00%
—
ACACIA BUYERCO V LLC
Software & IT Services
Delayed Draw Term Loan
$7.50M
$7.35M
$153.0K
12.16%+6.50%
—
EVEREST TRANSPORTATION SYSTEMS, LLC
Transportation & Logistics
First Lien
$7.48M
$8.17M
-$688.0K
13.46%+8.00%
—
NEUROPSYCHIATRIC HOSPITALS, LLC
December 31, 2023
First Lien - Term Loan A
$7.43M
$7.36M
$78.0K
12.54%+7.00%
—
NEUROPSYCHIATRIC HOSPITALS, LLC
December 31, 2023
First Lien - Term Loan B
$7.43M
$7.36M
$78.0K
14.54%+9.00%
—
INSTITUTES OF HEALTH, LLC
December 31, 2023
First Lien - Term Loan A
$7.36M
$7.36M
$1.0K
11.89%+6.50%
—
INSTITUTES OF HEALTH, LLC
December 31, 2023
First Lien - Term Loan B
$7.36M
$7.36M
$2.0K
13.89%+8.50%
—
HH-INSPIRE ACQUISITION, INC.
December 31, 2023
First Lien
$7.36M
$7.81M
-$452.0K
13.55%+8.00%
—
CADMIUM, LLC
Software & IT Services
First Lien
$7.32M
$7.31M
$3.0K
12.61%+7.00%
—
GAINS INTERMEDIATE, LLC
December 31, 2023
First Lien - Term Loan A
$7.13M
$7.01M
$119.0K
12.16%+6.50%
—
GAINS INTERMEDIATE, LLC
December 31, 2023
First Lien - Term Loan B
$7.13M
$7.00M
$120.0K
14.16%+8.50%
—
FOOD PHARMA SUBSIDIARY HOLDINGS, LLC
Food, Agriculture & Beverage
First Lien
$7.03M
$6.92M
$106.0K
11.94%+6.50%
—
GUARDIAN FLEET SERVICES, INC.
Transportation & Logistics
First Lien
$6.97M
$6.88M
$85.0K
14.54%+7.25%
—
SPOTLIGHT AR, LLC
December 31, 2023
First Lien
$6.66M
$6.58M
$78.0K
12.29%+6.75%
—
C&M CONVEYOR, INC
Business Services
First Lien-Term Loan A
$6.50M
$6.40M
$101.0K
10.96%+5.50%
—
C&M CONVEYOR, INC
Business Services
First Lien-Term Loan B
$6.50M
$6.40M
$101.0K
12.96%+7.50%
—
CAVALIER BUYER, INC.
Healthcare Services
First Lien
$6.50M
$6.39M
$113.0K
13.52%+8.00%
—
LKC TECHNOLOGIES, INC.
Healthcare Products
First Lien
$6.50M
$6.38M
$120.0K
12.66%+7.00%
—
STATINMED, LLC
December 31, 2023
First Lien
$6.13M
—
—
——
—
STATINMED, LLC6
December 31, 2023
First Lien
$6.13M
$7.56M
-$1.43M
14.96%—
—
GPT INDUSTRIES, LLC
Industrial Products
First Lien
$6.04M
$5.93M
$106.0K
13.66%+8.00%
—
RTIC SUBSIDIARY HOLDINGS, LLC
December 31, 2023
First Lien
$5.78M
$5.93M
-$149.0K
13.19%+7.75%
—
TRAFERA, LLC (FKA TRINITY 3, LLC)
Technology Products & Components
First Lien
$5.70M
$5.67M
$35.0K
12.54%+7.00%
—
CDC DENTAL MANAGEMENT CO., LLC
Healthcare Services
First Lien - Term Loan A
$5.39M
$5.39M
$0.00
12.38%+7.00%
—
CDC DENTAL MANAGEMENT CO., LLC
Healthcare Services
First Lien - Term Loan B
$5.39M
$5.39M
$0.00
14.38%+9.00%
—
NEUROPSYCHIATRIC HOSPITALS, LLC
December 31, 2023
First Lien - Term Loan C
$5.15M
$5.05M
$105.0K
15.54%+10.00%
—
ACE GATHERING, INC.
Energy Services (Midstream)
Second Lien
$5.01M
$5.11M
-$103.0K
17.66%+12.00%
—
DAMOTECH INC.
Industrial Products
First Lien - Term Loan A
$5.00M
$5.00M
-$2.0K
11.54%+6.00%
—
DAMOTECH INC.
