CSWC
Capital Southwest
Portfolio Fair Value
$1.41B
284 holdings
Avg Spread
+7.52%
FV-weighted, debt
Avg Coupon
13.22%
FV-weighted
% First Lien
80.6%
of debt FV
Unrealized P/L
+$130.49M
+10.20% of cost
Non-Accrual
5
text-detected
Balance sheet
Assets$1.42B
Liabilities + Equity$1.42B
First Lien
$1.09B · 77.0%
First Lien
$1.09B · 77.0%
Second Lien
$34.08M · 2.4%
Other Debt
$43.05M · 3.0%
LP Interest
$2.61M · 0.2%
Equity
$79.68M · 5.6%
Other
$102.56M · 7.2%
Cash & Equivalents
$23.02M · 1.6%
Other Assets
$40.33M · 2.8%
Debt (Borrowings)
$732.67M · 51.7%
Debt (Borrowings)
$732.67M · 51.7%
Other Liabilities
$26.47M · 1.9%
Net Assets (Equity)
$657.77M · 46.4%
Net Assets (Equity)
$657.77M · 46.4%
Industry Composition
September 30, 2023
82.8%
Unclassified
11.4%
Control Investments7
3.8%
ITA HOLDINGS GROUP, LLC, First Lien
1.8%
LP Interest
0.2%
Spread Distribution
4.5%
5.5%
6.0%
6.5%
7.0%
7.5%
8.0%
8.5%
9.0%
9.5%
10.0%
10.5%
12.0%
Schedule of Investments
All holdings
All holdings
Sortable, click headers to re-sort
284 of 295
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
I-45 SLF LLC | Control Investments7 | LLC equity interest | $53.42M | — | — | — | — | — |
FLIP ELECTRONICS, LLC | September 30, 2023 | First Lien | $31.56M | $31.32M | $244.0K | 13.00% | +7.50% | — |
ISLAND PUMP AND TANK, LLC | September 30, 2023 | First Lien | $24.55M | $24.53M | $22.0K | 13.10% | +7.50% | — |
WINTER SERVICES OPERATIONS, LLC | September 30, 2023 | First Lien | $22.55M | $22.41M | $142.0K | 12.51% | +7.00% | — |
NINJATRADER, INC. | September 30, 2023 | First Lien | $21.87M | $21.67M | $196.0K | 11.40% | +6.00% | — |
MUENSTER MILLING COMPANY, LLC | September 30, 2023 | First Lien | $21.80M | $21.50M | $305.0K | 12.65% | +7.25% | — |
SPECTRUM OF HOPE, LLC | September 30, 2023 | First Lien | $21.60M | $22.04M | -$443.0K | 13.40% | +8.00% | — |
LIGHTNING INTERMEDIATE II, LLC | — | First Lien | $21.30M | $22.07M | -$768.0K | — | — | — |
ACCELERATION PARTNERS, LLC | September 30, 2023 | First Lien | $19.14M | $19.22M | -$82.0K | 13.53% | +8.13% | — |
360 QUOTE TOPCO, LLC | — | First Lien | $19.07M | $22.17M | -$3.10M | 15.04% | +6.50% | — |
ZENFOLIO INC. | September 30, 2023 | First Lien | $18.46M | $18.72M | -$256.0K | 14.42% | +9.00% | — |
THE PRODUCTO GROUP, LLC | September 30, 2023 | First Lien | $17.45M | $17.18M | $263.0K | 13.43% | +8.00% | — |
SCRIP INC. | September 30, 2023 | First Lien | $16.50M | $16.58M | -$77.0K | 13.46% | +8.00% | — |
US COURTSCRIPT HOLDINGS, INC. | September 30, 2023 | First Lien | $15.80M | $15.56M | $235.0K | 11.51% | +6.00% | — |
ZIPS CAR WASH, LLC | September 30, 2023 | Delayed Draw Term Loan - A | $15.64M | $15.52M | $126.0K | 12.67% | +7.25% | — |
NINJATRADER, INC. | September 30, 2023 | Preferred Units | $15.43M | $2.00M | $13.43M | — | — | — |
CATBIRD NYC, LLC | — | First Lien | $15.30M | $15.10M | $205.0K | 12.40% | +7.00% | — |
KMS, INC. | September 30, 2023 | First Lien | $15.22M | $17.75M | -$2.53M | 15.75% | +7.25% | — |
SOUTH COAST TERMINALS, LLC | September 30, 2023 | First Lien | $15.17M | $14.96M | $209.0K | 11.45% | +5.75% | — |
ROSELAND MANAGEMENT, LLC | September 30, 2023 | First Lien | $14.89M | $14.95M | -$60.0K | 12.90% | +7.50% | — |
AIR CONDITIONING SPECIALIST, INC. | — | First Lien | $14.84M | $14.57M | $263.0K | 12.52% | +7.00% | — |
CITYVET, INC. | September 30, 2023 | First Lien | $14.70M | $14.70M | $0.00 | 12.50% | +7.00% | — |
HYBRID APPAREL, LLC | September 30, 2023 | Second Lien | $14.70M | $15.58M | -$881.0K | 15.76% | +8.25% | — |
WELL-FOAM, INC. | September 30, 2023 | First Lien | $14.63M | $14.44M | $191.0K | 13.40% | +8.00% | — |
OUTERBOX, LLC | September 30, 2023 | First Lien | $14.63M | $14.45M | $177.0K | 12.26% | +6.75% | — |
CRAFTY APES, LLC | September 30, 2023 | First Lien | $14.22M | $14.94M | -$718.0K | 12.42% | +7.01% | — |
SHEARWATER RESEARCH, INC. | September 30, 2023 | First Lien | $13.57M | $13.42M | $154.0K | 11.77% | +6.25% | — |
