PTMN
Portman Ridge Finance
Portfolio Fair Value
$428.98M
155 holdings
Avg Spread
+6.73%
FV-weighted, debt
Avg Coupon
11.78%
FV-weighted
% First Lien
73.8%
of debt FV
Unrealized P/L
-$56.02M
-11.55% of cost
Non-Accrual
9
text-detected
Balance sheet
Assets$463.67M
Liabilities + Equity$463.67M
First Lien
$316.44M · 68.2%
First Lien
$316.44M · 68.2%
Second Lien
$28.89M · 6.2%
Subordinated
$1.70M · 0.4%
CLO
$6.79M · 1.5%
LP Interest
$52.29M · 11.3%
LP Interest
$52.29M · 11.3%
Equity
$22.88M · 4.9%
Cash & Equivalents
$13.74M · 3.0%
Other Assets
$20.96M · 4.5%
Debt (Borrowings)
$264.92M · 57.1%
Debt (Borrowings)
$264.92M · 57.1%
Other Liabilities
$10.77M · 2.3%
Net Assets (Equity)
$187.98M · 40.5%
Net Assets (Equity)
$187.98M · 40.5%
Industry Composition
Unclassified
65.5%
Pharmaceuticals
12.8%
LP Interest
12.2%
Tobacco
2.7%
CLO
1.6%
Consumer goods: Durable
1.4%
Metals & Mining
1.2%
Financial Services
0.7%
Interactive Media & Services
0.6%
Services: Business
0.3%
Software
0.3%
Healthcare & Pharmaceuticals
0.2%
Other industries
0.3%
Spread Distribution
1.0%
4.0%
4.5%
5.0%
5.5%
6.0%
6.5%
7.0%
7.5%
8.0%
8.5%
9.5%
10.0%
13.0%
Schedule of Investments
All holdings
All holdings
Sortable, click headers to re-sort
155 of 196
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
Series A-Great Lakes Funding II LLC | Joint Venture | Joint Ventures | $39.28M | $38.32M | $958.0K | — | — | — |
Advantage Capital Holdings LLC Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $14.38M | $14.75M | -$369.0K | 13.00% | +13.00% | — |
H.W. Lochner, Inc. Services: Business | — | First Lien/Senior Secured Debt | $14.29M | $14.42M | -$121.0K | 11.72% | +6.25% | — |
KCAP Freedom 3 LLC | Joint Venture | Joint Ventures | $13.01M | $25.84M | -$12.82M | — | — | — |
Critical Nurse Staffing, LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $12.03M | $11.87M | $161.0K | 11.88% | +6.50% | — |
BetaNXT, Inc. Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $12.01M | $11.96M | $50.0K | 10.35% | +5.75% | — |
Keg Logistics LLC Services: Business | — | First Lien/Senior Secured Debt | $11.72M | $11.81M | -$97.0K | 11.47% | +6.25% | — |
Anthem Sports & Entertainment Inc. Media: Broadcasting & Subscription | — | First Lien/Senior Secured Debt | $9.77M | $13.20M | -$3.43M | 15.10% | +9.50% | — |
TA/WEG Holdings, LLC Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $9.57M | $9.58M | -$15.0K | 10.68% | +5.50% | — |
C.P. Converters, Inc. Chemicals, Plastics and Rubber | — | First Lien/Senior Secured Debt | $9.46M | $9.96M | -$498.0K | 13.46% | +7.49% | — |
Accordion Partners LLC Finance | — | First Lien/Senior Secured Debt | $9.37M | $9.27M | $102.0K | 10.93% | +6.27% | — |
MSM Acquisitions, Inc Services: Business | — | First Lien/Senior Secured Debt | $9.17M | $9.85M | -$673.0K | 11.06% | +6.00% | — |
Money Transfer Acquisition Inc. Finance | — | First Lien/Senior Secured Debt | $8.49M | $8.56M | -$73.0K | 13.20% | +8.25% | — |
H.W. Lochner, Inc. (Revolver) Services: Business | — | First Lien/Senior Secured Debt | $7.86M | $7.93M | -$67.0K | 11.23% | +6.25% | — |
One Stop Mailing LLC Transportation: Consumer | — | First Lien/Senior Secured Debt | $7.49M | $7.42M | $64.0K | 11.21% | +6.25% | — |