Industrial Products
First Lien - Term Loan B
$5.00M
$5.00M
-$2.0K
13.54%+8.00%
—
ACACIA BUYERCO V LLC
Software & IT Services
First Lien - Term Loan A
$5.00M
$4.92M
$83.0K
12.16%+6.50%
—
FM SYLVAN, INC.
Industrial Services
Revolving Loan
$5.00M
$4.85M
$154.0K
13.64%+8.00%
—
ISI ENTERPRISES, LLC
December 31, 2023
First Lien
$5.00M
$4.94M
$60.0K
12.66%+7.00%
—
LGM PHARMA, LLC
Healthcare Products
First Lien
$5.00M
$4.90M
$97.0K
13.95%+8.50%
—
NEUROPSYCHIATRIC HOSPITALS, LLC
December 31, 2023
Revolving Loan
$5.00M
$4.95M
$49.0K
13.54%+8.00%
—
LIGHTING RETROFIT INTERNATIONAL, LLC
Environmental Services
First Lien
$4.97M
$5.10M
-$138.0K
7.50%—
—
LIGHTING RETROFIT INTERNATIONAL, LLC (DBA ENVOCORE)
Environmental Services
First Lien
$4.97M
—
—
——
—
IGNITE VISIBILITY LLC
December 31, 2023
First Lien - Term Loan A
$4.93M
$4.93M
$0.00
10.34%+5.00%
—
IGNITE VISIBILITY LLC
December 31, 2023
First Lien - Term Loan B
$4.93M
$4.93M
$0.00
12.34%+7.00%
—
LIGHTING RETROFIT INTERNATIONAL, LLC
Environmental Services
Second Lien
$4.92M
$5.21M
-$291.0K
——
—
LIGHTING RETROFIT INTERNATIONAL, LLC (DBA ENVOCORE)
Environmental Services
Second Lien
$4.92M
—
—
——
—
POOL SERVICE PARTNERS, INC.
Consumer Services
First Lien
$4.90M
$4.90M
$0.00
11.87%+6.50%
—
LGM PHARMA, LLC
Healthcare Products
First Lien - Term Loan B
$4.88M
$4.84M
$41.0K
14.95%+9.50%
—
LGM PHARMA, LLC
Healthcare Products
First Lien - Term Loan A
$4.78M
$4.84M
-$61.0K
12.95%+7.50%
—
WINTER SERVICES OPERATIONS, LLC
December 31, 2023
Revolving Loan
$4.41M
$4.39M
$16.0K
12.64%+7.00%
—
LGM PHARMA, LLC
Healthcare Products
Delayed Draw Term Loan
$4.28M
$4.23M
$47.0K
13.94%+8.50%
—
DYNAMIC COMMUNITIES, LLC
Business Services
First Lien - Term Loan B
$4.23M
$4.20M
$23.0K
12.45%—
—
DYNAMIC COMMUNITIES, LLC
Business Services
First Lien - Term Loan A
$4.14M
$4.12M
$17.0K
10.45%—
—
LGM PHARMA, LLC
Healthcare Products
142,278.89 units of Class A common stock
$4.04M
$1.60M
$2.44M
——
—
ITA HOLDINGS GROUP, LLC
December 31, 2023
Warrants (Expiration - March 29, 2029)
$4.00M
$538.0K
$3.47M
——
—
ZIPS CAR WASH, LLC
December 31, 2023
Delayed Draw Term Loan - B
$3.92M
$3.90M
$25.0K
12.71%+7.25%
—
ITA HOLDINGS GROUP, LLC
December 31, 2023
Warrants (Expiration - June 21, 2033)
$3.87M
$3.79M
$78.0K
——
—
RESEARCH NOW GROUP, INC.
December 31, 2023
Second Lien
$3.67M
$10.24M
-$6.57M
15.14%+9.50%
—
GULF PACIFIC ACQUISITION, LLC
Food, Agriculture & Beverage
First Lien
$3.55M
$3.55M
-$8.0K
11.25%+5.75%
—
ARBORWORKS, LLC
Environmental Services
13,898.32 Class A-1 Preferred Units
$3.17M
$3.17M
$0.00
——
—
ArborWorks, LLC
Environmental Services
Class A-1 Preferred Units
$3.17M
—
—
——
—
ARBORWORKS, LLC
Environmental Services
First Lien
$3.03M
$3.03M
$0.00
12.04%—
—
OPCO BORROWER, LLC
December 31, 2023
Second Lien
$3.00M
$2.78M
$218.0K
12.50%—
—
VTX HOLDINGS, INC.
