BDC·info
HTGC

Hercules Capital

Period
SEC EDGAR ↗
Portfolio Fair Value
$3.30B
330 holdings
Avg Spread
+4.54%
FV-weighted, debt
Avg Coupon
FV-weighted
% First Lien
79.7%
of debt FV
Unrealized P/L
+$1.01M
+0.03% of cost
Non-Accrual
1
text-detected

Balance sheet

Assets$3.42B
Liabilities + Equity$3.42B
First Lien
$2.59B · 75.7%
Other Debt
$417.31M · 12.2%
Debt (Borrowings)
$1.55B · 45.5%
Net Assets (Equity)
$1.80B · 52.8%

Industry Composition

Drug Discovery & Development
38.1%
Software
23.2%
Consumer & Business Services
15.9%
Healthcare
9.0%
Information Services
3.8%
Diversified Financial Services
3.5%
Cash & Cash Equivalents
1.7%
Biotechnology Tools
1.5%
Communications
0.9%
Medical Devices & Equipment
0.7%
Electronics
0.6%
Media/Content/Info
0.4%
Other industries
0.9%

Fair Value History

Q2 '23
Q3 '23
Q4 '23
Q1 '24
Q2 '24
Q3 '24
Q4 '24
Q1 '25
Q2 '25
Q3 '25
Q4 '25

Spread Distribution

0.0%
 
1.0%
 
2.0%
 
3.0%
 
4.0%
4.5%
5.0%
 
6.0%
 
7.0%
 
8.0%
 
9.0%
 
12.0%
Schedule of Investments

All holdings

All holdings
Sortable, click headers to re-sort
330 of 402
IssuerIndustryType
Fair Value
Cost
Unrealized
Coupon
Spread
Maturity
Axsome Therapeutics, Inc. Senior Secured, Maturity Date January 2028 Prime + 2.20%, Floor rate 9.95%, Cap rate 10.70%, 5.78% Exit Fee
Drug Discovery & Development
Senior Secured
$150.25M
$143.65M
$6.61M
+2.20%
Phathom Pharmaceuticals, Inc.
Drug Discovery & Development
Senior Secured
$128.33M
$130.93M
-$2.61M
+1.35%
Corium, Inc. Senior Secured, Maturity Date September 2026, Prime + 5.70%, Floor rate 8.95%, 7.75% Exit Fee
Drug Discovery & Development
Senior Secured
$108.55M
$107.67M
$878.0K
+5.70%
Worldremit Group Limited
Consumer & Business Services
Senior Secured
$89.65M
$89.32M
$335.0K
+9.40%
Madrigal Pharmaceutical, Inc.
Drug Discovery & Development
Senior Secured
$81.94M
$78.73M
$3.22M
+2.45%
Seat Geek, Inc.
Consumer & Business Services
Senior Secured
$79.12M
$77.17M
$1.95M
+2.50%
uniQure B.V.
Drug Discovery & Development
Senior Secured
$73.32M
$71.16M
$2.16M
+4.70%
Services, Other and Blue Sprig Pediatrics, Inc., Senior
Healthcare
Secured, Maturity Date November 2026, 1-month SOFR + 5.11%, Floor rate 6.00%, PIK Interest 4.45%
$68.39M
$68.28M
$116.0K
+5.11%
TG Therapeutics, Inc.
Drug Discovery & Development
Senior Secured
$67.61M
$66.44M
$1.17M
+1.20%
AppDirect, Inc.
Consumer & Business Services
Senior Secured
$59.51M
$57.65M
$1.85M
+5.50%
and Khoros (p.k.a Lithium Technologies), Senior Secured, Maturity Date January 2025, 3-month SOFR + 4.50%, Floor rate 5.50%, PIK Interest 4.50%
Software
Senior Secured
$56.29M
$57.73M
-$1.44M
+4.50%
Investment Fund Cash & Cash Equivalent and GS Financial Square Government Fund, FGTXX/38141W273
Cash & Cash Equivalents
Warrant Investments
$56.00M
$56.00M
$0.00
X4 Pharmaceuticals, Inc.
Drug Discovery & Development
Senior Secured
$55.42M
$54.68M
$737.0K
+3.15%
Services, Other and Equality Health, LLC, Senior
Healthcare
Secured, Maturity Date February 2026, Prime + 6.25%, Floor rate 9.50%, PIK Interest 1.55%
$54.70M
$54.14M
$555.0K
+6.25%
Udacity, Inc.
Consumer & Business Services
Senior Secured
$53.13M
$53.99M
-$859.0K
+4.50%
Braeburn, Inc.
Drug Discovery & Development
Senior Secured
$52.19M
$52.19M
$0.00
Checkr Group, Inc.
Information Services
Senior Secured
$49.38M
$47.46M
$1.92M
+1.45%
Services, Other and Carbon Health Technologies, Inc., Senior
Healthcare
Secured, Maturity Date March 2025, Prime + 5.60%, Floor rate 8.85%, 4.61% Exit Fee
$46.24M
$47.19M
-$951.0K
+5.60%
and Babel Street, Senior Secured, Maturity Date December 2027, 3-month SOFR + 7.89%, Floor rate 8.89%
Software
Senior Secured
$44.93M
$43.98M
$945.0K
+7.89%
and Dashlane, Inc., Senior Secured, Maturity Date July 2025, Prime + 3.05%, Floor rate 11.55%, PIK Interest 1.10%, 7.26% Exit Fee
Software
Senior Secured
$43.09M
$43.09M
$0.00
+3.05%
G1 Therapeutics, Inc.
Drug Discovery & Development
Senior Secured
$40.42M
$39.68M
$742.0K
+5.65%
Alladapt Immunotherapeutics Inc. Senior Secured, Maturity Date September 2026, Prime + 3.65%, Floor rate 8.40%, Cap rate 10.90%, 5.30% Exit Fee
Drug Discovery & Development
Senior Secured
$36.85M
$35.17M
$1.68M
+3.65%
Services, Other and Vida Health, Inc., Senior
Healthcare
Secured, Maturity Date March 2026, 9.20% + Lower of (Prime - 3.25%) or 1.00%, Floor rate 9.20%, Cap rate 10.20%, 4.95% Exit Fee
$36.15M
$36.35M
-$207.0K
+3.25%