Ancile Solutions, Inc. High Tech Industries | — | First Lien/Senior Secured Debt | $6.25M | $6.04M | $211.0K | 15.21% | +10.00% | — |
Riddell, Inc. Consumer goods: Durable | Consumer goods: Durable | First Lien/Senior Secured Debt | $6.21M | $6.18M | $25.0K | 11.17% | +6.00% | — |
American Academy Holdings, LLC Healthcare & | Pharmaceuticals | Second Lien/Senior Secured Debt | $6.20M | $6.50M | -$300.0K | — | — | — |
Sundance Holdings Group, LLC Retail | — | First Lien/Senior Secured Debt | $6.19M | $6.64M | -$446.0K | 14.81% | +7.82% | — |
TLE Holdings, LLC Healthcare, Education and Childcare | — | First Lien/Senior Secured Debt | $6.12M | $6.13M | -$8.0K | 10.45% | +5.50% | — |
Radius Aerospace, Inc. Aerospace and Defense | — | First Lien/Senior Secured Debt | $6.03M | $6.07M | -$35.0K | 10.75% | +6.00% | — |
Florida Food Products, LLC Beverage, Food and | Tobacco | First Lien/Senior Secured Debt | $6.02M | $6.73M | -$706.0K | 9.93% | +5.00% | — |
Luminii LLC Construction & Building | — | First Lien/Senior Secured Debt | $5.89M | $5.89M | $0.00 | 12.68% | +7.35% | — |
Appfire Technologies, LLC High Tech Industries | — | First Lien/Senior Secured Debt | $5.83M | $5.84M | -$7.0K | 9.35% | +4.75% | — |
Cenexel Clinical Research, Inc. Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $5.76M | $5.75M | $4.0K | 10.96% | +6.00% | — |
Project Leopard Holdings, Inc. High Tech Industries | — | First Lien/Senior Secured Debt | $5.15M | $5.44M | -$290.0K | 10.60% | +5.25% | — |
Colonnade Intermediate, LLC Services: Business | — | First Lien/Senior Secured Debt | $5.05M | $7.17M | -$2.12M | — | — | — |
Hollander Intermediate LLC Consumer goods: Durable | — | First Lien/Senior Secured Debt | $4.77M | $5.46M | -$690.0K | 13.71% | +8.75% | — |
AMCP Pet Holdings, Inc. Beverage, Food and | Tobacco | First Lien/Senior Secured Debt | $4.76M | $4.82M | -$60.0K | 11.95% | +6.25% | — |
HDC/HW Intermediate Holdings, LLC - Term Loan A High Tech Industries | — | First Lien/Senior Secured Debt | $4.74M | $4.81M | -$76.0K | 8.75% | +1.00% | — |
Dcert Buyer, Inc. High Tech Industries | — | Second Lien/Senior Secured Debt | $4.69M | $5.39M | -$702.0K | 11.85% | +7.00% | — |
VBC Spine Opco LLC (DxTx Pain and Spine LLC) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $4.56M | $4.53M | $26.0K | 13.45% | +8.00% | — |
Project Leopard Holdings, Inc. High Tech Industries | — | Second Lien/Senior Secured Debt | $4.43M | $4.93M | -$498.0K | 13.00% | +7.75% | — |
Accurate Background, LLC Services: Business | — | First Lien/Senior Secured Debt | $4.33M | $4.18M | $153.0K | 10.87% | +6.00% | — |
Netwrix Corporation High Tech Industries | — | First Lien/Senior Secured Debt | $4.21M | $4.24M | -$34.0K | 10.56% | +5.50% | — |
American Academy Holdings, LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $3.89M | $3.88M | $13.0K | 14.62% | +4.50% | — |
Ivanti Software, Inc. High Tech Industries | — | Second Lien/Senior Secured Debt | $3.88M | $5.97M | -$2.09M | 12.83% | +7.25% | — |
Centric Brands Inc. (Term Loan A1) Machinery (Non-Agrclt/Constr/Electr) | — | First Lien/Senior Secured Debt | $3.81M | $3.81M | $0.00 | 11.73% | +6.50% | — |
