PTMN
Portman Ridge Finance
Portfolio Fair Value
$471.25M
184 holdings
Avg Spread
+6.10%
FV-weighted, debt
Avg Coupon
23.92%
FV-weighted
% First Lien
40.8%
of debt FV
Unrealized P/L
-$62.58M
-11.72% of cost
Non-Accrual
7
text-detected
Balance sheet
Assets$527.38M
Liabilities + Equity$527.38M
First Lien
$192.19M · 36.4%
First Lien
$192.19M · 36.4%
Unitranche
$2.03M · 0.4%
Second Lien
$35.06M · 6.6%
Subordinated
$8.30M · 1.6%
Other Debt
$204.71M · 38.8%
Other Debt
$204.71M · 38.8%
CLO
$246.0K · 0.0%
Equity
$23.43M · 4.4%
Other
$5.29M · 1.0%
Cash & Equivalents
$20.83M · 3.9%
Other Assets
$35.30M · 6.7%
Debt (Borrowings)
$288.86M · 54.8%
Debt (Borrowings)
$288.86M · 54.8%
Other Liabilities
$27.91M · 5.3%
Net Assets (Equity)
$210.61M · 39.9%
Net Assets (Equity)
$210.61M · 39.9%
Industry Composition
High Tech Industries
15.4%
Junior Secured Loans
13.0%
Services: Business
12.6%
Healthcare & Pharmaceuticals
11.9%
Banking, Finance, Insurance & Real Estate
10.9%
Consumer goods: Durable
4.6%
Finance
4.2%
Media: Broadcasting & Subscription
3.0%
Machinery (Non-Agrclt/Constr/Electr)
2.5%
Beverage, Food and Tobacco
2.4%
Aerospace and Defense
2.4%
Chemicals, Plastics and Rubber
2.0%
Other industries
15.0%
Spread Distribution
1.0%
3.0%
4.0%
4.5%
5.0%
5.5%
6.0%
6.5%
7.0%
7.5%
8.0%
8.5%
9.5%
10.0%
Schedule of Investments
All holdings
All holdings
Sortable, click headers to re-sort
184 of 209
| Issuer | Industry | Type | Fair Value | Cost | Unrealized | Coupon | Spread | Maturity |
|---|---|---|---|---|---|---|---|---|
Joint Venture Portfolio Series A-Great Lakes Funding II LLC Joint Ventures Percentage Ownership 12.5% Initial Acquisition Date 8/5/22 | Junior Secured Loans | Senior Secured Loans | $39.64M | $38.56M | $1.08M | — | — | — |
Debt Securities Portfolio Senior Secured Loans H.W. LOCHNER, INC. | Services: Business | Term Loan Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Maturity 7/2/27, Initial Acquisition Date 7/2/21 | $14.30M | $4.47M | $9.83M | — | +6.25% | — |
Debt Securities Portfolio Senior Secured Loans Advantage Capital Holdings LLC | Banking, Finance, Insurance & Real Estate | Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 8.0% Cash + 5.0% PIK Maturity 4/14/27, Initial Acquisition Date 4/14/22 | $13.62M | $14.04M | -$421.0K | — | — | — |
Joint Venture Portfolio KCAP Freedom 3 LLC Joint Ventures Percentage Ownership 62.8% Initial Acquisition Date 12/11/18 | Junior Secured Loans | Senior Secured Loans | $13.52M | $26.45M | -$12.92M | — | — | — |
Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. | Banking, Finance, Insurance & Real Estate | First Lien Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 11.1% Cash Reference Rate and Spread SOFR+5.75% Maturity 7/1/29, Initial Acquisition Date 7/1/22 | $12.03M | $11.96M | $71.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC | Services: Business | Term Loan Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/21 | $11.77M | $11.86M | -$89.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. | Media: Broadcasting & Subscription | Term Loan Media: Broadcasting & Subscription Interest Rate 3.0% Cash + 12.2% PIK Reference Rate and Spread SOFR+3.00% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/21 | $10.44M | $13.09M | -$2.65M | — | +3.00% | — |
Debt Securities Portfolio Senior Secured Loans Money Transfer Acquisition, Inc. | Finance | First Lien Term Loan Finance Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.25% Floor 1.00% Maturity 12/14/27, Initial Acquisition Date 12/14/22 | $9.53M | $9.61M | -$75.0K | — | +8.25% | — |
Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/21 | $7.96M | $7.99M | -$30.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC | Finance | Term Loan Finance Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/22 | $7.86M | $7.75M | $105.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC | Banking, Finance, Insurance & Real Estate | Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 10.8% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 10/1/21 | $7.85M | $7.84M | $11.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans One Stop Mailing LLC | Transportation: Consumer | First Lien Term Loan Transportation: Consumer Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 4/29/27, Initial Acquisition Date 5/7/21 | $7.38M | $7.45M | -$67.0K | — | +6.25% | — |
Debt Securities Portfolio Senior Secured Loans Project Leopard Holdings, Inc. | High Tech Industries | Term Loan High Tech Industries Interest Rate 10.7% Cash Reference Rate and Spread SOFR+5.25% Floor 0.50% Maturity 7/20/29, Initial Acquisition Date 6/15/22 | $7.33M | $7.48M | -$153.0K | — | +5.25% | — |
Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. | Services: Business | First Lien Term Loan Services: Business Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 12/31/20 | $6.66M | $6.97M | -$311.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Project Castle, Inc. | Transportation: Cargo | First Lien Term Loan Transportation: Cargo Interest Rate 10.8% Cash Reference Rate and Spread SOFR+5.50% Floor 0.50% Maturity 6/8/29, Initial Acquisition Date 6/9/22 | $6.52M | $6.61M | -$95.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans Sundance Holdings Group, LLC | Retail | Term Loan Retail Interest Rate 13.5% Cash + 1.5% PIK Reference Rate and Spread SOFR+8.00% Floor 1.00% Maturity 5/1/24, Initial Acquisition Date 10/1/21 | $6.41M | $6.62M | -$207.0K | — | +8.00% | — |