Software & IT Services
1,597,707 Series A Preferred units
$2.97M
$1.60M
$1.37M
——
—
DAMOTECH INC.
Industrial Products
Delayed Draw Term Loan
$2.94M
$2.94M
$0.00
12.54%+7.00%
—
AIR CONDITIONING SPECIALIST, INC.
Consumer Services
1,006,045.85 Preferred Units
$2.75M
$1.34M
$1.41M
——
—
AIR CONDITIONING SPECIALIST, INC.
Consumer Services
Preferred Units
$2.75M
—
—
——
—
STUDENT RESOURCE CENTER LLC6
Education
10,502,487.46 Preferred Units
$2.66M
$5.84M
-$3.19M
——
—
Student Resource Center LLC
Education
Preferred units #1
$2.66M
—
—
——
—
360 QUOTE TOPCO, LLC
Media & Marketing
Revolving Loan
$2.65M
$3.28M
-$628.0K
11.98%+6.50%
—
MERCURY ACQUISITION 2021, LLC
Telecommunications
Second Lien
$2.56M
$2.83M
-$266.0K
16.66%+11.00%
—
ITA HOLDINGS GROUP, LLC
December 31, 2023
9.25% Class A Membership Interest
$2.37M
$1.50M
$874.0K
——
—
EXACT BORROWER, LLC
December 31, 2023
Delayed Draw Term Loan
$2.33M
$2.28M
$44.0K
13.04%+7.50%
—
SONOBI, INC.
December 31, 2023
500,000 Class A Common Units
$2.30M
$500.0K
$1.80M
——
—
Sonobi, Inc.
December 31, 2023
Class A Common units
$2.30M
—
—
——
—
ISLAND PUMP AND TANK, LLC
Environmental Services
1,195,526 Preferred units
$2.27M
$1.20M
$1.08M
——
—
WALL STREET PREP, INC.
Education
1,000,000 Class A-1 Preferred Shares
$2.01M
$1.00M
$1.01M
——
—
GRAMMATECH, INC.
Software & IT Services
First Lien
$2.00M
$1.99M
$7.0K
15.04%+9.50%
—
NATIONAL CREDIT CARE, LLC
Consumer Services
191,049.33 Class A-3 Preferred units
$2.00M
$2.00M
$0.00
——
—
ZENFOLIO INC.
December 31, 2023
Revolving Loan
$1.98M
$2.00M
-$16.0K
14.55%+9.00%
—
ACCELERATION, LLC
Media & Marketing
Revolving Loan
$1.95M
$1.88M
$69.0K
14.16%+8.50%
—
JVMC HOLDINGS CORP.
Financial Services
First Lien
$1.85M
$1.85M
$1.0K
11.96%+6.50%
—
USA DEBUSK, LLC
Industrial Services
First Lien #2
$1.66M
$1.63M
$32.0K
11.96%+6.50%
—
FOOD PHARMA SUBSIDIARY HOLDINGS, LLC
Food, Agriculture & Beverage
Class A Units
$1.66M
$750.0K
$912.0K
——
—
CATBIRD NYC, LLC
Consumer Products and Retail
1,000,000 Class A units
$1.66M
$1.00M
$658.0K
——
—
CATBIRD NYC, LLC
Consumer Products & Retail
Class A Units
$1.66M
—
—
——
—
GUARDIAN FLEET SERVICES, INC.
Transportation & Logistics
1,500,000 Class A Units
$1.56M
$1.50M
$65.0K
——
—
GPT INDUSTRIES, LLC
Industrial Products
1,000,000 Class A Preferred Units
$1.47M
$1.00M
$469.0K
——
—
GPT Industries, LLC
Industrial Products
Class A Preferred Units
$1.47M
—
—
——
—
SHEARWATER RESEARCH, INC.
Consumer Products and Retail
40,000 Class A Common Units
$1.46M
$33.0K
$1.43M
——
—
LKC TECHNOLOGIES, INC.