Centric Brands Inc. Machinery (Non-Agrclt/Constr/Electr) | — | First Lien/Senior Secured Debt | $3.69M | $3.69M | $0.00 | 12.73% | +5.50% | — |
Confluence Technologies, Inc. Services: Business | — | Second Lien/Senior Secured Debt | $3.59M | $3.98M | -$392.0K | 11.25% | +6.50% | — |
CB MIDCO, LLC Consumer goods: Durable | — | First Lien/Senior Secured Debt | $3.56M | $3.75M | -$195.0K | 10.70% | +5.75% | — |
Global Integrated Flooring Systems Inc. Consumer goods: Durable | — | First Lien/Senior Secured Debt | $3.54M | $5.80M | -$2.26M | 14.70% | +8.36% | — |
MAG DS Corp. Aerospace and Defense | — | First Lien/Senior Secured Debt | $3.44M | $3.39M | $44.0K | 10.20% | +5.50% | — |
Northeast Metal Works LLC | Metals & Mining | Second Lien/Senior Secured Debt | $3.43M | $4.50M | -$1.07M | 8.00% | — | — |
Centric Brands Inc. (Term Loan A2) Machinery (Non-Agrclt/Constr/Electr) | — | First Lien/Senior Secured Debt | $3.35M | $3.35M | $0.00 | 13.23% | +8.00% | — |
CCMG Buyer, LLC (Care Connectors Medical Group) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $3.15M | $3.12M | $29.0K | 10.61% | +5.50% | — |
Fortis Payment Systems, LLC Diversified | Financial Services | First Lien/Senior Secured Debt | $2.97M | $2.95M | $21.0K | 9.95% | +5.25% | — |
JMP Credit Advisors CLO V LTD | CLO Fund Securities | Collateralized Loan Obligations | $2.97M | $3.51M | -$546.0K | 10.88% | — | — |
Aperture Dodge 18 LLC Banking, Finance, Insurance & Real Estate | — | Preferred Stock and Units | $2.92M | $3.07M | -$154.0K | — | — | — |
IDC Infusion Services LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $2.86M | $2.84M | $18.0K | 11.55% | +6.50% | — |
Catamaran CLO 2018-1 Ltd. | CLO Fund Securities | Collateralized Loan Obligations | $2.83M | $3.34M | -$507.0K | 7.91% | — | — |
Bristol Hospice Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $2.79M | $2.77M | $18.0K | 10.20% | +5.25% | — |
Project Castle, Inc. Transportation: Cargo | — | First Lien/Senior Secured Debt | $2.78M | $2.81M | -$34.0K | 10.91% | +5.62% | — |
Advantage Capital Holdings LLC Banking, Finance, Insurance & Real Estate | — | Preferred Stock and Units | $2.71M | $2.71M | $0.00 | — | — | — |
PVHC Holding Corp Containers, Packaging and Glass | — | First Lien/Senior Secured Debt | $2.68M | $2.73M | -$50.0K | 11.54% | +6.00% | — |
Dentive, LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $2.60M | $2.61M | -$7.0K | 11.41% | +6.75% | — |
Synamedia Americas Holdings, Inc. | Interactive Media & Services | First Lien/Senior Secured Debt | $2.59M | $2.57M | $21.0K | 12.35% | +7.75% | — |
South Street Securities Holdings, Inc Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $2.49M | $2.84M | -$349.0K | 9.00% | — | — |
Datalink, LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $2.46M | $2.63M | -$177.0K | 12.15% | +6.75% | — |
JO ET Holdings Limited Telecommunications | — | First Lien/Senior Secured Debt | $2.33M | $2.27M | $63.0K | 17.94% | +6.00% | — |
Neptune Bidco US Inc. Media: Broadcasting & Subscription | — | First Lien/Senior Secured Debt | $2.32M | $2.27M | $52.0K | 10.40% | +5.00% | — |
Premier Imaging, LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $2.29M | $2.56M | -$274.0K | 12.87% | +7.57% | — |
