HTGC
Hercules Capital
Portfolio Fair Value
$3.31B
345 holdings
Avg Spread
+4.61%
FV-weighted, debt
Avg Coupon
—
FV-weighted
% First Lien
78.4%
of debt FV
Unrealized P/L
-$62.58M
-1.85% of cost
Non-Accrual
2
text-detected
Balance sheet
Assets$3.34B
Liabilities + Equity$3.34B
First Lien
$2.56B · 76.7%
First Lien
$2.56B · 76.7%
Other Debt
$526.74M · 15.8%
Other Debt
$526.74M · 15.8%
Equity
$176.80M · 5.3%
Cash & Equivalents
$31.98M · 1.0%
Other Assets
$43.03M · 1.3%
Debt (Borrowings)
$1.63B · 48.9%
Debt (Borrowings)
$1.63B · 48.9%
Other Liabilities
$51.61M · 1.5%
Net Assets (Equity)
$1.65B · 49.5%
Net Assets (Equity)
$1.65B · 49.5%
Industry Composition
Drug Discovery & Development
36.1%
Software
25.9%
Consumer & Business Services
15.5%
Healthcare
8.3%
Information Services
3.7%
Diversified Financial Services
3.2%
Communications
3.2%
Biotechnology Tools
1.0%
Manufacturing
0.7%
Medical Devices & Equipment
0.7%
Electronics
0.6%
Media/Content/Info
0.4%
Other industries
0.6%
Spread Distribution
0.0%
1.0%
2.0%
3.0%
4.0%
4.5%
5.0%
6.0%
7.0%
8.0%
9.0%
12.0%
Schedule of Investments
All holdings
All holdings
Sortable, click headers to re-sort
345 of 406
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
Axsome Therapeutics, Inc. Senior Secured, Maturity Date January 2028 Prime + 2.20%, Floor rate 9.95%, Cap rate 10.70%, 5.78% Exit Fee | Drug Discovery & Development | Senior Secured | $147.81M | $143.23M | $4.59M | — | +2.20% | — |
Corium, Inc. Senior Secured, Maturity Date September 2026, Prime + 5.70%, Floor rate 8.95%, 7.75% Exit Fee | Drug Discovery & Development | Senior Secured | $137.81M | $135.07M | $2.74M | — | +5.70% | — |
Phathom Pharmaceuticals, Inc. Senior Secured, Maturity Date October 2026, Prime + 2.25%, Floor rate 5.50%, PIK Interest 3.35%, 7.50% Exit Fee | Drug Discovery & Development | Senior Secured | $99.19M | $98.32M | $865.0K | — | +2.25% | — |
Worldremit Group Limited | Consumer & Business Services | Senior Secured | $89.16M | $88.97M | $197.0K | — | +9.40% | — |
& Networking and Rocket Lab Global Services, LLC Senior | Communications | Secured, Maturity Date June 2024, Prime + 4.90%, Floor rate 8.15%, PIK Interest 1.25%, 3.25% Exit Fee | $87.14M | $87.14M | $0.00 | — | +4.90% | — |
Madrigal Pharmaceutical, Inc. Senior Secured, Maturity Date May 2026, Prime + 2.45%, Floor rate 8.25%, 5.35% Exit Fee | Drug Discovery & Development | Senior Secured | $80.52M | $78.32M | $2.20M | — | +2.45% | — |
SeatGeek, Inc. Senior Secured, Maturity Date July 2025, Prime + 2.50%, Floor rate 10.75%, PIK Interest 0.50% | Consumer & Business Services | Senior Secured | $77.02M | $77.02M | $0.00 | — | +2.50% | — |
uniQure B.V. Senior Secured, Maturity Date December 2025, Prime + 4.70%, Floor rate 7.95%, 6.10% Exit Fee | Drug Discovery & Development | Senior Secured | $73.20M | $70.92M | $2.29M | — | +4.70% | — |
TG Therapeutics, Inc. Senior Secured, Maturity Date January 2026, Prime + 1.20%, Floor rate 8.95%, PIK Interest 2.25%, 5.69% Exit Fee | Drug Discovery & Development | Senior Secured | $66.74M | $65.74M | $999.0K | — | +1.20% | — |
AppDirect, Inc. Senior Secured, Maturity Date April 2026, Prime + 5.50%, Floor rate 8.75%, 7.12% Exit Fee | Consumer & Business Services | Senior Secured | $59.14M | $57.40M | $1.74M | — | +5.50% | — |
Services, Other and Blue Sprig Pediatrics, Inc. Senior | Healthcare | Secured, Maturity Date November 2026, 1-month SOFR + 5.11%, Floor rate 6.00%, PIK Interest 4.45% | $57.93M | $57.67M | $259.0K | — | +5.11% | — |
and Khoros (p.k.a Lithium Technologies), Senior Secured, Maturity Date January 2025, 3-month SOFR + 4.50%, Floor rate 5.50%, PIK Interest 4.50% | Software | Senior Secured | $57.11M | $57.06M | $48.0K | — | +4.50% | — |
X4 Pharmaceuticals, Inc. Senior Secured, Maturity Date April 2026, Prime + 3.15%, Floor rate 10.15%, 6.35% Exit Fee | Drug Discovery & Development | Senior Secured | $54.76M | $54.44M | $318.0K | — | +3.15% | — |
Services, Other and Equality Health, LLC, Senior | Healthcare | Secured, Maturity Date February 2026, Prime + 6.25%, Floor rate 9.50%, PIK Interest 1.55% | $54.48M | $53.89M | $590.0K | — | +6.25% | — |
Udacity, Inc. Senior Secured, Maturity Date September 2024, Prime + 4.50%, Floor rate 7.75%, PIK Interest 2.00%, 3.00% Exit Fee | Consumer & Business Services | Senior Secured | $52.56M | $53.54M | -$985.0K | — | +4.50% | — |
Braeburn, Inc. | Drug Discovery & Development | Senior Secured | $51.94M | $51.94M | $0.00 | — | +2.45% | — |
Services, Other and Carbon Health Technologies, Inc. Senior | Healthcare | Secured, Maturity Date March 2025, Prime + 5.60%, Floor rate 8.85%, 4.61% Exit Fee | $47.34M | $47.02M | $319.0K | — | +5.60% | — |
Checkr Group, Inc. Senior Secured, Maturity Date August 2028, Prime + 1.45%, Floor rate 8.00%, PIK Interest 2.00%, 2.75% Exit Fee | Information Services | Senior Secured | $47.16M | $47.16M | $0.00 | — | +1.45% | — |
and Babel Street, Senior Secured, Maturity Date December 2027, 3-month SOFR + 7.89%, Floor rate 8.89% | Software | Senior Secured | $44.89M | $43.94M | $952.0K | — | +7.89% | — |
and Dashlane, Inc., Senior Secured, Maturity Date July 2025, Prime + 3.05%, Floor rate 7.55%, PIK Interest 1.10%, 2.39% Exit Fee | Software | Senior Secured | $43.21M | $42.90M | $314.0K | — | +3.05% | — |
G1 Therapeutics, Inc. Senior Secured, Maturity Date November 2026, Prime + 5.65%, Floor rate 9.15%, 11.41% Exit Fee | Drug Discovery & Development | Senior Secured | $40.01M | $39.53M | $484.0K | — | +5.65% | — |
and Allvue Systems, LLC, Senior Secured, Maturity Date September 2029, 6-month SOFR + 7.25%, Floor rate 8.25% | Software | Senior Secured | $35.51M | $35.51M | $0.00 | — | +7.25% | — |
Alladapt Immunotherapeutics Inc. Senior Secured, Maturity Date September 2026, Prime + 3.65%, Floor rate 8.40%, Cap rate 10.90%, 5.30% Exit Fee | Drug Discovery & Development | Senior Secured | $35.02M | $35.00M | $14.0K | — | +3.65% | — |
BridgeBio Pharma, Inc. Senior Secured, Maturity Date November 2026, FIXED 9.00%, 2.00% Exit Fee | Drug Discovery & Development | Senior Secured | $34.82M | $38.06M | -$3.24M | — | — | — |