Debt Securities Portfolio Senior Secured Loans Ancile Solutions, Inc. | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 15.6% Cash Reference Rate and Spread SOFR+10.00% Floor 1.00% Maturity 6/11/26, Initial Acquisition Date 6/11/21 | $6.29M | $6.15M | $132.0K | — | +10.00% | — |
Debt Securities Portfolio Senior Secured Loans Riddell Inc | Consumer goods: Durable | First Lien Term Loan Consumer goods: Durable Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Maturity 3/29/29, Initial Acquisition Date 3/29/24 | $6.25M | $6.25M | $0.00 | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Radius Aerospace, Inc. | Aerospace and Defense | Initial Term Loan Aerospace and Defense Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 3/29/25, Initial Acquisition Date 12/23/19 | $6.07M | $6.10M | -$31.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans Radiology Partners, Inc | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 10.6% Cash Reference Rate and Spread SOFR+5.00% Floor 1.00% Maturity 1/31/29, Initial Acquisition Date 1/26/21 | $6.03M | $5.92M | $114.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. | Chemicals, Plastics and Rubber | Term Loan Chemicals, Plastics and Rubber Interest Rate 12.3% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 11/17/21 | $5.97M | $5.97M | $0.00 | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Luminii LLC | Construction & Building | First Lien Term Loan B Construction & Building Interest Rate 12.7% Cash Reference Rate and Spread SOFR+7.35% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/20 | $5.92M | $5.92M | $0.00 | — | +7.35% | — |
Debt Securities Portfolio Junior Secured Loans Idera, Inc. | High Tech Industries | Term Loan (Second Lien) High Tech Industries Interest Rate 12.2% Cash Reference Rate and Spread SOFR+6.75% Floor 0.75% Maturity 2/4/29, Initial Acquisition Date 4/29/21 | $5.87M | $5.96M | -$89.0K | — | +6.75% | — |
Debt Securities Portfolio Senior Secured Loans Appfire Technologies, LLC | High Tech Industries | Term Loan High Tech Industries Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 3/9/27, Initial Acquisition Date 12/20/21 | $5.84M | $5.87M | -$34.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans Cenexel Clinical Research, Inc. | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 11/8/25, Initial Acquisition Date 6/15/22 | $5.75M | $5.75M | $6.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans H.W. LOCHNER, INC. | Services: Business | Revolver Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 7/2/27, Initial Acquisition Date 7/2/21 | $5.68M | $5.77M | -$92.0K | — | +6.25% | — |
Debt Securities Portfolio Senior Secured Loans Priority Holdings, LLC | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 4/22/27, Initial Acquisition Date 4/21/21 | $5.59M | $5.58M | $14.0K | — | +5.75% | — |
Debt Securities Portfolio Junior Secured Loans American Academy Holdings, LLC | Healthcare & Pharmaceuticals | Term Loan Second Lien Healthcare & Pharmaceuticals Interest Rate 14.5% PIK Maturity 3/1/28, Initial Acquisition Date 3/1/22 | $5.49M | $6.03M | -$546.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC | Healthcare, Education and Childcare | Term Loan Healthcare, Education and Childcare Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/29/26, Initial Acquisition Date 12/8/20 | $5.43M | $5.44M | -$10.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC, Term Loan | High Tech Industries | Interest Rate 6% Cash + 2.5% PIK Reference Rate and Spread SOFR+1.00% Floor 5.25% Maturity 6/21/26 Initial Acquisition Date 10/28/20 | $5.29M | $4.54M | $755.0K | — | +1.00% | — |
Debt Securities Portfolio Senior Secured Loans Hollander Intermediate LLC | Consumer goods: Durable | First Lien Term Loan, Consumer goods: Durable, Interest Rate 14.2% Cash Reference Rate and Spread SOFR+8.75% Floor 2.00% Maturity 09/19/26, Initial Acquisition Date 9/19/22 | $5.21M | $5.44M | -$222.0K | — | +8.75% | — |
Debt Securities Portfolio Junior Secured Loans Ivanti Software, Inc. | High Tech Industries | Term Loan Second Lien High Tech Industries Interest Rate 12.8% Cash Reference Rate and Spread SOFR+7.25% Floor 0.50% Maturity 12/1/28, Initial Acquisition Date 10/26/21 | $5.21M | $5.97M | -$754.0K | — | +7.25% | — |
Debt Securities Portfolio Junior Secured Loans Dcert Buyer, Inc. | High Tech Industries | Term Loan (Second Lien) High Tech Industries Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Maturity 2/16/29, Initial Acquisition Date 3/16/21 | $4.90M | $5.39M | -$487.0K | — | +7.00% | — |
Debt Securities Portfolio Junior Secured Loans Project Leopard Holdings, Inc. | High Tech Industries | 2nd Lien TL High Tech Industries Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 0.50% Maturity 7/20/30, Initial Acquisition Date 7/20/22 | $4.79M | $4.92M | -$128.0K | — | +7.75% | — |
Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. | Beverage, Food and Tobacco | First Lien Term Loan Beverage, Food and Tobacco Interest Rate 11.7% Cash + 0.8% PIK Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/20 | $4.73M | $4.82M | -$98.0K | — | +6.25% | — |
Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC | Services: Business | First Lien Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/20 | $4.64M | $4.89M | -$249.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC | Beverage, Food and Tobacco | Term Loan Beverage, Food and Tobacco Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 3/22/22 | $4.35M | $4.86M | -$504.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans Netwrix Corporation | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/22 | $4.22M | $4.26M | -$39.0K | — | +5.00% | — |
Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Interest Rate 10.0% PIK Initial | Metals & Mining | Equity | $4.18M | $4.50M | -$318.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Qualtek LLC | High Tech Industries | Term Loan High Tech Industries Interest Rate 6.2% Cash + 9.0% PIK Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 7/14/25, Initial Acquisition Date 7/14/23 | $4.04M | $4.47M | -$432.0K | — | +1.00% | — |
Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 11/1/26, Initial Acquisition Date 11/1/21 | $3.93M | $3.91M | $20.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. | Consumer goods: Durable | First Lien Term Loan Consumer goods: Durable Interest Rate 13.7% Cash + 1.0% PIK Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/20 | $3.85M | $6.01M | -$2.16M | — | +8.36% | — |
Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. | Machinery (Non-Agrclt/Constr/Electr) | Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 10.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 2/6/31, Initial Acquisition Date 10/28/20 | $3.81M | $3.81M | $0.00 | — | +5.50% | — |
CLO Subordinated Investments Portfolio Catamaran CLO 2018-1 Ltd. | Junior Secured Loans | Subordinated Securities, effective interest 24.9% CLO Fund Securities Maturity 10/27/31 Percentage Ownership 24.8% Initial Acquisition Date 9/27/18 | $3.76M | $3.85M | -$89.0K | 21.70% | — | — |
Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. | Machinery (Non-Agrclt/Constr/Electr) | Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 10.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 8/6/29, Initial Acquisition Date 10/28/20 | $3.69M | $3.69M | $0.00 | — | +5.50% | — |
Debt Securities Portfolio Junior Secured Loans Confluence Technologies, Inc. | Services: Business | Term Loan Second Lien Services: Business Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 0.50% Maturity 7/23/29, Initial Acquisition Date 7/22/21 | $3.67M | $3.98M | -$310.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans CB Midco, LLC | Consumer goods: Durable | Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 9/27/27, Initial Acquisition Date 10/8/21 | $3.58M | $3.77M | -$194.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans MAG DS Corp. | Aerospace and Defense | First Lien Term Loan Aerospace and Defense Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 4/1/27, Initial Acquisition Date 10/28/20 | $3.53M | $3.36M | $164.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/23 | $3.43M | $3.43M | -$3.0K | — | +8.00% | — |
Debt Securities Portfolio Senior Secured Loans Northeast Metal Works LLC | Metals & Mining | Term Loan Metals & Mining Interest Rate 8.0% Cash Maturity 4/5/28, Initial Acquisition Date 1/27/22 | $3.37M | $4.50M | -$1.13M | — | — | — |
Securities Portfolio Aperture Dodge 18 LLC Equity Banking, Finance, Insurance & Real Estate Initial | Banking, Finance, Insurance & Real Estate | Equity | $3.32M | $3.07M | $249.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC | Healthcare & Pharmaceuticals | First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/22 | $3.19M | $3.15M | $36.0K | — | +5.75% | — |
CLO Subordinated Investments Portfolio JMP Credit Advisors CLO V Ltd. | Junior Secured Loans | Subordinated Securities, effective interest 27.8% CLO Fund Securities Maturity 7/17/30 Percentage Ownership 57.2% Initial Acquisition Date 10/22/21 | $3.18M | $3.25M | -$77.0K | 24.50% | — | — |
Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. | Machinery (Non-Agrclt/Constr/Electr) | Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 10.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 2/6/31, Initial Acquisition Date 10/28/20 #One | $3.14M | $3.14M | $0.00 | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans Reception Purchaser, LLC | Transportation: Cargo | First Lien Term Loan Transportation: Cargo Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 3/24/28, Initial Acquisition Date 4/28/22 | $2.90M | $4.35M | -$1.45M | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 7/7/28, Initial Acquisition Date 7/20/23 | Healthcare & Pharmaceuticals | Term Loan | $2.88M | $2.87M | $11.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC | Services: Business | Term Loan Services: Business Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 10/20/21 | $2.86M | $2.77M | $82.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. | Services: Business | Delayed Draw Term Loan Services: Business Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 1/1/22 | $2.78M | $2.92M | -$148.0K | — | +6.00% | — |
Debt Securities Portfolio Junior Secured Loans Redstone Holdco 2 LP | High Tech Industries | Term Loan (Second Lien) High Tech Industries Interest Rate 13.2% Cash Reference Rate and Spread SOFR+7.75% Floor 0.75% Maturity 4/16/29, Initial Acquisition Date 9/28/21 | $2.75M | $4.51M | -$1.76M | — | +7.75% | — |