Morae Global Corporation IT Consulting & Other Services | — | First Lien/Senior Secured Debt | $2.16M | $2.11M | $58.0K | 13.43% | +8.00% | — |
EBSC Holdings LLC (Riddell, Inc.) Consumer goods: Durable | — | Preferred Stock and Units | $2.10M | $2.08M | $21.0K | — | — | — |
Reception Purchaser, LLC Transportation: Cargo | — | First Lien/Senior Secured Debt | $2.06M | $4.33M | -$2.26M | 10.75% | +6.00% | — |
Idera, Inc. High Tech Industries | — | Second Lien/Senior Secured Debt | $1.99M | $2.01M | -$21.0K | 12.15% | +6.75% | — |
Tactical Air Support, Inc. Aerospace and Defense | — | First Lien/Senior Secured Debt | $1.98M | $1.96M | $16.0K | 13.91% | +8.50% | — |
Advantage Capital Holdings LLC - Class A Units Banking, Finance, Insurance & Real Estate | — | Common Stock and Membership Units | $1.95M | $500.0K | $1.45M | — | — | — |
Franchise Group, Inc. Retail | — | First Lien/Senior Secured Debt | $1.89M | $2.90M | -$1.01M | 10.39% | +4.75% | — |
Help Systems Holdings, Inc. High Tech Industries | — | First Lien/Senior Secured Debt | $1.87M | $1.87M | $6.0K | 8.95% | +4.00% | — |
H-CA II, LLC Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $1.80M | $1.81M | -$4.0K | — | — | — |
PMP OPCO, LLC (Princeton Medspa Partners, LLC) Services: Consumer | — | First Lien/Senior Secured Debt | $1.63M | $1.64M | -$10.0K | 13.35% | +8.50% | — |
Centric Brands Inc. Machinery (Non-Agrclt/Constr/Electr) | — | Common Stock and Membership Units | $1.61M | $746.0K | $860.0K | — | — | — |
Symplr Software, Inc. Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $1.52M | $1.66M | -$137.0K | 9.85% | +4.50% | — |
Kleen-Tech Acquisition, LLC Services: Business | Services: Business | Common Stock and Membership Units | $1.49M | $1.26M | $226.0K | — | — | — |
PhyNet Dermatology LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $1.28M | $1.27M | $14.0K | 11.78% | +6.50% | — |
Northeast Metal Works LLC | Metals & Mining | Preferred Stock and Units - Class O Preferred | $1.27M | $4.95M | -$3.68M | — | — | — |
LB NewHoldCo LLC Hotel, Gaming & Leisure | — | Common Stock and Membership Units | $1.22M | $1.44M | -$224.0K | — | — | — |
Lucky Bucks Holdings LLC Hotel, Gaming & Leisure | — | Subordinated Debt | $1.21M | $5.57M | -$4.35M | — | — | — |
Epilog Partners SPV III, LLC (Care Connectors Medical Group) Healthcare & | Pharmaceuticals | Preferred Stock and Units | $1.19M | $1.17M | $21.0K | — | — | — |
Riskonnect Parent LLC Application | Software | First Lien/Senior Secured Debt | $1.15M | $1.16M | -$10.0K | 10.25% | +5.50% | — |
Dodge Data & Analytics LLC Construction & Building | — | First Lien/Senior Secured Debt | $1.09M | $1.45M | -$358.0K | 9.35% | +4.75% | — |
BetaNXT, Inc. (Revolver) Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $1.06M | $1.16M | -$97.0K | 9.46% | +4.44% | — |
Pomeroy Technologies, LLC (Super Senior B) High Tech Industries | — | First Lien/Senior Secured Debt | $1.03M | $1.34M | -$314.0K | — | — | — |
FP WRCA Coinvestment Fund VII, Ltd. - Class A Capital Equipment | — | Common Stock and Membership Units | $1.03M | $1.50M | -$471.0K | — | — | — |
