PTMN
Portman Ridge Finance
Portfolio Fair Value
$445.70M
164 holdings
Avg Spread
+6.45%
FV-weighted, debt
Avg Coupon
12.09%
FV-weighted
% First Lien
72.0%
of debt FV
Unrealized P/L
-$59.19M
-11.72% of cost
Non-Accrual
9
text-detected
Balance sheet
Assets$488.81M
Liabilities + Equity$488.81M
First Lien
$319.86M · 65.4%
First Lien
$319.86M · 65.4%
Second Lien
$36.28M · 7.4%
Subordinated
$1.69M · 0.3%
CLO
$6.72M · 1.4%
LP Interest
$54.13M · 11.1%
LP Interest
$54.13M · 11.1%
Equity
$25.09M · 5.1%
Other
$613.2K · 0.1%
Cash & Equivalents
$9.81M · 2.0%
Other Assets
$34.63M · 7.1%
Debt (Borrowings)
$282.64M · 57.8%
Debt (Borrowings)
$282.64M · 57.8%
Other Liabilities
$9.74M · 2.0%
Net Assets (Equity)
$196.43M · 40.2%
Net Assets (Equity)
$196.43M · 40.2%
Industry Composition
Unclassified
66.2%
Pharmaceuticals
12.3%
LP Interest
12.2%
Tobacco
2.6%
CLO
1.5%
- Consumer goods: Durable
1.4%
Metals & Mining
1.3%
Financial Services
0.6%
Interactive Media & Services
0.6%
- Services: Business
0.3%
Software
0.3%
- Healthcare & Pharmaceuticals
0.2%
Other industries
0.4%
Spread Distribution
1.0%
4.0%
4.5%
5.0%
5.5%
6.0%
6.5%
7.0%
7.5%
8.0%
8.5%
9.5%
10.0%
Schedule of Investments
All holdings
All holdings
Sortable, click headers to re-sort
164 of 203
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
Series A-Great Lakes Funding II LLC | Joint Venture | Joint Ventures | $40.74M | $39.33M | $1.42M | — | — | — |
H.W. Lochner, Inc. Services: Business | — | First Lien/Senior Secured Debt | $14.29M | $14.44M | -$153.0K | 11.71% | +6.25% | — |
Advantage Capital Holdings LLC Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $13.94M | $14.39M | -$449.0K | 13.00% | — | — |
KCAP Freedom 3 LLC | Joint Venture | Joint Ventures | $13.55M | $26.45M | -$12.90M | — | — | — |
BetaNXT, Inc. Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $12.03M | $11.96M | $72.0K | 11.08% | +5.75% | — |
Critical Nurse Staffing, LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $12.01M | $11.88M | $130.0K | 11.99% | +6.50% | — |
Keg Logistics LLC Services: Business | — | First Lien/Senior Secured Debt | $11.76M | $11.84M | -$82.0K | 11.49% | +6.00% | — |
Anthem Sports & Entertainment Inc. Media: Broadcasting & Subscription | — | First Lien/Senior Secured Debt | $9.75M | $13.48M | -$3.73M | 15.10% | +9.50% | — |
C.P. Converters, Inc. Chemicals, Plastics and Rubber | — | First Lien/Senior Secured Debt | $9.70M | $9.71M | -$1.0K | 13.21% | +6.50% | — |
TA/WEG Holdings, LLC Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $9.59M | $9.61M | -$15.0K | 10.83% | +5.50% | — |
Accordion Partners LLC Finance | — | First Lien/Senior Secured Debt | $9.40M | $9.28M | $116.0K | 11.35% | +6.00% | — |
MSM Acquisitions, Inc Services: Business | — | First Lien/Senior Secured Debt | $9.36M | $9.87M | -$511.0K | 11.35% | +6.00% | — |
Money Transfer Acquisition Inc. Finance | — | First Lien/Senior Secured Debt | $8.49M | $8.55M | -$58.0K | 13.69% | +8.25% | — |
H.W. Lochner, Inc. (Revolver) Services: Business | — | First Lien/Senior Secured Debt | $7.84M | $7.92M | -$84.0K | 11.73% | +6.25% | — |
One Stop Mailing LLC Transportation: Consumer | — | First Lien/Senior Secured Debt | $7.51M | $7.44M | $72.0K | 11.71% | +6.25% | — |
Riddell, Inc. Consumer goods: Durable | - Consumer goods: Durable | First Lien/Senior Secured Debt | $6.21M | $6.22M | -$6.0K | 11.33% | +6.00% | — |