and Allvue Systems, LLC, Senior Secured, Maturity Date September 2029, 6-month SOFR + 7.25%, Floor rate 8.25%
Software
Senior Secured
$35.53M
$35.53M
$0.00
+7.25%
BridgeBio Pharma, Inc. Senior Secured, Maturity Date November 2026, FIXED 9.00%, 2.00% Exit Fee
Drug Discovery & Development
Senior Secured
$35.50M
$38.12M
-$2.63M
and Sisense Ltd., Senior Secured, Maturity Date July 2027, Prime + 1.50%, Floor rate 9.50%, PIK Interest 1.95%, 5.95% Exit Fee
Software
Senior Secured
$34.88M
$34.58M
$297.0K
+1.50%
Services, Other and Recover Together, Inc., Senior
Healthcare
Secured, Maturity Date July 2027, Prime + 1.90%, Floor rate 10.15%, 7.50% Exit Fee
$34.68M
$34.68M
$0.00
+1.90%
Riviera Partners LLC
Consumer & Business Services
Senior Secured
$34.66M
$36.34M
-$1.68M
+8.26%
and Campaign Monitor Limited, Senior Secured, Maturity Date November 2025, 3-month SOFR + 9.05%, Floor rate 9.90%
Software
Senior Secured
$33.00M
$32.71M
$294.0K
+9.05%
Replimune Group, Inc.
Drug Discovery & Development
Senior Secured
$32.70M
$31.45M
$1.25M
+1.75%
PathAI, Inc.
Biotechnology Tools
Senior Secured
$32.52M
$31.94M
$578.0K
+2.15%
Yipit, LLC
Information Services
Senior Secured
$31.88M
$31.48M
$393.0K
+8.45%
Geron Corporation
Drug Discovery & Development
Senior Secured
$31.21M
$31.00M
$205.0K
+4.50%
and Brain Corporation, Senior Secured, Maturity Date April 2026, Prime + 3.70%, Floor rate 9.20%, PIK Interest 1.00%, 3.95% Exit Fee
Software
Senior Secured
$30.99M
$30.68M
$311.0K
+3.70%
Gritstone Bio, Inc.
Drug Discovery & Development
Senior Secured
$30.91M
$30.72M
$192.0K
+3.15%
Cellarity, Inc. Senior Secured, Maturity Date June 2026, Prime + 5.70%, Floor rate 8.95%, 3.75% Exit Fee
Drug Discovery & Development
Senior Secured
$30.05M
$29.48M
$569.0K
+5.70%
RVShare, LLC
Consumer & Business Services
Senior Secured
$28.89M
$28.40M
$484.0K
+5.50%
Hercules Adviser LLC
Diversified Financial Services
Equity
$28.71M
$35.0K
$28.68M
Gibraltar Acquisition, LLC (p.k.a. Gibraltar Business Capital, LLC)
Diversified Financial Services
Equity
$28.03M
$34.01M
-$5.97M
and Loftware, Inc., Senior Secured, Maturity Date March 2028, 3-month SOFR + 7.88%, Floor rate 8.88%
Software
Senior Secured
$26.57M
$25.90M
$669.0K
+7.88%
and Networking and Aryaka Networks, Inc., Senior
Communications
Secured, July 2026, Prime + 3.25%, Floor rate 6.75%, PIK Interest 1.05%, 3.55% Exit Fee
$26.00M
$24.94M
$1.06M
+3.25%
SeatGeek, Inc.
Consumer & Business Services
Senior Secured
$25.87M
$25.13M
$743.0K
+7.00%
Carwow LTD
Consumer & Business Services
Senior Secured
GBP 25.16M
GBP 26.83M
-GBP 1.68M
+4.70%
Services, Other and Main Street Rural, Inc., Senior
Healthcare
Secured, Maturity Date July 2027, Prime + 1.95%, Floor rate 9.95%, 6.85% Exit Fee
$24.93M
$24.48M
$453.0K
+1.95%
and Gibraltar Acquisition, LLC (p.k.a. Gibraltar Business Capital, LLC)
Diversified Financial Services
Unsecured,
$24.66M
$24.66M
$0.00
COMPASS Pathways plc Senior Secured, Maturity Date July 2027, Prime + 1.50%, Floor rate 9.75%, PIK Interest 1.40%, 4.75% Exit Fee
Drug Discovery & Development
Senior Secured
$24.60M
$23.80M
$803.0K
+1.50%
AmplifyBio, LLC
Drug Discovery & Development
Senior Secured
$24.51M
$24.12M
$394.0K
+2.50%
Houzz, Inc.
Consumer & Business Services
Convertible Debt
$23.24M
$23.34M
-$96.0K
and Sumo Logic, Inc., Senior Secured, Maturity Date May 2030, 3-month SOFR + 6.50%, Floor rate 7.50%
Software
Senior Secured
$23.11M
$22.46M
$645.0K
+6.50%
and Ceros, Inc., Senior Secured, Maturity Date September 2026, 6-month LIBOR + 8.99%, Floor rate 9.89%
Software
Senior Secured
$23.07M
$22.50M
$577.0K
+8.99%
and Salary.com, LLC, Senior Secured, Maturity Date September 2027, 3-month SOFR + 8.00%, Floor rate 9.00%
Software
Senior Secured
$22.05M
$21.81M
$234.0K
+8.00%
Senseonics Holdings, Inc. Maturity Date September 2027, Prime + 1.40%, Floor rate 9.90%, 6.95% Exit Fee
Medical Devices & Equipment
Senior Secured
$21.57M
$21.57M
$0.00
+1.40%
Capella Space Corp.
Information Services
Senior Secured
$21.35M
$21.17M
$185.0K
+5.00%
and Alchemer LLC, Senior Secured, Maturity Date May 2028, 1-month SOFR + 8.14%, Floor rate 9.14%
Software
Senior Secured
$21.30M
$20.51M
$789.0K
+8.14%
and Mobile Solutions Services, Senior Secured, Maturity Date November 2030, 3-month SOFR + 6.75%, Floor rate 7.75%
Software
Senior Secured
$20.38M
$20.38M
$0.00
+6.75%
HilleVax, Inc.
Drug Discovery & Development
Senior Secured