THE PRODUCTO GROUP, LLC | September 30, 2023 | Class A units | $13.45M | $1.50M | $11.95M | — | — | — |
NEW SKINNY MIXES, LLC | September 30, 2023 | First Lien | $13.00M | $12.77M | $230.0K | 13.45% | +8.00% | — |
ITA HOLDINGS GROUP, LLC | September 30, 2023 | First Lien - Term Loan | $12.90M | $10.85M | $2.05M | 15.40% | +8.00% | — |
ITA HOLDINGS GROUP, LLC | September 30, 2023 | First Lien - Term B Loan | $12.90M | $10.85M | $2.06M | 17.40% | +10.00% | — |
Term Loan | ITA HOLDINGS GROUP, LLC, First Lien | First Lien - Term Loan | $12.90M | — | — | — | — | — |
Term Loan B | ITA HOLDINGS GROUP, LLC, First Lien | First Lien - Term Loan B | $12.90M | — | — | — | — | — |
ROOF OPCO, LLC | September 30, 2023 | First Lien - Term Loan A | $12.73M | $13.04M | -$310.0K | 12.01% | +6.50% | — |
ROOF OPCO, LLC | September 30, 2023 | First Lien - Term Loan B | $12.73M | $13.04M | -$310.0K | 14.01% | +8.50% | — |
NWN PARENT HOLDINGS, LLC | September 30, 2023 | First Lien | $12.60M | $12.46M | $143.0K | 14.52% | +8.00% | — |
VERSICARE MANAGEMENT LLC | September 30, 2023 | First Lien - Term Loan A | $12.20M | $11.96M | $237.0K | 12.53% | +7.00% | — |
VERSICARE MANAGEMENT LLC | September 30, 2023 | First Lien - Term Loan B | $12.20M | $11.96M | $237.0K | 14.53% | +9.00% | — |
FM SYLVAN, INC. | September 30, 2023 | First Lien | $11.89M | $11.68M | $207.0K | 13.51% | +8.00% | — |
LGM PHARMA, LLC | September 30, 2023 | First Lien | $11.51M | $11.48M | $24.0K | 15.93% | +8.50% | — |
MERCURY ACQUISITION 2021, LLC | — | First Lien | $11.45M | $12.14M | -$691.0K | — | — | — |
USA DEBUSK, LLC | September 30, 2023 | First Lien | $11.44M | $11.33M | $113.0K | 11.42% | +6.00% | — |
HEAT TRAK, LLC | September 30, 2023 | First Lien | $11.27M | $10.22M | $1.05M | 14.90% | +9.50% | — |
EDGE AUTONOMY HOLDINGS, LLC | September 30, 2023 | First Lien - Term Loan A | $10.98M | $10.93M | $46.0K | 12.03% | +6.50% | — |
EDGE AUTONOMY HOLDINGS, LLC | September 30, 2023 | First Lien - Term Loan B | $10.98M | $10.94M | $45.0K | 14.03% | +8.50% | — |
SIB HOLDINGS, LLC | September 30, 2023 | First Lien | $10.93M | $11.11M | -$173.0K | 11.81% | +6.25% | — |
MICROBE FORMULAS LLC | September 30, 2023 | First Lien | $10.58M | $10.41M | $167.0K | 11.42% | +6.00% | — |
AMERICAN NUTS OPERATIONS LLC | September 30, 2023 | First Lien - Term Loan A | $10.55M | $11.81M | -$1.26M | 15.15% | +8.75% | — |
AAC NEW HOLDCO INC. | — | First Lien | $10.49M | $11.16M | -$670.0K | — | — | — |
LASH OPCO, LLC | September 30, 2023 | First Lien | $10.14M | $10.28M | -$141.0K | 11.88% | +6.75% | — |
JACKSON HEWITT TAX SERVICE, INC. | September 30, 2023 | First Lien | $9.85M | $9.85M | $0.00 | 13.91% | +8.50% | — |
WALL STREET PREP, INC. | September 30, 2023 | First Lien | $9.38M | $9.26M | $117.0K | 12.40% | +7.00% | — |
PIPELINE TECHNIQUE LTD. | September 30, 2023 | First Lien | $9.35M | $9.35M | $3.0K | 15.39% | +9.75% | — |
NATIONAL CREDIT CARE, LLC | September 30, 2023 | First Lien - Term Loan A | $9.33M | $9.58M | -$255.0K | 11.85% | +6.50% | — |
NATIONAL CREDIT CARE, LLC | September 30, 2023 | First Lien - Term Loan B | $9.33M | $9.58M | -$254.0K | 12.85% | +7.50% | — |
ATS OPERATING, LLC | September 30, 2023 | First Lien - Term Loan A | $9.25M | $9.12M | $129.0K | 11.01% | +5.50% | — |
FLIP ELECTRONICS, LLC | September 30, 2023 | Common Units | $9.21M | $2.00M | $7.21M | — | — | — |
LLFLEX, LLC | September 30, 2023 | First Lien | $9.18M | $10.64M | -$1.46M | 15.40% | +9.00% | — |
ACCELERATION, LLC | — | First Lien - Term Loan A | $9.16M | $9.01M | $145.0K | 13.01% | +7.50% | — |
ACCELERATION, LLC | — | First Lien - Term Loan B | $9.16M | $9.01M | $145.0K | 14.01% | +8.50% | — |
ACCELERATION, LLC | — | First Lien - Term Loan C | $9.16M | $9.01M | $146.0K | 15.01% | +9.50% | — |
ATS OPERATING, LLC | September 30, 2023 | First Lien - Term Loan B | $9.16M | $9.12M | $39.0K | 13.01% | +7.50% | — |