Services, Other and Recover Together, Inc. Senior | Healthcare | Secured, Maturity Date July 2027 Prime + 1.90%, Floor rate 10.15%, 7.50% Exit Fee | $34.49M | $34.49M | $0.00 | — | +1.90% | — |
and Sisense Ltd., Senior Secured, Maturity Date July 2027, Prime + 1.50%, Floor rate 9.50%, PIK Interest 1.95%, 2.55% Exit Fee | Software | Senior Secured | $34.36M | $34.27M | $88.0K | — | +1.50% | — |
and Campaign Monitor Limited, Senior Secured, Maturity Date November 2025, 3-month SOFR + 9.05%, Floor rate 9.90% | Software | Senior Secured | $33.00M | $32.67M | $328.0K | — | +9.05% | — |
and Kore.ai, Inc., Senior Secured, Maturity Date April 2027, Prime + 1.50%, Floor rate 9.25%, PIK Interest 2.20%, 2.27% Exit Fee | Software | Senior Secured | $32.89M | $32.89M | $6.0K | — | +1.50% | — |
Yipit, LLC | Information Services | Senior Secured | $31.76M | $31.45M | $305.0K | — | +8.47% | — |
Cellarity, Inc. Senior Secured, Maturity Date June 2026, Prime + 5.70%, Floor rate 8.95%, 3.75% Exit Fee | Drug Discovery & Development | Senior Secured | $30.75M | $30.17M | $577.0K | — | +5.70% | — |
and Brain Corporation, Senior Secured, Maturity Date April 2026, PRIME + 3.70%, Floor rate 9.20%, PIK Interest 1.00%, 3.95% Exit Fee | Software | Senior Secured | $30.69M | $30.49M | $204.0K | — | +3.70% | — |
Hercules Adviser LLC | Diversified Financial Services | Equity | $28.67M | $35.0K | $28.63M | — | — | — |
RVShare, LLC | Consumer & Business Services | Senior Secured | $28.41M | $28.21M | $201.0K | — | +5.50% | — |
PathAI, Inc. | Biotechnology Tools | Senior Secured | $28.31M | $27.86M | $456.0K | — | +2.15% | — |
and Loftware, Inc., Senior Secured, Maturity Date March 2028, 3-month SOFR + 7.88%, Floor rate 8.88% | Software | Senior Secured | $25.82M | $25.30M | $517.0K | — | +7.88% | — |
SeatGeek, Inc. | Consumer & Business Services | Senior Secured | $25.28M | $25.07M | $215.0K | — | +7.00% | — |
Riviera Partners LLC. Senior Secured, Maturity Date April 2027, 3-month SOFR + 7.53%, Floor rate 8.53% | Consumer & Business Services | Senior Secured | $25.06M | $25.44M | -$378.0K | — | +7.53% | — |
and Gibraltar Acquisition, LLC (p.k.a. Gibraltar Business Capital, LLC) | Diversified Financial Services | Unsecured, | $24.64M | $24.64M | $0.00 | — | — | — |
and Convoy, Inc., Senior Secured, Maturity Date March 2026, Prime + 3.20%, Floor rate 6.45%, PIK Interest 1.95%, 4.55% Exit Fee | Software | Senior Secured | $24.55M | $74.86M | -$50.31M | — | +3.20% | — |
Services, Other and Main Street Rural, Inc. Senior | Healthcare | Secured, Maturity Date July 2027, Prime + 1.95%, Floor rate 9.95%, 6.85% Exit Fee | $24.35M | $24.35M | $0.00 | — | +1.95% | — |
Carwow LTD Senior Secured, Maturity Date December 2024, Prime + 4.70%, Floor rate 7.95%, PIK Interest 1.45%, 4.95% Exit Fee | Consumer & Business Services | Senior Secured | GBP 24.13M | GBP 26.62M | -GBP 2.49M | — | +4.70% | — |
AmplifyBio, LLC | Drug Discovery & Development | Senior Secured | $23.99M | $24.00M | -$11.0K | — | +2.50% | — |
Compass Pathways plc Senior Secured, Maturity Date June 2026, Prime + 1.50%, Floor rate 9.75%, PIK Interest 1.40%, 4.75% Exit Fee | Drug Discovery & Development | Senior Secured | $23.61M | $23.61M | $0.00 | — | +1.50% | — |
and Nuvolo Technologies Corporation, Senior Secured, Maturity Date July 2026, Prime + 5.25%, Floor rate 8.50%, 2.42% Exit Fee | Software | Senior Secured | $23.49M | $22.68M | $814.0K | — | +5.25% | — |
Houzz, Inc. Convertible Debt, Maturity Date May 2028, PIK Interest 7.00% | Consumer & Business Services | Convertible Debt | $23.49M | $22.90M | $594.0K | — | — | — |
Gritstone Bio, Inc. Senior Secured, Maturity Date July 2027, Prime + 3.15%, Floor rate 7.15%, Cap rate 8.65%, PIK Interest 2.00%, 5.75% Exit Fee | Drug Discovery & Development | Senior Secured | $23.12M | $23.06M | $56.0K | — | +3.15% | — |
and Ceros, Inc | Software | Debt Investments | $23.11M | $22.52M | $584.0K | — | — | — |
and Sumo Logic, Inc., Senior Secured, Maturity Date May 2030, 3-month SOFR + 6.50%, Floor rate 7.50% | Software | Senior Secured | $22.85M | $22.45M | $406.0K | — | +6.50% | — |
Gibraltar Acquisition, LLC (p.k.a. Gibraltar Business Capital, LLC) | Diversified Financial Services | Equity | $21.55M | $32.51M | -$10.95M | — | — | — |
Replimune Group, Inc. Senior Secured, Maturity Date October 2027, Prime + 1.75%, Floor rate 7.25%, Cap rate 9.00%, PIK Interest 1.50%, 4.95% Exit Fee | Drug Discovery & Development | Senior Secured | $21.54M | $21.04M | $501.0K | — | +1.75% | — |
Services, Other and Vida Health, Inc. Senior | Healthcare | Secured, Maturity Date March 2026, 9.20% + Lower of (Prime - 3.25% or 1.00%), Floor rate 9.20%, Cap rate 10.20%, 4.95% Exit Fee | $21.53M | $21.89M | -$353.0K | — | — | — |
and Ceros, Inc., Senior Secured, Maturity Date September 2026, 6-month LIBOR + 8.99%, Floor rate 9.89% | Software | Senior Secured | $21.49M | $20.92M | $569.0K | — | +8.99% | — |
Senseonics Holdings, Inc. Prime + 1.40%, Floor rate 9.90%, 6.95% Exit Fee | Medical Devices & Equipment | Senior Secured | $21.46M | $21.46M | $0.00 | — | +1.40% | — |
Capella Space Corp. Senior Secured, Maturity Date November 2025, Prime + 5.00%, Floor rate 8.25%, PIK Interest 1.10%, 7.00% Exit Fee | Information Services | Senior Secured | $21.15M | $20.99M | $160.0K | — | +5.00% | — |
and Alchemer LLC, Senior Secured, Maturity Date May 2028, 1-month SOFR + 8.14%, Floor rate 9.14% | Software | Senior Secured | $21.13M | $20.49M | $635.0K | — | +8.14% | — |
and Imperva, Inc., Senior Secured, Maturity Date January 2027, 3-month SOFR + 8.01%, Floor rate 8.75% | Software | Senior Secured | $20.20M | $19.89M | $307.0K | — | +8.01% | — |
and Automation Anywhere, Inc. Senior Secured, Maturity Date September 2027, Prime + 4.25%, Floor rate 9.00%, 3.50% Exit Fee | Software | Senior Secured | $20.03M | $19.27M | $762.0K | — | +4.25% | — |
HilleVax, Inc. Senior Secured, Maturity Date May 2027, Prime + 1.05%, Floor rate 4.55%, Cap rate 6.05%, PIK Interest 2.85%, 7.15% Exit Fee | Drug Discovery & Development | Senior Secured | $19.83M | $20.44M | -$613.0K | — | +1.05% | — |