$20.34M
$20.68M
-$350.0K
+1.05%
and Automation Anywhere, Inc. Senior Secured, Maturity Date September 2027, Prime + 4.25%, Floor rate 9.00%, 4.50% Exit Fee
Software
Senior Secured
$20.27M
$19.34M
$924.0K
+4.25%
Heron Therapeutics, Inc.
Drug Discovery & Development
Senior Secured
$19.79M
$19.79M
$0.00
+1.70%
& Computer Hardware and Locus Robotics Corp., Senior
Electronics
Secured, Maturity Date June 2026, Prime + 4.50%, Floor rate 8.00%, 4.00% Exit Fee
$18.98M
$18.35M
$634.0K
+4.50%
and Mobile Solutions Services, Senior Secured, Maturity Date December 2025, 3-month SOFR + 9.31%, Floor rate 10.06%
Software
Senior Secured
$18.18M
$18.12M
$60.0K
+9.31%
and Zimperium, Inc., Senior Secured, Maturity Date May 2027, 3-month SOFR + 8.31%, Floor rate 9.31%
Software
Senior Secured
$16.39M
$16.06M
$337.0K
+8.31%
Verona Pharma, Inc.
Drug Discovery & Development
Senior Secured
$15.65M
$15.65M
$0.00
+5.85%
enGene, Inc. Senior Secured, Maturity Date January 2028, Prime + 0.75%, Floor rate 9.25%, Cap rate 9.75%, PIK Interest 1.15%, 5.50% Exit Fee
Drug Discovery & Development
Senior Secured
$15.55M
$15.55M
$0.00
+0.75%
Alamar Biosciences, Inc.
Biotechnology Tools
Senior Secured
$15.51M
$15.07M
$439.0K
+3.00%
Aldeyra Therapeutics, Inc. Senior Secured, Maturity Date October 2024, Prime + 3.10%, Floor rate 8.60%, 8.90% Exit Fee
Drug Discovery & Development
Senior Secured
$15.15M
$15.15M
$0.00
+3.10%
Provi
Consumer & Business Services
Senior Secured
$15.05M
$14.90M
$142.0K
+4.40%
and Simon Data, Inc., Senior Secured, Maturity Date March 2027, Prime + 1.00%, Floor rate 8.75%, PIK Interest 1.95%, 2.92% Exit Fee
Software
Senior Secured
$15.04M
$14.98M
$55.0K
+1.00%
and LinenMaster, LLC., Senior Secured, Maturity Date August 2028 1-month SOFR + 6.25%, Floor rate 7.25%, PIK Interest 2.15%
Software
Senior Secured
$14.80M
$14.80M
$0.00
+6.25%
Jobandtalent USA, Inc.
Consumer & Business Services
Senior Secured
$14.26M
$14.10M
$164.0K
+8.86%
and LogicSource, Senior Secured, Maturity Date July 2027, 3-month SOFR + 8.93%, Floor rate 9.93%
Software
Senior Secured
$13.49M
$13.07M
$419.0K
+8.93%
and Streamline Healthcare Solutions, Senior Secured, Maturity Date March 2028, 1-month SOFR + 7.25%, Floor rate 8.25%
Software
Senior Secured
$13.33M
$12.95M
$374.0K
+7.25%
Hibercell, Inc.
Drug Discovery & Development
Senior Secured
$13.18M
$13.12M
$64.0K
+5.40%
Services, Other and Modern Life, Inc., Senior
Healthcare
Secured, Maturity Date February 2027, Prime + 2.75%, Floor rate 8.75%, 5.00% Exit Fee
$13.11M
$12.89M
$223.0K
+2.75%
and 3GTMS, LLC, Senior Secured, Maturity Date February 2025, 3-month SOFR + 9.70%, Floor rate 10.60%
Software
Senior Secured
$13.10M
$13.03M
$74.0K
+9.70%
Akero Therapeutics, Inc. Senior Secured, Maturity Date January 2027, Prime + 3.65%, Floor rate 7.65%, 5.85% Exit Fee
Drug Discovery & Development
Senior Secured
$13.06M
$12.53M
$540.0K
+3.65%
Tarsus Pharmaceuticals, Inc.
Drug Discovery & Development
Senior Secured
$12.92M
$12.49M
$428.0K
+4.45%
and Elation Health, Inc., Senior Secured, Maturity Date March 2026, Prime + 4.25%, Floor rate 9.00%, PIK Interest 1.95%, 3.95% Exit Fee
Software
Senior Secured
$12.69M
$12.25M
$439.0K
+4.25%
and Hercules Adviser LLC
Diversified Financial Services
Unsecured,
$12.00M
$12.00M
$0.00
Saama Technologies, LLC
Information Services
Senior Secured
$11.88M
$11.63M
$249.0K
+0.70%
Services, Other and Strive Health Holdings, LLC, Senior
Healthcare
Secured, Maturity Date September 2027, Prime + 0.70%, Floor rate 9.20%, 5.95% Exit Fee
$11.87M
$11.87M
$0.00
+0.70%
and Suzy, Inc.., Senior Secured, Maturity Date August 2027, Prime + 1.75%, Floor rate 10.00%, PIK Interest 1.95%, 3.45% Exit Fee
Software
Senior Secured
$11.84M
$11.84M
$0.00
+1.75%
Bicycle Therapeutics PLC
Drug Discovery & Development
Senior Secured
$11.78M
$11.88M
-$97.0K
+4.55%
and ThreatConnect, Inc., Senior Secured, Maturity Date May 2026, 6-month SOFR + 9.25%, Floor rate 10.00%
Software
Senior Secured
$10.92M
$10.73M
$190.0K
+9.25%
ATAI Life Sciences N.V. Senior Secured, Maturity Date August 2026, Prime + 4.55%, Floor rate 8.55%, 6.95% Exit Fee
Drug Discovery & Development
Senior Secured
$10.90M
$10.70M
$209.0K
+4.55%
and Tipalti Solutions Ltd., Senior Secured, Maturity Date April 2027, Prime + 0.45%, Floor rate 7.95%, PIK Interest 2.00%, 3.75% Exit Fee
Software
Senior Secured
$10.84M
$10.58M
$257.0K
+0.45%
Thumbtack, Inc.