Debt Securities Portfolio Senior Secured Loans PVHC Holding Corp | Containers, Packaging and Glass | Term Loan Containers, Packaging and Glass Interest Rate 11.0% Cash + 0.8% PIK Reference Rate and Spread SOFR+5.50% Floor 2.50% Maturity 2/17/27, Initial Acquisition Date 12/23/19 | $2.67M | $2.73M | -$60.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans Synamedia Americas Holdings, Inc. | Interactive Media & Services | Term Loan Interactive Media & Services Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 1.00% Maturity 12/5/28, Initial Acquisition Date 12/5/23 | $2.64M | $2.63M | $14.0K | — | +7.75% | — |
Debt Securities Portfolio Senior Secured Loans Franchise Group, Inc. | Retail | Term Loan Retail Interest Rate 10.4% Cash Reference Rate and Spread SOFR+4.75% Floor 0.75% Maturity 3/10/26, Initial Acquisition Date 3/18/22 | $2.62M | $2.89M | -$274.0K | — | +4.75% | — |
Debt Securities Portfolio Senior Secured Loans Datalink, LLC | Healthcare & Pharmaceuticals | First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.2% Cash Reference Rate and Spread SOFR+6.75% Floor 1.00% Maturity 11/23/26, Initial Acquisition Date 12/8/20 | $2.62M | $2.66M | -$48.0K | — | +6.75% | — |
Debt Securities Portfolio Senior Secured Loans Intermedia Holdings, Inc. | High Tech Industries | First Lien Term Loan B High Tech Industries Interest Rate 11.4% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 7/21/25, Initial Acquisition Date 10/28/20 | $2.58M | $2.51M | $70.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Fortis Payment Systems, LLC | Diversified Financial Services | Term Loan Diversified Financial Services Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 2/13/26, Initial Acquisition Date 2/13/20 | $2.57M | $2.58M | -$3.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans South Street Securities Holdings, Inc | Banking, Finance, Insurance & Real Estate | Senior Notes Banking, Finance, Insurance & Real Estate Interest Rate 9.0% Cash Maturity 9/20/27, Initial Acquisition Date 9/20/22 | $2.55M | $2.79M | -$234.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. | Chemicals, Plastics and Rubber | Seventh Amendment Acquisition Loan Chemicals, Plastics and Rubber Interest Rate 12.1% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 6/26/20 | $2.55M | $2.55M | $0.00 | — | +6.50% | — |
Securities Portfolio Advantage Capital Holdings LLC Preferred Equity Banking, Finance, Insurance & Real Estate Interest Rate 12.5% PIK Initial | Banking, Finance, Insurance & Real Estate | Equity | $2.55M | $2.55M | -$1.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans JO ET Holdings Limited | Telecommunications | Term Loan Telecommunications Interest Rate 11.3% Cash + 7.0% PIK Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/15/26, Initial Acquisition Date 12/15/21 | $2.29M | $2.27M | $22.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Neptune BidCo US Inc. | Media: Broadcasting & Subscription | First Lien Term Loan Media: Broadcasting & Subscription Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.50% Maturity 4/11/29, Initial Acquisition Date 11/22/22 | $2.29M | $2.26M | $32.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans Morae Global Corporation | IT Consulting & Other Services | Term Loan IT Consulting & Other Services Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 10/26/26, Initial Acquisition Date 10/26/23 | $2.17M | $2.14M | $31.0K | — | +8.00% | — |
Debt Securities Portfolio Senior Secured Loans AIS Holdco, LLC | Banking, Finance, Insurance & Real Estate | First Lien Term Loan A Banking, Finance, Insurance & Real Estate Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor Maturity 8/15/25, Initial Acquisition Date 10/28/20 | $2.13M | $2.04M | $81.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans ELO Touch Solutions, Inc. | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor Maturity 12/14/25, Initial Acquisition Date 10/28/20 | $2.05M | $1.94M | $102.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Bristol Hospice Unitranche Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/20 | Healthcare & Pharmaceuticals | Unitranche | $2.03M | $2.05M | -$21.0K | — | +6.50% | — |
Securities Portfolio EBSC Holdings LLC Preferred Equity Consumer goods: Durable Initial | Consumer goods: Durable | Equity | $1.97M | $1.97M | $0.00 | — | — | — |
Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/21 | $1.95M | $2.08M | -$122.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Help Systems Holdings, Inc | High Tech Industries | First Lien Term Loan, High Tech Industries, Interest Rate 9.4% Cash Reference Rate and Spread SOFR+4.00% Floor 0.75% Maturity 11/19/26, Initial Acquisition Date 11/17/22 | $1.91M | $1.85M | $54.0K | — | +4.00% | — |
Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial | Banking, Finance, Insurance & Real Estate | Equity | $1.88M | — | — | — | — | — |
Debt Securities Portfolio Senior Secured Loans H-CA II, LLC | Banking, Finance, Insurance & Real Estate | Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 16.0% Cash Maturity 4/1/24, Initial Acquisition Date 2/16/21 | $1.80M | $1.81M | -$8.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC | Beverage, Food and Tobacco | First Lien Term Loan Beverage, Food and Tobacco Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 6/9/22 | $1.75M | $1.89M | -$134.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC | Banking, Finance, Insurance & Real Estate | Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 10.8% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/22 | $1.71M | $1.71M | $3.0K | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans Tactical Air Support, Inc. | Aerospace and Defense | Term Loan Aerospace and Defense Interest Rate 14.0% Cash Reference Rate and Spread SOFR+8.50% Floor 1.00% Maturity 12/22/28, Initial Acquisition Date 12/22/23 | $1.67M | $1.67M | $0.00 | — | +8.50% | — |