SYSTEC CORPORATION | September 30, 2023 | First Lien - #1 | $8.97M | $8.91M | $65.0K | 13.40% | +8.00% | — |
FS VECTOR LLC | September 30, 2023 | First Lien - Term Loan A | $8.85M | $8.83M | $16.0K | 11.90% | +6.50% | — |
FS VECTOR LLC | September 30, 2023 | First Lien - Term Loan B | $8.85M | $8.83M | $15.0K | 13.90% | +8.50% | — |
BOND BRAND LOYALTY ULC, First Lien | September 30, 2023 | Term Loan A | $8.83M | $8.83M | -$3.0K | 11.40% | +6.00% | — |
BOND BRAND LOYALTY ULC, First Lien | September 30, 2023 | Term Loan B | $8.83M | $8.83M | -$2.0K | 13.40% | +8.00% | — |
VISTAR MEDIA INC. | September 30, 2023 | Shares of Series A preferred stock | $8.79M | $1.87M | $6.92M | — | — | — |
EXACT BORROWER, LLC | September 30, 2023 | First Lien - Term Loan A | $8.77M | $8.62M | $152.0K | 12.90% | +7.50% | — |
EXACT BORROWER, LLC | September 30, 2023 | First Lien - Term Loan B | $8.77M | $8.62M | $152.0K | 12.90% | +7.50% | — |
STUDENT RESOURCE CENTER, LLC | September 30, 2023 | First Lien - Term Loan A | $8.72M | $8.74M | -$21.0K | — | — | — |
Student Resource Center LLC | September 30, 2023 | First Lien | $8.72M | — | — | — | — | — |
OPCO BORROWER, LLC | September 30, 2023 | First Lien | $8.66M | $8.59M | $70.0K | 11.99% | +6.50% | — |
AMERICAN NUTS OPERATIONS LLC | September 30, 2023 | First Lien - Term Loan B | $8.35M | $11.71M | -$3.36M | 17.15% | +10.75% | — |
SWENSONS DRIVE-IN RESTAURANTS, LLC | September 30, 2023 | First Lien - Term Loan A | $7.84M | $7.84M | $0.00 | 11.89% | +6.50% | — |
SWENSONS DRIVE-IN RESTAURANTS, LLC | September 30, 2023 | First Lien - Term Loan B | $7.84M | $7.84M | $0.00 | 13.89% | +8.50% | — |
EVEREST TRANSPORTATION SYSTEMS, LLC | September 30, 2023 | First Lien | $7.83M | $8.28M | -$444.0K | 13.42% | +8.00% | — |
HH-INSPIRE ACQUISITION, INC. | September 30, 2023 | First Lien | $7.83M | $7.82M | $11.0K | 13.40% | +8.00% | — |
MAKO STEEL LP | September 30, 2023 | First Lien | $7.83M | $7.74M | $85.0K | 12.56% | +7.00% | — |
INFOLINKS MEDIA BUYCO, LLC | September 30, 2023 | First Lien | $7.61M | $7.51M | $101.0K | 11.17% | +5.75% | — |
CENTRAL MEDICAL SUPPLY LLC | — | First Lien | $7.51M | $7.45M | $57.0K | 15.40% | +9.00% | — |
ACACIA BUYERCO V LLC | — | Delayed Draw Term Loan | $7.50M | $7.34M | $158.0K | 12.01% | +6.50% | — |
GAINS INTERMEDIATE, LLC | September 30, 2023 | First Lien - Term Loan A | $7.50M | $7.37M | $132.0K | 12.01% | +6.50% | — |
GAINS INTERMEDIATE, LLC | September 30, 2023 | First Lien - Term Loan B | $7.50M | $7.37M | $132.0K | 14.01% | +8.50% | — |
NEUROPSYCHIATRIC HOSPITALS, LLC | September 30, 2023 | First Lien-Term Loan A | $7.45M | $7.36M | $86.0K | 12.40% | +7.00% | — |
NEUROPSYCHIATRIC HOSPITALS, LLC | September 30, 2023 | First Lien-Term Loan B | $7.45M | $7.36M | $86.0K | 14.40% | +9.00% | — |
INSTITUTES OF HEALTH, LLC | September 30, 2023 | First Lien - Term Loan A | $7.35M | $7.35M | $0.00 | 11.89% | +6.50% | — |
INSTITUTES OF HEALTH, LLC | September 30, 2023 | First Lien - Term Loan B | $7.35M | $7.35M | $0.00 | 13.89% | +8.50% | — |
CADMIUM, LLC | September 30, 2023 | First Lien | $7.31M | $7.33M | -$23.0K | 12.65% | +7.00% | — |
SPOTLIGHT AR, LLC | September 30, 2023 | First Lien | $7.08M | $6.98M | $91.0K | 12.15% | +6.75% | — |
STATINMED, LLC | September 30, 2023 | First Lien | $7.07M | $7.56M | -$492.0K | 14.94% | +9.50% | — |
FOOD PHARMA SUBSIDIARY HOLDINGS, LLC | September 30, 2023 | First Lien | $7.03M | $6.92M | $111.0K | 11.93% | +6.50% | — |
C&M CONVEYOR, INC | September 30, 2023 | First Lien-Term Loan A | $6.50M | $6.39M | $109.0K | 10.94% | +5.50% | — |
C&M CONVEYOR, INC | September 30, 2023 | First Lien-Term Loan B | $6.50M | $6.39M | $108.0K | 12.94% | +7.50% | — |
ACE GATHERING, INC. | September 30, 2023 | — | $6.46M | $6.58M | -$124.0K | 17.51% | +12.00% | — |
CAVALIER BUYER, INC. | September 30, 2023 | First Lien | $6.43M | $6.38M | $53.0K | 13.52% | +8.00% | — |
LKC TECHNOLOGIES, INC. | September 30, 2023 | First Lien | $6.43M | $6.38M | $59.0K | 12.76% | +7.25% | — |
