PTMN
Portman Ridge Finance
Portfolio Fair Value
$500.42M
186 holdings
Avg Spread
+6.31%
FV-weighted, debt
Avg Coupon
20.47%
FV-weighted
% First Lien
33.1%
of debt FV
Unrealized P/L
-$84.43M
-14.44% of cost
Non-Accrual
9
text-detected
Balance sheet
Assets$545.71M
Liabilities + Equity$545.71M
First Lien
$165.71M · 30.4%
First Lien
$165.71M · 30.4%
Unitranche
$2.02M · 0.4%
Second Lien
$46.28M · 8.5%
Subordinated
$9.97M · 1.8%
Other Debt
$256.75M · 47.0%
Other Debt
$256.75M · 47.0%
CLO
$455.0K · 0.1%
Equity
$19.19M · 3.5%
Other
$43.0K · 0.0%
Cash & Equivalents
$14.90M · 2.7%
Other Assets
$30.40M · 5.6%
Debt (Borrowings)
$317.81M · 58.2%
Debt (Borrowings)
$317.81M · 58.2%
Other Liabilities
$13.15M · 2.4%
Net Assets (Equity)
$214.75M · 39.4%
Net Assets (Equity)
$214.75M · 39.4%
Industry Composition
Unclassified
15.7%
High Tech Industries
14.9%
Services: Business
13.3%
Healthcare & Pharmaceuticals
11.6%
Banking, Finance, Insurance & Real Estate
10.8%
Finance
3.8%
Media: Broadcasting & Subscription
2.9%
Consumer goods: Durable
2.7%
Beverage, Food and Tobacco
2.3%
Transportation: Cargo
2.3%
Machinery (Non-Agrclt/Constr/Electr)
2.1%
Telecommunications
2.0%
Other industries
15.7%
Spread Distribution
1.0%
3.0%
4.0%
4.5%
5.0%
5.5%
6.0%
6.5%
7.0%
7.5%
8.0%
8.5%
9.5%
10.0%
10.5%
Schedule of Investments
All holdings
All holdings
Sortable, click headers to re-sort
186 of 214
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
Joint Venture Portfolio Series A-Great Lakes Funding II LLC Joint Ventures Percentage Ownership 12.5% Initial Acquisition Date 8/5/22 | — | Senior Unsecured Bond | $47.05M | $48.10M | -$1.05M | — | — | — |
Joint Venture Portfolio KCAP Freedom 3 LLC Joint Ventures Percentage Ownership 62.8% Initial Acquisition Date 12/11/18 | — | Senior Unsecured Bond | $15.18M | $27.41M | -$12.23M | — | — | — |
Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. | Banking, Finance, Insurance & Real Estate | First Lien Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 11.1% Cash Reference Rate and Spread SOFR+5.75% Maturity 7/1/29, Initial Acquisition Date 7/1/22 | $14.79M | $14.99M | -$199.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans H.W. Lochner, Inc. | Services: Business | Term Loan Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 7/2/27, Initial Acquisition Date 7/2/21 | $14.34M | $14.52M | -$172.0K | — | +6.25% | — |
Debt Securities Portfolio Senior Secured Loans Advantage Capital Holdings LLC | Banking, Finance, Insurance & Real Estate | Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 8.0% Cash + 5.0% PIK Maturity 4/14/27, Initial Acquisition Date 4/14/22 | $13.22M | $13.68M | -$461.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC | Services: Business | Term Loan Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/21 | $11.72M | $11.90M | -$183.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. | Media: Broadcasting & Subscription | Term Loan Media: Broadcasting & Subscription Interest Rate 3.0% Cash + 12.2% PIK Reference Rate and Spread SOFR+3.00% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/21 | $10.84M | $12.35M | -$1.51M | — | +3.00% | — |
Debt Securities Portfolio Senior Secured Loans Money Transfer Acquisition, Inc. | Finance | First Lien Term Loan Finance Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.25% Floor 1.00% Maturity 12/14/27, Initial Acquisition Date 12/14/22 | $9.66M | $9.65M | $11.0K | — | +8.25% | — |
Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. | Machinery (Non-Agrclt/Constr/Electr) | Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Maturity 10/9/25, Initial Acquisition Date 10/28/20 | $9.65M | $9.57M | $72.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 11.3% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/21 | $8.10M | $8.02M | $87.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC | Banking, Finance, Insurance & Real Estate | Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 11.1% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 10/1/21 | $7.89M | $7.88M | $13.0K | — | +6.25% | — |
Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC | Finance | Term Loan Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/22 | $7.88M | $7.78M | $103.0K | — | +6.25% | — |
Debt Securities Portfolio Junior Secured Loans Navex Topco, Inc. | Electronics | Initial Term Loan (Second Lien) Electronics Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Maturity 9/4/26, Initial Acquisition Date 12/8/20 | $7.62M | $7.45M | $163.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans H.W. Lochner, Inc. | Services: Business | Revolver Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 7/2/27, Initial Acquisition Date 7/2/21 | $7.61M | $7.70M | -$94.0K | — | +6.25% | — |
Debt Securities Portfolio Senior Secured Loans One Stop Mailing LLC | Transportation: Consumer | First Lien Term Loan Transportation Consumer Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 4/29/27, Initial Acquisition Date 5/7/21 | $7.41M | $7.48M | -$73.0K | — | +6.25% | — |
Debt Securities Portfolio Senior Secured Loans Project Leopard Holdings, Inc | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 10.7% Cash Reference Rate and Spread SOFR+5.25% Floor 0.50% Maturity 6/15/29, Initial Acquisition Date 6/15/22 | $7.40M | $7.48M | -$76.0K | — | +5.25% | — |