Debt Securities Portfolio Senior Secured Loans Symplr Software, Inc. | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 9.9% Cash Reference Rate and Spread SOFR+4.50% Floor 0.75% Maturity 12/22/27, Initial Acquisition Date 2/2/22 | $1.57M | $1.66M | -$91.0K | — | +4.50% | — |
Securities Portfolio LB NewHoldCo LLC Common Stock Hotel, Gaming & Leisure Initial | Hotel, Gaming & Leisure | Equity | $1.50M | $1.44M | $56.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Dentive, LLC | Healthcare & Pharmaceuticals | First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/22 | $1.48M | $1.47M | $9.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Lifescan Global Corporation | Healthcare & Pharmaceuticals | First Lien Term Loan A Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/31/26, Initial Acquisition Date 10/28/20 | $1.45M | $2.21M | -$761.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC | Services: Business | First Lien Term Loan Services: Business Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 9/7/22 | $1.44M | $1.40M | $49.0K | — | +6.00% | — |
Debt Securities Portfolio Junior Secured Loans Global Tel*Link Corporation | Telecommunications | Term Loan (Second Lien) Telecommunications Interest Rate 15.3% Cash Reference Rate and Spread SOFR+10.00% Maturity 11/29/26, Initial Acquisition Date 12/23/19 | $1.43M | $1.49M | -$61.0K | — | +10.00% | — |
Securities Portfolio Centric Brands, L.P. Equity Machinery (Non-Agrclt/Constr/Electr) Initial | Machinery (Non-Agrclt/Constr/Electr) | Equity | $1.34M | $746.0K | $597.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC | Healthcare & Pharmaceuticals | Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/20/29, Initial Acquisition Date 5/10/23 | $1.29M | $1.28M | $9.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Dodge Data & Analytics LLC | Construction & Building | Term Loan Construction & Building Interest Rate 9.8% Cash Reference Rate and Spread SOFR+4.75% Floor 0.50% Maturity 2/10/29, Initial Acquisition Date 2/10/22 | $1.22M | $1.46M | -$237.0K | — | +4.75% | — |
Debt Securities Portfolio Junior Secured Loans Lucky Bucks Holdings LLC | Hotel, Gaming & Leisure | Promissory Note Hotel, Gaming & Leisure Interest Rate 12.5% PIK Maturity 5/29/28, Initial Acquisition Date 1/14/22 | $1.21M | $5.57M | -$4.35M | — | — | — |
Debt Securities Portfolio Senior Secured Loans Riskonnect Parent LLC | Application Software | Term Loan Application Software Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 0.75% Maturity 12/7/28, Initial Acquisition Date 12/7/21 | $1.21M | $1.21M | $0.00 | — | +5.50% | — |
Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC | High Tech Industries | Super Senior Term Loan B High Tech Industries Interest Rate 9.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/20 | $1.21M | $1.28M | -$77.0K | — | — | — |
Securities Portfolio Kleen-Tech Acquisition, LLC Common Stock Services: Business Initial | Services: Business | Equity | $1.15M | $1.26M | -$116.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. | Chemicals, Plastics and Rubber | Term Loan Chemicals, Plastics and Rubber Interest Rate 12.1% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 7/29/21 | $984.0K | $984.0K | $0.00 | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans AIDC IntermediateCo 2, LLC | Services: Business | First Lien Term Loan Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.40% Floor 1.00% Maturity 7/22/27, Initial Acquisition Date 9/9/22 | $971.0K | $976.0K | -$5.0K | — | +6.40% | — |
Debt Securities Portfolio Senior Secured Loans Ivanti Software, Inc. | High Tech Industries | First Lien Term Loan High Tech Industries Interest Rate 9.8% Cash Reference Rate and Spread SOFR+4.25% Floor 0.75% Maturity 12/1/27, Initial Acquisition Date 10/12/22 | $925.0K | $822.0K | $103.0K | — | +4.25% | — |
Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC | Finance | Delayed Draw Term Loan Finance Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/22 | $864.0K | $860.0K | $4.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. | Media: Broadcasting & Subscription | Revolver Media: Broadcasting & Subscription Interest Rate 15.1% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/21 | $863.0K | $1.10M | -$239.0K | — | +9.50% | — |
Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. | Banking, Finance, Insurance & Real Estate | Revolver Banking, Finance, Insurance & Real Estate Interest Rate 9.6% Cash Reference Rate and Spread SOFR+4.25% Maturity 7/1/27, Initial Acquisition Date 7/1/22 | $862.0K | $966.0K | -$104.0K | — | +4.25% | — |
Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC | Services: Business | Revolver Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/21 | $858.0K | $859.0K | -$1.0K | — | +6.00% | — |
Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC | Hotel, Gaming & Leisure | Term Loan Hotel, Gaming & Leisure Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.65% Floor 1.00% Maturity 10/2/29, Initial Acquisition Date 10/2/23 | $853.0K | $890.0K | -$37.0K | — | +7.65% | — |