GPT INDUSTRIES, LLC | September 30, 2023 | First Lien | $6.07M | $5.96M | $111.0K | 13.51% | +8.00% | — |
STUDENT RESOURCE CENTER LLC | September 30, 2023 | 10,502,487.46 Preferred Units | $5.84M | $5.84M | $0.00 | — | — | — |
Student Resource Center LLC | September 30, 2023 | Preferred units #1 | $5.84M | — | — | — | — | — |
RTIC SUBSIDIARY HOLDINGS, LLC | September 30, 2023 | First Lien | $5.74M | $5.95M | -$212.0K | 13.18% | +7.75% | — |
TRAFERA, LLC (FKA TRINITY 3, LLC) | September 30, 2023 | First Lien | $5.72M | $5.69M | $39.0K | 12.40% | +7.00% | — |
CAMIN CARGO CONTROL, INC. | September 30, 2023 | First Lien | $5.66M | $5.63M | $34.0K | 11.93% | +6.50% | — |
RESEARCH NOW GROUP, INC. | September 30, 2023 | Second Lien | $5.51M | $10.22M | -$4.70M | 15.13% | +9.50% | — |
ARBORWORKS, LLC | September 30, 2023 | First Lien | $5.36M | $12.37M | -$7.00M | 15.43% | +7.00% | — |
NEUROPSYCHIATRIC HOSPITALS, LLC | September 30, 2023 | First Lien-Term Loan C | $5.16M | $5.04M | $118.0K | 15.40% | +10.00% | — |
DAMOTECH INC. | September 30, 2023 | First Lien - Term Loan A | $5.00M | $5.00M | $2.0K | 11.43% | +6.00% | — |
DAMOTECH INC. | September 30, 2023 | First Lien - Term Loan B | $5.00M | $5.00M | $2.0K | 13.43% | +8.00% | — |
ACACIA BUYERCO V LLC | — | First Lien - Term Loan A | $5.00M | $4.91M | $87.0K | 12.01% | +6.50% | — |
ISI ENTERPRISES, LLC | September 30, 2023 | First Lien | $5.00M | $4.93M | $65.0K | 12.51% | +7.00% | — |
NEUROPSYCHIATRIC HOSPITALS, LLC | September 30, 2023 | Revolving Loan | $5.00M | $4.95M | $54.0K | 13.40% | +8.00% | — |
LIGHTING RETROFIT INTERNATIONAL, LLC | September 30, 2023 | First Lien | $4.98M | $5.12M | -$138.0K | 7.50% | — | — |
LIGHTING RETROFIT INTERNATIONAL, LLC (DBA ENVOCORE) | September 30, 2023 | First Lien | $4.98M | — | — | — | — | — |
LIGHTING RETROFIT INTERNATIONAL, LLC | September 30, 2023 | Second Lien | $4.92M | $5.21M | -$291.0K | — | — | — |
LIGHTING RETROFIT INTERNATIONAL, LLC (DBA ENVOCORE) | September 30, 2023 | Second Lien | $4.92M | — | — | — | — | — |
JVMC HOLDINGS CORP. | September 30, 2023 | First Lien | $4.80M | $4.79M | $5.0K | 11.92% | +6.50% | — |
GUARDIAN FLEET SERVICES, INC. | September 30, 2023 | First Lien | $4.53M | $4.41M | $125.0K | 14.40% | +7.25% | — |
DYNAMIC COMMUNITIES, LLC | September 30, 2023 | First Lien - Term Loan B | $4.08M | $4.08M | -$3.0K | 11.91% | +6.50% | — |
DYNAMIC COMMUNITIES, LLC | September 30, 2023 | First Lien - Term Loan A | $4.01M | $4.02M | -$6.0K | 9.91% | +4.50% | — |
ITA HOLDINGS GROUP, LLC | September 30, 2023 | Warrants (Expiration - March 29, 2029)9 #13 | $4.00M | $538.0K | $3.47M | — | — | — |
ZIPS CAR WASH, LLC | September 30, 2023 | Delayed Draw Term Loan - B | $3.92M | $3.89M | $29.0K | 12.67% | +7.25% | — |
ITA HOLDINGS GROUP, LLC | September 30, 2023 | Warrants | $3.87M | — | — | — | — | — |
ITA HOLDINGS GROUP, LLC, Warrants (Expiration | September 30, 2023 | Warrants | $3.87M | $3.79M | $78.0K | — | — | — |
GULF PACIFIC ACQUISITION, LLC | September 30, 2023 | First Lien | $3.56M | $3.56M | -$6.0K | 11.29% | +5.75% | — |
OPCO BORROWER, LLC | September 30, 2023 | Second Lien | $3.00M | $2.77M | $227.0K | 12.50% | — | — |
FLIP ELECTRONICS, LLC | September 30, 2023 | Delayed Draw Term Loan | $2.79M | $2.78M | $9.0K | 12.90% | +7.50% | — |
360 QUOTE TOPCO, LLC | — | Revolving Loan | $2.79M | $3.24M | -$456.0K | 12.04% | +6.50% | — |
VVTX HOLDINGS, INC. | September 30, 2023 | Series A Preferred units | $2.67M | $1.60M | $1.07M | — | — | — |
LGM PHARMA, LLC | September 30, 2023 | Delayed Draw Term Loan | $2.51M | $2.50M | $3.0K | 17.43% | +10.00% | — |
MERCURY ACQUISITION 2021, LLC | — | Second Lien | $2.45M | $2.71M | -$263.0K | — | — | — |
ITA HOLDINGS GROUP, LLC | September 30, 2023 | Class A Membership Interest | $2.37M | $1.50M | $874.0K | — | — | — |
EXACT BORROWER, LLC | September 30, 2023 | Delayed Draw Term Loan | $2.33M | $2.29M | $46.0K | 12.90% | +7.50% | — |