Debt Securities Portfolio Senior Secured Loans Project Castle, Inc | Transportation: Cargo | First Lien Term Loan Transportation: Cargo Interest Rate 10.8% Cash Reference Rate and Spread SOFR+5.50% Floor 0.50% Maturity 6/8/29, Initial Acquisition Date 6/9/22 | $7.04M | $7.24M | -$198.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. | Services: Business | First Lien Term Loan Services Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 12/31/20 | $6.57M | $6.82M | -$245.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Ancile Solutions, Inc. | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 15.7% Cash Reference Rate and Spread SOFR+10.00% Floor 1.00% Maturity 6/11/26, Initial Acquisition Date 6/11/21 | $6.30M | $6.22M | $81.0K | — | +10.00% | — |
Debt Securities Portfolio Senior Secured Loans Sundance Holdings Group, LLC | Retail | Term Loan Retail Interest Rate 13.5% Cash + 1.5% PIK Reference Rate and Spread SOFR+8.00% Floor 1.00% Maturity 5/1/24, Initial Acquisition Date 10/1/21 | $6.19M | $6.22M | -$37.0K | — | +8.00% | — |
Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. | Chemicals, Plastics and Rubber | Term Loan Chemicals, Plastics and Rubber Interest Rate 13.2% Cash Reference Rate and Spread SOFR+7.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 11/17/21 | $6.09M | $6.10M | -$7.0K | — | +7.50% | — |
Debt Securities Portfolio Senior Secured Loans Radius Aerospace, Inc | Aerospace and Defense | Initial Term Loan Aerospace and Defense Interest Rate 11.3% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 3/29/25, Initial Acquisition Date 12/23/19 | $6.07M | $6.12M | -$53.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans Luminii LLC | Construction & Building | First Lien Term Loan B Construction & Building Interest Rate 12.6% Cash Reference Rate and Spread SOFR+7.25% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/20 | $5.93M | $5.95M | -$14.0K | — | +7.25% | — |
Debt Securities Portfolio Senior Secured Loans Appfire Technologies, LLC | High Tech Industries | Term Loan High Tech Industries Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 3/9/27, Initial Acquisition Date 12/20/21 | $5.87M | $5.90M | -$37.0K | — | +5.50% | — |
Debt Securities Portfolio Junior Secured Loans Idera, Inc. | High Tech Industries | Term Loan (Second Lien) High Tech Industries Interest Rate 12.3% Cash Reference Rate and Spread SOFR+6.75% Floor 0.75% Maturity 2/4/29, Initial Acquisition Date 4/29/21 | $5.78M | $5.96M | -$175.0K | — | +6.75% | — |
Debt Securities Portfolio Senior Secured Loans Cenexel Clinical Research, Inc. | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 11.4% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 11/8/25, Initial Acquisition Date 6/15/22 | $5.75M | $5.74M | $15.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans Priority Holdings, LLC | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 11.4% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 4/22/27, Initial Acquisition Date 4/22/21 | $5.60M | $5.60M | -$5.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC | Healthcare, Education and Childcare | Initial Term Loan Healthcare, Education and Childcare Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/28/24, Initial Acquisition Date 12/8/20 | $5.47M | $5.47M | -$3.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans Surge Hippodrome Holdings LLC | Services: Business | Last Out Term Loan Services Business Interest Rate 16.0% Cash Reference Rate and Spread SOFR+10.59% Floor 2.00% Maturity 8/1/24, Initial Acquisition Date 6/9/21 | $5.46M | $5.29M | $173.0K | — | +10.59% | — |
Debt Securities Portfolio Senior Secured Loans Hollander Intermediate LLC | Consumer goods: Durable | First Lien Term Loan Consumer Goods: Durable Interest Rate 14.2% Cash Reference Rate and Spread SOFR+8.75% Floor 2.00% Maturity 9/19/26, Initial Acquisition Date 9/19/22 | $5.32M | $5.48M | -$159.0K | — | +8.75% | — |
Debt Securities Portfolio Senior Secured Loans Radiology Partners, Inc | Healthcare & Pharmaceuticals | Term B Loan (First Lien) Healthcare & Pharmaceuticals Interest Rate 9.9% Cash Reference Rate and Spread SOFR+4.25% Maturity 7/9/25, Initial Acquisition Date 1/26/21 | $5.29M | $6.53M | -$1.24M | — | +4.25% | — |
Debt Securities Portfolio Senior Secured Loans Mothers Market & Kitchen, Inc. | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.25% Maturity 1/26/24, Initial Acquisition Date 10/28/20 | $5.18M | $5.19M | -$10.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans Mobex Global U.S., Inc. | Automotive | First Lien Term Loan Automotive Interest Rate 14.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/28/24, Initial Acquisition Date 2/4/22 | $5.13M | $6.23M | -$1.10M | — | +6.50% | — |
Debt Securities Portfolio Junior Secured Loans Dcert Buyer, Inc. | High Tech Industries | Term Loan (Second Lien) High Tech Industries Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Maturity 2/16/29, Initial Acquisition Date 3/16/21 | $5.07M | $5.39M | -$324.0K | — | +7.00% | — |
Debt Securities Portfolio Junior Secured Loans American Academy Holdings, LLC | Healthcare & Pharmaceuticals | Term Loan Second Lien Healthcare & Pharmaceuticals Interest Rate 14.5% PIK Maturity 3/1/28, Initial Acquisition Date 3/1/22 | $5.01M | $5.60M | -$590.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC | High Tech Industries | First Lien Term Loan A High Tech Industries Interest Rate 12.9% Cash + 2.0% PIK Reference Rate and Spread SOFR+7.50% Floor 1.00% Maturity 12/21/23, Initial Acquisition Date 10/28/20 | $5.00M | $7.09M | -$2.08M | — | +7.50% | — |
Debt Securities Portfolio Senior Secured Loans Naviga Inc | Services: Business | First Lien Term Loan Services Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 12/29/23, Initial Acquisition Date 10/28/20 | $4.88M | $4.90M | -$18.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC | Beverage, Food and Tobacco | Term Loan Beverage, Food and Tobacco Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 3/22/22 | $4.77M | $4.88M | -$109.0K | — | +5.00% | — |