Securities Portfolio FP WRCA Coinvestment Fund VII, Ltd Class A Shares Capital Equipment Initial | Capital Equipment | Equity | $783.0K | $1.50M | -$717.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC | Finance | Revolver Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/31/28, Initial Acquisition Date 8/31/22 | $759.0K | $740.0K | $19.0K | — | +6.25% | — |
Debt Securities Portfolio Junior Secured Loans Project Qualtek LLC | High Tech Industries | Term Loan Second Lien High Tech Industries Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 01/14/27, Initial Acquisition Date 07/14/23 | $752.0K | $4.15M | -$3.39M | — | +1.00% | — |
Debt Securities Portfolio Senior Secured Loans Wonder Love, Inc. | Media: Diversified & Production | Term Loan Media: Diversified & Production Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor 1.00% Maturity 11/18/24, Initial Acquisition Date 12/18/19 | $750.0K | $748.0K | $2.0K | — | +5.00% | — |
Debt Securities Portfolio Senior Secured Loans Bristol Hospice Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/20 | Healthcare & Pharmaceuticals | Delayed Draw Term Loan | $722.0K | $732.0K | -$10.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC | Healthcare, Education and Childcare | Delayed Draw Term Loan Healthcare, Education and Childcare Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/29/26, Initial Acquisition Date 12/23/19 | $719.0K | $720.0K | -$1.0K | — | +5.50% | — |
CLO Subordinated Investments Portfolio Catamaran CLO 2014-1 Ltd. | Junior Secured Loans | Subordinated Securities, effective interest 13.7% CLO Fund Securities Maturity 4/20/30 Percentage Ownership 22.2% Initial Acquisition Date 5/6/14 | $702.0K | $702.0K | $0.00 | 43.40% | — | — |
Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC | Services: Business | Delayed Draw Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 3/1/21 | $701.0K | $739.0K | -$38.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. | Beverage, Food and Tobacco | Revolving Loan Beverage, Food and Tobacco Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/20 | $698.0K | $719.0K | -$21.0K | — | +6.25% | — |
Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC | Finance | Delayed Draw Term Loan Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/22 | $692.0K | $686.0K | $6.0K | — | +6.25% | — |
CLO Subordinated Investments Portfolio JMP Credit Advisors CLO IV Ltd. | Junior Secured Loans | Subordinated Securities, effective interest 22.0% CLO Fund Securities Maturity 7/17/29 Percentage Ownership 57.2% Initial Acquisition Date 10/22/21 | $668.0K | $715.0K | -$47.0K | 13.20% | — | — |
Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC | Services: Business | Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 3/1/21 | $660.0K | $696.0K | -$36.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC | High Tech Industries | Senior Term Loan A High Tech Industries Interest Rate 5.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/20 | $652.0K | $1.59M | -$935.0K | — | — | — |
Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial | Banking, Finance, Insurance & Real Estate | Equity | $649.0K | $500.0K | $149.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/22 | $633.0K | $626.0K | $7.0K | — | +5.75% | — |
Securities Portfolio BMP Slappey Holdco, LLC Preferred Stock Telecommunications Initial | Telecommunications | Equity | $631.0K | $467.0K | $164.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/21 | $615.0K | $618.0K | -$3.0K | — | +6.50% | — |
Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC | Services: Business | Revolver Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/20 | $546.0K | $575.0K | -$29.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/21 | $531.0K | $559.0K | -$28.0K | — | +6.00% | — |
Securities Portfolio AAPC Holdings, LLC Equity Healthcare & Pharmaceuticals Initial | Healthcare & Pharmaceuticals | Equity | $509.0K | — | — | — | — | — |
Debt Securities Portfolio Senior Secured Loans Northeast Metal Works LLC | Metals & Mining | Term Loan Metals & Mining Interest Rate 8.0% Cash Maturity 1/1/25, Initial Acquisition Date 2/21/24 | $500.0K | $500.0K | $0.00 | — | — | — |
Securities Portfolio GreenPark Infrastructure, LLC Preferred Equity Energy: Electricity Initial | Energy: Electricity | Equity | $500.0K | $500.0K | $0.00 | — | — | — |
Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. | Consumer goods: Durable | Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Maturity 10/21/27, Initial Acquisition Date 10/29/21 | $488.0K | $487.0K | $1.0K | — | +5.75% | — |
Debt Securities Portfolio Senior Secured Loans Dentive, LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan - First Lien Healthcare & Pharmaceuticals Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/22 | $488.0K | $492.0K | -$4.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC | Hotel, Gaming & Leisure | Term Loan Hotel, Gaming & Leisure Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.65% Floor 1.00% Maturity 10/2/28, Initial Acquisition Date 10/2/23 | $472.0K | $457.0K | $15.0K | — | +7.65% | — |
Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. | Media: Broadcasting & Subscription | Revolver Media: Broadcasting & Subscription Interest 15.1% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 6/30/24, Initial Acquisition Date 8/9/22 | $444.0K | $563.0K | -$119.0K | — | +9.50% | — |