Healthcare Products
1,000,000 Class A units
$1.46M
$1.00M
$457.0K
——
—
BROAD SKY NETWORKS LLC
Telecommunications
1,131,579 Series A Preferred units
$1.40M
$1.13M
$268.0K
——
—
CENTRAL MEDICAL SUPPLY LLC
Healthcare Services
2,620,670 Preferred Units
$1.36M
$1.22M
$136.0K
——
—
CENTRAL MEDICAL SUPPLY LLC
Healthcare Services
Preferred Units
$1.36M
—
—
——
—
ACCELERATION, LLC
Media & Marketing
13,451.22 Preferred Units
$1.26M
$893.0K
$370.0K
——
—
ALLIANCE SPORTS GROUP, L.P.
Consumer Products & Retail
3.88% membership preferred interest
$1.20M
$2.50M
-$1.30M
——
—
DAMOTECH INC.
Industrial Products
1,000 Preferred units
$1.19M
$1.00M
$193.0K
——
—
US COURTSCRIPT HOLDINGS, INC.
Business Services
1,000,000 Class D-3 LP Units
$1.14M
$1.00M
$137.0K
——
—
ISI ENTERPRISES, LLC
Software & IT Services
1,000,000 Series A Preferred units
$1.13M
$1.00M
$132.0K
——
—
INFOLINKS MEDIA BUYCO, LLC
Media & Marketing
1.68% LP interest
$1.12M
$588.0K
$533.0K
——
—
HEAT TRAK, LLC
Consumer Products and Retail
Warrants (Expiration - June 9, 2033)
$1.10M
$1.10M
$0.00
——
—
ACCELERATION PARTNERS, LLC
Media & Marketing
1,019 Preferred Units
$1.06M
$1.02M
$44.0K
——
—
ITA HOLDINGS GROUP, LLC
December 31, 2023
Delayed Draw Term Loan - A
$1.06M
$1.03M
$24.0K
15.54%+8.00%
—
ITA HOLDINGS GROUP, LLC
December 31, 2023
Delayed Draw Term Loan - B
$1.06M
$1.03M
$24.0K
17.54%+10.00%
—
PIPELINE TECHNIQUE LTD.
Energy Services (Midstream)
Revolving Loan
$1.06M
$1.01M
$49.0K
12.80%+7.25%
—
ACACIA BUYERCO V LLC
Software & IT Services
1,000,000 Class B-2 Units
$1.00M
$1.00M
$0.00
——
—
ATS OPERATING, LLC
Consumer Products and Retail
1,000,000 Preferred units
$1.00M
$1.00M
$0.00
——
—
BOND BRAND LOYALTY ULC
Media & Marketing
1,000 Preferred units
$1.00M
$1.00M
$0.00
——
—
CDC DENTAL MANAGEMENT CO., LLC
Healthcare Services
1,568.70 Class Y Preferred Units
$1.00M
$1.00M
$0.00
——
—
FS VECTOR LLC
Business Services
1,000 Common units
$1.00M
$1.00M
$0.00
——
—
INSTITUTES OF HEALTH, LLC
December 31, 2023
100,000 Preferred units
$1.00M
$1.00M
$0.00
——
—
MAMMOTH BORROWCO, INC.
Food, Agriculture & Beverage
Class A Preferred Units
$1.00M
$1.00M
$0.00
——
—
POOL SERVICE PARTNERS, INC.
Consumer Services
10,000 Common units
$1.00M
$1.00M
$0.00
——
—
Pool Service Partners, Inc.
Consumer Services
Common Units
$1.00M
—
—
——
—
SYSTEC CORPORATION
December 31, 2023
Revolving Loan
$991.0K
$984.0K
$7.0K
13.03%+7.50%
—
SPOTLIGHT AR, LLC
Business Services
750 Common Units
$972.0K
$750.0K
$222.0K
——
—
EXACT BORROWER, LLC
Media & Marketing
615.156 Common units
$945.0K
$615.0K
$330.0K
——
—
AAC NEW HOLDCO INC.
Healthcare Services
Warrants (Expiration - December 11, 2025)
$881.0K
$2.20M
-$1.32M
——
—
ROSELAND MANAGEMENT, LLC
December 31, 2023
16,084 Class A Units
$867.0K
$1.52M
-$650.0K
——
—
ROSELAND MANAGEMENT, LLC
December 31, 2023
Class A Units
$867.0K
—
—
——
—
TRAFERA, LLC (FKA TRINITY 3, LLC)
Technology Products & Components
896.43 Class A units
$856.0K
$1.21M
-$349.0K
——
—
ASC ORTHO MANAGEMENT COMPANY, LLC
Healthcare Services
2,572 Common Units
$847.0K
$1.03M
-$179.0K
——
—
IGNITE VISIBILITY LLC
Media & Marketing
833 Preferred Units
$833.0K
$833.0K
$0.00
——
—
AIR CONDITIONING SPECIALIST, INC.