Debt Securities Portfolio Junior Secured Loans Project Leopard Holdings, Inc. | High Tech Industries | 2nd Lien TL High Tech Industries Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 0.50% Maturity 7/20/30, Initial Acquisition Date 7/20/22 | $4.76M | $4.92M | -$153.0K | — | +7.75% | — |
Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. | Beverage, Food and Tobacco | First Lien Term Loan Beverage, Food and Tobacco Interest Rate 11.8% Cash + 0.8% PIK Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/20 | $4.72M | $4.82M | -$98.0K | — | +6.25% | — |
Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Initial | Metals & Mining | Equity | $4.42M | $4.50M | -$79.0K | — | — | — |
Debt Securities Portfolio Junior Secured Loans Ivanti Software, Inc. | High Tech Industries | Term Loan Second Lien High Tech Industries Interest Rate 12.8% Cash Reference Rate and Spread L+7.25% Floor 0.50% Maturity 12/1/28, Initial Acquisition Date 10/26/21 | $4.34M | $5.96M | -$1.62M | — | +7.25% | — |
Debt Securities Portfolio Senior Secured Loans Reception Purchaser, LLC | Transportation: Cargo | First Lien Term Loan Transportation: Cargo Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 3/24/28, Initial Acquisition Date 4/28/22 | $4.32M | $4.36M | -$47.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Qualtek LLC | High Tech Industries | Term Loan High Tech Industries Interest Rate 6.3% Cash + 9.0% PIK Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 7/14/25, Initial Acquisition Date 7/14/23 | $4.27M | $4.27M | $0.00 | — | +1.00% | — |
Debt Securities Portfolio Junior Secured Loans Qualtek LLC | High Tech Industries | Term Loan Second Lien High Tech Industries Interest Rate 6.3% Cash + 9.0% PIK Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 1/14/27, Initial Acquisition Date 7/14/23 | $4.05M | $4.05M | $0.00 | — | +1.00% | — |
CLO Subordinated Investments Portfolio Catamaran CLO 2018-1 Ltd. | — | Subordinated Securities, effective interest 7.1% CLO Fund Securities Maturity 10/27/31 Percentage Ownership 24.8% Initial Acquisition Date 9/27/18 | $3.94M | $5.79M | -$1.85M | 7.10% | — | — |
CLO Subordinated Investments Portfolio JMP Credit Advisors CLO V Ltd. | — | Subordinated Securities, effective interest 28.5% CLO Fund Securities Maturity 7/17/30 Percentage Ownership 57.2% Initial Acquisition Date 10/22/21 | $3.88M | $4.22M | -$342.0K | 28.50% | — | — |
Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. | Consumer goods: Durable | First Lien Term Loan Consumer Goods: Durable Interest Rate 13.6% Cash + 1.0% PIK Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/20 | $3.63M | $6.24M | -$2.60M | — | +8.36% | — |
Debt Securities Portfolio Junior Secured Loans Confluence Technologies, Inc. | Services: Business | Term Loan Second Lien Services: Business Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 0.50% Maturity 7/23/29, Initial Acquisition Date 7/22/21 | $3.56M | $3.98M | -$423.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Northeast Metal Works LLC | Metals & Mining | Term Loan Metals & Mining Interest Rate 8.0% Cash Maturity 4/5/28, Initial Acquisition Date 1/27/22 | $3.54M | $4.50M | -$958.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC | Banking, Finance, Insurance & Real Estate | Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 10.7% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/22 | $3.52M | $3.51M | $10.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans MAG DS Corp. | Aerospace and Defense | First Lien Term Loan Aerospace and Defense Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 4/1/27, Initial Acquisition Date 10/28/20 | $3.52M | $3.33M | $183.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans CB Midco, LLC | Consumer goods: Durable | Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 9/27/27, Initial Acquisition Date 10/8/21 | $3.46M | $3.79M | -$322.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 13.6% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/23 | $3.44M | $3.44M | $0.00 | — | +8.00% | — |
Debt Securities Portfolio Senior Secured Loans Netwrix Corporation | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/22 | $3.36M | $3.35M | $12.0K | — | +5.00% | — |
Securities Portfolio Aperture Dodge 18 LLC Equity Banking, Finance, Insurance & Real Estate Initial | Banking, Finance, Insurance & Real Estate | Equity | $3.19M | $3.06M | $128.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC | Healthcare & Pharmaceuticals | First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/22 | $3.10M | $3.07M | $28.0K | — | +5.75% | — |
Debt Securities Portfolio Junior Secured Loans Redstone Holdco 2 LP | High Tech Industries | Term Loan (Second Lien) High Tech Industries Interest Rate 13.2% Cash Reference Rate and Spread SOFR+7.75% Floor 0.75% Maturity 4/16/29, Initial Acquisition Date 9/28/21 | $3.01M | $4.51M | -$1.50M | — | +7.75% | — |
Debt Securities Portfolio Senior Secured Loans Grindr Capital LLC | Telecommunications | Term Loan Telecommunications Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.00% Floor 1.50% Maturity 11/14/27, Initial Acquisition Date 6/10/20 | $3.00M | $2.98M | $19.0K | — | +8.00% | — |
Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 7/7/28, Initial Acquisition Date 7/20/23 | Healthcare & Pharmaceuticals | Term Loan | $2.88M | $2.88M | -$1.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Franchise Group, Inc. | — | First Out Term Loan Retail Interest Rate 10.3% Cash Reference Rate and Spread SOFR+4.75% Floor 0.75% Maturity 2/25/26, Initial Acquisition Date 3/18/22 | $2.85M | — | — | — | — | — |
Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC | Services: Business | Term Loan Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 10/20/21 | $2.84M | $2.77M | $75.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. | Services: Business | Delayed Draw Term Loan Services Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 6/9/26, Initial Acquisition Date 1/1/22 | $2.74M | $2.87M | -$124.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans PVHC Holding Corp | Containers, Packaging and Glass | Term Loan Containers, Packaging and Glass Interest Rate 11.0% Cash + 0.8% PIK Reference Rate and Spread SOFR+5.5% Floor 2.50% Maturity 2/17/27, Initial Acquisition Date 12/23/19 | $2.74M | $2.74M | $0.00 | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans Datalink, LLC | Healthcare & Pharmaceuticals | First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.2% Cash Reference Rate and Spread SOFR+6.75% Floor 1.00% Maturity 11/23/26, Initial Acquisition Date 12/8/20 | $2.73M | $2.68M | $49.0K | — | +6.75% | — |
Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. | Chemicals, Plastics and Rubber | Seventh Amendment Acquisition Loan Chemicals, Plastics and Rubber Interest Rate 13.2% Cash Reference Rate and Spread SOFR+7.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 6/26/20 | $2.60M | $2.60M | -$3.0K | — | +7.50% | — |
Debt Securities Portfolio Senior Secured Loans Intermedia Holdings, Inc. | High Tech Industries | First Lien Term Loan B High Tech Industries Interest Rate 11.4% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 7/21/25, Initial Acquisition Date 10/28/20 | $2.50M | $2.49M | $13.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans South Street Securities Holdings, Inc | Banking, Finance, Insurance & Real Estate | Senior Notes Banking, Finance, Insurance & Real Estate Interest Rate 9.0% Cash Maturity 9/20/27, Initial Acquisition Date 9/20/22 | $2.48M | $2.73M | -$252.0K | — | — | — |
Securities Portfolio Advantage Capital Holdings LLC Preferred Equity Banking, Finance, Insurance & Real Estate Interest Rate 12.5% PIK Initial | Banking, Finance, Insurance & Real Estate | Equity | $2.41M | $2.40M | $19.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Neptune BidCo US Inc. | Media: Broadcasting & Subscription | First Lien Term Loan Media: Broadcasting & Subscription Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.50% Maturity 4/11/2029, Initial Acquisition Date 11/22/22 | $2.25M | $2.25M | $1.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans AIS Holdco, LLC | Banking, Finance, Insurance & Real Estate | First Lien Term Loan A Banking, Finance, Insurance & Real Estate Interest Rate 10.6% Cash Reference Rate and Spread SOFR+5.00% Maturity 8/15/25, Initial Acquisition Date 10/28/20 | $2.25M | $2.08M | $174.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans JO ET Holdings Limited | Telecommunications | Term Loan Telecommunications Interest Rate 11.4% Cash + 7.0% PIK Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/15/26, Initial Acquisition Date 12/15/21 | $2.22M | $2.20M | $18.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans ELO Touch Solutions, Inc. | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Maturity 12/14/25, Initial Acquisition Date 10/28/20 | $2.05M | $1.95M | $97.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Bristol Hospice Unitranche Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/20 | Healthcare & Pharmaceuticals | Unitranche | $2.02M | $2.05M | -$37.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/21 | $2.00M | $2.02M | -$17.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Grindr Capital LLC | Telecommunications | Delayed Draw Term Loan - First Lien Telecommunications Interest Rate 13.6% Cash Reference Rate and Spread SOFR+8.00% Floor 1.50% Maturity 11/14/27, Initial Acquisition Date 11/14/22 | $1.97M | $1.96M | $14.0K | — | +8.00% | — |
Debt Securities Portfolio Senior Secured Loans Lifescan Global Corporation | Healthcare & Pharmaceuticals | First Lien Term Loan A Healthcare & Pharmaceuticals Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/31/26, Initial Acquisition Date 10/28/20 | $1.95M | $2.30M | -$349.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC | Beverage, Food and Tobacco | First Lien Term Loan Beverage, Food and Tobacco Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 6/9/22 | $1.92M | $1.89M | $34.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans Help Systems Holdings, Inc | — | First Lien Term Loan High Tech Industries Interest Rate 9.5% Cash Reference Rate and Spread SOFR+4.00% Floor 0.75% Maturity 11/19/26, Initial Acquisition Date 11/17/22 | $1.90M | — | — | — | — | — |
Debt Securities Portfolio Senior Secured Loans H-CA II, LLC | Banking, Finance, Insurance & Real Estate | Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 16.0% Cash Maturity 4/1/24, Initial Acquisition Date 2/16/21 | $1.87M | $1.87M | $0.00 | — | — | — |
Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial | Banking, Finance, Insurance & Real Estate | Equity | $1.73M | — | — | — | — | — |
Debt Securities Portfolio Senior Secured Loans Symplr Software, Inc. | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 10.0% Cash Reference Rate and Spread SOFR+4.50% Floor 0.75% Maturity 12/22/27, Initial Acquisition Date 2/2/22 | $1.50M | $1.67M | -$168.0K | — | +4.50% | — |