Ancile Solutions, Inc. High Tech Industries | — | First Lien/Senior Secured Debt | $6.20M | $6.10M | $99.0K | 15.61% | +10.00% | — |
Sundance Holdings Group, LLC Retail | — | First Lien/Senior Secured Debt | $6.18M | $6.63M | -$442.0K | 14.93% | +8.00% | — |
TLE Holdings, LLC Healthcare, Education and Childcare | — | First Lien/Senior Secured Debt | $6.13M | $6.14M | -$10.0K | 10.94% | +5.50% | — |
Radius Aerospace, Inc. Aerospace and Defense | — | First Lien/Senior Secured Debt | $6.05M | $6.08M | -$34.0K | 11.23% | +5.75% | — |
Florida Food Products, LLC Beverage, Food and | Tobacco | First Lien/Senior Secured Debt | $5.98M | $6.74M | -$754.0K | 10.43% | +5.00% | — |
American Academy Holdings, LLC Healthcare & | Pharmaceuticals | Second Lien/Senior Secured Debt | $5.95M | $6.26M | -$313.0K | — | — | — |
Luminii LLC Construction & Building | — | First Lien/Senior Secured Debt | $5.90M | $5.90M | $0.00 | 12.65% | +7.35% | — |
Appfire Technologies, LLC High Tech Industries | — | First Lien/Senior Secured Debt | $5.86M | $5.86M | $5.0K | 10.23% | +4.75% | — |
Cenexel Clinical Research, Inc. Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $5.76M | $5.75M | $10.0K | 11.21% | +5.75% | — |
Colonnade Intermediate, LLC Services: Business | — | First Lien/Senior Secured Debt | $5.38M | $7.17M | -$1.79M | 12.40% | +7.00% | — |
Project Leopard Holdings, Inc. High Tech Industries | — | First Lien/Senior Secured Debt | $5.34M | $5.43M | -$92.0K | 10.68% | +5.25% | — |
Hollander Intermediate LLC Consumer goods: Durable | — | First Lien/Senior Secured Debt | $5.09M | $5.41M | -$323.0K | 14.21% | +8.75% | — |
HDC/HW Intermediate Holdings, LLC - Term Loan A High Tech Industries | — | First Lien/Senior Secured Debt | $5.08M | $4.71M | $374.0K | 9.10% | +1.00% | — |
Dcert Buyer, Inc. High Tech Industries | — | Second Lien/Senior Secured Debt | $4.85M | $5.39M | -$545.0K | 12.34% | +7.00% | — |
AMCP Pet Holdings, Inc. Beverage, Food and | Tobacco | First Lien/Senior Secured Debt | $4.80M | $4.82M | -$14.0K | 12.48% | +6.25% | — |
Project Leopard Holdings, Inc. High Tech Industries | — | Second Lien/Senior Secured Debt | $4.79M | $4.92M | -$131.0K | 13.08% | +7.75% | — |
VBC Spine Opco LLC (DxTx Pain and Spine LLC) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $4.52M | $4.54M | -$23.0K | 13.47% | +8.00% | — |
Accurate Background, LLC Services: Business | — | First Lien/Senior Secured Debt | $4.30M | $4.18M | $126.0K | 11.60% | +6.00% | — |
Netwrix Corporation High Tech Industries | — | First Lien/Senior Secured Debt | $4.22M | $4.25M | -$33.0K | 10.35% | +5.00% | — |
Global Integrated Flooring Systems Inc. Consumer goods: Durable | — | First Lien/Senior Secured Debt | $3.99M | $5.90M | -$1.91M | 13.67% | +8.36% | — |
Idera, Inc. High Tech Industries | — | Second Lien/Senior Secured Debt | $3.95M | $4.00M | -$50.0K | 12.23% | +6.75% | — |
Ivanti Software, Inc. High Tech Industries | — | Second Lien/Senior Secured Debt | $3.95M | $5.97M | -$2.02M | 12.81% | +7.25% | — |
Centric Brands Inc. (TLA1) Machinery (Non-Agrclt/Constr/Electr) | — | First Lien/Senior Secured Debt | $3.93M | $3.93M | $0.00 | 13.34% | +8.00% | — |
American Academy Holdings, LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $3.86M | $3.83M | $32.0K | 15.21% | +4.50% | — |
Redstone Holdco 2 LP High Tech Industries | — | Second Lien/Senior Secured Debt | $3.74M | $4.51M | -$770.0K | 13.21% | +7.75% | — |