Consumer Services
Revolving Loan
$825.0K
$811.0K
$14.0K
12.91%+7.25%
—
SPECTRUM OF HOPE, LLC
December 31, 2023
1,074,786 Common units
$810.0K
$1.07M
-$265.0K
——
—
MUENSTER MILLING COMPANY, LLC
Food, Agriculture & Beverage
Class A Units
$807.0K
$1.00M
-$193.0K
——
—
ARBORWORKS, LLC
Environmental Services
Revolving Loan
$806.0K
$806.0K
$0.00
——
—
ROSELAND MANAGEMENT, LLC
December 31, 2023
3,364 Class A-2 Units
$787.0K
$202.0K
$585.0K
——
—
OPCO BORROWER, LLC
December 31, 2023
Warrants (Expiration - August 19, 2029)
$778.0K
$207.0K
$571.0K
——
—
ROOF OPCO, LLC
Consumer Services
535,714.29 Class A Units
$775.0K
$750.0K
$25.0K
——
—
SCRIP INC.
Healthcare Products
100 shares of common stock
$751.0K
$1.00M
-$249.0K
——
—
CAVALIER BUYER, INC.
Healthcare Services
690,324 Preferred Units
$726.0K
$690.0K
$36.0K
——
—
AAC NEW HOLDCO INC.
Healthcare Services
374,543 shares common stock
$716.0K
$1.78M
-$1.07M
——
—
DAMOTECH INC.
Industrial Products
1,000 Class A Common units
$715.0K
—
—
——
—
CATBIRD NYC, LLC
Consumer Products and Retail
500,000 Class B units
$714.0K
$500.0K
$214.0K
——
—
CATBIRD NYC, LLC
Consumer Products & Retail
Class B Units
$714.0K
—
—
——
—
ISI ENTERPRISES, LLC
Software & IT Services
166,667 Series A-1 Preferred units
$678.0K
$167.0K
$511.0K
——
—
HH-INSPIRE ACQUISITION, INC.
December 31, 2023
Revolving Loan
$662.0K
$701.0K
-$39.0K
13.53%+8.00%
—
SHEARWATER RESEARCH, INC.
Consumer Products and Retail
1,200,000 Class A Preferred Units
$622.0K
$603.0K
$19.0K
——
—
CADMIUM, LLC
Software & IT Services
Revolving Loan
$612.0K
$611.0K
$1.0K
12.61%+7.00%
—
LASH OPCO, LLC
Consumer Products & Retail
Revolving Loan
$609.0K
$610.0K
-$1.0K
12.53%+7.00%
—
BINSWANGER HOLDING CORP.
Distribution
900,000 shares of common stock
$598.0K
$900.0K
-$302.0K
——
—
OUTERBOX, LLC
Media & Marketing
6,308.2584 Class A common units
$581.0K
$631.0K
-$50.0K
——
—
OUTERBOX, LLC
December 31, 2023
Class A common units
$581.0K
—
—
——
—
LIGHTNING INTERMEDIATE II, LLC
Healthcare Products
Revolving Loan
$528.0K
$530.0K
-$2.0K
11.96%+6.50%
—
NEW SKINNY MIXES, LLC
December 31, 2023
Revolving Loan
$500.0K
$436.0K
$64.0K
13.62%+8.00%
—
ATS OPERATING, LLC
Consumer Products & Retail
Revolving Loan
$494.0K
$470.0K
$24.0K
12.16%+6.50%
—
GULF PACIFIC ACQUISITION, LLC
Food, Agriculture & Beverage
Revolving Loan
$446.0K
$438.0K
$8.0K
11.28%+5.75%
—
MUENSTER MILLING COMPANY, LLC
Food, Agriculture & Beverage
Class A-1 Units
$403.0K
$500.0K
-$97.0K
——
—
EXACT BORROWER, LLC
December 31, 2023
Promissory Note
$385.0K
$385.0K
$0.00
13.57%—
—
AAC NEW HOLDCO INC.
Healthcare Services
Delayed Draw Term Loan
$348.0K
$349.0K
-$1.0K
——
—
HH-INSPIRE ACQUISITION, INC.