Debt Securities Portfolio Senior Secured Loans Wonder Love, Inc. | Media: Diversified & Production | Term Loan Media: Diversified & Production Interest Rate 10.5% Cash Reference Rate and Spread SOFR+5.00% Floor 1.00% Maturity 11/18/24, Initial Acquisition Date 12/18/19 | $1.50M | $1.49M | $7.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans Dentive, LLC | Healthcare & Pharmaceuticals | First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/22 | $1.48M | $1.47M | $11.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC | Services: Business | First Lien Term Loan Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 9/7/22 | $1.44M | $1.39M | $47.0K | — | +6.00% | — |
Debt Securities Portfolio Junior Secured Loans Global Tel*Link Corporation | Telecommunications | Term Loan (Second Lien) Telecommunications Interest Rate 15.5% Cash Reference Rate and Spread SOFR+10.00% Maturity 11/29/26, Initial Acquisition Date 12/23/19 | $1.31M | $1.49M | -$175.0K | — | +10.00% | — |
Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 0.75% Maturity 8/16/24, Initial Acquisition Date 5/10/23 | $1.31M | $1.28M | $28.0K | — | +6.50% | — |
Debt Securities Portfolio Junior Secured Loans Lucky Bucks Holdings LLC | Hotel, Gaming & Leisure | Promissory Note Hotel, Gaming & Leisure Interest Rate 12.5% PIK Maturity 5/29/28, Initial Acquisition Date 1/14/22 | $1.25M | $5.57M | -$4.31M | — | — | — |
Debt Securities Portfolio Senior Secured Loans Dodge Data & Analytics LLC | Construction & Building | Term Loan Construction & Building Interest Rate 10.1% Cash Reference Rate and Spread SOFR+4.75% Floor 0.50% Maturity 2/10/29, Initial Acquisition Date 2/10/22 | $1.23M | $1.46M | -$238.0K | — | +4.75% | — |
CLO Subordinated Investments Portfolio JMP Credit Advisors CLO IV Ltd. | — | Subordinated Securities, effective interest 26% CLO Fund Securities Maturity 7/17/29 Percentage Ownership 57.2% Initial Acquisition Date 10/22/21 | $1.20M | $1.86M | -$656.0K | 26.00% | — | — |
Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC | Hotel, Gaming & Leisure | Term Loan Hotel, Gaming & Leisure Interest Rate 12.9% Cash Floor 0.75% Maturity 7/21/27, Initial Acquisition Date 7/20/21 | $1.19M | $4.10M | -$2.91M | — | — | — |
Debt Securities Portfolio Junior Secured Loans Phoenix Guarantor Inc. | Healthcare & Pharmaceuticals | Term Loan Second Lien Healthcare & Pharmaceuticals Interest Rate 13.9% Cash Reference Rate and Spread SOFR+8.50% Floor 1.00% Maturity 3/5/27, Initial Acquisition Date 12/18/19 | $1.19M | $1.14M | $44.0K | — | +8.50% | — |
Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC | High Tech Industries | Super Senior Term Loan B High Tech Industries Interest Rate 9.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/20 | $1.13M | $1.23M | -$93.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. | Chemicals, Plastics and Rubber | Term Loan Chemicals, Plastics and Rubber Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 7/29/21 | $1.00M | $1.01M | -$1.0K | — | +7.50% | — |
Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC | High Tech Industries | Senior Term Loan A High Tech Industries Interest Rate 5.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/20 | $1.00M | $1.51M | -$504.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans AIDC IntermediateCo 2, LLC | Services: Business | First Lien Term Loan Services: Business Interest Rate 11.8% Cash Reference Rate and Spread SOFR+6.40% Floor 1.00% Maturity 7/22/27, Initial Acquisition Date 9/9/22 | $977.0K | $979.0K | -$2.0K | — | +6.40% | — |
Debt Securities Portfolio Senior Secured Loans Electro Rent Corporation | — | First Lien Term Loan High Tech Industries Interest Rate 11.0% Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 11/1/24, Initial Acquisition Date 11/16/22 | $975.0K | $979.0K | -$4.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans BW NHHC Holdco Inc. | Healthcare & Pharmaceuticals | First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.9% Cash Reference Rate and Spread SOFR+7.50% Floor 2.00% Maturity 1/15/26, Initial Acquisition Date 12/21/22 | $961.0K | $945.0K | $16.0K | — | +7.50% | — |
CLO Subordinated Investments Portfolio Catamaran CLO 2014-1 Ltd. | — | Subordinated Securities, effective interest 36.4% CLO Fund Securities Maturity 4/20/30 Percentage Ownership 22.2% Initial Acquisition Date 5/6/14 | $938.0K | $938.0K | $0.00 | 36.40% | — | — |
Securities Portfolio Qualtek LLC Equity High Tech Industries Initial | High Tech Industries | Equity | $933.0K | $1.28M | -$344.0K | — | — | — |
Securities Portfolio Kleen-Tech Acquisition, LLC Common Stock Services: Business Initial | Services: Business | Equity | $906.0K | $1.26M | -$358.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. | Media: Broadcasting & Subscription | Revolver Media: Broadcasting & Subscription Interest Rate 15.2% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/21 | $898.0K | $1.03M | -$136.0K | — | +9.50% | — |
Debt Securities Portfolio Senior Secured Loans Securus Technologies Holdings, Inc | Telecommunications | Term Loan Telecommunications Interest Rate 10.2% Cash Reference Rate and Spread L+4.50% Floor 1.00% Maturity 11/1/24, Initial Acquisition Date 3/21/22 | $887.0K | $960.0K | -$73.0K | — | +4.50% | — |
Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC | Finance | Delayed Draw Term Loan Finance Interest Rate 11.6% Reference Rate and Spread SOFR+6.25% Floor 0.75% Cash Maturity 8/29/29, Initial Acquisition Date 8/31/22 | $867.0K | $864.0K | $3.0K | — | +6.25% | — |