Princeton Medspa Partners, LLC Services: Consumer | Healthcare & Pharmaceuticals | Preferred Stock and Units | $987.0K | $1.03M | -$45.0K | — | — | — |
AMCP Pet Holdings, Inc. (Revolver) Beverage, Food and | Tobacco | First Lien/Senior Secured Debt | $984.0K | $998.0K | -$14.0K | 11.67% | +6.25% | — |
AIDC IntermediateCo 2, LLC (Peak Technologies) Services: Business | — | First Lien/Senior Secured Debt | $969.0K | $973.0K | -$4.0K | 10.53% | +5.25% | — |
Lifescan Global Corporation Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $924.0K | $2.13M | -$1.21M | 11.73% | +6.50% | — |
Keg Logistics LLC (Revolver) Services: Business | — | First Lien/Senior Secured Debt | $858.0K | $859.0K | -$1.0K | 11.50% | +6.25% | — |
Anthem Sports & Entertainment Inc. (Revolver) Media: Broadcasting & Subscription | — | First Lien/Senior Secured Debt | $849.0K | $1.18M | -$327.0K | 14.37% | +9.50% | — |
Ivanti Software, Inc. High Tech Industries | — | First Lien/Senior Secured Debt | $835.0K | $839.0K | -$4.0K | 9.83% | +4.25% | — |
Accordion Partners LLC (Revolver) Finance | — | First Lien/Senior Secured Debt | $759.0K | $743.0K | $16.0K | 11.35% | +6.25% | — |
JMP Credit Advisors CLO IV LTD | CLO Fund Securities | Collateralized Loan Obligations | $698.0K | $740.0K | -$42.0K | 15.30% | — | — |
BMP Slappey Holdco, LLC Telecommunications | Telecommunications | Preferred Stock and Units | $626.0K | $467.0K | $159.0K | — | — | — |
GreenPark Infrastructure, LLC - Series A Energy: Electricity | Energy: Electricity | Preferred Stock and Units | $500.0K | $500.0K | $0.00 | — | — | — |
Northeast Metal Works LLC | Metals & Mining | Second Lien/Senior Secured Debt | $500.0K | $500.0K | $0.00 | 8.00% | — | — |
Roscoe Investors, LLC | Pharmaceuticals | Common Stock and Membership Units - Class A Healthcare & | $498.0K | $1.00M | -$502.0K | — | — | — |
Bradshaw International Parent Corp. Consumer goods: Durable | — | First Lien/Senior Secured Debt | $487.0K | $486.0K | $1.0K | 10.70% | +5.75% | — |
DeltaDx Limited, LP (Money Transfer Acquisition Inc.) Finance | — | Subordinated Debt | $484.0K | $484.0K | $0.00 | — | — | — |
Colonnade Intermediate, LLC (Revolver) Services: Business | — | First Lien/Senior Secured Debt | $483.0K | $685.0K | -$202.0K | — | — | — |
Pomeroy Technologies, LLC (Super Senior A) High Tech Industries | — | First Lien/Senior Secured Debt | $451.0K | $454.0K | -$3.0K | — | — | — |
South Street Securities Holdings, Inc - Warrant Banking, Finance, Insurance & Real Estate | — | Common Stock and Membership Units | $450.0K | $455.0K | -$5.0K | — | — | — |
AAPC Holdings, LLC Healthcare & | Pharmaceuticals | Common Stock and Membership Units | $426.0K | — | — | — | — | — |
Anthem Sports & Entertainment Inc. (Revolver 2022) Media: Broadcasting & Subscription | — | First Lien/Senior Secured Debt | $413.0K | $563.0K | -$150.0K | 15.07% | +9.50% | — |
Everyware Global, Inc. Consumer goods: Durable | — | Common Stock and Membership Units | $344.0K | $346.0K | -$2.0K | — | — | — |
Luminii LLC (Revolver) Construction & Building | — | First Lien/Senior Secured Debt | $343.0K | $343.0K | $0.00 | 12.68% | +7.35% | — |