Consumer & Business Services
Senior Secured
$10.64M
$10.32M
$322.0K
+4.95%
and Next Insurance, Inc, Senior Secured, Maturity Date February 2028, Prime + -1.50%, Floor rate 4.75%, PIK Interest 5.50%
Diversified Financial Services
Senior Secured
$10.62M
$10.29M
$332.0K
+-1.50%
Axsome Therapeutics, Inc.
Drug Discovery & Development
Equity
$10.11M
$4.17M
$5.95M
Curevo, Inc. Senior Secured, Maturity Date June 2027 Prime + 1.70%, Floor rate 9.70%, 6.95% Exit Fee
Drug Discovery & Development
Senior Secured
$10.08M
$9.82M
$255.0K
+1.70%
and Catchpoint Systems, Inc., Senior Secured, Maturity Date November 2025, 3-month SOFR + 9.41%, Floor rate 11.81%
Software
Senior Secured
$9.94M
$9.93M
$9.0K
+9.41%
Altumint, Inc.
Consumer & Business Services
Senior Secured
$9.90M
$9.90M
$0.00
+3.65%
and Gibraltar Acquisition, LLC (p.k.a. Gibraltar Business Capital, LLC), UnSecured, Maturity Date September 2026, FIXED + 11.95%
Diversified Financial Services
Unsecured
$9.81M
$9.81M
$0.00
and Annex Cloud, Senior Secured, Maturity Date February 2027, 1-month BSBY + 9.41%, Floor rate 10.41%
Software
Senior Secured
$9.76M
$9.65M
$112.0K
+9.41%
Palantir Technologies
Software
Equity
$9.76M
$3.47M
$6.28M
BridgeBio Pharma, Inc.
Drug Discovery & Development
Equity
$9.34M
$2.25M
$7.08M
Skyword, Inc.
Consumer & Business Services
Senior Secured
$9.31M
$9.19M
$122.0K
+2.75%
and Agilence, Inc. Senior Secured, Maturity Date October 2026, 1-month BSBY + 9.00%, Floor rate 10.00%
Software
Senior Secured
$9.21M
$9.04M
$172.0K
+9.00%
and Copper CRM, Inc, Senior Secured, Maturity Date March 2025, Prime + 4.50%, Floor rate 8.25%, Cap rate 10.25%, PIK Interest 1.95%, 3.96% Exit Fee
Software
Senior Secured
$9.15M
$9.31M
-$154.0K
+4.50%
and Zappi, Inc., Senior Secured, Maturity Date December 2027, 3-month SOFR + 8.03%, Floor rate 9.03%
Software
Senior Secured
$8.97M
$8.82M
$151.0K
+8.03%
Services, Other and Better Therapeutics, Inc., Senior
Healthcare
Secured, Maturity Date August 2025, Prime + 5.70%, Floor rate 8.95%, 5.95% Exit Fee
$8.46M
$11.29M
-$2.83M
+5.70%
and Enmark Systems, Inc., Senior Secured, Maturity Date September 2026, 3-month SOFR + 6.73%, Floor rate 7.73%, PIK Interest 2.13%
Software
Senior Secured
$8.36M
$8.23M
$133.0K
+6.73%
Tectura Corporation
Consumer & Business Services
Senior Secured
$8.25M
$8.25M
$0.00
and Dispatch Technologies, Inc., Senior Secured, Maturity Date April 2028, 3-month SOFR + 8.01%, Floor rate 8.76%
Software
Senior Secured
$8.13M
$7.95M
$178.0K
+8.01%
Viridian Therapeutics, Inc.
Drug Discovery & Development
Senior Secured
$8.02M
$8.06M
-$34.0K
+4.20%
Technology and Bright Machines, Inc., Senior
Manufacturing
Secured, Maturity Date May 2025, Prime + 4.00%, Floor rate 9.50%, 5.00% Exit Fee
$8.01M
$8.06M
-$58.0K
+4.00%
and Cybermaxx Intermediate Holdings, Inc., Senior Secured, Maturity Date August 2026, 6-month SOFR + 8.63%, Floor rate 9.38%
Software
Senior Secured
$7.78M
$7.83M
-$52.0K
+8.63%
and Omeda Holdings, LLC, Senior Secured, Maturity Date July 2027, 3-month SOFR + 8.05%, Floor rate 9.05%
Software
Senior Secured
$7.70M
$7.51M
$194.0K
+8.05%
and Fortified Health Security, Senior Secured, Maturity Date December 2027, 6-month SOFR + 7.64%, Floor rate 8.54%
Software
Senior Secured
$6.91M
$6.85M
$59.0K
+7.64%
BiomX, INC
Drug Discovery & Development
Senior Secured
$6.79M
$6.81M
-$17.0K
+5.70%
Fever Labs, Inc.
Media/Content/Info
Senior Secured
$6.77M
$6.67M
$96.0K
+3.50%
and Flight Schedule Pro, LLC, Senior Secured, Maturity Date October 2027, 1-month SOFR + 7.80%, Floor rate 8.70%
Software
Senior Secured
$6.55M
$6.42M
$133.0K
+7.80%
Worldremit Group Limited
Consumer & Business Services
Senior Secured
$6.34M
$6.31M
$36.0K
+9.35%
and DroneDeploy, Inc., Senior Secured, Maturity Date July 2026, Prime + 4.50%, Floor rate 8.75%, 4.00% Exit Fee
Software
Senior Secured
$6.15M
$6.08M
$70.0K
+4.50%
and Ikon Science Limited, Senior Secured, Maturity Date October 2024, 3-month SOFR + 9.26%, Floor rate 10.00%
Software
Senior Secured
$6.15M
$6.15M
$0.00
+9.26%
and ShadowDragon, LLC, Senior Secured, Maturity Date December 2026, 6-month SOFR + 9.01%, Floor rate 9.91%
Software
Senior Secured
$5.92M
$5.88M
$38.0K
+9.01%
Kura Oncology, Inc.
Drug Discovery & Development
Senior Secured
$5.75M
$5.53M
$220.0K
+2.40%
and Cutover, Inc., Senior Secured, Maturity Date October 2025, Prime + 5.20%, Floor rate 9.95%, 4.95% Exit Fee