Debt Securities Portfolio Senior Secured Loans Ivanti Software, Inc. | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 9.8% Cash Reference Rate and Spread SOFR+4.25% Floor 0.75% Maturity 12/1/27, Initial Acquisition Date 10/12/22 | $859.0K | $803.0K | $56.0K | — | +4.25% | — |
Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. | Machinery (Non-Agrclt/Constr/Electr) | Revolver Machinery (Non-Agrclt/Constr/Electr) Interest Rate 11.1% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 10/9/24, Initial Acquisition Date 10/28/20 | $855.0K | $837.0K | $18.0K | — | +5.75% | — |
Securities Portfolio FP WRCA Coinvestment Fund VII, Ltd Class A Shares Capital Equipment Initial | Capital Equipment | Equity | $853.0K | $1.50M | -$647.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC | Services: Business | Revolver Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/21 | $850.0K | $859.0K | -$9.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC | Hotel, Gaming & Leisure | Term Loan Hotel, Gaming & Leisure Interest Rate 15.3% Cash Reference Rate and Spread SOFR+10.00% Floor 1.00% Maturity 10/16/23, Initial Acquisition Date 7/21/23 | $814.0K | $818.0K | -$4.0K | — | +10.00% | — |
Debt Securities Portfolio Senior Secured Loans Naviga Inc | Services: Business | Delayed Draw Term Loan Services Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 12/29/23, Initial Acquisition Date 3/1/21 | $737.0K | $742.0K | -$5.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC | Healthcare, Education and Childcare | Delayed Draw Term Loan Healthcare, Education and Childcare Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/28/24, Initial Acquisition Date 12/23/19 | $721.0K | $722.0K | -$1.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans Bristol Hospice Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/20 | Healthcare & Pharmaceuticals | Delayed Draw Term Loan | $718.0K | $735.0K | -$17.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans Naviga Inc | Services: Business | Term Loan Services Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 12/29/23, Initial Acquisition Date 3/1/21 | $695.0K | $699.0K | -$4.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC | Finance | Delayed Draw Term Loan Finance Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/22 | $692.0K | $689.0K | $3.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.3% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/21 | $626.0K | $594.0K | $32.0K | — | +5.75% | — |
Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial | Banking, Finance, Insurance & Real Estate | Equity | $620.0K | $502.0K | $118.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/22 | $615.0K | $609.0K | $6.0K | — | +5.75% | — |
Debt Securities Portfolio Junior Secured Loans Robertshaw US Holding Corp. | Capital Equipment | Initial Term Loan (Second Lien) Capital Equipment Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 1.00% Maturity 2/28/26, Initial Acquisition Date 2/15/18 | $582.0K | $2.99M | -$2.41M | — | +8.00% | — |
Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/21 | $543.0K | $544.0K | -$1.0K | — | +6.00% | — |
Securities Portfolio BMP Slappey Holdco, LLC Preferred Stock Telecommunications Initial | Telecommunications | Equity | $519.0K | $467.0K | $52.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC | High Tech Industries | Revolver High Tech Industries Interest Rate 12.9% Cash + 2.0% PIK Reference Rate and Spread SOFR+7.50% Floor 1.00% Maturity 12/21/23, Initial Acquisition Date 10/28/20 | $514.0K | $728.0K | -$214.0K | — | +7.50% | — |
Securities Portfolio GreenPark Infrastructure, LLC Preferred Equity Energy: Electricity Initial | Energy: Electricity | Equity | $500.0K | $500.0K | $0.00 | — | — | — |
Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. | Consumer goods: Durable | Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 10/21/27, Initial Acquisition Date 10/29/21 | $483.0K | $488.0K | -$5.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans Naviga Inc | Services: Business | Revolver Services Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 12/29/23, Initial Acquisition Date 10/28/20 | $461.0K | $464.0K | -$3.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. | Media: Broadcasting & Subscription | Revolver Media: Broadcasting & Subscription Interest 15.2% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 6/30/24, Initial Acquisition Date 8/9/22 | $459.0K | $530.0K | -$71.0K | — | +9.50% | — |
CLO Subordinated Investments Portfolio Dryden 30 Senior Loan Fund Subordinated Securities | CLO | effective interest 30.2% CLO Fund Securities Maturity 11/1/28 Percentage Ownership 6.8% Initial Acquisition Date 10/10/13 | $455.0K | $454.0K | $1.0K | 30.20% | — | — |
Securities Portfolio ATP Oil & Gas Corporation Limited Term Royalty Interest Energy: Oil & Gas Initial | Energy: Oil & Gas | Equity | $451.0K | — | — | — | — | — |
Debt Securities Portfolio Senior Secured Loans Naviga Inc | Services: Business | Delayed Draw Term Loan Services Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 12/29/23, Initial Acquisition Date 10/28/20 | $446.0K | $448.0K | -$2.0K | — | +7.00% | — |
Securities Portfolio AAPC Holdings, LLC Equity Healthcare & Pharmaceuticals Initial | Healthcare & Pharmaceuticals | Equity | $441.0K | — | — | — | — | — |
Securities Portfolio South Street Securities Holdings, Inc Warrants Banking, Finance, Insurance & Real Estate Initial | — | Equity | $408.0K | — | — | — | — | — |