Securities Portfolio Roscoe Investors, LLC Class A Units Healthcare & Pharmaceuticals Initial | Healthcare & Pharmaceuticals | Equity | $443.0K | $1.00M | -$557.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC | Services: Business | Delayed Draw Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/20 | $424.0K | $447.0K | -$23.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC | High Tech Industries | Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/3/22 | $411.0K | $431.0K | -$20.0K | — | — | — |
Securities Portfolio South Street Securities Holdings, Inc Warrants Banking, Finance, Insurance & Real Estate Initial | Banking, Finance, Insurance & Real Estate | Equity | $381.0K | $455.0K | -$74.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC | Healthcare & Pharmaceuticals | Revolver Healthcare & Pharmaceuticals Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/23 | $380.0K | $381.0K | -$1.0K | — | +8.00% | — |
Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC | Services: Business | Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 3/2/22 | $379.0K | $399.0K | -$20.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Luminii LLC | Construction & Building | Revolver Construction & Building Interest Rate 12.7% Cash Reference Rate and Spread SOFR+7.35% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/20 | $343.0K | $343.0K | $0.00 | — | +7.35% | — |
Securities Portfolio Prosper Marketplace Class B Preferred Units Consumer goods: Durable Initial | Consumer goods: Durable | Equity | $324.0K | $279.0K | $45.0K | — | — | — |
Securities Portfolio BMP Slappey Investment II Preferred Stock Telecommunications Initial | Telecommunications | Equity | $281.0K | $208.0K | $73.0K | — | — | — |
Securities Portfolio DxTx Pain and Spine LLC Common Healthcare & Pharmaceuticals Initial | Healthcare & Pharmaceuticals | Equity | $259.0K | $258.0K | $1.0K | — | — | — |
CLO Subordinated Investments Portfolio Dryden 30 Senior Loan Fund Subordinated Securities | Junior Secured Loans | effective interest 25.3% CLO Fund Securities Maturity 11/1/28 Percentage Ownership 6.8% Initial Acquisition Date 10/10/13 | $246.0K | $246.0K | $0.00 | 32.60% | — | — |
Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 7/7/28, Initial Acquisition Date 7/20/23 | Healthcare & Pharmaceuticals | Delayed Draw Term Loan | $245.0K | $241.0K | $4.0K | — | +6.50% | — |
Securities Portfolio AAPC Holdings, LLC Preferred Equity Healthcare & Pharmaceuticals Interest Rate 18.0% Cash Initial | — | Equity | $201.0K | $4.0K | $197.0K | — | — | — |
Debt Securities Portfolio Junior Secured Loans Robertshaw US Holding Corp. | Capital Equipment | Term Loan Second Lien Capital Equipment Maturity 2/28/26, Initial Acquisition Date 2/15/18 | $189.0K | $2.98M | -$2.79M | — | — | — |
Securities Portfolio Everyware Global, Inc. Common Consumer goods: Durable Initial | Consumer goods: Durable | Equity | $175.0K | $346.0K | -$171.0K | — | — | — |
Securities Portfolio GreenPark Infrastructure, LLC Preferred Equity Energy: Electricity One Initial | Energy: Electricity | Equity | $171.0K | $171.0K | $0.00 | — | — | — |
Debt Securities Portfolio Senior Secured Loans Fortis Payment Systems, LLC | Diversified Financial Services | Delayed Draw Term Loan Diversified Financial Services Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 2/13/26, Initial Acquisition Date 2/13/20 | $123.0K | $123.0K | $0.00 | — | +5.75% | — |
Securities Portfolio Morae Global Holdings Inc. Warrants IT Consulting & Other Services Initial | IT Consulting & Other Services | Equity | $109.0K | $87.0K | $22.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC | Services: Business | Revolver Services: Business Interest Rate 14.5% Cash Reference Rate and Spread PRIME+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/20 | $104.0K | $110.0K | -$6.0K | — | +7.00% | — |
Securities Portfolio Carestream Health Holdings, Inc Common Stock Healthcare & Pharmaceuticals Initial | Healthcare & Pharmaceuticals | Equity | $91.0K | $53.0K | $38.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. | Consumer goods: Durable | Revolver Consumer goods: Durable Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/20 | $29.0K | $44.0K | -$15.0K | — | +8.36% | — |
Securities Portfolio 4L Ultimate Topco Corporation Common Services: Business Initial | Services: Business | Equity | $29.0K | $29.0K | $0.00 | — | — | — |
Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC | High Tech Industries | Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 4/4/22 | $23.0K | $62.0K | -$39.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Riddell Inc | Consumer goods: Durable | Delayed Draw Term Loan - First Lien Consumer goods: Durable Reference Rate and Spread SOFR+0.00% Maturity 3/29/29, Initial Acquisition Date 3/29/24 | $4.0K | $4.0K | $0.00 | — | — | — |
Asset Manager Affiliates Asset Management Company Percentage Ownership 100.0% Initial Acquisition Date12/11/06 | Junior Secured Loans | Senior Secured Loans | $0.00 | $17.79M | -$17.79M | — | — | — |
Debt Securities Portfolio Junior Secured Loans ProAir, LLC | Capital Equipment | Sub Note Capital Equipment Interest Rate 17.8% PIK Maturity 1/31/23, Initial Acquisition Date 3/8/22 | $0.00 | $1.93M | -$1.93M | — | — | — |