Software
Senior Secured
$5.71M
$5.54M
$171.0K
+5.20%
Locus Biosciences, Inc.
Drug Discovery & Development
Senior Secured
$5.69M
$5.65M
$35.0K
+6.10%
DoorDash, Inc.
Consumer & Business Services
Equity
$5.64M
$657.0K
$4.98M
Signal Media Limited
Information Services
Senior Secured
$5.39M
$5.36M
$28.0K
+5.50%
Veem, Inc.
Consumer & Business Services
Senior Secured
$5.29M
$5.19M
$97.0K
+4.70%
Veem, Inc.
Consumer & Business Services
Senior Secured
$5.23M
$5.18M
$54.0K
+4.00%
Redshift Bioanalytics, Inc.
Drug Discovery & Development
Senior Secured
$5.12M
$5.05M
$72.0K
+4.25%
and iGrafx,LLC, Senior Secured, Maturity Date May 2027, 1-month SOFR + 8.66%, Floor rate 9.56%
Software
Senior Secured
$4.90M
$4.90M
$0.00
+8.66%
Yipit, LLC
Information Services
Equity
$4.89M
$3.83M
$1.06M
and Constructor Corporation, Senior Secured, Maturity Date July 2027, 1-month SOFR + 8.44%, Floor rate 9.44%
Software
Senior Secured
$4.79M
$4.59M
$198.0K
+8.44%
Rhino Labs, Inc.
Consumer & Business Services
Senior Secured
$4.70M
$4.70M
$0.00
+5.50%
Ampion, PBC
Sustainable and Renewable Technology
Senior Secured
$3.94M
$3.95M
-$13.0K
+4.70%
and Leapwork ApS., Senior Secured, Maturity Date February 2026, Prime + 0.25%, Floor rate 7.25%, PIK Interest 1.95%, 2.70% Exit Fee
Software
Senior Secured
$3.91M
$3.81M
$97.0K
+0.25%
and Onna Technologies, Inc., Senior Secured, Maturity Date March 2026, Prime + 1.35%, Floor rate 8.85%, PIK Interest, 1.75%, 4.45% Exit Fee
Software
Senior Secured
$3.81M
$3.81M
-$4.0K
+1.35%
Delphix Corp.
Software
Warrant
$3.80M
$1.59M
$2.21M
HilleVax, Inc.
Drug Discovery & Development
Equity
$3.78M
$4.00M
-$223.0K
Eloxx Pharmaceuticals, Inc. Senior Secured, Maturity Date April 2025, Prime + 6.25%, Floor rate 9.50%, 6.55% Exit Fee
Drug Discovery & Development
Senior Secured
$3.73M
$3.79M
-$58.0K
+6.25%
and Eigen Technologies Ltd., Senior Secured, Maturity Date April 2025, Prime + 5.10%, Floor rate 8.35%, 2.95% Exit Fee
Software
Senior Secured
$3.73M
$3.80M
-$71.0K
+5.10%
Investment Funds & Vehicles Investments and Drug Discovery & Development and Forbion Growth Opportunities Fund I C.V., Investment Funds & Vehicles, Acquisition Date 11/16/2020
Drug Discovery & Development
Warrant Investments
$3.62M
$3.78M
-$164.0K
and Networking and Cytracom Holdings LLC, Senior
Communications
Secured, February 2025, 3-month SOFR + 9.72%, Floor rate 10.62%
$3.27M
$3.24M
$33.0K
+9.72%
Tectura Corporation
Consumer & Business Services
Equity
$3.25M
$13.26M
-$10.01M
Tarsus Pharmaceuticals, Inc.
Drug Discovery & Development
Equity
$3.15M
$2.10M
$1.05M
SeatGeek, Inc.
Consumer & Business Services
Warrant
$3.06M
$842.0K
$2.22M
Valo Health, LLC
Drug Discovery & Development
Equity
$2.91M
$3.00M
-$89.0K
Valo Health, LLC
Drug Discovery & Development
Senior Secured
$2.81M
$2.81M
$0.00
+6.45%
Druva Holdings, Inc.
Software
Equity
$2.75M
$1.00M
$1.75M
Pivot Bio, Inc.
Sustainable and Renewable Technology
Equity
$2.68M
$4.50M
-$1.82M
TG Therapeutics, Inc.
Drug Discovery & Development
Warrant
$2.58M
$1.28M
$1.30M
and Cybermaxx Intermediate Holdings, Inc., Senior Secured, Maturity Date August 2026, 6-month SOFR + 12.36%, Floor rate 13.11%
Software
Senior Secured
$2.56M
$2.49M
$62.0K
+12.36%
Black Crow AI, Inc. affiliates
Software
Equity
$2.41M
$2.41M
$0.00
Xometry, Inc.
Manufacturing Technology
Warrant
$2.04M
$47.0K
$2.00M
and 3GTMS, LLC, Senior Secured, Maturity Date February 2025, 3-month SOFR + 6.88%, Floor rate 7.78%
Software
Senior Secured
$1.99M
$1.99M
-$2.0K
+6.88%
Nextdoor.com, Inc.
Software
Equity
$1.93M
$4.85M
-$2.93M
Madrigal Pharmaceutical, Inc.
Drug Discovery & Development
Warrant
$1.84M
$570.0K
$1.27M
Hibercell, Inc.
Drug Discovery & Development
Equity
$1.83M
$4.25M
-$2.42M
Bicycle Therapeutics PLC
Drug Discovery & Development
Equity
$1.77M
$1.87M
-$97.0K
Verge Analytics, Inc.
Drug Discovery & Development
Equity
$1.75M
$1.50M
$253.0K
SingleStore, Inc.
Software
Equity
$1.72M
$2.00M
-$279.0K
Pineapple Energy LLC
Sustainable and Renewable Technology
Senior Secured
$1.68M
$1.68M
-$4.0K
Axsome Therapeutics, Inc.
Drug Discovery & Development
Warrant
$1.66M
$1.29M
$367.0K
Fever Labs, Inc.
Media/Content/Info
Senior Secured
$1.65M
$1.65M
$6.0K
+3.50%
Lyft, Inc.
Consumer & Business Services
Equity
$1.51M
$5.26M
-$3.75M
Fever Labs, Inc.
Media/Content/Info
Senior Secured
$1.51M
$1.50M
$8.0K
+3.50%
NorthSea Therapeutics
Drug Discovery & Development