Heron Therapeutics, Inc.. Senior Secured, Maturity Date February 2026, Prime + 1.70%, Floor rate 9.95%, PIK Interest 1.50%, 3.00% Exit Fee | Drug Discovery & Development | Senior Secured | $19.62M | $19.62M | $0.00 | — | +1.70% | — |
Geron Corporation | Drug Discovery & Development | Senior Secured | $19.60M | $19.31M | $289.0K | — | +5.75% | — |
& Computer Hardware and Locus Robotics Corp. Senior | Electronics | Secured, Maturity Date June 2026, Prime + 4.50%, Floor rate 8.00%, 1.00% Exit Fee | $19.08M | $18.30M | $783.0K | — | +4.50% | — |
and Mobile Solutions Services, Senior Secured, Maturity Date December 2025, 3-month SOFR + 9.21%, Floor rate 10.06% | Software | Senior Secured | $17.99M | $18.09M | -$97.0K | — | +9.21% | — |
and Salary.com, LLC, Senior Secured, Maturity Date September 2027, 3-month SOFR + 8.00%, Floor rate 9.00% | Software | Senior Secured | $17.71M | $17.56M | $147.0K | — | +8.00% | — |
and Zimperium, Inc., Senior Secured, Maturity Date May 2027, 3-month SOFR + 8.31%, Floor rate 9.31% | Software | Senior Secured | $16.39M | $16.04M | $352.0K | — | +8.31% | — |
Aldeyra Therapeutics, Inc. Senior Secured, Maturity Date October 2024, Prime + 3.10%, Floor rate 8.60%, 8.90% Exit Fee | Drug Discovery & Development | Senior Secured | $16.30M | $16.14M | $159.0K | — | +3.10% | — |
& Networking and Aryaka Networks, Inc. Senior | Communications | Secured, Maturity Date July 2026, Prime + 3.25%, Floor rate 6.75%, PIK Interest 1.05%, 3.55% Exit Fee | $15.54M | $15.01M | $527.0K | — | +3.25% | — |
and Simon Data, Inc., Senior Secured, Maturity Date March 2027, Prime + 1.00%, Floor rate 8.75%, PIK Interest 1.95%, 2.95% Exit Fee | Software | Senior Secured | $15.10M | $14.87M | $226.0K | — | +1.00% | — |
Hibercell, Inc. Senior Secured, Maturity Date May 2025, Prime + 5.40%, Floor rate 8.65%, 4.95% Exit Fee | Drug Discovery & Development | Senior Secured | $15.05M | $15.01M | $33.0K | — | +5.40% | — |
Provi | Consumer & Business Services | Senior Secured | $14.94M | $14.86M | $78.0K | — | +4.40% | — |
Technology and Ouster, Inc. Senior | Manufacturing | Secured, Maturity Date May 2026, Prime + 6.15%, Floor rate 9.40%, 7.45% Exit Fee | $14.80M | $14.19M | $611.0K | — | +6.15% | — |
and LinenMaster, LLC., Senior Secured, Maturity Date August 2028 1-month SOFR + 6.25%, Floor rate 7.25%, PIK Interest 2.15% | Software | Senior Secured | $14.71M | $14.71M | $0.00 | — | +6.25% | — |
Jobandtalent USA, Inc. Senior Secured, Maturity Date February 2025, 1-month SOFR + 8.86, Floor rate 9.75%, 3.00% Exit Fee | Consumer & Business Services | Senior Secured | $14.18M | $14.03M | $150.0K | — | +8.86% | — |
and LogicSource, Senior Secured, Maturity Date July 2027, 3-month SOFR + 8.93%, Floor rate 9.93% | Software | Senior Secured | $13.48M | $13.06M | $423.0K | — | +8.93% | — |
and Streamline Healthcare Solutions, Senior Secured, Maturity Date March 2028, 1-month SOFR + 7.25%, Floor rate 8.25% | Software | Senior Secured | $13.27M | $12.94M | $328.0K | — | +7.25% | — |
Palantir Technologies | Software | Equity | $13.09M | $5.00M | $8.09M | — | — | — |
Services, Other and Modern Life, Inc. Senior | Healthcare | Secured, Maturity Date February 2027, Prime + 2.75%, Floor rate 8.75%, 3.00% Exit Fee | $13.00M | $12.83M | $173.0K | — | +2.75% | — |
Akero Therapeutics, Inc. Senior Secured, Maturity Date January 2027, Prime + 3.65%, Floor rate 7.65%, 5.85% Exit Fee | Drug Discovery & Development | Senior Secured | $12.95M | $12.45M | $494.0K | — | +3.65% | — |
Tarsus Pharmaceuticals, Inc. Senior Secured, Maturity Date February 2027, Prime + 4.45%, Floor rate 8.45%, Cap rate 11.45%, 4.75% Exit Fee | Drug Discovery & Development | Senior Secured | $12.70M | $12.45M | $249.0K | — | +4.45% | — |
and 3GTMS, LLC, Senior Secured, Maturity Date February 2025, 6-month SOFR + 9.70%, Floor rate 10.60% | Software | Senior Secured | $12.55M | $12.51M | $40.0K | — | +9.70% | — |
and Hercules Adviser LLC | Diversified Financial Services | Unsecured, | $12.00M | $12.00M | $0.00 | — | — | — |
Services, Other and Strive Health Holdings, LLC Senior | Healthcare | Secured, Maturity Date September 2027, Prime + 0.70%, Floor rate 9.20%, 5.95% Exit Fee | $11.82M | $11.82M | $0.00 | — | +0.70% | — |
and Suzy, Inc.., Senior Secured, Maturity Date August 2027, Prime + 1.75%, Floor rate 10.00%, PIK Interest 1.95%, 3.45% Exit Fee | Software | Senior Secured | $11.74M | $11.74M | $0.00 | — | +1.75% | — |
Bicycle Therapeutics PLC | Drug Discovery & Development | Senior Secured | $11.65M | $11.85M | -$195.0K | — | +4.55% | — |
Saama Technologies, LLC Senior Secured, Maturity Date July 2027, Prime + 0.70%, Floor rate 8.95%, PIK Interest 2.00%, 2.95% Exit Fee | Information Services | Senior Secured | $11.54M | $11.54M | $0.00 | — | +0.70% | — |
Services, Other and Better Therapeutics, Inc. Senior | Healthcare | Secured, Maturity Date August 2025, Prime + 5.70%, Floor rate 8.95%, 5.95% Exit Fee | $11.35M | $11.67M | -$318.0K | — | +5.70% | — |
and ThreatConnect, Inc., Senior Secured, Maturity Date May 2026, 6-month SOFR + 9.25%, Floor rate 10.00% | Software | Senior Secured | $10.80M | $10.74M | $56.0K | — | +9.25% | — |
ATAI Life Sciences N.V. Senior Secured, Maturity Date August 2026, Prime + 4.55%, Floor rate 8.55%, 6.95% Exit Fee | Drug Discovery & Development | Senior Secured | $10.78M | $10.64M | $140.0K | — | +4.55% | — |
and Tipalti Solutions Ltd., Senior Secured, Maturity Date April 2027, Prime + 0.45%, Floor rate 7.95%, PIK Interest 2.00%, 3.75% Exit Fee | Software | Senior Secured | $10.69M | $10.50M | $195.0K | — | +0.45% | — |
Thumbtack, Inc. Senior Secured, Maturity Date April 2026, Prime + 4.95%, Floor rate 8.20%, PIK Interest 1.50%, 3.95% Exit Fee | Consumer & Business Services | Senior Secured | $10.55M | $10.25M | $298.0K | — | +4.95% | — |
Debt Investments Consumer & Business Services, Veem, Inc. | Consumer & Business Services | Debt Investments | $10.45M | $10.27M | $177.0K | — | — | — |