Centric Brands Inc. (TL) Machinery (Non-Agrclt/Constr/Electr) | — | First Lien/Senior Secured Debt | $3.69M | $3.69M | $0.00 | 12.84% | +5.50% | — |
Confluence Technologies, Inc. Services: Business | — | Second Lien/Senior Secured Debt | $3.58M | $3.98M | -$402.0K | 11.98% | +6.50% | — |
CB MIDCO, LLC Consumer goods: Durable | — | First Lien/Senior Secured Debt | $3.56M | $3.76M | -$199.0K | 11.19% | +5.75% | — |
MAG DS Corp. Aerospace and Defense | — | First Lien/Senior Secured Debt | $3.53M | $3.38M | $154.0K | 10.93% | +5.50% | — |
CCMG Buyer, LLC (Care Connectors Medical Group) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $3.46M | $3.46M | -$1.0K | 11.08% | +5.75% | — |
Northeast Metal Works LLC | Metals & Mining | Second Lien/Senior Secured Debt | $3.45M | $4.50M | -$1.05M | 8.00% | — | — |
Aperture Dodge 18 LLC Banking, Finance, Insurance & Real Estate | — | Preferred Stock and Units | $3.36M | $3.07M | $293.0K | — | — | — |
Reception Purchaser, LLC Transportation: Cargo | — | First Lien/Senior Secured Debt | $3.36M | $4.34M | -$989.0K | 11.48% | +6.00% | — |
Centric Brands Inc. (TLA2) Machinery (Non-Agrclt/Constr/Electr) | — | First Lien/Senior Secured Debt | $3.24M | $3.24M | $0.00 | 13.34% | +8.00% | — |
JMP Credit Advisors CLO V LTD | CLO Fund Securities | Collateralized Loan Obligations | $3.11M | $3.39M | -$285.0K | 17.61% | — | — |
Catamaran CLO 2018-1 Ltd. | CLO Fund Securities | Collateralized Loan Obligations | $2.96M | $3.63M | -$673.0K | 2.87% | — | — |
IDC Infusion Services LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $2.87M | $2.85M | $18.0K | 11.85% | +6.50% | — |
Fortis Payment Systems, LLC Diversified | Financial Services | First Lien/Senior Secured Debt | $2.76M | $2.73M | $23.0K | 11.18% | +5.75% | — |
Bristol Hospice Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $2.75M | $2.77M | -$27.0K | 11.19% | +5.75% | — |
Project Castle, Inc. Transportation: Cargo | — | First Lien/Senior Secured Debt | $2.72M | $2.81M | -$89.0K | 10.80% | +5.50% | — |
PVHC Holding Corp Containers, Packaging and Glass | — | First Lien/Senior Secured Debt | $2.68M | $2.73M | -$52.0K | 10.98% | +5.50% | — |
Advantage Capital Holdings LLC Banking, Finance, Insurance & Real Estate | — | Preferred Stock and Units | $2.63M | $2.63M | -$1.0K | — | — | — |
Synamedia Americas Holdings, Inc. | Interactive Media & Services | First Lien/Senior Secured Debt | $2.61M | $2.60M | $10.0K | 13.08% | +7.75% | — |
Datalink, LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $2.54M | $2.65M | -$103.0K | 12.14% | +6.75% | — |
Premier Imaging, LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $2.44M | $2.73M | -$290.0K | 13.60% | +8.00% | — |
South Street Securities Holdings, Inc Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $2.42M | $2.81M | -$394.0K | 9.00% | — | — |
Neptune Bidco US Inc. Media: Broadcasting & Subscription | — | First Lien/Senior Secured Debt | $2.34M | $2.27M | $70.0K | 10.41% | +5.00% | — |
JO ET Holdings Limited Telecommunications | — | First Lien/Senior Secured Debt | $2.33M | $2.27M | $65.0K | 11.34% | +6.00% | — |
Dentive, LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $2.29M | $2.30M | -$12.0K | 12.14% | +6.75% | — |
Franchise Group, Inc. Retail | — | First Lien/Senior Secured Debt | $2.21M | $2.89M | -$677.0K | 10.36% | +4.75% | — |