Equity
$1.43M
$2.00M
-$573.0K
Planet Labs, Inc.
Information Services
Equity
$1.35M
$615.0K
$738.0K
Fever Labs, Inc.
Media/Content/Info
Senior Secured
$1.35M
$1.34M
$9.0K
+3.50%
Phathom Pharmaceuticals, Inc.
Drug Discovery & Development
Equity
$1.34M
$1.73M
-$386.0K
X4 Pharmaceuticals, Inc.
Drug Discovery & Development
Equity
$1.31M
$2.94M
-$1.63M
Couchbase, Inc.
Software
Warrant
$1.23M
$462.0K
$763.0K
Dragos, Inc.
Software
Warrant
$1.21M
$1.45M
-$245.0K
Fever Labs, Inc.
Media/Content/Info
Senior Secured
$1.19M
$1.18M
$10.0K
+3.50%
Valo Health, LLC.
Drug Discovery & Development
Equity
$1.19M
$1.00M
$187.0K
Madrigal Pharmaceutical, Inc.
Drug Discovery & Development
Equity
$1.18M
$773.0K
$407.0K
The Faction Group LLC
Software
Warrant
$904.0K
$234.0K
$670.0K
Gritstone Bio, Inc.
Drug Discovery & Development
Equity
$903.0K
$1.00M
-$97.0K
3GTMS, LLC
Software
Equity
$863.0K
$1.00M
-$137.0K
Savage X Holding, LLC
Consumer & Business Products
Equity
$863.0K
$13.0K
$850.0K
Plentific Ltd
Consumer & Business Services
Senior Secured
$853.0K
$853.0K
$0.00
+2.55%
Cloudpay, Inc.
Software
Warrant
$844.0K
$54.0K
$790.0K
Contentful Global, Inc.
Software
Equity
$842.0K
$500.0K
$342.0K
Achronix Semiconductor Corporation
Semiconductors
Warrant
$811.0K
$99.0K
$712.0K
23andMe, Inc.
Healthcare Services, Other
Equity
$754.0K
$5.09M
-$4.34M
Viridian Therapeutics, Inc.
Drug Discovery & Development
Equity
$704.0K
$400.0K
$304.0K
Fabletics, Inc.
Consumer & Business Products
Equity
$700.0K
$1.10M
-$401.0K
Kura Oncology, Inc.
Drug Discovery & Development
Equity
$688.0K
$550.0K
$138.0K
Carwow LTD
Consumer & Business Services
Equity
$679.0K
$1.15M
-$472.0K
MacroFab, Inc.
Manufacturing Technology
Warrant
$677.0K
$528.0K
$149.0K
TransMedics Group, Inc.
Surgical Devices
Warrant
$676.0K
$39.0K
$637.0K
Bitsight Technologies, Inc.
Software
Warrant
$666.0K
$284.0K
$382.0K
Docker, Inc.
Software
Equity
$636.0K
$4.28M
-$3.65M
Heron Therapeutics, Inc.
Drug Discovery & Development
Equity
$620.0K
$500.0K
$120.0K
Investment Funds & Vehicles Investments and Drug Discovery & Development and Forbion Growth Opportunities Fund II C.V., Investment Funds & Vehicles, Acquisition Date 6/23/2022
Drug Discovery & Development
Warrant Investments
$611.0K
$319.0K
$292.0K
Druva Holdings, Inc.
Software
Equity
$587.0K
$300.0K
$287.0K
TFG Holding, Inc.
Consumer & Business Products
Equity
$584.0K
$89.0K
$495.0K
Rhino Labs, Inc.
Consumer & Business Services
Equity
$559.0K
$1.00M
-$441.0K
Next Insurance, Inc.
Diversified Financial Services
Warrant
$554.0K
$214.0K
$340.0K
Skydio, Inc.
Electronics & Computer Hardware
Equity
$544.0K
$1.50M
-$956.0K
Fulcrum Bioenergy, Inc.
Sustainable and Renewable Technology
Equity
$529.0K
$711.0K
-$182.0K
Thumbtack, Inc.
Consumer & Business Services
Warrant
$515.0K
$844.0K
-$329.0K
Impossible Foods, Inc.
Sustainable and Renewable Technology
Equity
$479.0K
$2.00M
-$1.52M
Fulfil Solutions, Inc.
Software
Warrant
$456.0K
$325.0K
$131.0K
Reltio, Inc.
Software
Warrant
$447.0K
$215.0K
$232.0K
Automation Anywhere, Inc.
Software
Warrant
$430.0K
$448.0K
-$18.0K
Verana Health, Inc.
Software
Equity
$422.0K
$2.00M
-$1.58M
DroneDeploy, Inc.
Software
Warrant
$413.0K
$278.0K
$135.0K
Locus Robotics Corp.
Electronics & Computer Hardware
Equity
$407.0K
$650.0K
-$243.0K
Demandbase, Inc.
Software
Warrant
$396.0K
$545.0K
-$149.0K
Achronix Semiconductor Corporation
Semiconductors
Equity
$394.0K
$160.0K
$234.0K
SingleStore, Inc.
Software
Warrant
$386.0K
$103.0K
$283.0K
Investment Funds & Vehicles Investments and Software and Liberty Zim Co-Invest L.P., Investment Funds & Vehicles, Acquisition Date 7/21/2022
Software
Warrant Investments
$378.0K
$381.0K
-$3.0K
OfferUp, Inc.
Consumer & Business Services
Equity
$377.0K
$1.66M
-$1.29M
NetBase Solutions, Inc.
Information Services
Warrant
$362.0K
$356.0K
$6.0K
Suzy, Inc. Warrant, Acquisition Date 8/24/2023 Common Stock
Software
Warrant
$354.0K
$367.0K
-$13.0K
Nerdy Inc.
Consumer & Business Services
Equity
$343.0K
$1.00M
-$657.0K
Akero Therapeutics, Inc.
Drug Discovery & Development
Warrant
$335.0K
$175.0K
$160.0K
PathAI, Inc.
Biotechnology Tools
Warrant
$334.0K
$460.0K
-$126.0K
Recover Together, Inc.
Healthcare Services, Other
Warrant
$327.0K
$382.0K
-$55.0K
Newfront Insurance Holdings, Inc.
Diversified Financial Services
Equity
$325.0K
$403.0K
-$78.0K
Whoop, Inc.
Consumer & Business Products
Warrant
$325.0K
$18.0K