and Next Insurance, Inc, Senior Secured, Maturity Date February 2028, Prime + -1.50%, Floor rate 4.75%, PIK Interest 5.50% | Diversified Financial Services | Senior Secured | $10.43M | $10.13M | $299.0K | — | +-1.50% | — |
enGene, Inc. Senior Secured, Maturity Date July 2025, Prime + 5.00%, Floor rate 8.25%, 6.35% Exit Fee | Drug Discovery & Development | Senior Secured | $10.22M | $10.15M | $71.0K | — | +5.00% | — |
and Catchpoint Systems, Inc., Senior Secured, Maturity Date November 2025, 3-month SOFR + 9.41%, Floor rate 11.81% | Software | Senior Secured | $9.94M | $9.94M | $4.0K | — | +9.41% | — |
and Gibraltar Acquisition, LLC (p.k.a. Gibraltar Business Capital, LLC), UnSecured, Maturity Date September 2026, Fixed + 11.95% | Diversified Financial Services | Unsecured | $9.80M | $9.80M | $0.00 | — | — | — |
Curevo, Inc. Senior Secured, Maturity Date June 2027 Prime + 1.70%, Floor rate 9.70%, 6.95% Exit Fee | Drug Discovery & Development | Senior Secured | $9.75M | $9.75M | $0.00 | — | +1.70% | — |
and Copper CRM, Inc, Senior Secured, Maturity Date March 2025, Prime + 4.50%, Floor rate 8.25%, Cap rate 10.25%, PIK Interest 1.95%, 4.14% Exit Fee | Software | Senior Secured | $9.41M | $9.63M | -$222.0K | — | +4.50% | — |
Skyword, Inc. Senior Secured, Maturity Date November 2026, Prime + 2.75%, Floor rate 9.25%, PIK Interest 1.75%, 3.00% Exit Fee | Consumer & Business Services | Senior Secured | $9.22M | $9.12M | $102.0K | — | +2.75% | — |
and Agilence, Inc. Senior Secured, Maturity Date October 2026, 1-month BSBY + 9.00%, Floor rate 10.00% | Software | Senior Secured | $9.17M | $9.05M | $119.0K | — | +9.00% | — |
Rhino Labs, Inc. Senior Secured, Maturity Date March 2024, Prime + 5.50%, Floor rate 8.75%, PIK Interest 2.25% | Consumer & Business Services | Senior Secured | $9.04M | $9.04M | $0.00 | — | +5.50% | — |
Technology and Bright Machines, Inc. Senior | Manufacturing | Secured, Maturity Date April 2025, Prime + 4.00%, Floor rate 9.50%, 5.00% Exit Fee | $8.92M | $8.88M | $36.0K | — | +4.00% | — |
and Zappi, Inc., Senior Secured, Maturity Date December 2027, 3-month SOFR + 8.03%, Floor rate 9.03% | Software | Senior Secured | $8.91M | $8.81M | $106.0K | — | +8.03% | — |
Axsome Therapeutics, Inc. | Drug Discovery & Development | Equity | $8.88M | $4.17M | $4.71M | — | — | — |
and Annex Cloud, Senior Secured, Maturity Date February 2027, 1-month BSBY + 8.99%, Floor rate 9.99% | Software | Senior Secured | $8.74M | $8.67M | $71.0K | — | +8.99% | — |
and Enmark Systems, Inc., Senior Secured, Maturity Date September 2026, 3-month SOFR + 6.88%, Floor rate 7.73%, PIK Interest 2.14% | Software | Senior Secured | $8.34M | $8.20M | $143.0K | — | +6.88% | — |
and Dispatch Technologies, Inc., Senior Secured, Maturity Date April 2028, 3-month SOFR + 8.01%, Floor rate 8.76% | Software | Senior Secured | $7.92M | $7.82M | $109.0K | — | +8.01% | — |
Viridian Therapeutics, Inc. Senior Secured, Maturity Date October 2026, Prime + 4.20%, Floor rate 7.45%, Cap rate 8.95%, 6.00% Exit Fee | Drug Discovery & Development | Senior Secured | $7.85M | $8.02M | -$161.0K | — | +4.20% | — |
and Cybermaxx Intermediate Holdings, Inc., Senior Secured, Maturity Date August 2026, 6-month SOFR + 8.63%, Floor rate 9.38% | Software | Senior Secured | $7.70M | $7.84M | -$139.0K | — | +8.63% | — |
BiomX, INC | Drug Discovery & Development | Senior Secured | $7.57M | $7.56M | $10.0K | — | +5.70% | — |
and Omeda Holdings, LLC, Senior Secured, Maturity Date July 2027, 3-month SOFR + 8.05%, Floor rate 9.05% | Software | Senior Secured | $7.55M | $7.40M | $148.0K | — | +8.05% | — |
and Fortified Health Security, Senior Secured, Maturity Date December 2027, 6-month SOFR + 7.79%, Floor rate 8.54% | Software | Senior Secured | $6.84M | $6.84M | $1.0K | — | +7.79% | — |
Fever Labs, Inc. Senior Secured, Maturity Date September 2026, Prime + 3.50%, Floor rate 9.00%, 1.00% Exit Fee | Media/Content/Info | Senior Secured | $6.73M | $6.64M | $81.0K | — | +3.50% | — |
DoorDash, Inc. | Consumer & Business Services | Equity | $6.52M | $945.0K | $5.57M | — | — | — |
Locus Biosciences, Inc. Senior Secured, Maturity Date July 2025, Prime + 6.10%, Floor rate 9.35%, 4.95% Exit Fee | Drug Discovery & Development | Senior Secured | $6.39M | $6.36M | $33.0K | — | +6.10% | — |
Worldremit Group Limited | Consumer & Business Services | Senior Secured | $6.30M | $6.28M | $25.0K | — | +9.35% | — |
and Ikon Science Limited, Senior Secured, Maturity Date October 2024, 3-month SOFR + 9.26%, Floor rate 10.00% | Software | Senior Secured | $6.30M | $6.21M | $85.0K | — | +9.26% | — |
Debt Investments Consumer & Business Services, Tectura Corporation | Consumer & Business Services | Debt Investments | $6.24M | $21.51M | -$15.27M | — | — | — |
Tectura Corporation | Consumer & Business Services | Senior Secured | $6.24M | $8.25M | -$2.01M | — | — | — |
and Flight Schedule Pro, LLC, Senior Secured, Maturity Date October 2027, 1-month SOFR + 7.80%, Floor rate 8.70% | Software | Senior Secured | $6.20M | $6.11M | $95.0K | — | +7.80% | — |
BridgeBio Pharma, Inc. | Drug Discovery & Development | Equity | $6.10M | $2.25M | $3.85M | — | — | — |
and DroneDeploy, Inc., Senior Secured, Maturity Date July 2026, Prime + 4.50%, Floor rate 8.75%, 4.00% Exit Fee | Software | Senior Secured | $6.09M | $6.04M | $49.0K | — | +4.50% | — |
and ShadowDragon, LLC, Senior Secured, Maturity Date December 2026, 6-month SOFR + 9.05%, Floor rate 9.95% | Software | Senior Secured | $5.78M | $5.88M | -$99.0K | — | +9.05% | — |
Kura Oncology, Inc. Senior Secured, Maturity Date November 2027, Prime + 2.40%, Floor rate 8.65%, 15.13% Exit Fee | Drug Discovery & Development | Senior Secured | $5.69M | $5.51M | $177.0K | — | +2.40% | — |
and Cutover, Inc., Senior Secured, Maturity Date October 2025, Prime + 5.20%, Floor rate 9.95%, 4.95% Exit Fee | Software | Senior Secured | $5.68M | $5.52M | $169.0K | — | +5.20% | — |
Eloxx Pharmaceuticals, Inc. Senior Secured, Maturity Date April 2025, Prime + 6.25%, Floor rate 9.50%, 6.55% Exit Fee | Drug Discovery & Development | Senior Secured | $5.34M | $5.44M | -$107.0K | — | +6.25% | — |