Morae Global Corporation IT Consulting & Other Services | — | First Lien/Senior Secured Debt | $2.19M | $2.13M | $60.0K | 13.47% | +8.00% | — |
Advantage Capital Holdings LLC - Class A Units Banking, Finance, Insurance & Real Estate | — | Common Stock and Membership Units | $2.17M | $500.0K | $1.67M | — | — | — |
Northeast Metal Works LLC | Metals & Mining | Preferred Stock and Units - Class O Preferred | $2.04M | $4.95M | -$2.91M | — | — | — |
EBSC Holdings LLC (Riddell, Inc.) Consumer goods: Durable | — | Preferred Stock and Units | $2.03M | $2.02M | $5.0K | — | — | — |
H-CA II, LLC Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $1.81M | $1.81M | $0.00 | 16.00% | — | — |
Help Systems Holdings, Inc. High Tech Industries | — | First Lien/Senior Secured Debt | $1.77M | $1.86M | -$87.0K | 9.43% | +4.00% | — |
Tactical Air Support, Inc. Aerospace and Defense | — | First Lien/Senior Secured Debt | $1.67M | $1.68M | -$2.0K | 13.97% | +8.50% | — |
PMP OPCO, LLC (Princeton Medspa Partners, LLC) Services: Consumer | — | First Lien/Senior Secured Debt | $1.64M | $1.64M | $0.00 | 13.84% | +8.50% | — |
Symplr Software, Inc. Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $1.56M | $1.66M | -$98.0K | 9.93% | +4.50% | — |
Global Tel*Link Corporation Telecommunications | — | Second Lien/Senior Secured Debt | $1.45M | $1.49M | -$43.0K | 15.44% | +10.00% | — |
Centric Brands Inc. Machinery (Non-Agrclt/Constr/Electr) | — | Common Stock and Membership Units | $1.39M | $746.0K | $648.0K | — | — | — |
Kleen-Tech Acquisition, LLC Services: Business | — | Common Stock and Membership Units | $1.33M | $1.26M | $69.0K | — | — | — |
LB NewHoldCo LLC Hotel, Gaming & Leisure | — | Common Stock and Membership Units | $1.33M | $1.44M | -$108.0K | — | — | — |
Total non-controlled affiliated investments Kleen-Tech Acquisition, LLC | - Services: Business | Common Stock | $1.33M | — | — | — | — | — |
PhyNet Dermatology LLC Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $1.29M | $1.27M | $15.0K | 11.82% | +6.50% | — |
Lucky Bucks Holdings LLC Hotel, Gaming & Leisure | — | Subordinated Debt | $1.21M | $5.57M | -$4.36M | — | — | — |
Epilog Partners SPV III, LLC (Care Connectors Medical Group) Healthcare & | Pharmaceuticals | Preferred Stock and Units | $1.17M | $1.17M | -$1.0K | — | — | — |
Riskonnect Parent LLC Application | Software | First Lien/Senior Secured Debt | $1.15M | $1.17M | -$12.0K | 10.98% | +5.50% | — |
Pomeroy Technologies, LLC (Super Senior B) High Tech Industries | — | First Lien/Senior Secured Debt | $1.11M | $1.31M | -$200.0K | — | — | — |
FP WRCA Coinvestment Fund VII, Ltd. - Class A Capital Equipment | — | Common Stock and Membership Units | $1.11M | $1.50M | -$389.0K | — | — | — |
Dodge Data & Analytics LLC Construction & Building | — | First Lien/Senior Secured Debt | $1.10M | $1.46M | -$357.0K | 10.23% | +4.75% | — |
Lifescan Global Corporation Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | $1.09M | $2.17M | -$1.08M | 11.93% | +6.50% | — |
Princeton Medspa Partners, LLC Services: Consumer | - Healthcare & Pharmaceuticals | Preferred Stock and Units | $1.00M | $1.00M | $0.00 | — | — | — |
AMCP Pet Holdings, Inc. (Revolver) Beverage, Food and | Tobacco | First Lien/Senior Secured Debt | $992.0K | $996.0K | -$4.0K | 11.72% | +6.25% | — |