$307.0K
Mixpanel, Inc.
Software
Warrant
$306.0K
$252.0K
$54.0K
Contentful Global, Inc.
Software
Equity
$303.0K
$138.0K
$165.0K
Landing Holdings Inc.
Consumer & Business Services
Warrant
$298.0K
$116.0K
$182.0K
COMPASS Pathways plc
Drug Discovery & Development
Warrant
$285.0K
$278.0K
$7.0K
Dynavax Technologies
Drug Discovery & Development
Equity
$280.0K
$550.0K
-$270.0K
Bright Machines, Inc.
Manufacturing Technology
Warrant
$279.0K
$537.0K
-$258.0K
Coronado Aesthetics, LLC
Medical Devices & Equipment
Equity
$260.0K
$250.0K
$10.0K
Dashlane, Inc.
Software
Warrant
$258.0K
$461.0K
-$203.0K
ZeroFox, Inc.
Software
Equity
$252.0K
$101.0K
$151.0K
Curevo, Inc.
Drug Discovery & Development
Warrant
$251.0K
$233.0K
$18.0K
Kore.ai, Inc.
Software
Warrant
$243.0K
$208.0K
$35.0K
Fever Labs, Inc.
Media/Content/Info
Warrant
$235.0K
$67.0K
$168.0K
Tipalti Solutions Ltd.
Software
Warrant
$234.0K
$174.0K
$60.0K
Leapwork ApS.
Software
Equity
$231.0K
$250.0K
-$19.0K
X4 Pharmaceuticals, Inc.
Drug Discovery & Development
Warrant
$225.0K
$510.0K
-$285.0K
Heron Therapeutics, Inc.
Drug Discovery & Development
Warrant
$223.0K
$228.0K
-$5.0K
Carbon Health Technologies, Inc.
Healthcare Services, Other
Equity
$206.0K
$1.69M
-$1.48M
Cellarity, Inc.
Drug Discovery & Development
Warrant
$201.0K
$287.0K
-$86.0K
SingleStore, Inc.
Software
Equity
$196.0K
$280.0K
-$84.0K
Oportun
Consumer & Business Services
Equity
$189.0K
$577.0K
-$388.0K
Elation Health, Inc.
Software
Warrant
$188.0K
$583.0K
-$395.0K
VideoAmp, Inc.
Software
Warrant
$186.0K
$1.27M
-$1.09M
AmplifyBio, LLC
Drug Discovery & Development
Warrant
$184.0K
$237.0K
-$53.0K
Senseonics Holdings, Inc.
Medical Devices & Equipment
Warrant
$184.0K
$200.0K
-$16.0K
Pineapple Energy LLC
Sustainable and Renewable Technology
Equity
$180.0K
$3.15M
-$2.97M
enGene,Inc
Drug Discovery & Development
Warrant
$179.0K
$118.0K
$61.0K
908 Devices, Inc.
Electronics & Computer Hardware
Warrant
$175.0K
$101.0K
$74.0K
Modern Life, Inc.
Healthcare Services, Other
Warrant
$165.0K
$164.0K
$1.0K
Valo Health, LLC
Drug Discovery & Development
Warrant
$153.0K
$256.0K
-$103.0K
OfferUp, Inc.
Consumer & Business Services
Equity
$143.0K
$632.0K
-$489.0K
Aryaka Networks, Inc.
Communications & Networking
Warrant
$128.0K
$123.0K
$5.0K
Sisense Ltd.
Software
Warrant
$128.0K
$174.0K
-$46.0K
uniQure B.V.
Drug Discovery & Development
Equity
$116.0K
$332.0K
-$216.0K
Skydio, Inc.
Electronics & Computer Hardware
Warrant
$114.0K
$557.0K
-$443.0K
Locus Robotics Corp.
Electronics & Computer Hardware
Warrant
$102.0K
$34.0K
$68.0K
Fabletics, Inc.
Consumer & Business Products
Equity
$96.0K
$128.0K
-$32.0K
Strive Health Holdings, LLC.
Healthcare Services, Other
Warrant
$95.0K
$83.0K
$12.0K
Signal Media Limited
Information Services
Warrant
$91.0K
$49.0K
$42.0K
Outset Medical, Inc.
Medical Devices & Equipment
Warrant
$78.0K
$401.0K
-$323.0K
First Insight, Inc.
Software
Warrant
$77.0K
$96.0K
-$19.0K
Simon Data, Inc.
Software
Warrant
$76.0K
$96.0K
-$20.0K
Carwow LTD
Consumer & Business Services
Warrant
$75.0K
$164.0K
-$89.0K
Provi
Consumer & Business Services
Warrant
$74.0K
$166.0K
-$92.0K
Phathom Pharmaceuticals, Inc.
Drug Discovery & Development
Warrant
$68.0K
$848.0K
-$780.0K
Kura Oncology, Inc.
Drug Discovery & Development
Warrant
$63.0K
$88.0K
-$25.0K
Cutover, Inc.
Software
Warrant
$62.0K
$26.0K
$36.0K
Skyword, Inc.
Consumer & Business Services
Warrant
$58.0K
$57.0K
$1.0K
Savara, Inc.
Drug Discovery & Development
Equity
$52.0K
$203.0K
-$151.0K
Plentific Ltd
Consumer & Business Services
Warrant
$51.0K
$48.0K
$3.0K
Lightbend, Inc.
Software
Warrant
$49.0K
$131.0K
-$82.0K
Brain Corporation
Software
Warrant
$47.0K
$165.0K
-$118.0K
DNAnexus, Inc.
Software
Warrant
$47.0K
$97.0K
-$50.0K
Onna Technologies, Inc.Warrant 7/5/2023 Common Stock
Software
Warrant
$39.0K
$60.0K
-$21.0K
Ampion, PBC
Sustainable and Renewable Technology
Warrant
$36.0K
$52.0K
-$16.0K
Halio, Inc.
Sustainable and Renewable Technology
Warrant
$36.0K
$155.0K
-$119.0K
Leapwork ApS
Software
Warrant
$35.0K
$16.0K
$19.0K
Capella Space Corp.
Information Services
Warrant
$33.0K
$207.0K
-$174.0K
Lendio, Inc.
Consumer & Business Services
Warrant
$33.0K
$39.0K
-$6.0K
Cloudian, Inc.
Software
Warrant
$29.0K
$71.0K
-$42.0K
Rocket Pharmaceuticals, Ltd.
Drug Discovery & Development
Equity
$28.0K
$1.50M
-$1.47M
Scynexis, Inc.
Drug Discovery & Development
Warrant
$28.0K
$296.0K
-$268.0K