December 31, 2023
108,211.4 Preferred units
$323.0K
$343.0K
-$20.0K
——
—
DYNAMIC COMMUNITIES, LLC
Business Services
250,000 Class A Preferred Units
$317.0K
$250.0K
$67.0K
——
—
Dynamic Communities, LLC
Business Services
Class A Preferred units
$317.0K
—
—
——
—
CENTRAL MEDICAL SUPPLY LLC
Healthcare Services
Revolving Loan
$300.0K
$291.0K
$9.0K
14.54%+9.00%
—
ROSELAND MANAGEMENT, LLC
December 31, 2023
Revolving Loan
$300.0K
$300.0K
$0.00
12.54%+7.00%
—
GULF PACIFIC ACQUISITION, LLC
Food, Agriculture & Beverage
Delayed Draw Term Loan
$295.0K
$286.0K
$9.0K
11.38%+5.75%
—
LIGHTNING INTERMEDIATE II, LLC
Healthcare Products
0.88% LLC interest
$263.0K
$600.0K
-$337.0K
——
—
ROOF OPCO, LLC
Consumer Services
250,000 Class B Units
$262.0K
$250.0K
$12.0K
——
—
US COURTSCRIPT HOLDINGS, INC.
Business Services
211,862.61 Class D-4 LP Units
$231.0K
$212.0K
$19.0K
——
—
US COURTSCRIPT HOLDINGS, INC.
Business Services
211,465.87 Class D-5 LP Units
$227.0K
$211.0K
$16.0K
——
—
RTIC SUBSIDIARY HOLDINGS, LLC
December 31, 2023
Revolving Loan
$212.0K
$213.0K
-$1.0K
13.20%+7.75%
—
ROSELAND MANAGEMENT, LLC
December 31, 2023
1,100 Class A-1 Units
$191.0K
$66.0K
$125.0K
——
—
Roseland Management, LLC
December 31, 2023
Class A-1 Units
$191.0K
—
—
——
—
SOUTH COAST TERMINALS, LLC
Specialty Chemicals
Revolving Loan
$191.0K
$171.0K
$20.0K
11.46%+6.00%
—
ALLIANCE SPORTS GROUP, L.P.
Consumer Products & Retail
Unsecured convertible Note
$173.0K
$173.0K
$0.00
——
—
IGNITE VISIBILITY LLC
Media & Marketing
833 Class A Common Units
$167.0K
$167.0K
$0.00
——
—
LGM PHARMA, LLC
Healthcare Products
Unsecured convertible note
$136.0K
$136.0K
$0.00
——
—
CENTRAL MEDICAL SUPPLY LLC
Healthcare Services
Delayed Draw Capex Term Loan
$100.0K
$92.0K
$8.0K
14.54%+9.00%
—
CENTRAL MEDICAL SUPPLY LLC
Healthcare Services
Delayed Draw Term Loan
$100.0K
—
—
——
—
TRAFERA, LLC (FKA TRINITY 3, LLC)
Technology Products & Components
Unsecured convertible note
$75.0K
$75.0K
$0.00
——
—
GUARDIAN FLEET SERVICES, INC.
Transportation & Logistics
Warrants (Expiration - February 10, 2033)
$35.0K
$80.0K
-$45.0K
——
—
GUARDIAN FLEET SERVICES, INC.
Transportation & Logistics
Warrants (Expiration - November 30, 2033)
$20.0K
$20.0K
$0.00
——
—
ARBORWORKS, LLC6
—
100 Class A Units
$5.0K
$100.0K
-$95.0K
——
—
ArborWorks, LLC
Environmental Services
Class A Units
$5.0K
—
—
——
—
ACCELERATION PARTNERS, LLC
Media & Marketing
1,019 Class A Common Units
$0.00
$14.0K
-$14.0K
——
—
ACCELERATION, LLC
Media & Marketing
1,611.22 Common Units
$0.00
$107.0K
-$107.0K
——
—
AMERICAN NUTS OPERATIONS LLC
Food, Agriculture & Beverage
Units of Class A common stock
$0.00
$3.00M
-$3.00M
——
—
BROAD SKY NETWORKS LLC
Telecommunications
89,335 Series C Preferred units
$0.00
$89.0K
-$89.0K
——
—
DYNAMIC COMMUNITIES, LLC
Business Services
5,435,211.03 Class B Preferred Units
$0.00
$2.22M
-$2.22M
——
—
GRAMMATECH, INC.