Prosper Marketplace Consumer goods: Durable | — | Preferred Stock and Units | $324.0K | $279.0K | $45.0K | — | — | — |
Bradshaw International Parent Corp. (Revolver) Consumer goods: Durable | — | First Lien/Senior Secured Debt | $298.0K | $284.0K | $14.0K | 10.76% | +5.75% | — |
BMP Slappey Investment II Telecommunications | — | Preferred Stock and Units | $278.0K | $208.0K | $70.0K | — | — | — |
DxTx Pain and Spine LLC Healthcare & | Pharmaceuticals | Common Stock and Membership Units | $274.0K | $258.0K | $16.0K | — | — | — |
AAPC Holdings, LLC Healthcare & | Pharmaceuticals | Preferred Stock and Units | $218.0K | $4.0K | $214.0K | — | — | — |
Robertshaw US Holding Corp. Capital Equipment | — | Second Lien/Senior Secured Debt | $178.0K | $2.98M | -$2.80M | — | — | — |
GreenPark Infrastructure, LLC - Series M-1 Energy: Electricity | Energy: Electricity | Common Stock and Membership Units | $172.0K | $171.0K | $1.0K | — | — | — |
Dryden 30 Senior Loan Fund | CLO Fund Securities | Collateralized Loan Obligations | $170.0K | $170.0K | $0.00 | 8.54% | — | — |
Robertshaw US Holding Corp. Capital Equipment | — | First Lien/Senior Secured Debt | $147.0K | $140.0K | $7.0K | — | — | — |
Morae Global Holdings Inc. - Warrant IT Consulting & Other Services | — | Common Stock and Membership Units | $131.0K | $87.0K | $44.0K | — | — | — |
Carestream Health Holdings, Inc. Healthcare & | Pharmaceuticals | Common Stock and Membership Units | $124.0K | $53.0K | $71.0K | — | — | — |
Catamaran CLO 2014-1 Ltd. | CLO Fund Securities | Collateralized Loan Obligations | $120.0K | $120.0K | $0.00 | 85.11% | — | — |
Princeton Medspa Partners, LLC - Warrant Services: Consumer | Healthcare & Pharmaceuticals | Common Stock and Membership Units | $46.0K | — | — | — | — | — |
Dentive, LLC (Revolver) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $33.0K | $32.0K | $1.0K | 11.39% | +6.75% | — |
Global Integrated Flooring Systems Inc. (Revolver) Consumer goods: Durable | — | First Lien/Senior Secured Debt | $27.0K | $45.0K | -$18.0K | 13.31% | +8.36% | — |
Critical Nurse Staffing (Revolver), LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $8.0K | -$35.0K | $43.0K | — | +5.75% | — |
4L Ultimate Topco Corporation Services: Business | — | Preferred Stock and Units | $0.00 | $29.0K | -$29.0K | — | — | — |
Anthem Sports & Entertainment Inc. - Class A Warrant Media: Broadcasting & Subscription | — | Common Stock and Membership Units | $0.00 | $46.0K | -$46.0K | — | — | — |
Fusion Connect, Inc. Telecommunications | — | Common Stock and Membership Units | $0.00 | $866.0K | -$866.0K | — | — | — |
HDC/HW Intermediate Holdings, LLC - Term Loan B High Tech Industries | — | First Lien/Senior Secured Debt | $0.00 | $940.0K | -$940.0K | — | — | — |
HDNet Holdco LLC (Anthem) Media: Broadcasting & Subscription | — | Derivatives | $0.00 | $31.0K | -$31.0K | — | — | — |
Pomeroy Technologies, LLC (Senior A) High Tech Industries | — | First Lien/Senior Secured Debt | $0.00 | $1.65M | -$1.65M | — | — | — |
Pomeroy Technologies, LLC (Senior B) High Tech Industries | — | First Lien/Senior Secured Debt | $0.00 | $1.54M | -$1.54M | — | — | — |
ProAir HoldCo, LLC Capital Equipment | Capital Equipment | Common Stock and Membership Units | $0.00 | $4.26M | -$4.26M | — | — | — |