Debt Securities Portfolio Senior Secured Loans Naviga Inc | Services: Business | Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 12/29/23, Initial Acquisition Date 3/2/22 | $399.0K | $401.0K | -$2.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC | High Tech Industries | Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/3/22 | $383.0K | $409.0K | -$26.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. | Beverage, Food and Tobacco | Revolving Loan Beverage, Food and Tobacco Interest Rate 13.3% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/20 | $345.0K | $365.0K | -$20.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Luminii LLC | Construction & Building | Revolver Construction & Building Interest Rate 12.6% Cash Reference Rate and Spread SOFR+7.35% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/20 | $342.0K | $343.0K | -$1.0K | — | +7.35% | — |
Securities Portfolio Roscoe Investors, LLC Class A Units Healthcare & Pharmaceuticals Business Initial | Healthcare & Pharmaceuticals | Equity | $326.0K | $1.00M | -$674.0K | — | — | — |
Securities Portfolio Prosper Marketplace Class B Preferred Units Consumer goods: Durable Business Initial | Consumer goods: Durable | Equity | $324.0K | $279.0K | $45.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Netwrix Corporation | High Tech Industries | Revolver High Tech Industries Interest Rate 10.5% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/22 | $284.0K | $278.0K | $6.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC | Hotel, Gaming & Leisure | Term Loan Hotel, Gaming & Leisure Interest Rate 15.3% Cash Reference Rate and Spread SOFR+10.00% Floor 1.00% Maturity 10/16/23, Initial Acquisition Date 8/14/23 | $277.0K | $277.0K | $0.00 | — | +10.00% | — |
Securities Portfolio DxTx Pain and Spine LLC Common Healthcare & Pharmaceuticals Initial | Healthcare & Pharmaceuticals | Equity | $258.0K | $258.0K | $0.00 | — | — | — |
Securities Portfolio BMP Slappey Investment II Preferred Stock Telecommunications Initial | Telecommunications | Equity | $231.0K | $208.0K | $23.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC | High Tech Industries | Senior Term Loan B High Tech Industries Interest Rate 7.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/20 | $204.0K | $1.41M | -$1.21M | — | — | — |
Securities Portfolio AAPC Holdings, LLC Preferred Equity Healthcare & Pharmaceuticals Interest Rate 18.0% Cash Initial | Healthcare & Pharmaceuticals | Equity | $188.0K | $4.0K | $184.0K | — | — | — |
Securities Portfolio Everyware Global, Inc. Common Consumer goods: Durable Initial | Consumer goods: Durable | Equity | $185.0K | $346.0K | -$161.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Dentive, LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan - First Lien Healthcare & Pharmaceuticals Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/22 | $172.0K | $176.0K | -$4.0K | — | +7.00% | — |
Securities Portfolio GreenPark Infrastructure, LLC Preferred Equity Energy: Electricity One Initial | Energy: Electricity | Equity | $171.0K | $171.0K | $0.00 | — | — | — |
Debt Securities Portfolio Senior Secured Loans Mobex Global U.S., Inc. | Automotive | First Lien Term Loan A Automotive Interest Rate 14.1% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/28/24, Initial Acquisition Date 2/4/22 | $140.0K | $175.0K | -$35.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Mobex Global U.S., Inc. | Automotive | First Lien Term Loan B Automotive Interest Rate 14.2% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/28/24, Initial Acquisition Date 1/20/22 | $138.0K | $172.0K | -$34.0K | — | +6.50% | — |
Securities Portfolio Carestream Health Holdings, Inc Common Stock Healthcare & Pharmaceuticals Initial | Healthcare & Pharmaceuticals | Equity | $91.0K | $53.0K | $38.0K | — | — | — |
02/2022 | Debt Securities Portfolio Senior Unsecured Bond Tank Partners Equipment Holdings LLC 10.00% | TankConvert Energy: Oil & Gas Interest Rate 10.0% PIK Maturity 2/15/22, Initial Acquisition Date 2/15/19 | $43.0K | $416.0K | -$373.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC | High Tech Industries | Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 4/4/22 | $35.0K | $59.0K | -$24.0K | — | — | — |
Securities Portfolio 4L Ultimate Topco Corporation Common Services: Business Initial | Services: Business | Equity | $29.0K | $29.0K | $0.00 | — | — | — |
Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. | Consumer goods: Durable | Revolver Consumer Goods: Durable Interest Rate 13.7% Cash + 1.0% PIK Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/20 | $26.0K | $44.0K | -$18.0K | — | +8.36% | — |
Asset Manager Affiliates Asset Management Company Percentage Ownership 100.0% Initial Acquisition Date12/11/06 | — | Senior Unsecured Bond | $0.00 | $17.79M | -$17.79M | — | — | — |
CLO Subordinated Investments Portfolio Catamaran CLO 2014-2 Ltd. | — | Subordinated Securities, effective interest 0.0% CLO Fund Securities Maturity 10/18/26 Percentage Ownership 24.9% Initial Acquisition Date 8/15/14 | $0.00 | $6.07M | -$6.07M | 0.00% | — | — |
CLO Subordinated Investments Portfolio Catamaran CLO 2015-1 Ltd. | — | Subordinated Securities, effective interest 0.0% CLO Fund Securities Maturity 4/22/27 Percentage Ownership 9.9% Initial Acquisition Date 5/5/15 | $0.00 | $2.53M | -$2.53M | 0.00% | — | — |
Debt Securities Portfolio Junior Secured Loans ProAir, LLC | Capital Equipment | Sub Note Capital Equipment Interest Rate 17.8% PIK Maturity 1/31/23, Initial Acquisition Date 3/8/22 | $0.00 | $1.93M | -$1.93M | — | — | — |