Veem, Inc. Senior Secured, Maturity Date March 2025, Prime + 4.70%, Floor rate 7.95%, PIK Interest 1.50%, 4.50% Exit Fee | Consumer & Business Services | Senior Secured | $5.26M | $5.14M | $114.0K | — | +4.70% | — |
Veem, Inc. Senior Secured, Maturity Date March 2025, Prime + 4.00%, Floor rate 7.25%, PIK Interest 1.25%, 4.50% Exit Fee | Consumer & Business Services | Senior Secured | $5.19M | $5.13M | $63.0K | — | +4.00% | — |
and Elation Health, Inc., Senior Secured, Maturity Date March 2026, Prime + 4.25%, Floor rate 9.00%, PIK Interest 1.95%, 3.95% Exit Fee | Software | Senior Secured | $5.16M | $4.99M | $170.0K | — | +4.25% | — |
Alamar Biosciences, Inc. Senior Secured, Maturity Date June 2026, Prime + 3.00%, Floor rate 6.50%, PIK Interest 1.00%, 5.95% Exit Fee | Biotechnology Tools | Senior Secured | $5.13M | $5.07M | $66.0K | — | +3.00% | — |
Redshift Bioanalytics, Inc. Senior Secured, Maturity Date January 2026, Prime + 4.25%, Floor rate 7.50%, 3.80% Exit Fee | Drug Discovery & Development | Senior Secured | $5.08M | $5.02M | $56.0K | — | +4.25% | — |
and Constructor Corporation, Senior Secured, Maturity Date July 2027, 1-month SOFR + 8.44%, Floor rate 9.44% | Software | Senior Secured | $4.76M | $4.59M | $171.0K | — | +8.44% | — |
Yipit, LLC | Information Services | Equity | $4.54M | $3.83M | $715.0K | — | — | — |
Signal Media Limited | Information Services | Senior Secured | $4.45M | $4.46M | -$9.0K | — | +5.50% | — |
Valo Health, LLC | Drug Discovery & Development | Senior Secured | $4.22M | $4.22M | $0.00 | — | +6.45% | — |
Ampion, PBC | Sustainable and Renewable Technology | Senior Secured | $4.15M | $4.09M | $59.0K | — | +4.70% | — |
and Leapwork ApS., Senior Secured, Maturity Date February 2026, Prime + 0.25%, Floor rate 7.25%, PIK Interest 1.95%, 2.70% Exit Fee | Software | Senior Secured | $3.87M | $3.78M | $87.0K | — | +0.25% | — |
and Onna Technologies, Inc., Senior Secured, Maturity Date March 2026, Prime + 1.35%, Floor rate 8.85%, PIK Interest, 1.75%, 4.45% Exit Fee | Software | Senior Secured | $3.77M | $3.76M | $5.0K | — | +1.35% | — |
Delphix Corp. | Software | Warrant | $3.75M | $1.59M | $2.16M | — | — | — |
and Eigen Technologies Ltd., Senior Secured, Maturity Date April 2025, Prime + 5.10%, Floor rate 8.35%, 2.95% Exit Fee | Software | Senior Secured | $3.75M | $3.79M | -$37.0K | — | +5.10% | — |
Investment Funds & Vehicles Investments and Drug Discovery & Development and Forbion Growth Opportunities Fund I C.V., Investment Funds & Vehicles, Acquisition Date 11/16/2020 | Drug Discovery & Development | Warrant Investments | $3.31M | $3.27M | $40.0K | — | — | — |
& Networking and Cytracom Holdings LLC Senior | Communications | Secured, Maturity Date February 2025, 3-month SOFR + 9.72%, Floor rate 10.62% | $3.27M | $3.24M | $32.0K | — | +9.72% | — |
HilleVax, Inc | Drug Discovery & Development | Equity | $3.17M | $4.00M | -$835.0K | — | — | — |
Equity Investments Drug Discovery & Development, Valo Health LLC | Drug Discovery & Development | Equity Investments | $3.01M | $4.00M | -$993.0K | — | — | — |
Equity Investments Software, Druva Holdings, Inc. | Software | Equity Investments | $2.89M | $1.30M | $1.59M | — | — | — |
Tarsus Pharmaceuticals, Inc. | Drug Discovery & Development | Equity | $2.76M | $2.10M | $664.0K | — | — | — |
and Cybermaxx Intermediate Holdings, Inc., Senior Secured, Maturity Date August 2026, 6-month SOFR + 12.36%, Floor rate 13.11% | Software | Senior Secured | $2.60M | $2.50M | $107.0K | — | +12.36% | — |
Black Crow AI, Inc. affiliates | Software | Equity | $2.41M | $2.41M | $0.00 | — | — | — |
Druva Holdings, Inc. | Software | Equity | $2.38M | $1.00M | $1.38M | — | — | — |
Pivot Bio, Inc. | Sustainable and Renewable Technology | Equity | $2.34M | $4.50M | -$2.16M | — | — | — |
Equity Investments Software, SingleStore, Inc. | Software | Equity Investments | $2.14M | $2.28M | -$138.0K | — | — | — |
Valo Health, LLC | Drug Discovery & Development | Equity | $2.00M | $3.00M | -$999.0K | — | — | — |
and 3GTMS, LLC, Senior Secured, Maturity Date February 2025, 3-month SOFR + 6.88%, Floor rate 7.78% | Software | Senior Secured | $1.98M | $2.00M | -$14.0K | — | +6.88% | — |
Bicycle Therapeutics PLC | Drug Discovery & Development | Equity | $1.97M | $1.87M | $100.0K | — | — | — |
SingleStore, Inc. | Software | Equity | $1.92M | $2.00M | -$77.0K | — | — | — |
SeatGeek, Inc. | Consumer & Business Services | Warrant | $1.86M | $842.0K | $1.02M | — | — | — |
Nextdoor.com, Inc. | Software | Equity | $1.85M | $4.85M | -$3.00M | — | — | — |
and Tact.ai Technologies, Inc., Senior Secured, Maturity Date February 2024, Prime + 4.00%, Floor rate 8.75%, PIK Interest 2.00%, 5.50% Exit Fee | Software | Senior Secured | $1.83M | $1.83M | $0.00 | — | +4.00% | — |
Pineapple Energy LLC | Sustainable and Renewable Technology | Senior Secured | $1.77M | $1.78M | -$12.0K | — | — | — |
X4 Pharmaceuticals, Inc. | Drug Discovery & Development | Equity | $1.71M | $2.94M | -$1.24M | — | — | — |
Fever Labs, Inc. Senior Secured, Maturity Date March 2026, Prime + 3.50%, Floor rate 9.00%, 1.00% Exit Fee | Media/Content/Info | Senior Secured | $1.66M | $1.66M | $5.0K | — | +3.50% | — |
Fever Labs, Inc. , Maturity Date June 2026, Prime + 3.50%, Floor rate 9.00%, 1.00% Exit Fee | Media/Content/Info | Senior Secured | $1.64M | $1.64M | $3.0K | — | +3.50% | — |
and Ceros Inc, Senior Secured, Maturity Date September 2026,6-month SOFR + 8.89%, Floor rate 9.89% | Software | Senior Secured | $1.61M | $1.60M | $15.0K | — | +8.89% | — |
Phathom Pharmaceuticals, Inc. | Drug Discovery & Development | Equity | $1.53M | $1.73M | -$203.0K | — | — | — |
Fever Labs, Inc. Senior Secured, Maturity Date December 2025, Prime + 3.50%, Floor rate 9.00%, 1.00% Exit Fee | Media/Content/Info | Senior Secured | $1.51M | $1.50M | $9.0K | — | +3.50% | — |
Verge Analytics, Inc. | Drug Discovery & Development | Equity | $1.50M | $1.50M | $0.00 | — | — | — |
Planet Labs, Inc. | Information Services | Equity | $1.42M | $615.0K | $809.0K | — | — | — |