Software & IT Services
1,000 Class A units
$0.00
$1.00M
-$1.00M
——
—
GRAMMATECH, INC.
Software & IT Services
360.06 Class A-1 units
$0.00
$360.0K
-$360.0K
——
—
STATINMED, LLC
December 31, 2023
4,718.62 Class A Preferred Units
$0.00
$4.84M
-$4.84M
——
—
STATINMED, LLC
December 31, 2023
39,097.96 Class B Preferred Units
$0.00
$1.40M
-$1.40M
——
—
ACACIA BUYERCO V LLC
Software & IT Services
Revolver Loan
—
-$31.0K
—
—+6.50%
—
ARBORWORKS, LLC
Environmental Services
100 Class A Units
—
—
—
——
—
ARBORWORKS, LLC
Environmental Services
13,898.32 Class B-1 Preferred Units
—
—
—
——
—
ARBORWORKS, LLC
Environmental Services
1,666.67 Class A-1 Common Units
—
—
—
——
—
ArborWorks, LLC
Environmental Services
Class B-1 Preferred Units
—
—
—
——
—
ArborWorks, LLC
Environmental Services
Class A-1 Common Units
—
—
—
——
—
BOND BRAND LOYALTY ULC
December 31, 2023
Revolving Loan
—
-$34.0K
—
—+7.00%
—
BOND BRAND LOYALTY ULC
Media & Marketing
1,000 Class A common units
—
—
—
——
—
CATBIRD NYC, LLC
Consumer Products & Retail
Revolving Loan
—
-$45.0K
—
—+7.00%
—
CAVALIER BUYER, INC.
Healthcare Services
Revolving Loan
—
-$33.0K
—
—+8.00%
—
CAVALIER BUYER, INC.
Healthcare Services
690,324 Class A-1 Units
—
—
—
——
—
CDC DENTAL MANAGEMENT CO., LLC
Healthcare Services
Revolving Loan
—
-$39.0K
—
—+8.00%
—
CHANDLER SIGNS, LLC
—
Units of Class A-1 common stock
—
—
—
——
—
CITYVET, INC.
December 31, 2023
Delayed Draw Term Loan
—
-$47.0K
—
—+7.00%
—
DAMOTECH INC.
Industrial Products
Revolving Loan
—
-$54.0K
—
—+7.00%
—
DELPHI BEHAVIORAL HEALTH GROUP, LLC
—
Common Units
—
—
—
——
—
DELPHI LENDER HOLDCO LLC
December 31, 2023
254 Common units
—
—
—
——
—
DYNAMIC COMMUNITIES, LLC
Business Services
255,984.22 Class C Preferred Units
—
—
—
——
—
DYNAMIC COMMUNITIES, LLC
Business Services
2,500,000 Common units
—
—
—
——
—
Dynamic Communities, LLC
Business Services
Class B Preferred units
—
—
—
——
—
Dynamic Communities, LLC
Business Services
Class C Preferred units
—
—
—
——
—
Dynamic Communities, LLC
Business Services
Common units
—
—
—
——
—
EDGE AUTONOMY HOLDINGS, LLC
Aerospace & Defense
Revolving Loan
—
-$103.0K
—
—+7.50%
—
EXACT BORROWER, LLC
December 31, 2023
Revolving Loan
—
-$39.0K
—
—+7.50%
—
FS VECTOR LLC
Business Services
Revolving Loan
—
-$34.0K
—
—+7.50%
—
GAINS INTERMEDIATE, LLC
December 31, 2023
Revolving Loan
—
-$40.0K
—
—+7.50%
—
GPT INDUSTRIES, LLC
Industrial Products
Revolving Loan
—
-$49.0K
—
—+8.00%
—
GRAMMATECH, INC.
Software & IT Services
Revolving Loan
—
-$7.0K
—
—+9.50%
—
GRAMMATECH, INC.
Software & IT Services
Class A units
—
—
—
——
—
GRAMMATECH, INC.