LGM PHARMA, LLC | September 30, 2023 | Units of Class A common stock | $2.22M | $1.60M | $623.0K | — | — | — |
DYNAMIC COMMUNITIES, LLC | September 30, 2023 | 5,435,211.03 Class B Preferred Units | $2.22M | $2.22M | $0.00 | — | — | — |
Dynamic Communities, LLC | September 30, 2023 | Class B Preferred units | $2.22M | — | — | — | — | — |
ACCELERATION, LLC | — | Revolving Loan | $2.20M | $2.13M | $74.0K | 14.10% | +8.50% | — |
AIR CONDITIONING SPECIALIST, INC. | — | Preferred Units | $2.10M | $809.0K | $1.29M | — | — | — |
SONOBI, INC. | September 30, 2023 | Class A Common Units | $2.00M | $500.0K | $1.50M | — | — | — |
GRAMMATECH, INC. | September 30, 2023 | First Lien | $2.00M | $1.99M | $9.0K | 14.90% | +9.50% | — |
NATIONAL CREDIT CARE, LLC | September 30, 2023 | Class A-3 Preferred units | $2.00M | $2.00M | $0.00 | — | — | — |
SYSTEC CORPORATION | September 30, 2023 | Revolving Loan | $1.99M | $1.98M | $13.0K | 13.42% | +8.00% | — |
SHEARWATER RESEARCH, INC. | September 30, 2023 | Class A Preferred Units | $1.97M | $978.0K | $995.0K | — | — | — |
ZENFOLIO INC. | September 30, 2023 | Revolving Loan | $1.96M | $2.00M | -$35.0K | 14.42% | +9.00% | — |
GUARDIAN FLEET SERVICES, INC. | September 30, 2023 | Class A Units | $1.81M | $1.50M | $315.0K | — | — | — |
NEW SKINNY MIXES, LLC | September 30, 2023 | Revolving Loan | $1.75M | $1.68M | $68.0K | 13.45% | +8.00% | — |
CATBIRD NYC, LLC | — | Class A units | $1.66M | $1.00M | $658.0K | — | — | — |
ISLAND PUMP AND TANK, LLC | September 30, 2023 | Preferred units | $1.57M | $1.20M | $374.0K | — | — | — |
CATBIRD NYC, LLC | — | Revolving Loan | $1.50M | $1.45M | $49.0K | 12.54% | +7.00% | — |
GPT INDUSTRIES, LLC | September 30, 2023 | Class A Preferred Units | $1.47M | $1.00M | $469.0K | — | — | — |
ACCELERATION, LLC | — | Preferred Units | $1.45M | $893.0K | $554.0K | — | — | — |
WALL STREET PREP, INC. | September 30, 2023 | Class A-1 Preferred Shares | $1.40M | $1.00M | $404.0K | — | — | — |
BROAD SKY NETWORKS LLC | September 30, 2023 | Series A Preferred units | $1.40M | $1.13M | $268.0K | — | — | — |
PIPELINE TECHNIQUE LTD. | September 30, 2023 | Revolving Loan | $1.37M | $1.34M | $30.0K | 17.25% | +8.75% | — |
INFOLINKS MEDIA BUYCO, LLC | September 30, 2023 | Delayed Draw Term Loan | $1.35M | $1.32M | $27.0K | 11.17% | +5.75% | — |
LKC TECHNOLOGIES, INC. | September 30, 2023 | Class A Units | $1.26M | $1.00M | $259.0K | — | — | — |
ARBORWORKS, LLC | September 30, 2023 | Revolving Loan | $1.24M | $2.86M | -$1.62M | 15.42% | +7.00% | — |
TRAFERA, LLC (FKA TRINITY 3, LLC) | September 30, 2023 | Class A units | $1.19M | $1.21M | -$18.0K | — | — | — |
MUENSTER MILLING COMPANY, LLC | September 30, 2023 | Class A units | $1.19M | $1.00M | $185.0K | — | — | — |
US COURTSCRIPT HOLDINGS, INC. | September 30, 2023 | Class D-3 LP Units | $1.14M | $1.00M | $137.0K | — | — | — |
INFOLINKS MEDIA BUYCO, LLC | September 30, 2023 | LP interest | $1.12M | $588.0K | $533.0K | — | — | — |
HEAT TRAK, LLC | September 30, 2023 | Warrants | $1.10M | $1.10M | $0.00 | — | — | — |
SPECTRUM OF HOPE, LLC | September 30, 2023 | Common units | $1.09M | $1.02M | $64.0K | — | — | — |
ACCELERATION PARTNERS, LLC | September 30, 2023 | Preferred Units | $1.06M | $1.02M | $44.0K | — | — | — |
ISI ENTERPRISES, LLC | September 30, 2023 | Series A Preferred units | $1.06M | $1.00M | $57.0K | — | — | — |
ACACIA BUYERCO V LLC | — | 1,000,000 Class B-2 Units | $1.00M | $1.00M | $0.00 | — | — | — |
ATS OPERATING, LLC | September 30, 2023 | Revolving Loan | $1.00M | $967.0K | $33.0K | 12.01% | +6.50% | — |
ATS OPERATING, LLC | September 30, 2023 | Preferred units | $1.00M | $1.00M | $0.00 | — | — | — |
DAMOTECH INC. | September 30, 2023 | Preferred Units | $1.00M | $1.00M | $0.00 | — | — | — |
FS VECTOR LLC | September 30, 2023 | Common units | $1.00M | $1.00M | $0.00 | — | — | — |
INSTITUTES OF HEALTH, LLC | September 30, 2023 | Preferred units | $1.00M | $1.00M | $0.00 | — | — | — |