Hibercell, Inc. | Drug Discovery & Development | Equity | $1.42M | $4.25M | -$2.83M | — | — | — |
Fever Labs, Inc. Senior Secured, Maturity Date September 2025, Prime + 3.50%, Floor rate 9.00%, 1.00% Exit Fee | Media/Content/Info | Senior Secured | $1.35M | $1.34M | $9.0K | — | +3.50% | — |
Axsome Therapeutics, Inc. | Drug Discovery & Development | Warrant | $1.34M | $1.29M | $48.0K | — | — | — |
Dragos, Inc. | Software | Warrant | $1.17M | $1.45M | -$285.0K | — | — | — |
Fulcrum Bioenergy, Inc. | Sustainable and Renewable Technology | Equity | $1.14M | $711.0K | $431.0K | — | — | — |
Madrigal Pharmaceutical, Inc. | Drug Discovery & Development | Warrant | $1.10M | $570.0K | $532.0K | — | — | — |
TG Therapeutics, Inc. | Drug Discovery & Development | Warrant | $1.10M | $1.28M | -$183.0K | — | — | — |
Equity Investments Software, Contentful Global, Inc. | Software | Equity Investments | $1.07M | $638.0K | $431.0K | — | — | — |
Lyft, Inc. | Consumer & Business Services | Equity | $1.06M | $5.26M | -$4.20M | — | — | — |
Valo Health, LLC | Drug Discovery & Development | Equity | $1.01M | $1.00M | $6.0K | — | — | — |
Investment Funds & Vehicles Investments and Drug Discovery & Development and Forbion Growth Opportunities Fund II C.V., Investment Funds & Vehicles, Acquisition Date 6/23/2022 | Drug Discovery & Development | Warrant Investments | $987.0K | $319.0K | $668.0K | — | — | — |
The Faction Group LLC | Software | Warrant | $958.0K | $234.0K | $724.0K | — | — | — |
MacroFab, Inc. | Manufacturing Technology | Warrant | $912.0K | $528.0K | $384.0K | — | — | — |
3GTMS, LLC | Software | Equity | $896.0K | $1.00M | -$104.0K | — | — | — |
Couchbase, Inc. | Software | Warrant | $821.0K | $462.0K | $359.0K | — | — | — |
Xometry, Inc. | Manufacturing Technology | Warrant | $809.0K | $47.0K | $762.0K | — | — | — |
23andMe, Inc. | Healthcare Services, Other | Equity | $807.0K | $5.09M | -$4.29M | — | — | — |
Cloudpay, Inc. | Software | Warrant | $805.0K | $54.0K | $751.0K | — | — | — |
Achronix Semiconductor Corporation | Semiconductors | Warrant | $802.0K | $99.0K | $703.0K | — | — | — |
Contentful Global, Inc. | Software | Equity | $788.0K | $500.0K | $288.0K | — | — | — |
Savage X Holding, LLC | Consumer & Business Products | Equity | $770.0K | $13.0K | $757.0K | — | — | — |
Impossible Foods, Inc. | Sustainable and Renewable Technology | Equity | $766.0K | $2.00M | -$1.23M | — | — | — |
Akero Therapeutics, Inc. | Drug Discovery & Development | Warrant | $764.0K | $175.0K | $589.0K | — | — | — |
Gritstone Bio, Inc. | Drug Discovery & Development | Equity | $761.0K | $1.00M | -$239.0K | — | — | — |
Madrigal Pharmaceutical, Inc. | Drug Discovery & Development | Equity | $745.0K | $773.0K | -$28.0K | — | — | — |
Nuvolo Technologies Corporation | Software | Warrant | $640.0K | $172.0K | $468.0K | — | — | — |
Fabletics, Inc. | Consumer & Business Products | Equity | $628.0K | $1.23M | -$601.0K | — | — | — |
NorthSea Therapeutics | Drug Discovery & Development | Equity | $587.0K | $2.00M | -$1.41M | — | — | — |
Docker, Inc. | Software | Equity | $568.0K | $4.28M | -$3.72M | — | — | — |
Carbon Health Technologies, Inc. | Healthcare Services, Other | Equity | $564.0K | $1.69M | -$1.12M | — | — | — |
Equity, Acquisition Date 7/16/2013, Series Preferred Series B | Consumer & Business Products | Equity | $553.0K | $1.10M | -$548.0K | — | — | — |
Carwow LTD | Consumer & Business Services | Equity | $531.0K | $1.15M | -$620.0K | — | — | — |
Druva Holdings, Inc. | Software | Equity | $513.0K | $300.0K | $213.0K | — | — | — |
Bitsight Technologies, Inc. | Software | Warrant | $508.0K | $284.0K | $224.0K | — | — | — |
TFG Holding, Inc. | Consumer & Business Products | Equity | $503.0K | $89.0K | $414.0K | — | — | — |
Verana Health, Inc. | Software | Equity | $471.0K | $2.00M | -$1.53M | — | — | — |
Skydio, Inc. | Electronics & Computer Hardware | Equity | $447.0K | $1.50M | -$1.05M | — | — | — |
Bright Machines, Inc. | Manufacturing Technology | Warrant | $442.0K | $537.0K | -$95.0K | — | — | — |
Kura Oncology, Inc. | Drug Discovery & Development | Equity | $436.0K | $550.0K | -$114.0K | — | — | — |
TransMedics Group, Inc. | Surgical Devices | Warrant | $418.0K | $39.0K | $379.0K | — | — | — |
Rhino Labs, Inc. | Consumer & Business Services | Equity | $417.0K | $1.00M | -$584.0K | — | — | — |
SingleStore, Inc. | Software | Warrant | $416.0K | $103.0K | $313.0K | — | — | — |
Locus Robotics Corp. | Electronics & Computer Hardware | Equity | $408.0K | $650.0K | -$242.0K | — | — | — |
Thumbtack, Inc. | Consumer & Business Services | Warrant | $403.0K | $844.0K | -$441.0K | — | — | — |
Automation Anywhere, Inc. | Software | Warrant | $401.0K | $449.0K | -$48.0K | — | — | — |
Fulfil Solutions, Inc. | Software | Warrant | $394.0K | $325.0K | $69.0K | — | — | — |
Reltio, Inc. | Software | Warrant | $386.0K | $215.0K | $171.0K | — | — | — |
Investment Funds & Vehicles Investments and Software and Liberty Zim Co-Invest L.P., Investment Funds & Vehicles, Acquisition Date 7/21/2022 | Software | Warrant Investments | $385.0K | $381.0K | $4.0K | — | — | — |
DroneDeploy, Inc. | Software | Warrant | $379.0K | $278.0K | $101.0K | — | — | — |
Achronix Semiconductor Corporation | Semiconductors | Equity | $377.0K | $160.0K | $217.0K | — | — | — |
Heron Therapeutics, Inc. | Drug Discovery & Development | Equity | $376.0K | $500.0K | -$124.0K | — | — | — |
OfferUp, Inc. | Consumer & Business Services | Equity | $372.0K | $1.66M | -$1.29M | — | — | — |
Nerdy Inc. | Consumer & Business Services | Equity | $370.0K | $1.00M | -$630.0K | — | — | — |
X4 Pharmaceuticals, Inc. | Drug Discovery & Development | Warrant | $365.0K | $510.0K | -$145.0K | — | — | — |
NetBase Solutions, Inc. | Information Services | Warrant | $351.0K | $356.0K | -$5.0K | — | — | — |
Oportun | Consumer & Business Services | Equity | $349.0K | $577.0K | -$228.0K | — | — | — |
Suzy, Inc. Warrant 8/24/2023 Common Stock | Software | Warrant | $334.0K | $367.0K | -$33.0K | — | — | — |
Newfront Insurance Holdings, Inc. | Diversified Financial Services | Equity | $312.0K | $403.0K | -$91.0K | — | — | — |