Debt Securities Portfolio Junior Secured Loans TRSO II, Inc. | Energy: Oil & Gas | Promissory Note Energy: Oil & Gas Interest Rate 1.7% PIK Maturity 1/24/25, Initial Acquisition Date 1/24/20 | $0.00 | $75.0K | -$75.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. | Machinery (Non-Agrclt/Constr/Electr) | Revolver Machinery (Non-Agrclt/Constr/Electr) Interest Rate 0.8% Cash Floor 1.00% Maturity 10/9/24, Initial Acquisition Date 8/22/22 | $0.00 | $1.0K | -$1.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC | Healthcare & Pharmaceuticals | Revolver Healthcare & Pharmaceuticals Interest Rate 0.5% Cash Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/21 | $0.00 | $35.0K | -$35.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Help Systems Holdings, LLC | — | First Lien Term Loan High Tech Industries Interest Rate 9.5% Cash Reference Rate and Spread SOFR+4.00% Floor 0.75% Maturity 11/19/26, Initial Acquisition Date 11/17/22 | $0.00 | $1.84M | -$1.84M | — | +4.00% | — |
Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC | Banking, Finance, Insurance & Real Estate | Revolver Banking, Finance, Insurance & Real Estate Interest Rate 0.5% Cash Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/22 | $0.00 | $3.0K | -$3.0K | — | — | — |
DebtDebt Securities Portfolio Senior Secured Loans Franchise Group, Inc. | — | First Out Term Loan Retail Interest Rate 10.3% Cash Reference Rate and Spread SOFR+4.75% Floor 0.75% Maturity 2/25/26, Initial Acquisition Date 3/18/22 | $0.00 | $2.89M | -$2.89M | — | +4.75% | — |
Derivatives Portfolio HDNet Holdco LLC (Anthem) Derivatives Media: Broadcasting & Subscription Initial Acquisition Date 9/9/19 | Media: Broadcasting & Subscription | Senior Unsecured Bond | $0.00 | $31.0K | -$31.0K | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class A Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | $0.00 | $46.0K | -$46.0K | — | — | — |
Securities Portfolio Fusion Connect, Inc. Common Telecommunications Initial | Telecommunications | Equity | $0.00 | $866.0K | -$866.0K | — | — | — |
Securities Portfolio ProAir HoldCo, LLC Common Stock Capital Equipment Business Initial | Capital Equipment | Equity | $0.00 | $4.26M | -$4.26M | — | — | — |
Securities Portfolio South Street Securities Holdings, Inc Warrant Banking, Finance, Insurance & Real Estate Initial | — | Equity | $0.00 | $455.0K | -$455.0K | — | — | — |
Securities Portfolio Tank Partners Equipment Holdings LLC Class A Units Energy: Oil & Gas Business Initial | Energy: Oil & Gas | Equity | $0.00 | $6.23M | -$6.23M | — | — | — |
Debt Securities Portfolio Senior Secured Loans Netwrix Corporation | High Tech Industries | Delayed Draw Term Loan - First Lien High Tech Industries Interest Rate 1.0% Cash Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/22 | -$2.0K | -$2.0K | $0.00 | — | — | — |
Debt Securities Portfolio Senior Secured Loans Dentive, LLC | Healthcare & Pharmaceuticals | Revolver Healthcare & Pharmaceuticals Interest Rate 0.5% Cash Floor 0.75% Maturity 12/23/28, Initial Acquisition Date 12/23/22 | -$4.0K | $6.0K | -$10.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC | Healthcare & Pharmaceuticals | Revolver Healthcare & Pharmaceuticals Interest Rate 0.5% Cash Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/23 | -$7.0K | $7.0K | -$14.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC | Finance | Revolver Finance Interest Rate 0.5% Cash Floor 0.75% Maturity 8/31/28, Initial Acquisition Date 8/31/22 | -$9.0K | -$28.0K | $19.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Floor 1.00% Maturity 7/7/28, Initial Acquisition Date 7/20/23 | Healthcare & Pharmaceuticals | Delayed Draw Term Loan | -$21.0K | $21.0K | -$42.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. | Consumer goods: Durable | Revolver Consumer goods: Durable Interest Rate 0.5% Cash Floor 1.00% Maturity 10/21/26, Initial Acquisition Date 10/29/21 | -$25.0K | $23.0K | -$48.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/23 | -$36.0K | $36.0K | -$72.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. | Banking, Finance, Insurance & Real Estate | Revolver Banking, Finance, Insurance & Real Estate Interest Rate 0.3% Cash Maturity 7/1/27, Initial Acquisition Date 7/1/22 | -$159.0K | — | — | — | — | — |
Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Floor 0.75% Maturity 8/16/24, Initial Acquisition Date 5/10/23 | — | -$7.0K | — | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class B Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | — | — | — | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Common Stock Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | — | — | — | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrants1 Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | — | — | — | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrants2 Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | — | — | — | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrants3 Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | — | — | — | — | — | — |
Securities Portfolio Centric Brands Inc. Common Machinery (Non-Agrclt/Constr/Electr) Initial | Machinery (Non-Agrclt/Constr/Electr) | Equity | — | — | — | — | — | — |
Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Initial | Metals & Mining | Equity | — | — | — | — | — | — |
Securities Portfolio Ohene Holdings B.V. Warrants High Tech Industries Business Initial | High Tech Industries | Equity | — | — | — | — | — | — |
Securities PortfolioWorld Business Lenders, LLC Common Stock Banking, Finance, Insurance & Real Estate Business Initial | Banking, Finance, Insurance & Real Estate | Equity | — | — | — | — | — | — |
Disclosed holdings FV
$500.42M
Parsed holdings FV
$500.42M
Residual gap
$0.00
Balance-sheet cash
$14.90M
CIK
0001372807
Accession
0000950170-23-061092
Form type
10-Q
Period
2023-09-30