SYSTEC CORPORATION | September 30, 2023 | First Lien - #2 | $997.0K | $977.0K | $20.0K | 13.39% | +8.00% | — |
SPOTLIGHT AR, LLC | September 30, 2023 | Common Units | $972.0K | $750.0K | $222.0K | — | — | — |
ALLIANCE SPORTS GROUP, L.P. | September 30, 2023 | Membership preferred interest | $956.0K | $2.50M | -$1.54M | — | — | — |
EXACT BORROWER, LLC | September 30, 2023 | Common units | $945.0K | $615.0K | $330.0K | — | — | — |
FOOD PHARMA SUBSIDIARY HOLDINGS, LLC | September 30, 2023 | Class A Units | $911.0K | $750.0K | $161.0K | — | — | — |
AAC NEW HOLDCO INC. | — | Warrants (Expiration - December 11, 2025) | $881.0K | $2.20M | -$1.32M | — | — | — |
ASC ORTHO MANAGEMENT COMPANY, LLC | September 30, 2023 | Common Units | $847.0K | $1.03M | -$179.0K | — | — | — |
CENTRAL MEDICAL SUPPLY LLC | — | Preferred Units | $847.0K | $1.10M | -$251.0K | — | — | — |
SIB HOLDINGS, LLC | September 30, 2023 | Revolving Loan | $842.0K | $855.0K | -$13.0K | 11.81% | +6.25% | — |
AIR CONDITIONING SPECIALIST, INC. | — | Revolving Loan | $825.0K | $811.0K | $14.0K | 12.61% | +7.00% | — |
ROOF OPCO, LLC | September 30, 2023 | Class A Units | $775.0K | $750.0K | $25.0K | — | — | — |
OUTERBOX, LLC | September 30, 2023 | Class A common units | $773.0K | $631.0K | $142.0K | — | — | — |
SCRIP INC. | September 30, 2023 | Shares of common stock | $751.0K | $1.00M | -$249.0K | — | — | — |
ROSELAND MANAGEMENT, LLC | September 30, 2023 | Class A-2 Units | $730.0K | $202.0K | $528.0K | — | — | — |
CAVALIER BUYER, INC. | September 30, 2023 | Preferred Units | $726.0K | $690.0K | $36.0K | — | — | — |
AAC NEW HOLDCO INC. | — | Shares common stock | $716.0K | $1.78M | -$1.07M | — | — | — |
CATBIRD NYC, LLC | — | Class B units | $714.0K | $500.0K | $214.0K | — | — | — |
RTIC SUBSIDIARY HOLDINGS, LLC | September 30, 2023 | Revolving Loan | $683.0K | $705.0K | -$22.0K | 13.18% | +7.75% | — |
DYNAMIC COMMUNITIES, LLC | September 30, 2023 | 250,000 Class A Preferred Units | $625.0K | $250.0K | $375.0K | — | — | — |
Dynamic Communities, LLC | September 30, 2023 | Class A Preferred units | $625.0K | — | — | — | — | — |
CADMIUM, LLC | September 30, 2023 | Revolving Loan | $609.0K | $611.0K | -$2.0K | 12.65% | +7.00% | — |
LASH OPCO, LLC | September 30, 2023 | Revolving Loan | $602.0K | $608.0K | -$6.0K | 12.15% | +6.75% | — |
ROSELAND MANAGEMENT, LLC | September 30, 2023 | Class A Units | $596.0K | $1.52M | -$921.0K | — | — | — |
OPCO BORROWER, LLC | September 30, 2023 | Warrants (Expiration - August 19, 2029) | $558.0K | $207.0K | $351.0K | — | — | — |
HH-INSPIRE ACQUISITION, INC. | September 30, 2023 | Revolving Loan | $554.0K | $547.0K | $7.0K | 13.49% | +8.00% | — |
LIGHTNING INTERMEDIATE II, LLC | — | Revolving Loan | $528.0K | $528.0K | $0.00 | — | — | — |
ISI ENTERPRISES, LLC | September 30, 2023 | Series A-1 Preferred units | $518.0K | $167.0K | $351.0K | — | — | — |
SIB HOLDINGS, LLC | September 30, 2023 | Common Units | $411.0K | $500.0K | -$89.0K | — | — | — |
EXACT BORROWER, LLC | September 30, 2023 | Promissory Note | $385.0K | $385.0K | $0.00 | 13.57% | — | — |
MAKO STEEL LP | September 30, 2023 | Revolving Loan | $377.0K | $359.0K | $18.0K | 12.31% | +7.00% | — |
HH-INSPIRE ACQUISITION, INC. | September 30, 2023 | Preferred units | $323.0K | $343.0K | -$20.0K | — | — | — |
AAC NEW HOLDCO INC. | — | Delayed Draw Term Loan | $316.0K | $333.0K | -$17.0K | — | — | — |
CENTRAL MEDICAL SUPPLY LLC | — | Revolving Loan | $300.0K | $290.0K | $10.0K | 15.40% | +9.00% | — |
ROSELAND MANAGEMENT, LLC | September 30, 2023 | Revolving Loan | $298.0K | $299.0K | -$1.0K | 12.90% | +7.50% | — |
GULF PACIFIC ACQUISITION, LLC | September 30, 2023 | Delayed Draw Term Loan | $296.0K | $286.0K | $10.0K | 11.38% | +5.75% | — |
LIGHTNING INTERMEDIATE II, LLC | — | LLC interest | $263.0K | $600.0K | -$337.0K | — | — | — |
ROOF OPCO, LLC | September 30, 2023 | Class B Units | $262.0K | $250.0K | $12.0K | — | — | — |