BetaNXT, Inc. (Revolver) Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | $989.0K | $1.09M | -$98.0K | 9.84% | +4.50% | — |
AIDC IntermediateCo 2, LLC (Peak Technologies) Services: Business | — | First Lien/Senior Secured Debt | $971.0K | $974.0K | -$3.0K | 11.72% | +6.40% | — |
Keg Logistics LLC (Revolver) Services: Business | — | First Lien/Senior Secured Debt | $859.0K | $859.0K | $0.00 | 11.67% | +6.75% | — |
Anthem Sports & Entertainment Inc. (Revolver) Media: Broadcasting & Subscription | — | First Lien/Senior Secured Debt | $801.0K | $1.14M | -$337.0K | 15.10% | +9.50% | — |
Ivanti Software, Inc. High Tech Industries | — | First Lien/Senior Secured Debt | $785.0K | $831.0K | -$46.0K | 9.81% | +4.25% | — |
Accordion Partners LLC (Revolver) Finance | — | First Lien/Senior Secured Debt | $760.0K | $741.0K | $19.0K | 11.57% | +6.25% | — |
Colonnade Intermediate, LLC (Super Priority) Services: Business | — | First Lien/Senior Secured Debt | $641.0K | $641.0K | $0.00 | 10.44% | +5.00% | — |
Qualtek LLC High Tech Industries | — | First Lien/Senior Secured Debt | $634.0K | $4.47M | -$3.84M | — | — | — |
Collateralized Loan Obiligations JMP Credit Advisors CLO IV LTD | CLO Fund Securities | Net Investment Income Per Common Share: | $615.0K | $735.0K | -$120.0K | 4.39% | — | — |
BMP Slappey Holdco, LLC Telecommunications | - Telecommunications | Preferred Stock and Units | $585.0K | $467.0K | $118.0K | — | — | — |
Colonnade Intermediate, LLC (Revolver) Services: Business | — | First Lien/Senior Secured Debt | $515.0K | $685.0K | -$170.0K | 14.50% | +7.50% | — |
GreenPark Infrastructure, LLC - Series A Energy: Electricity | - Energy: Electricity | Preferred Stock and Units | $500.0K | $500.0K | $0.00 | — | — | — |
Northeast Metal Works LLC | Metals & Mining | Second Lien/Senior Secured Debt | $500.0K | $500.0K | $0.00 | 8.00% | — | — |
Bradshaw International Parent Corp. Consumer goods: Durable | — | First Lien/Senior Secured Debt | $490.0K | $488.0K | $2.0K | 11.19% | +5.75% | — |
DeltaDx Limited, LP (Money Transfer Acquisition Inc.) Finance | — | Subordinated Debt | $483.0K | $484.0K | -$1.0K | — | — | — |
Roscoe Investors, LLC | Pharmaceuticals | Common Stock and Membership Units - Class A Healthcare & | $478.0K | $1.00M | -$522.0K | — | — | — |
AAPC Holdings, LLC Healthcare & | Pharmaceuticals | Common Stock and Membership Units | $464.0K | — | — | — | — | — |
Catamaran CLO 2014-1 Ltd. | CLO Fund Securities | Collateralized Loan Obligations | $459.0K | $459.0K | $0.00 | 43.26% | — | — |
Pomeroy Technologies, LLC (Super Senior A) High Tech Industries | — | First Lien/Senior Secured Debt | $429.0K | $442.0K | -$13.0K | — | — | — |
Anthem Sports & Entertainment Inc. (Revolver 2022) Media: Broadcasting & Subscription | — | First Lien/Senior Secured Debt | $403.0K | $563.0K | -$160.0K | 15.07% | +9.50% | — |
South Street Securities Holdings, Inc - Warrant Banking, Finance, Insurance & Real Estate | — | Common Stock and Membership Units | $386.0K | $455.0K | -$69.0K | — | — | — |
Everyware Global, Inc. Consumer goods: Durable | — | Common Stock and Membership Units | $382.0K | $346.0K | $36.0K | — | — | — |
Wonder Love, Inc. Media: Diversified & Production | — | First Lien/Senior Secured Debt | $375.0K | $374.0K | $1.0K | 10.33% | +5.00% | — |
Luminii LLC (Revolver) Construction & Building | — | First Lien/Senior Secured Debt | $343.0K | $343.0K | $0.00 | 12.65% | +7.35% | — |