Software & IT Services
Class A-1 units
—
—
—
——
—
IGNITE VISIBILITY LLC
December 31, 2023
Revolving Loan
—
-$29.0K
—
—+6.00%
—
IGNITE VISIBILITY LLC
December 31, 2023
Delayed Draw Term Loan
—
-$20.0K
—
—+6.00%
—
INSTITUTES OF HEALTH, LLC
December 31, 2023
Revolving Loan
—
-$19.0K
—
—+7.50%
—
ISI ENTERPRISES, LLC
December 31, 2023
Revolving Loan
—
-$22.0K
—
—+7.00%
—
ISLAND PUMP AND TANK, LLC
Environmental Services
Revolving Loan
—
-$23.0K
—
—+7.50%
—
ITA HOLDINGS GROUP, LLC
December 31, 2023
Revolving Loan
—
-$61.0K
—
—+9.00%
—
LGM PHARMA, LLC
Healthcare Products
Revolving Loan
—
-$29.0K
—
—+8.50%
—
LIGHTING RETROFIT INTERNATIONAL, LLC
December 31, 2023
Series A Preferred units
—
—
—
——
—
LIGHTING RETROFIT INTERNATIONAL, LLC
December 31, 2023
Common units
—
—
—
——
—
LIGHTING RETROFIT INTERNATIONAL, LLC (DBA ENVOCORE)
Environmental Services
Series A Preferred units
—
—
—
——
—
LIGHTING RETROFIT INTERNATIONAL, LLC (DBA ENVOCORE)
Environmental Services
Common units
—
—
—
——
—
LKC TECHNOLOGIES, INC.
Healthcare Products
Revolving Loan
—
-$35.0K
—
—+7.00%
—
MAKO STEEL LP
December 31, 2023
Revolving Loan
—
-$17.0K
—
—+6.75%
—
MAMMOTH BORROWCO, INC.
Food, Agriculture & Beverage
Revolving Loan
—
-$92.0K
—
—+6.25%
—
MAMMOTH BORROWCO, INC.
Food, Agriculture & Beverage
Delayed Draw Term Loan
—
-$35.0K
—
—+6.25%
—
MERCURY ACQUISITION 2021, LLC
Telecommunications
12,059,033 Series A Units
—
—
—
——
—
MICROBE FORMULAS LLC
December 31, 2023
Revolving Loan
—
-$23.0K
—
—+6.00%
—
MUENSTER MILLING COMPANY, LLC
Food, Agriculture & Beverage
Revolving Loan
—
-$53.0K
—
—+8.00%
—
NEW SKINNY MIXES, LLC
December 31, 2023
Delayed Draw Term Loan
—
-$24.0K
—
—+8.00%
—
NINJATRADER, INC.
Financial Services
Revolving Loan
—
-$3.0K
—
—+7.00%
—
OPCO BORROWER, LLC
December 31, 2023
Revolving Loan
—
-$6.0K
—
—+6.50%
—
OUTERBOX, LLC6
December 31, 2023
Revolving Loan
—
-$21.0K
—
—+6.75%
—
POOL SERVICE PARTNERS, INC.
Consumer Services
Revolving Loan
—
-$20.0K
—
—+6.50%
—
POOL SERVICE PARTNERS, INC.
Consumer Services
Delayed Draw Term Loan
—
-$83.0K
—
—+6.50%
—
ROOF OPCO, LLC
Consumer Services
Revolving Loan
—
-$32.0K
—
—+7.50%
—
Roseland Management, LLC
December 31, 2023
Class A-2 units
—
—
—
——
—
SPOTLIGHT AR, LLC
December 31, 2023
Revolving Loan
—
-$22.0K
—
—+6.75%
—
STATINMED, LLC
December 31, 2023
Class A Preferred Units
—
—
—
——
—
STATINMED, LLC
December 31, 2023
Class B Preferred Units
—
—
—
——
—
STUDENT RESOURCE CENTER LLC6
Education
2,000,000.00 Preferred Units
—
—
—
——
—
SWENSONS DRIVE-IN RESTAURANTS, LLC
Restaurants
Revolving Loan
—
-$28.0K
—
—+7.50%
—
Student Resource Center LLC
Education
Preferred units #2
—
—
—
——
—
VERSICARE MANAGEMENT LLC
December 31, 2023
Revolving Loan
—
-$36.0K
—
—+8.00%
—
WALL STREET PREP, INC.
Education
Revolving Loan
—
-$10.0K
—
—+7.00%
—
WELL-FOAM, INC.
Energy Services (Upstream)
Revolving Loan
—
-$50.0K
—
—+8.00%
—
Disclosed holdings FV
$1.37B
Parsed holdings FV
$1.43B
Residual gap
-$61.09M
Balance-sheet cash
$23.61M
CIK
0000017313
Accession
0000017313-24-000006
Form type
10-Q
Period
2023-12-31