US COURTSCRIPT HOLDINGS, INC. | September 30, 2023 | Class D-4 LP Units | $231.0K | $212.0K | $19.0K | — | — | — |
US COURTSCRIPT HOLDINGS, INC. | September 30, 2023 | Class D-5 LP Units | $227.0K | $211.0K | $16.0K | — | — | — |
ALLIANCE SPORTS GROUP, L.P. | September 30, 2023 | Unsecured convertible Note | $173.0K | $173.0K | $0.00 | — | — | — |
ROSELAND MANAGEMENT, LLC | September 30, 2023 | Class A-1 Units | $173.0K | $66.0K | $107.0K | — | — | — |
GUARDIAN FLEET SERVICES, INC. | September 30, 2023 | Warrants | $156.0K | $80.0K | $76.0K | — | — | — |
LGM PHARMA, LLC | September 30, 2023 | Unsecured convertible note | $127.0K | $127.0K | $0.00 | — | — | — |
CENTRAL MEDICAL SUPPLY LLC | — | Delayed Draw Capex Term Loan | $100.0K | $90.0K | $10.0K | 15.40% | +9.00% | — |
CENTRAL MEDICAL SUPPLY LLC | — | Delayed Draw Term Loan | $100.0K | — | — | — | — | — |
TRAFERA, LLC (FKA TRINITY 3, LLC) | September 30, 2023 | Unsecured convertible note | $75.0K | $75.0K | $0.00 | — | — | — |
SHEARWATER RESEARCH, INC. | September 30, 2023 | Class A Common Units | $66.0K | $33.0K | $33.0K | — | — | — |
ACCELERATION PARTNERS, LLC | September 30, 2023 | Class A Common Units | $0.00 | $14.0K | -$14.0K | — | — | — |
ACCELERATION, LLC | — | Common Units | $0.00 | $107.0K | -$107.0K | — | — | — |
AMERICAN NUTS OPERATIONS LLC | September 30, 2023 | Units of Class A common stock | $0.00 | $3.00M | -$3.00M | — | — | — |
ARBORWORKS, LLC | September 30, 2023 | Class A Units | $0.00 | $100.0K | -$100.0K | — | — | — |
BINSWANGER HOLDING CORP. | September 30, 2023 | Shares of common stock | $0.00 | $900.0K | -$900.0K | — | — | — |
BROAD SKY NETWORKS LLC | September 30, 2023 | Series C Preferred units | $0.00 | $89.0K | -$89.0K | — | — | — |
GRAMMATECH, INC. | September 30, 2023 | Class A units | $0.00 | $1.00M | -$1.00M | — | — | — |
GRAMMATECH, INC. | September 30, 2023 | Class A-1 units | $0.00 | $360.0K | -$360.0K | — | — | — |
STATINMED, LLC | September 30, 2023 | Class A Preferred Units | $0.00 | $4.84M | -$4.84M | — | — | — |
STATINMED, LLC | September 30, 2023 | Class B Preferred Units | $0.00 | $1.40M | -$1.40M | — | — | — |
ACACIA BUYERCO V LLC | — | Revolver Loan | — | -$33.0K | — | — | +6.50% | — |
BOND BRAND LOYALTY ULC | September 30, 2023 | Revolving Loan | — | -$37.0K | — | — | +7.00% | — |
BOND BRAND LOYALTY ULC | September 30, 2023 | Class A common units | — | — | — | — | — | — |
CAVALIER BUYER, INC. | September 30, 2023 | Revolving Loan | — | -$35.0K | — | — | +8.00% | — |
CAVALIER BUYER, INC. | September 30, 2023 | Class A-1 Units | — | — | — | — | — | — |
CHANDLER SIGNS, LLC | — | Units of Class A-1 common stock | — | — | — | — | — | — |
CITYVET, INC. | September 30, 2023 | Delayed Draw Term Loan | — | -$49.0K | — | — | +7.00% | — |
DAMOTECH INC. | September 30, 2023 | Revolving Loan | — | -$57.0K | — | — | +7.00% | — |
DAMOTECH INC. | September 30, 2023 | Delayed Draw Term Loan | — | -$28.0K | — | — | +7.00% | — |
DAMOTECH INC. | September 30, 2023 | Class A Common Units | — | — | — | — | — | — |
DELPHI BEHAVIORAL HEALTH GROUP, LLC | — | Common Units | — | — | — | — | — | — |
DELPHI LENDER HOLDCO LLC | September 30, 2023 | Common units | — | — | — | — | — | — |
DYNAMIC COMMUNITIES, LLC | September 30, 2023 | 255,984.22 Class C Preferred Units | — | — | — | — | — | — |
DYNAMIC COMMUNITIES, LLC | September 30, 2023 | 2,500,000 Common units | — | — | — | — | — | — |
Dynamic Communities, LLC | September 30, 2023 | Class C Preferred units | — | — | — | — | — | — |
Dynamic Communities, LLC | September 30, 2023 | Common units | — | — | — | — | — | — |
EDGE AUTONOMY HOLDINGS, LLC | September 30, 2023 | Revolving Loan | — | -$109.0K | — | — | +7.50% | — |
EXACT BORROWER, LLC | September 30, 2023 | Revolving Loan | — | -$41.0K | — | — | +7.50% | — |
FM SYLVAN, INC. | September 30, 2023 | Revolving Loan | — | -$164.0K | — | — | +8.00% | — |