Lightbend, Inc.
Software
Equity
$23.0K
$265.0K
-$242.0K
Worldremit Group Limited
Consumer & Business Services
Warrant
$23.0K
$129.0K
-$106.0K
Grove Collaborative, Inc.
Consumer & Business Products
Equity
$21.0K
$433.0K
-$412.0K
Alamar Biosciences, Inc.
Biotechnology Tools
Warrant
$20.0K
$36.0K
-$16.0K
Veem, Inc.
Consumer & Business Services
Warrant
$16.0K
$126.0K
-$110.0K
CloudBolt Software, Inc.
Software
Warrant
$12.0K
$117.0K
-$105.0K
PDS Biotechnology Corporation
Drug Delivery
Equity
$12.0K
$309.0K
-$297.0K
Tectura Corporation
Consumer & Business Services
Equity
$12.0K
ADMA Biologics, Inc.
Drug Discovery & Development
Warrant
$11.0K
$166.0K
-$155.0K
Halio, Inc.
Sustainable and Renewable Technology
Warrant
$11.0K
$63.0K
-$52.0K
Proterra, Inc.
Sustainable and Renewable Technology
Equity
$9.0K
$542.0K
-$533.0K
Vida Health, Inc.
Healthcare Services, Other
Warrant
$9.0K
$121.0K
-$112.0K
Dermavant Sciences Ltd.
Drug Discovery & Development
Warrant
$7.0K
$101.0K
-$94.0K
Talphera, Inc (p.k.a. AcelRx Pharmaceuticals, Inc. )
Drug Delivery
Equity
$7.0K
$1.33M
-$1.32M
Redshift Bioanalytics, Inc.
Drug Discovery & Development
Warrant
$6.0K
$20.0K
-$14.0K
Sio Gene Therapies, Inc.
Drug Discovery & Development
Equity
$6.0K
$1.27M
-$1.26M
Skyword, Inc.
Consumer & Business Services
Warrant
$5.0K
$83.0K
-$78.0K
Dare Biosciences, Inc.
Drug Discovery & Development
Equity
$4.0K
$1.00M
-$996.0K
Eigen Technologies Ltd.
Software
Warrant
$4.0K
$8.0K
-$4.0K
Rhino Labs, Inc.
Consumer & Business Services
Warrant
$4.0K
$470.0K
-$466.0K
Tectura Corporation
Consumer & Business Services
Equity
$4.0K
$900.0K
-$896.0K
Aytu BioScience, Inc.
Drug Delivery
Equity
$2.0K
$1.50M
-$1.50M
Coronado Aesthetics, LLC
Medical Devices & Equipment
Equity
$2.0K
Century Therapeutics, Inc.
Drug Discovery & Development
Warrant
$1.0K
$37.0K
-$36.0K
Aria Systems, Inc.
Software
Warrant
$0.00
$74.0K
-$74.0K
Avalo Therapeutics, Inc.
Drug Discovery & Development
Equity
$0.00
$1.00M
-$1.00M
BioQ Pharma Incorporated
Drug Delivery
Equity
$0.00
$500.0K
-$500.0K
BioQ Pharma Incorporated
Drug Delivery
Warrant
$0.00
$2.0K
-$2.0K
CapLinked, Inc.
Software
Equity
$0.00
$51.0K
-$51.0K
Cyclo Therapeutics, Inc. (p.k.a. Applied Molecular Transport)
Drug Discovery & Development
Equity
$0.00
$42.0K
-$42.0K
Evofem Biosciences, Inc.
Drug Discovery & Development
Warrant
$0.00
$266.0K
-$266.0K
Fresh Tracks Therapeutics, Inc. (p.k.a. Brickell Biotech, Inc.)
Drug Discovery & Development
Warrant
$0.00
$119.0K
-$119.0K
Gadget Guard, LLC
Consumer & Business Products
Warrant
$0.00
$228.0K
-$228.0K
HighRoads, Inc.
Software
Equity
$0.00
$307.0K
-$307.0K
Houzz, Inc.
Consumer & Business Services
Warrant
$0.00
$20.0K
-$20.0K
Humanigen, Inc.
Drug Discovery & Development
Equity
$0.00
$800.0K
-$800.0K
INMOBI Inc.
Information Services
Warrant
$0.00
$82.0K
-$82.0K
Intuity Medical, Inc.
Medical Devices & Equipment
Warrant
$0.00
$294.0K
-$294.0K
Kineta, Inc.
Drug Discovery & Development
Warrant
$0.00
$110.0K
-$110.0K
Modumetal, Inc.
Sustainable and Renewable Technology
Equity
$0.00
$500.0K
-$500.0K
NantEnergy, LLC
Sustainable and Renewable Technology
Equity
$0.00
$102.0K
-$102.0K
PDS Biotechnology Corporation
Drug Delivery
Warrant
$0.00
$390.0K
-$390.0K
Polyera Corporation
Sustainable and Renewable Technology
Warrant
$0.00
$269.0K
-$269.0K
Reischling Press, Inc.
Consumer & Business Services
Equity
$0.00
$39.0K
-$39.0K
Snagajob.com, Inc.
Consumer & Business Services
Warrant
$0.00
$16.0K
-$16.0K
Snagajob.com, Inc.
Consumer & Business Services
Warrant
$0.00
$782.0K
-$782.0K
Snagajob.com, Inc.
Consumer & Business Services
Warrant
$0.00
$62.0K
-$62.0K
Tela Bio, Inc.
Medical Devices & Equipment
Warrant
$0.00
$61.0K
-$61.0K
The Neat Company
Consumer & Business Products
Warrant
$0.00
$365.0K
-$365.0K
Udacity, Inc.
Consumer & Business Services
Warrant
$0.00
$218.0K
-$218.0K
Worldremit Group Limited
Consumer & Business Services
Warrant
$0.00
$26.0K
-$26.0K
and Convoy, Inc., Senior Secured, Maturity Date March 2026, Prime + 3.20%, Floor rate 6.45%, PIK Interest 1.95%, 4.55% Exit Fee
Software
Senior Secured
$0.00
$30.92M
-$30.92M
+3.20%
Aerami Therapeutics Holdings, Inc.
Drug Delivery
Warrant
Poplicus, Inc.
Software
Warrant
Disclosed holdings FV
$3.25B
Parsed holdings FV
$3.30B
Residual gap
-$56.00M
Balance-sheet cash
$98.90M
CIK
0001280784
Accession
0001280784-24-000007
Form type
10-K
Period
2023-12-31