Recover Together, Inc. | Healthcare Services, Other | Warrant | $309.0K | $382.0K | -$73.0K | — | — | — |
PathAI, Inc. | Biotechnology Tools | Warrant | $307.0K | $461.0K | -$154.0K | — | — | — |
Dynavax Technologies | Drug Discovery & Development | Equity | $295.0K | $550.0K | -$255.0K | — | — | — |
Contentful Global, Inc. | Software | Equity | $281.0K | $138.0K | $143.0K | — | — | — |
Pineapple Energy LLC | Sustainable and Renewable Technology | Equity | $259.0K | $3.15M | -$2.89M | — | — | — |
Kore.ai, Inc. | Software | Warrant | $256.0K | $208.0K | $48.0K | — | — | — |
ZeroFox, Inc. | Software | Equity | $255.0K | $101.0K | $154.0K | — | — | — |
Demandbase, Inc. | Software | Warrant | $248.0K | $545.0K | -$297.0K | — | — | — |
Equity Investments Medical Devices & Equipment, Coronado Aesthetics, LLC | Medical Devices & Equipment | Equity Investments | $247.0K | $250.0K | -$3.0K | — | — | — |
Coronado Aesthetics, LLC | Medical Devices & Equipment | Equity | $245.0K | $250.0K | -$5.0K | — | — | — |
COMPASS Pathways plc | Drug Discovery & Development | Warrant | $237.0K | $278.0K | -$41.0K | — | — | — |
Fever Labs, Inc. | Media/Content/Info | Warrant | $236.0K | $67.0K | $169.0K | — | — | — |
Mixpanel, Inc. | Software | Warrant | $236.0K | $252.0K | -$16.0K | — | — | — |
Leapwork ApS. | Software | Equity | $230.0K | $250.0K | -$20.0K | — | — | — |
Whoop, Inc. | Consumer & Business Products | Warrant | $225.0K | $18.0K | $207.0K | — | — | — |
SingleStore, Inc. | Software | Equity | $219.0K | $280.0K | -$61.0K | — | — | — |
Senseonics Holdings, Inc. | Medical Devices & Equipment | Warrant | $206.0K | $200.0K | $6.0K | — | — | — |
Outset Medical, Inc. | Medical Devices & Equipment | Warrant | $205.0K | $401.0K | -$196.0K | — | — | — |
Tipalti Solutions Ltd. | Software | Warrant | $203.0K | $174.0K | $29.0K | — | — | — |
Curevo, Inc. | Drug Discovery & Development | Warrant | $190.0K | $233.0K | -$43.0K | — | — | — |
Elation Health, Inc. | Software | Warrant | $188.0K | $583.0K | -$395.0K | — | — | — |
Landing Holdings Inc. | Consumer & Business Services | Warrant | $184.0K | $116.0K | $68.0K | — | — | — |
Cellarity, Inc. | Drug Discovery & Development | Warrant | $173.0K | $286.0K | -$113.0K | — | — | — |
AmplifyBio, LLC | Drug Discovery & Development | Warrant | $172.0K | $238.0K | -$66.0K | — | — | — |
Skydio, Inc. | Electronics & Computer Hardware | Warrant | $170.0K | $557.0K | -$387.0K | — | — | — |
Modern Life, Inc. | Healthcare Services, Other | Warrant | $153.0K | $164.0K | -$11.0K | — | — | — |
Next Insurance, Inc. | Diversified Financial Services | Warrant | $149.0K | $214.0K | -$65.0K | — | — | — |
DNAnexus, Inc. | Software | Warrant | $146.0K | $97.0K | $49.0K | — | — | — |
Sisense Ltd. | Software | Warrant | $142.0K | $174.0K | -$32.0K | — | — | — |
OfferUp, Inc. | Consumer & Business Services | Equity | $141.0K | $632.0K | -$491.0K | — | — | — |
Valo Health, LLC | Drug Discovery & Development | Warrant | $121.0K | $256.0K | -$135.0K | — | — | — |
VideoAmp, Inc. | Software | Warrant | $120.0K | $1.27M | -$1.16M | — | — | — |
Locus Robotics Corp. | Electronics & Computer Hardware | Warrant | $119.0K | $34.0K | $85.0K | — | — | — |
uniQure B.V. | Drug Discovery & Development | Equity | $115.0K | $332.0K | -$217.0K | — | — | — |
Heron Therapeutics, Inc. | Drug Discovery & Development | Warrant | $111.0K | $228.0K | -$117.0K | — | — | — |
Dashlane, Inc. | Software | Warrant | $109.0K | $353.0K | -$244.0K | — | — | — |
Phathom Pharmaceuticals, Inc. | Drug Discovery & Development | Warrant | $109.0K | $848.0K | -$739.0K | — | — | — |
Provi | Consumer & Business Services | Warrant | $103.0K | $166.0K | -$63.0K | — | — | — |
Strive Health Holdings, LLC. | Healthcare Services, Other | Warrant | $82.0K | $83.0K | -$1.0K | — | — | — |
Aryaka Networks, Inc. | Communications & Networking | Warrant | $80.0K | $123.0K | -$43.0K | — | — | — |
Fabletics, Inc. | Consumer & Business Products | Equity | $75.0K | $128.0K | -$53.0K | — | — | — |
Gelesis, Inc. | Medical Devices & Equipment | Equity | $72.0K | $871.0K | -$799.0K | — | — | — |
Skyword, Inc. | Consumer & Business Services | Warrant | $66.0K | $57.0K | $9.0K | — | — | — |
Simon Data, Inc. | Software | Warrant | $61.0K | $96.0K | -$35.0K | — | — | — |
Carwow LTD | Consumer & Business Services | Warrant | $58.0K | $164.0K | -$106.0K | — | — | — |
908 Devices, Inc. | Electronics & Computer Hardware | Warrant | $57.0K | $101.0K | -$44.0K | — | — | — |
Capella Space Corp. | Information Services | Warrant | $56.0K | $207.0K | -$151.0K | — | — | — |
Dermavant Sciences Ltd. | Drug Discovery & Development | Warrant | $56.0K | $101.0K | -$45.0K | — | — | — |
Lightbend, Inc. | Software | Warrant | $54.0K | $131.0K | -$77.0K | — | — | — |
Brain Corporation | Software | Warrant | $53.0K | $165.0K | -$112.0K | — | — | — |
Cutover, Inc. | Software | Warrant | $50.0K | $26.0K | $24.0K | — | — | — |
First Insight, Inc. | Software | Warrant | $45.0K | $96.0K | -$51.0K | — | — | — |
Savara, Inc. | Drug Discovery & Development | Equity | $42.0K | $203.0K | -$161.0K | — | — | — |
Signal Media Limited | Information Services | Warrant | $41.0K | $35.0K | $6.0K | — | — | — |
Leapwork ApS | Software | Warrant | $38.0K | $16.0K | $22.0K | — | — | — |
Scynexis, Inc. | Drug Discovery & Development | Warrant | $38.0K | $296.0K | -$258.0K | — | — | — |
Ampion, PBC | Sustainable and Renewable Technology | Warrant | $37.0K | $52.0K | -$15.0K | — | — | — |
Grove Collaborative, Inc. | Consumer & Business Products | Equity | $33.0K | $433.0K | -$400.0K | — | — | — |
Onna Technologies, Inc.Warrant 7/5/2023 Common Stock | Software | Warrant | $33.0K | $60.0K | -$27.0K | — | — | — |
Kura Oncology, Inc. | Drug Discovery & Development | Warrant | $30.0K | $88.0K | -$58.0K | — | — | — |
Cloudian, Inc. | Software | Warrant | $25.0K | $71.0K | -$46.0K | — | — | — |
Proterra, Inc. | Sustainable and Renewable Technology | Equity | $25.0K | $542.0K | -$517.0K | — | — | — |
Lightbend, Inc. | Software | Equity | $23.0K | $265.0K | -$242.0K | — | — | — |