FS VECTOR LLC | September 30, 2023 | Revolving Loan | — | -$37.0K | — | — | +7.50% | — |
GAINS INTERMEDIATE, LLC | September 30, 2023 | Revolving Loan | — | -$42.0K | — | — | +7.50% | — |
GAINS INTERMEDIATE, LLC | September 30, 2023 | Delayed Draw Term Loan | — | -$157.0K | — | — | +7.50% | — |
GPT INDUSTRIES, LLC | September 30, 2023 | Revolving Loan | — | -$52.0K | — | — | +8.00% | — |
GRAMMATECH, INC. | September 30, 2023 | Revolving Loan | — | -$9.0K | — | — | +9.50% | — |
GULF PACIFIC ACQUISITION, LLC | September 30, 2023 | Revolving Loan | — | -$17.0K | — | — | +5.75% | — |
INSTITUTES OF HEALTH, LLC | September 30, 2023 | Revolving Loan | — | -$20.0K | — | — | +7.50% | — |
ISI ENTERPRISES, LLC | September 30, 2023 | Revolving Loan | — | -$24.0K | — | — | +7.00% | — |
ISLAND PUMP AND TANK, LLC | September 30, 2023 | Revolving Loan | — | -$25.0K | — | — | +7.50% | — |
ITA HOLDINGS GROUP, LLC | September 30, 2023 | Revolving Loan | — | -$65.0K | — | — | +9.00% | — |
ITA HOLDINGS GROUP, LLC, First Lien | September 30, 2023 | Delayed Draw Term Loan | — | -$28.0K | — | — | +9.00% | — |
LIGHTING RETROFIT INTERNATIONAL, LLC | September 30, 2023 | Series A Preferred units | — | — | — | — | — | — |
LIGHTING RETROFIT INTERNATIONAL, LLC | September 30, 2023 | Common units | — | — | — | — | — | — |
LIGHTING RETROFIT INTERNATIONAL, LLC (DBA ENVOCORE) | September 30, 2023 | Series A Preferred units | — | — | — | — | — | — |
LIGHTING RETROFIT INTERNATIONAL, LLC (DBA ENVOCORE) | September 30, 2023 | Common units | — | — | — | — | — | — |
LIGHTNING INTERMEDIATE II, LLC (DBA VIMERGY) | — | Revolving Loan | — | — | — | 11.93% | +6.50% | — |
LIGHTNING INTERMEDIATE II, LLC (DBA VIMERGY) | — | First Lien | — | — | — | 12.09% | +6.50% | — |
LKC TECHNOLOGIES, INC. | September 30, 2023 | Revolving Loan | — | -$37.0K | — | — | +7.25% | — |
MERCURY ACQUISITION 2021, LLC (DBA TELE-TOWN HALL) | — | Series A units | — | — | — | — | — | — |
MICROBE FORMULAS LLC | September 30, 2023 | Revolving Loan | — | -$24.0K | — | — | +6.00% | — |
MUENSTER MILLING COMPANY, LLC | September 30, 2023 | Revolving Loan | — | -$57.0K | — | — | +7.25% | — |
NEW SKINNY MIXES, LLC | September 30, 2023 | Delayed Draw Term Loan | — | -$25.0K | — | — | +8.00% | — |
NINJATRADER, INC. | September 30, 2023 | Revolving Loan | — | -$2.0K | — | — | +6.00% | — |
NWN PARENT HOLDINGS, LLC | September 30, 2023 | Revolving Loan | — | -$22.0K | — | — | +8.00% | — |
OPCO BORROWER, LLC | September 30, 2023 | Revolving Loan | — | -$6.0K | — | — | +6.50% | — |
OUTERBOX, LLC | September 30, 2023 | Revolving Loan | — | -$22.0K | — | — | +6.75% | — |
ROOF OPCO, LLC | September 30, 2023 | Revolving Loan | — | -$36.0K | — | — | +7.50% | — |
Roseland Management, LLC | September 30, 2023 | Class A-2 units | — | — | — | — | — | — |
SHEARWATER RESEARCH, INC. | September 30, 2023 | Revolving Loan | — | -$25.0K | — | — | +6.25% | — |
SOUTH COAST TERMINALS, LLC | September 30, 2023 | Revolving Loan | — | -$25.0K | — | — | +5.75% | — |
SPOTLIGHT AR, LLC | September 30, 2023 | Revolving Loan | — | -$24.0K | — | — | +6.75% | — |
STUDENT RESOURCE CENTER, LLC | September 30, 2023 | Preferred Units | — | — | — | — | — | — |
SWENSONS DRIVE-IN RESTAURANTS, LLC | September 30, 2023 | Revolving Loan | — | -$30.0K | — | — | +7.50% | — |
Student Resource Center LLC | September 30, 2023 | Preferred units #2 | — | — | — | — | — | — |
VERSICARE MANAGEMENT LLC | September 30, 2023 | Revolving Loan | — | -$39.0K | — | — | +8.00% | — |
WALL STREET PREP, INC. | September 30, 2023 | Revolving Loan | — | -$11.0K | — | — | +7.00% | — |
WELL-FOAM, INC. | September 30, 2023 | Revolving Loan | — | -$55.0K | — | — | +8.00% | — |
WINTER SERVICES OPERATIONS, LLC | September 30, 2023 | Revolving Loan | — | -$56.0K | — | — | +7.00% | — |
Disclosed holdings FV
$1.35B
Parsed holdings FV
$1.41B
Residual gap
-$56.08M
Balance-sheet cash
$23.02M
CIK
0000017313
Accession
0000017313-23-000125
Form type
10-Q
Period
2023-09-30