Prosper Marketplace Consumer goods: Durable | — | Preferred Stock and Units | $324.0K | $279.0K | $45.0K | — | — | — |
DxTx Pain and Spine LLC Healthcare & | Pharmaceuticals | Common Stock and Membership Units | $261.0K | $258.0K | $3.0K | — | — | — |
BMP Slappey Investment II Telecommunications | — | Preferred Stock and Units | $260.0K | $208.0K | $52.0K | — | — | — |
Dryden 30 Senior Loan Fund | CLO Fund Securities | Collateralized Loan Obligations | $216.0K | $207.0K | $9.0K | 37.90% | — | — |
AAPC Holdings, LLC Healthcare & | Pharmaceuticals | Preferred Stock and Units | $211.0K | $4.0K | $207.0K | — | — | — |
Robertshaw US Holding Corp. Capital Equipment | — | Second Lien/Senior Secured Debt | $178.0K | $2.98M | -$2.80M | — | — | — |
GreenPark Infrastructure, LLC - Series M-1 Energy: Electricity | - Energy: Electricity | Common Stock and Membership Units | $171.0K | $171.0K | $0.00 | — | — | — |
Robertshaw US Holding Corp. Capital Equipment | — | First Lien/Senior Secured Debt | $146.0K | $139.0K | $7.0K | 15.95% | +1.10% | — |
Morae Global Holdings Inc. - Warrant IT Consulting & Other Services | — | Common Stock and Membership Units | $130.0K | $87.0K | $43.0K | — | — | — |
Carestream Health Holdings, Inc. Healthcare & | Pharmaceuticals | Common Stock and Membership Units | $115.0K | $53.0K | $62.0K | — | — | — |
Qualtek LLC (ABL Exit Facility) High Tech Industries | — | First Lien/Senior Secured Debt | $60.0K | $60.0K | $0.00 | 10.93% | +5.50% | — |
Global Integrated Flooring Systems Inc. (Revolver) Consumer goods: Durable | — | First Lien/Senior Secured Debt | $30.0K | $45.0K | -$15.0K | 11.59% | +8.37% | — |
4L Ultimate Topco Corporation Services: Business | — | Preferred Stock and Units | $0.00 | $29.0K | -$29.0K | — | — | — |
Anthem Sports & Entertainment Inc. - Class A Warrant Media: Broadcasting & Subscription | — | Common Stock and Membership Units | $0.00 | $46.0K | -$46.0K | — | — | — |
Fusion Connect, Inc. Telecommunications | — | Common Stock and Membership Units | $0.00 | $866.0K | -$866.0K | — | — | — |
HDC/HW Intermediate Holdings, LLC - Term Loan B High Tech Industries | — | First Lien/Senior Secured Debt | $0.00 | $940.0K | -$940.0K | — | — | — |
HDNet Holdco LLC (Anthem) Media: Broadcasting & Subscription | — | Derivatives | $0.00 | $31.0K | -$31.0K | — | — | — |
Pomeroy Technologies, LLC (Senior A) High Tech Industries | — | First Lien/Senior Secured Debt | $0.00 | $1.65M | -$1.65M | — | — | — |
Pomeroy Technologies, LLC (Senior B) High Tech Industries | — | First Lien/Senior Secured Debt | $0.00 | $1.54M | -$1.54M | — | — | — |
ProAir HoldCo, LLC Capital Equipment | - Capital Equipment | Common Stock and Membership Units | $0.00 | $4.26M | -$4.26M | — | — | — |
ProAir, LLC Capital Equipment | — | Subordinated Debt | $0.00 | $1.93M | -$1.93M | — | — | — |
Qualtek LLC High Tech Industries | — | Second Lien/Senior Secured Debt | $0.00 | $4.24M | -$4.24M | — | — | — |
Qualtek LLC High Tech Industries | — | Common Stock and Membership Units | $0.00 | $1.28M | -$1.28M | — | — | — |
TRSO II, Inc. Energy: Oil & Gas | — | Subordinated Debt | $0.00 | $76.0K | -$76.0K | — | — | — |
PMP OPCO, LLC (Princeton Medspa Partners, LLC) (Revolver) Services: Consumer | — | First Lien/Senior Secured Debt | -$4.0K | -$4.0K | $0.00 | — | — | — |