Debt Securities Portfolio Junior Secured Loans TRSO II, Inc. | Energy: Oil & Gas | Promissory Note Energy: Oil & Gas Maturity 1/24/25, Initial Acquisition Date 1/24/20 | $0.00 | $76.0K | -$76.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC | High Tech Industries | First Lien Term Loan High Tech Industries Maturity 6/21/26, Initial Acquisition Date 10/28/20 | $0.00 | $937.0K | -$937.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC | High Tech Industries | Senior Term Loan B High Tech Industries Interest Rate 7.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/20 | $0.00 | $1.50M | -$1.50M | — | — | — |
Derivatives Portfolio HDNet Holdco LLC (Anthem) Derivatives Media: Broadcasting & Subscription Initial Acquisition Date 9/9/19 | Media: Broadcasting & Subscription | Senior Secured Loans | $0.00 | $31.0K | -$31.0K | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class A Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | $0.00 | $46.0K | -$46.0K | — | — | — |
Securities Portfolio Fusion Connect, Inc. Common Telecommunications Initial | Telecommunications | Equity | $0.00 | $866.0K | -$866.0K | — | — | — |
Securities Portfolio ProAir HoldCo, LLC Common Stock Capital Equipment Business Initial | Capital Equipment | Equity | $0.00 | $4.26M | -$4.26M | — | — | — |
Securities Portfolio Qualtek LLC Equity High Tech Industries Initial | High Tech Industries | Equity | $0.00 | $1.28M | -$1.28M | — | — | — |
Securities Portfolio Tank Partners Equipment Holdings LLC Class A Units Energy: Oil & Gas Initial | Energy: Oil & Gas | Equity | $0.00 | $6.23M | -$6.23M | — | — | — |
Debt Securities Portfolio Senior Secured Loans Dentive, LLC | Healthcare & Pharmaceuticals | Revolver Healthcare & Pharmaceuticals Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/23/28, Initial Acquisition Date 12/23/22 | -$4.0K | $6.0K | -$10.0K | — | +7.00% | — |
Debt Securities Portfolio Senior Secured Loans Tactical Air Support, Inc. | Aerospace and Defense | Delayed Draw Term Loan Aerospace and Defense Interest Rate 0.8% Cash Maturity 12/22/28, Initial Acquisition Date 12/22/23 | -$7.0K | — | — | — | — | — |
Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Maturity 10/20/29, Initial Acquisition Date 5/10/23 | -$8.0K | -$6.0K | -$2.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Morae Global Corporation | IT Consulting & Other Services | Revolver IT Consulting & Other Services Interest Rate 0.5% Cash Floor 2.00% Maturity 10/26/26, Initial Acquisition Date 10/26/23 | -$9.0K | $10.0K | -$19.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. | Consumer goods: Durable | Revolver Consumer goods: Durable Interest Rate 0.5% Cash Floor 1.00% Maturity 10/21/26, Initial Acquisition Date 10/29/21 | -$13.0K | $23.0K | -$36.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Netwrix Corporation | High Tech Industries | Revolver High Tech Industries Interest Rate 0.3% Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/22 | -$15.0K | $9.0K | -$24.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC | Healthcare & Pharmaceuticals | Revolver Healthcare & Pharmaceuticals Interest Rate 0.5% Cash Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/21 | -$26.0K | $35.0K | -$61.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC | Healthcare & Pharmaceuticals | Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/23 | -$33.0K | $32.0K | -$65.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans Riskonnect Parent LLC | Application Software | Delayed Draw Term Loan Application Software Interest Rate 0.5% Cash Maturity 12/7/28, Initial Acquisition Date 12/7/21 | -$50.0K | -$49.0K | -$1.0K | — | — | — |
Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC | Banking, Finance, Insurance & Real Estate | Revolver Banking, Finance, Insurance & Real Estate Interest Rate 0.5% Cash Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/22 | — | -$2.0K | — | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class B Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | — | — | — | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Common Stock Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | — | — | — | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrants1 Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | — | — | — | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrants2 Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | — | — | — | — | — | — |
Securities Portfolio Anthem Sports & Entertainment Inc. Warrants3 Media: Broadcasting & Subscription Initial | Media: Broadcasting & Subscription | Equity | — | — | — | — | — | — |
Securities Portfolio HDC/HW Holdings, LLC Common Stock High Tech Industries Initial | High Tech Industries | Equity | — | — | — | — | — | — |
Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Initial | Metals & Mining | Equity | — | — | — | — | — | — |
Securities Portfolio Ohene Holdings B.V. Warrants High Tech Industries Business Initial | High Tech Industries | Equity | — | — | — | — | — | — |
Securities Portfolio Sundance Holdings Group, LLC Common Stock Retail Initial | Retail | Equity | — | — | — | — | — | — |
Securities Portfolio World Business Lenders, LLC Common Stock Banking, Finance, Insurance & Real Estate Initial | Banking, Finance, Insurance & Real Estate | Equity | — | — | — | — | — | — |
Disclosed holdings FV
$471.25M
Parsed holdings FV
$471.25M
Residual gap
$0.00
Balance-sheet cash
$20.83M
CIK
0001372807
Accession
0000950170-24-055625
Form type
10-Q
Period
2024-03-31