Halio, Inc. | Sustainable and Renewable Technology | Warrant | $22.0K | $155.0K | -$133.0K | — | — | — |
Rocket Pharmaceuticals, Ltd. | Drug Discovery & Development | Equity | $19.0K | $1.50M | -$1.48M | — | — | — |
Worldremit Group Limited | Consumer & Business Services | Warrant | $18.0K | $129.0K | -$111.0K | — | — | — |
Lendio, Inc. | Consumer & Business Services | Warrant | $16.0K | $39.0K | -$23.0K | — | — | — |
PDS Biotechnology Corporation | Drug Delivery | Equity | $13.0K | $309.0K | -$296.0K | — | — | — |
Redshift Bioanalytics, Inc. | Drug Discovery & Development | Warrant | $12.0K | $20.0K | -$8.0K | — | — | — |
Veem, Inc. | Consumer & Business Services | Warrant | $10.0K | $126.0K | -$116.0K | — | — | — |
Alamar Biosciences, Inc. | Biotechnology Tools | Warrant | $7.0K | $24.0K | -$17.0K | — | — | — |
Halio, Inc. | Sustainable and Renewable Technology | Warrant | $7.0K | $63.0K | -$56.0K | — | — | — |
Dare Biosciences, Inc. | Drug Discovery & Development | Equity | $6.0K | $1.00M | -$994.0K | — | — | — |
Sio Gene Therapies, Inc. | Drug Discovery & Development | Equity | $6.0K | $1.27M | -$1.26M | — | — | — |
ADMA Biologics, Inc. | Drug Discovery & Development | Warrant | $5.0K | $166.0K | -$161.0K | — | — | — |
AcelRx Pharmaceuticals, Inc. | Drug Delivery | Equity | $5.0K | $1.33M | -$1.32M | — | — | — |
CloudBolt Software, Inc. | Software | Warrant | $5.0K | $117.0K | -$112.0K | — | — | — |
Skyword, Inc. | Consumer & Business Services | Warrant | $5.0K | $83.0K | -$78.0K | — | — | — |
Vida Health, Inc. | Healthcare Services, Other | Warrant | $4.0K | $120.0K | -$116.0K | — | — | — |
Eigen Technologies Ltd. | Software | Warrant | $3.0K | $8.0K | -$5.0K | — | — | — |
Aytu BioScience, Inc. | Drug Delivery | Equity | $2.0K | $1.50M | -$1.50M | — | — | — |
Coronado Aesthetics, LLC | Medical Devices & Equipment | Equity | $2.0K | — | — | — | — | — |
Avalo Therapeutics, Inc. | Drug Discovery & Development | Equity | $1.0K | $1.00M | -$999.0K | — | — | — |
Humanigen, Inc. | Drug Discovery & Development | Equity | $1.0K | $800.0K | -$799.0K | — | — | — |
Rhino Labs, Inc. | Consumer & Business Services | Warrant | $1.0K | $471.0K | -$470.0K | — | — | — |
Aerami Therapeutics Holdings, Inc. | Drug Delivery | Warrant | $0.00 | $74.0K | -$74.0K | — | — | — |
Applied Molecular Transport | Drug Discovery & Development | Equity | $0.00 | $42.0K | -$42.0K | — | — | — |
Aria Systems, Inc. | Software | Warrant | $0.00 | $74.0K | -$74.0K | — | — | — |
BioQ Pharma Incorporated | Drug Delivery | Equity | $0.00 | $500.0K | -$500.0K | — | — | — |
BioQ Pharma Incorporated | Drug Delivery | Warrant | $0.00 | $1.0K | -$1.0K | — | — | — |
CapLinked, Inc. | Software | Equity | $0.00 | $51.0K | -$51.0K | — | — | — |
Century Therapeutics, Inc. | Drug Discovery & Development | Warrant | $0.00 | $37.0K | -$37.0K | — | — | — |
Convoy, Inc. | Software | Warrant | $0.00 | $974.0K | -$974.0K | — | — | — |
Evofem Biosciences, Inc. | Drug Discovery & Development | Warrant | $0.00 | $266.0K | -$266.0K | — | — | — |
Fresh Tracks Therapeutics, Inc. (p.k.a. Brickell Biotech, Inc.) | Drug Discovery & Development | Warrant | $0.00 | $119.0K | -$119.0K | — | — | — |
Gadget Guard, LLC | Consumer & Business Products | Warrant | $0.00 | $228.0K | -$228.0K | — | — | — |
HighRoads, Inc. | Software | Equity | $0.00 | $307.0K | -$307.0K | — | — | — |
Houzz, Inc. | Consumer & Business Services | Warrant | $0.00 | $20.0K | -$20.0K | — | — | — |
INMOBI Inc. | Information Services | Warrant | $0.00 | $82.0K | -$82.0K | — | — | — |
Intuity Medical, Inc. | Medical Devices & Equipment | Warrant | $0.00 | $294.0K | -$294.0K | — | — | — |
Kineta, Inc. | Drug Discovery & Development | Warrant | $0.00 | $110.0K | -$110.0K | — | — | — |
Modumetal, Inc. | Sustainable and Renewable Technology | Equity | $0.00 | $500.0K | -$500.0K | — | — | — |
NantEnergy, LLC | Sustainable and Renewable Technology | Equity | $0.00 | $102.0K | -$102.0K | — | — | — |
PDS Biotechnology Corporation | Drug Delivery | Warrant | $0.00 | $390.0K | -$390.0K | — | — | — |
Polyera Corporation | Sustainable and Renewable Technology | Warrant | $0.00 | $269.0K | -$269.0K | — | — | — |
Reischling Press, Inc., Acquisition Date 7/31/2020, Series Common Stock | Consumer & Business Services | Equity | $0.00 | $39.0K | -$39.0K | — | — | — |
RumbleON, Inc. | Consumer & Business Services | Warrant | $0.00 | $15.0K | -$15.0K | — | — | — |
Snagajob.com, Inc. | Consumer & Business Services | Warrant | $0.00 | $16.0K | -$16.0K | — | — | — |
Snagajob.com, Inc. | Consumer & Business Services | Warrant | $0.00 | $782.0K | -$782.0K | — | — | — |
Snagajob.com, Inc. | Consumer & Business Services | Warrant | $0.00 | $62.0K | -$62.0K | — | — | — |
Snagajob.com, Inc. | Consumer & Business Services | Warrant | $0.00 | $860.0K | -$860.0K | — | — | — |
Tact.ai Technologies, Inc. | Software | Warrant | $0.00 | $206.0K | -$206.0K | — | — | — |
Tectura Corporation | Consumer & Business Services | Senior Secured | $0.00 | $13.26M | -$13.26M | — | — | — |
Tectura Corporation | Consumer & Business Services | Equity | $0.00 | $900.0K | -$900.0K | — | — | — |
Tela Bio, Inc. | Medical Devices & Equipment | Warrant | $0.00 | $61.0K | -$61.0K | — | — | — |
The Neat Company | Consumer & Business Products | Warrant | $0.00 | $365.0K | -$365.0K | — | — | — |
Udacity, Inc. | Consumer & Business Services | Warrant | $0.00 | $218.0K | -$218.0K | — | — | — |
ViewRay, Inc. | Medical Devices & Equipment | Equity | $0.00 | $332.0K | -$332.0K | — | — | — |
Worldremit Group Limited | Consumer & Business Services | Warrant | $0.00 | $26.0K | -$26.0K | — | — | — |
enGene, Inc. | Drug Discovery & Development | Warrant | $0.00 | $72.0K | -$72.0K | — | — | — |
Poplicus, Inc. | Software | Warrant | — | — | — | — | — | — |
Tectura Corporation | Consumer & Business Services | Equity | — | — | — | — | — | — |
Disclosed holdings FV
$3.26B
Parsed holdings FV
$3.31B
Residual gap
-$49.78M
Balance-sheet cash
$31.98M
CIK
0001280784
Accession
0001280784-23-000008
Form type
10-Q
Period
2023-09-30