Dentive, LLC (Revolver) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | -$5.0K | -$5.0K | $0.00 | — | +7.00% | — |
Morae Global Corporation (Revolver) IT Consulting & Other Services | — | First Lien/Senior Secured Debt | -$5.0K | -$9.0K | $4.0K | — | +8.00% | — |
CCMG Buyer, LLC (Care Connectors Medical Group) (Revolver) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | -$6.0K | -$6.0K | $0.00 | — | +5.75% | — |
VBC Spine Opco LLC (DxTx Pain and Spine LLC) (Revolver) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | -$8.0K | -$6.0K | -$2.0K | — | +8.00% | — |
Bradshaw International Parent Corp. (Revolver) Consumer goods: Durable | — | First Lien/Senior Secured Debt | -$9.0K | -$23.0K | $14.0K | — | +5.75% | — |
Netwrix Corporation (Revolver) High Tech Industries | — | First Lien/Senior Secured Debt | -$14.0K | -$8.0K | -$6.0K | — | +5.00% | — |
Advantage Capital Holdings LLC Banking, Finance, Insurance & Real Estate | — | Derivatives | — | — | — | — | — | — |
Anthem Sports & Entertainment Inc. - Class B Warrant Media: Broadcasting & Subscription | — | Common Stock and Membership Units | — | — | — | — | — | — |
Anthem Sports & Entertainment Inc. - Warrant for CS Media: Broadcasting & Subscription | — | Common Stock and Membership Units | — | — | — | — | — | — |
Critical Nurse Staffing, LLC (Revolver) Healthcare & | Pharmaceuticals | First Lien/Senior Secured Debt | — | -$35.0K | — | — | +5.75% | — |
Epilog Partners LP (Care Connectors Medical Group) Healthcare & | Pharmaceuticals | Derivatives | — | — | — | — | — | — |
HDC/HW Holdings, LLC High Tech Industries | — | Common Stock and Membership Units | — | — | — | — | — | — |
Northeast Metal Works LLC | Metals & Mining | Preferred Stock and Units - Preferred | — | — | — | — | — | — |
Northeast Metal Works LLC - Preferred | - Metals & Mining | Preferred Stock and Units | — | — | — | — | — | — |
Ohene Holdings B.V. - Warrant High Tech Industries | — | Common Stock and Membership Units | — | — | — | — | — | — |
Princeton Medspa Partners, LLC - Put Option | - Healthcare & Pharmaceuticals | Derivatives | — | — | — | — | — | — |
Princeton Medspa Partners, LLC - Warrant Services: Consumer | - Healthcare & Pharmaceuticals | Common Stock and Membership Units | — | — | — | — | — | — |
Princeton Medspa Partners, LLC Services: Consumer | - Healthcare & Pharmaceuticals | Derivatives | — | — | — | — | — | — |
Princeton Medspa Partners, LLC – Warrant | - Healthcare & Pharmaceuticals | Common Stock and Membership Units | — | — | — | — | — | — |
ProAir Holdco, LLC | - Capital Equipment | Common Stock and Membership Units | — | — | — | — | — | — |
Qualtek LLC (ABL Revolver) High Tech Industries | — | First Lien/Senior Secured Debt | — | -$23.0K | — | — | — | — |
Sundance Holdings Group, LLC Retail | — | Common Stock and Membership Units | — | — | — | — | — | — |
TA/WEG Holdings, LLC (Revolver) Banking, Finance, Insurance & Real Estate | — | First Lien/Senior Secured Debt | — | -$2.0K | — | — | +6.00% | — |
Total controlled investments ProAir LLC | - Capital Equipment | Subordinated Debt | — | — | — | — | — | — |
World Business Lenders, LLC Banking, Finance, Insurance & Real Estate | — | Common Stock and Membership Units | — | — | — | — | — | — |
Disclosed holdings FV
$444.37M
Parsed holdings FV
$445.70M
Residual gap
-$1.33M
Balance-sheet cash
$9.81M
CIK
0001372807
Accession
0000950170-24-093894
Form type
10-Q
Period
2024-06-30