ProAir, LLC Capital Equipment | Capital Equipment | Subordinated Debt | $0.00 | $1.93M | -$1.93M | — | — | — |
TRSO II, Inc. Energy: Oil & Gas | — | Subordinated Debt | $0.00 | $76.0K | -$76.0K | — | — | — |
CCMG Buyer, LLC (Care Connectors Medical Group) (Revolver) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | -$1.0K | -$6.0K | $5.0K | — | +5.75% | — |
Morae Global Corporation (Revolver) IT Consulting & Other Services | — | First Lien/Senior Secured Debt | -$4.0K | -$8.0K | $4.0K | — | +8.00% | — |
PMP OPCO, LLC (Princeton Medspa Partners, LLC) (Revolver) Services: Consumer | — | First Lien/Senior Secured Debt | -$4.0K | -$3.0K | -$1.0K | — | +8.50% | — |
VBC Spine Opco LLC (DxTx Pain and Spine LLC) (Revolver) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | -$4.0K | $6.0K | -$10.0K | — | +8.00% | — |
Netwrix Corporation (Revolver) High Tech Industries | — | First Lien/Senior Secured Debt | -$14.0K | -$8.0K | -$6.0K | — | +5.00% | — |
ATP Oil & Gas Corporation Energy: Oil & Gas | — | Common Stock and Membership Units | — | — | — | — | — | — |
Advantage Capital Holdings LLC Banking, Finance, Insurance & Real Estate | — | Derivatives | — | — | — | — | — | — |
Anthem Sports & Entertainment Inc. - Class B Warrant Media: Broadcasting & Subscription | — | Common Stock and Membership Units | — | — | — | — | — | — |
Anthem Sports & Entertainment Inc. - Warrant for CS Media: Broadcasting & Subscription | — | Common Stock and Membership Units | — | — | — | — | — | — |
Epilog Partners LP (Care Connectors Medical Group) Healthcare & | Pharmaceuticals | Derivatives | — | — | — | — | — | — |
Fusion Connect, Inc. - Warrant Telecommunications | — | Common Stock and Membership Units | — | — | — | — | — | — |
HDC/HW Holdings, LLC High Tech Industries | — | Common Stock and Membership Units | — | — | — | — | — | — |
Northeast Metal Works LLC | Metals & Mining | Preferred Stock and Units - Preferred | — | — | — | — | — | — |
Northeast Metal Works LLC - Preferred | Metals & Mining | Preferred Stock and Units | — | — | — | — | — | — |
Ohene Holdings B.V. - Warrant High Tech Industries | — | Common Stock and Membership Units | — | — | — | — | — | — |
Princeton Medspa Partners, LLC - Put Option | Healthcare & Pharmaceuticals | Derivatives | — | — | — | — | — | — |
Princeton Medspa Partners, LLC Services: Consumer | Healthcare & Pharmaceuticals | Derivatives | — | — | — | — | — | — |
ProAir Holdco, LLC | Capital Equipment | Common Stock and Membership Units | — | — | — | — | — | — |
ProAir, LLC | Capital Equipment | Subordinated Debt | — | — | — | — | — | — |
Sundance Holdings Group, LLC Retail | — | Common Stock and Membership Units | — | — | — | — | — | — |
TA/WEG Holdings, LLC (Revolver) Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | — | -$2.0K | — | — | +6.00% | — |
World Business Lenders, LLC Banking, Finance, Insurance & Real Estate | — | Common Stock and Membership Units | — | — | — | — | — | — |
Disclosed holdings FV
$428.98M
Parsed holdings FV
$428.98M
Residual gap
$0.00
Balance-sheet cash
$13.74M
CIK
0001372807
Accession
0000950170-24-123269
Form type
10-Q
Period
2024-09-30